All investment adviser firms · Page 55
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- EXCEL WEALTH MANAGEMENT, LLCCRD 299602 · MANCHESTER, CT$310,496,264.00Regulatory AUM · August 2026
- EXCELLERE CAPITAL MANAGEMENT LLCCRD 142904 · DENVER, CO$2,255,352,333.00Regulatory AUM · August 2026
- EXCELSIOR RENEWABLE ENERGY MANAGEMENT COMPANY LPCRD 289890 · EXCELSIOR, MN$1,505,418,687.00Regulatory AUM · August 2026
- EXCHANGE PLACE ADVISORS, LLCCRD 125240 · SUDBURY, MA$379,715,479.00Regulatory AUM · August 2026
- EXCHANGE TRADED CONCEPTS, LLCCRD 151197 · OKLAHOMA CITY, OK$22,952,324,758.00Regulatory AUM · August 2026
- EXCLUSIVE RESOURCE MANAGEMENT LLCCRD 321076 · LATHAM, NY$71,102,624.00Regulatory AUM · August 2026
- EXCOLERE EQUITY PARTNERS, LLCCRD 324822 · LOS ANGELES, CA$212,159,124.00Regulatory AUM · August 2026
- EXCOMP ASSET MANAGEMENT LTDCRD 110434 · MELVILLE, NY$140,218,941.00Regulatory AUM · August 2026
- EXDS CAPITAL LLCCRD 338093$171,559.00Regulatory AUM · August 2026
- EXECUTIVE FINANCIAL SERVICES INCCRD 110180 · LIVONIA, MI$199,450,000.00Regulatory AUM · August 2026
- EXIT WEALTH ADVISORS, LLCCRD 332573 · ALPHARETTA, GA$243,222,773.00Regulatory AUM · August 2026
- EXODUS WEALTH, LLCCRD 174328 · FORT LAUDERDALE, FL$483,606,925.00Regulatory AUM · August 2026
- EXODUSPOINT CAPITAL MANAGEMENT, LPCRD 294156 · NEW YORK, NY$159,413,741,487.00Regulatory AUM · August 2026
- EXOME ASSET MANAGEMENT LLCCRD 304585 · NEW YORK, NY$548,629,691.00Regulatory AUM · August 2026
- EXPAND FINANCIAL GROUP, LLCCRD 293160$113,456,003.00Regulatory AUM · August 2026
- EXPAND FINANCIAL, LLCCRD 152515$2,772,194,954.00Regulatory AUM · August 2026
- EXPERIENCE YOUR WEALTH, LLCCRD 305991$105,302,182.00Regulatory AUM · August 2026
- EXPRESSIVE WEALTH LLCCRD 329974 · CHICAGO, IL$165,171,203.00Regulatory AUM · August 2026
- EXTANT CAPITAL LLCCRD 337508 · ALBANY, NY$204,259,315.00Regulatory AUM · August 2026
- EXTRACT ADVISORS LLCCRD 285535 · CALABASAS, CA$914,421,997.00Regulatory AUM · August 2026
- EYRA LLCCRD 342637Not availableRegulatory AUM · August 2026
- EYRE STREET CAPITAL, LLCCRD 333970 · NEW YORK, NY$367,215,169.00Regulatory AUM · August 2026
- F L PUTNAM INVESTMENT MANAGEMENT CO.CRD 106223 · LYNNFIELD, MA$9,715,433,173.00Regulatory AUM · August 2026
- F.I.G. FINANCIAL ADVISORY SERVICES, INC.CRD 105506 · OKLAHOMA CITY, OK$162,392,624.00Regulatory AUM · August 2026
- F/M INVESTMENTS LLCCRD 304405 · WASHINGTON, DC$17,735,998,522.00Regulatory AUM · August 2026
- F&V CAPITAL MANAGEMENT, L.L.C.CRD 146399 · BOCA RATON, FL$557,839,445.00Regulatory AUM · August 2026
- F5 FINANCIAL PLANNING, L.L.C.CRD 170674$168,654,961.00Regulatory AUM · August 2026
- FACET WEALTH, INCCRD 285961 · WEST PALM BEACH, FL$7,603,700,943.00Regulatory AUM · August 2026
- FACT CAPITAL, L.P.CRD 307860 · NEW YORK, NY$370,833,887.00Regulatory AUM · August 2026
- FACTION VENTURES, LLCCRD 318821 · PALO ALTO, CA$432,631,544.00Regulatory AUM · August 2026
- FACTOR WEALTH MANAGEMENT LTD.CRD 104708 · CHICAGO, IL$781,019,799.00Regulatory AUM · August 2026
- FACTORIAL FUNDS MANAGEMENT LLCCRD 319107 · SAN FRANCISCO, CA$967,009,419.00Regulatory AUM · August 2026
- FACTORPOINT PLANNING, LLCCRD 341229 · PITTSFORD, NYNot availableRegulatory AUM · August 2026
- FACTORY CAPITAL LLCCRD 341250 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- FAGAN ASSOCIATES INCCRD 107562 · TROY, NY$940,732,988.00Regulatory AUM · August 2026
- FAI ADVISORS, INC.CRD 122132 · FARMINGTON HILLS, MI$302,044,135.00Regulatory AUM · August 2026
- FAI CAPITAL MANAGEMENTCRD 147025 · TAMPA, FL$842,109,549.00Regulatory AUM · August 2026
- FAIR ASSET MANAGEMENT, LLCCRD 334853$119,766,244.00Regulatory AUM · August 2026
- FAIRBANKS CAPITAL MANAGEMENT, INC.CRD 107650 · RANCHO SANTA FE, CA$210,590,858.00Regulatory AUM · August 2026
- FAIRBRIDGE ASSET MANAGEMENT LLCCRD 314538 · DARIEN, CT$535,431,174.00Regulatory AUM · August 2026
- FAIRCHILD CAPITAL LLCCRD 298428 · PORTLAND, OR$102,789,935.00Regulatory AUM · August 2026
- FAIRCHILD FINANCIAL ADVISORS, INC.CRD 165434 · FOLSOM, CA$127,275,047.00Regulatory AUM · August 2026
- FAIRCOURT PARTNERS, LLCCRD 295508 · LAKE BLUFF, IL$3,120,614,420.00Regulatory AUM · August 2026
- FAIRFAX GLOBAL INVESTMENT MANAGEMENT LLCCRD 314171$147,743,575.00Regulatory AUM · August 2026
- FAIRFIELD FINANCIAL ADVISORS LTDCRD 106408 · WELLESLEY, MA$333,225,374.00Regulatory AUM · August 2026
- FAIRFIELD REALTY ADVISORS LLCCRD 300633 · SAN DIEGO, CA$6,195,770,884.00Regulatory AUM · August 2026
- FAIRFIELD, BUSH & CO.CRD 105970 · DARIEN, CT$588,975,599.00Regulatory AUM · August 2026
- FAIRHAVEN FINANCIAL ADVISORY CORPORATIONCRD 124266 · EAST LANSING, MI$377,639,674.00Regulatory AUM · August 2026
- FAIRHOLME CAPITAL MANAGEMENT, L.L.C.CRD 107987 · SOUTH MIAMI, FL$2,141,157,171.00Regulatory AUM · August 2026
- FAIRLEAD ASSET MANAGEMENT LLCCRD 297384 · GREENWICH, CT$271,599,260.00Regulatory AUM · August 2026
- FAIRLEAD STRATEGIES LLCCRD 341167 · GREENWICH, CTNot availableRegulatory AUM · August 2026
- FAIRLIGHT ADVISORS LLCCRD 305352 · SAN FRANCISCO, CA$109,264,680.00Regulatory AUM · August 2026
- FAIRMOUNT FUNDS MANAGEMENT LLCCRD 284844 · WEST CONSHOHOCKEN, PA$5,799,058,000.00Regulatory AUM · August 2026
- FAIRSCALE CAPITAL, LLCCRD 165535 · NASHUA, NH$207,808,425.00Regulatory AUM · August 2026
- FAIRVIEW ASSET MANAGEMENT LLCCRD 322976 · SAN JUAN, PR$256,000,000.00Regulatory AUM · August 2026
- FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLCCRD 108102 · GREENBRAE, CA$2,026,735,656.00Regulatory AUM · August 2026
- FAIRVIEW CAPITAL PARTNERS, LLCCRD 161258 · WEST HARTFORD, CT$2,491,750,116.00Regulatory AUM · August 2026
- FAIRVIEW CONSTITUTION MANAGEMENT IV LLCCRD 159304 · WEST HARTFORD, CT$139,819,172.00Regulatory AUM · August 2026
- FAIRVIEW PARTNERS INVESTMENT MANAGEMENT LLCCRD 170918 · SEATTLE, WA$256,000,000.00Regulatory AUM · August 2026
- FAIRVOY PRIVATE WEALTH, LLCCRD 329636 · BIRMINGHAM, AL$605,078,967.00Regulatory AUM · August 2026
- FAIRWAY ASSET MANAGEMENT, LLCCRD 146636 · OMAHA, NE$117,360,392.00Regulatory AUM · August 2026
- FAIRWAY CAPITAL MANAGEMENT, LLCCRD 312918 · CHICAGO, IL$89,327,181.00Regulatory AUM · August 2026
- FAIRWAY FINANCIAL, LLCCRD 134675 · CASSELBERRY, FL$159,599,831.00Regulatory AUM · August 2026
- FAIRWAY WEALTH LLCCRD 311031 · INDEPENDENCE, OH$2,977,221,827.00Regulatory AUM · August 2026
- FAITH INVESTOR SERVICES LLCCRD 313337 · SCOTTSDALE, AZ$279,720,172.00Regulatory AUM · August 2026
- FAITHWARD ADVISORS, LLCCRD 116978 · LANCASTER, PA$1,052,532,710.00Regulatory AUM · August 2026
- FALCON BRIDGE CAPITAL II, LLCCRD 156661 · OAKLAND, CA$192,748,384.00Regulatory AUM · August 2026
- FALCON INVESTMENT ADVISORS, LLCCRD 161548 · BOSTON, MA$3,270,478,250.00Regulatory AUM · August 2026
- FALCON WEALTH PLANNING, INC.CRD 174092 · ONTARIO, CA$1,919,773,886.00Regulatory AUM · August 2026
- FALCONPOINT CAPITAL PARTNERS LLCCRD 327260 · NEW YORK, NY$845,112,765.00Regulatory AUM · August 2026
- FALCONS I, LLCCRD 294460 · ATLANTA, GA$2,749,778,000.00Regulatory AUM · August 2026
- FALFURRIAS MANAGEMENT PARTNERS LPCRD 163076 · CHARLOTTE, NC$3,712,074,667.00Regulatory AUM · August 2026
- FALL LINE CAPITAL, LLCCRD 283625 · SAN MATEO, CA$332,450,000.00Regulatory AUM · August 2026
- FAMA FIDUCIARY WEALTH LLCCRD 125627 · ROCHESTER, NY$99,876,488.00Regulatory AUM · August 2026
- FAMA RE.CAPITAL LTDACRD 148198$16,300,928.00Regulatory AUM · August 2026
- FAMILY CAPITAL MANAGEMENT, INC.CRD 111230 · GRAND RAPIDS, MI$435,118,171.00Regulatory AUM · August 2026
- FAMILY CFO INCCRD 127335$289,450,939.00Regulatory AUM · August 2026
- FAMILY CFO, LLCCRD 108891$169,653,322.00Regulatory AUM · August 2026
- FAMILY DYNASTY ADVISORS LLCCRD 297082 · LUBBOCK, TX$52,303,496.00Regulatory AUM · August 2026
- FAMILY FIDUCIARY SERVICES, INC.CRD 146339 · BEVERLY, MA$254,151,904.00Regulatory AUM · August 2026
- FAMILY FINANCIAL GROUPCRD 152609 · WEST MONROE, LA$133,000,000.00Regulatory AUM · August 2026
- FAMILY FINANCIAL SOLUTIONS GROUP, LLCCRD 172725 · DURANGO, CO$500,744,069.00Regulatory AUM · August 2026
- FAMILY INVESTMENT CENTER, INC.CRD 113799 · SAINT JOSEPH, MO$689,320,394.00Regulatory AUM · August 2026
- FAMILY LEGACY FINANCIAL SOLUTIONS, LLCCRD 314351 · CARY, NC$174,530,000.00Regulatory AUM · August 2026
- FAMILY LEGACY, INC.CRD 110945 · GREENVILLE, SC$377,277,747.00Regulatory AUM · August 2026
- FAMILY MANAGE LLCCRD 104951 · NEW YORK, NY$5,313,511,244.00Regulatory AUM · August 2026
- FAMILY OFFICE INVESTMENT ADVISORY LLCCRD 339607 · SCOTTSDALE, AZNot availableRegulatory AUM · August 2026
- FAMILY OFFICE RESEARCH, LLCCRD 144136 · BETHESDA, MD$648,208,835.00Regulatory AUM · August 2026
- FAMILY PARTNERS CAPITAL, LLCCRD 304176 · HAMILTON, MA$92,256,560.00Regulatory AUM · August 2026
- FAMILY WEALTH ADVISORY GROUP, LLCCRD 130595 · CINCINNATI, OH$396,234,570.00Regulatory AUM · August 2026
- FAMILY WEALTH PARTNERS LLCCRD 304935 · MEDFORD, NJ$130,937,000.00Regulatory AUM · August 2026
- FAMILY WEALTH PARTNERS, LLCCRD 317764 · MATTHEWS, NC$392,445,796.00Regulatory AUM · August 2026
- FAMILY WEALTH PLANNING PARTNERS LLCCRD 323656 · LOUISVILLE, KY$317,374,188.00Regulatory AUM · August 2026
- FAMILY WMS, LLCCRD 126456 · ATHENS, GA$571,641,963.00Regulatory AUM · August 2026
- FAMILYWEALTH ADVISERS LLCCRD 289193 · LAKE MARY, FL$394,645,121.00Regulatory AUM · August 2026
- FAMILYWEALTH ASSET MANAGEMENTCRD 147869 · LAKE MARY, FL$177,037,715.00Regulatory AUM · August 2026
- FANCLUB SPORTS MANAGEMENT LLCCRD 324765$27,792,460.00Regulatory AUM · August 2026
- FARALLON CAPITAL MANAGEMENT, L.L.C.CRD 107322 · SAN FRANCISCO, CA$52,076,899,000.00Regulatory AUM · August 2026
- FARLEY CAPITAL L.P.CRD 157747$250,348,119.00Regulatory AUM · August 2026
- FARNAM FINANCIAL, LLCCRD 306180 · PHOENIX, AZ$161,447,231.00Regulatory AUM · August 2026