EXOS ASSET MANAGEMENT LLC

Investment adviser · SEC snapshotReports broker-dealer affiliation

Classification sources

Reported activities and affiliations: Form ADV, filing 2026-08-13, snapshot 2026-10. Item 6.A(1) includes registered or unregistered broker-dealer activity; Item 6.A(2) describes representative activity; Item 7.A(1) describes related broker-dealers. None alone establishes dual registration or independence.

Business model has not been classified from reviewed evidence.

Business models can overlap with registration categories. This adviser directory does not cover all broker-dealers or family offices. Qualifying single-family offices may be excluded from adviser registration; serving wealthy clients does not establish a family-office classification.

CRD 305706 · Principal office: New York

SEC snapshot · October 2026 · Latest ADV filing: 2026-08-13

Save firm

Regulatory AUM

$682.18K

Reported employees

Advisory employees

Discretionary AUM

$682.18K

Arrows compare with the prior December where comparable data is available. Growth compares reported regulatory AUM snapshots. It does not measure investment returns; YTD is not annualized.

Firm at a glance

Principal office: New York
SEC-reported website: No website link available
Reported accounts: 4Accounts, not distinct clients
SMA custodians: ANCHORAGE DIGITAL BANK NATIONAL ASSOCIATION
Fee categories: asset-based fees · performance-based fees
Client types: high-net-worth individuals · pooled investment vehicles

Reported services

portfolio management for individuals and/or small businesses
portfolio management for pooled investment vehicles
portfolio management for other businesses and institutional clients

Key developments

Reported AUM decline
Regulatory AUM decreased from $99.53M to $682.18K (−99.3%) from Dec 2025 to Oct 2026.
Reported staffing decline
From Dec 2025 to Oct 2026, reported employees decreased from 27 to 25; employees performing advisory functions decreased from 12 to 8.
Growth compared with peers
Reported regulatory AUM growth ranked in the 0th percentile among size peers for Dec 2025 to Oct 2026.

Firm overview

EXOS ASSET MANAGEMENT LLC’s reported assets decreased between December 2025 and October 2026. Regulatory AUM moved from about $99.53M to about $682.18K (−99.3%).

Over the same period, employees fell from 27 to 25; employees performing advisory functions fell from 12 to 8.

Growth in context

That −99.3% reported AUM change compares with a +17.8% median among 1,009 qualified peers. It ranks in the 0th percentile for December 2025 to October 2026, among firms in the Under $100 million AUM band at the start of the period.

For the previous full year, 2025, reported regulatory AUM changed by −44.0% (December 2024 to December 2025).

Our monthly archive first records the firm in December 2020. The available record is too short for the preceding five-year growth comparison.

Reported AUM changes are not investment returns or organic growth. YTD is not annualized.

Clients and services

Reported client categories include pooled investment vehicles (2 clients) and high-net-worth individuals (2 clients). Client counts are approximate.

Its reported services include portfolio management for individuals and/or small businesses, portfolio management for pooled investment vehicles, and portfolio management for other businesses and institutional clients. The firm reports charging asset-based fees and performance-based fees.

Reported discretionary regulatory AUM is $682,181.00; non-discretionary regulatory AUM is unknown (source placeholder).

Jurisdiction map

Reported notice filings

October 2026

Notice-filing jurisdictions were not reported in this snapshot.

Notice-filing data unavailableReported office

California

Notice-filing data unavailable

Reported effective dateNot reported

1 of 1 listed offices mapped. Larger dots identify the principal office; offices at the same location may overlap. Locations are approximate Census address matches.

Office filing: August 13, 2026. The firm reported 0 additional offices as of its last fiscal year end. The SEC schedule may list only the largest 25 additional offices. Listed records and reported totals can differ. Unmatched addresses and locations outside this U.S. map have no dot. Private-residence addresses are withheld.

Notice filings are reports to jurisdictions, not office locations or proof of current registration. This map uses the profile’s source month; the history slider does not change it.

MONTHLY SEC OBSERVATIONS

Firm history

First observed in this archive: Dec 2020.

History metric

History period

Regulatory AUM

Smoothed trend · monthly snapshots

Dec 2020 – Oct 2026

Points show actual reported monthly snapshots. Curves between points are visual guides. The month slider includes the full archive.

Selected source month Oct 2026

EXOS ASSET MANAGEMENT LLC$682,181.00Regulatory AUM

Lines stop at missing months, unavailable values and definition changes. Earlier AUM and regulatory AUM use different reporting definitions. Growth calculations use comparable regulatory AUM. Changes do not measure investment returns, flows or organic growth. Absence from a snapshot does not establish a closure.

Names observed in the archive 1

Dec 2020EXOS ASSET MANAGEMENT LLC

These are observation dates, not the effective dates of name changes or evidence of a merger.

Peer bands: $100 million to under $1 billion / Under $100 million comparison

Reported AUM growth

Compared with other firms in the same starting AUM band. Each period uses the same source months for every firm. A firm remains in that period’s group even if its AUM later moves outside the band.

2025 full year

December 2024 → December 2025

Regulatory AUM change (%) · bars start at zero

Firm: −44.0%
Peer median: +13.7%
75th-percentile peer: +23.5%

Percentile: 1
Growth ranking: 4th quartile

EXOS ASSET MANAGEMENT LLC’s reported regulatory AUM changed by −44.0% from December 2024 to December 2025, compared with a +13.7% median change among 8,648 qualified peers in the $100 million to under $1 billion starting AUM group.

AUM band at period start$100 million to under $1 billion8,648 qualified peers of 8,657 in this group; this firm is excluded from both counts.9 peers excluded: comparable regulatory AUM unavailable for December 2025.

2026 year to date

December 2025 → October 2026

Regulatory AUM change (%) · bars start at zero

Firm: −99.3%

Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.

What changed?

Source-backed comparisons

Jul 29, 2026Filing date
Reported leadership
Filing dates: Apr 22, 2026 → Jul 29, 2026
Forstl, Michael · Chief Compliance Officer → No longer listed in the compared leadership records
Jul 29, 2026Filing date
Reported leadership
Filing dates: Apr 22, 2026 → Jul 29, 2026
Machlis, Roger, M · General Counsel → No longer listed in the compared leadership records
Jul 29, 2026Filing date
Reported leadership
Filing dates: Apr 22, 2026 → Jul 29, 2026
DOUGAN, BRADY, WILLIAM · Chief Executive Officer → DOUGAN, BRADY, WILLIAM · Chief Executive Officer; Chief Compliance Officer
Mar 2026Monthly snapshot
Employees performing advisory functions
Source months: Feb 2026 → Mar 2026
12 → 11−8.3%
Mar 2026Monthly snapshot
Reported regulatory AUM
Source months: Feb 2026 → Mar 2026
$99,530,296.00 → $1,941,630.00

Sources & methodology

Custodians, private funds and ownership

Selected filing: Aug 13, 2026 · filing ID 2125878. SEC full-filing archive · 2026-08. History begins with the first retained filing on Feb 27, 2025; it is not a complete ownership history.

Schedule D 5.K.(3) lists custodians holding at least 10% of separately managed account regulatory AUM; it is not an exhaustive custodian list. Schedule D 7.B.(1), question 25 identifies private-fund custodians. Fund gross assets are not firm regulatory AUM, and fund values are not summed because master/feeder structures can overlap. Minimum commitments are fund-specific, not adviser account minimums. Funds reported by another adviser under 7.B.(2) may not appear here.

Schedules A/B disclose direct owners, executive officers and indirect owners. Bands are reported ranges, not exact ownership percentages. Indirect bands refer to the named intermediary; no effective adviser stake is calculated. “Control person” is the filing flag. Schedule A NA means less than 5%; code F has no assigned percentage. This view does not cover all control persons under Item 10.A. Private identifiers and trust-related entries are withheld; incomplete snapshots do not generate removal claims.

0 ownership entries withheld from this projection. Source rows passed the selected projection checks.

Exact schedule rows and historical source files

ANCHORAGE DIGITAL BANK NATIONAL ASSOCIATION · IA_Schedule_D_5K3_20260801_20260831.csv · row 700
EXOS COLLATERALIZED SPAC HOLDINGS FUND L.P. · IA_Schedule_D_7B1_20260801_20260831.csv · row 4469; custodians: U.S. BANK NATIONAL ASSOCIATION (row 6843) · IA_Schedule_D_7B1A25_20260801_20260831.csv
EXOS PRIVATE OPPORTUNITIES I LLC · IA_Schedule_D_7B1_20260801_20260831.csv · row 4470; custodians: AXOS BANK (row 6844) · IA_Schedule_D_7B1A25_20260801_20260831.csv
EXOS TFP HOLDINGS LLC · IA_Schedule_A_B_20260801_20260831.csv · row 4183
DOUGAN, BRADY, WILLIAM · IA_Schedule_A_B_20260801_20260831.csv · row 4186
AYABUDGE LLC · IA_Schedule_A_B_20260801_20260831.csv · row 4187
DOUGAN, BRADY, WILLIAM · IA_Schedule_A_B_20260801_20260831.csv · row 4188
Basso, Robert, L · IA_Schedule_A_B_20260801_20260831.csv · row 4189
Greene, Paul, David · IA_Schedule_A_B_20260801_20260831.csv · row 4190
TUCKER, DEWEY, STANTON · IA_Schedule_A_B_20260801_20260831.csv · row 4191
Apr 1, 2025 · IA_Schedule_A_B_20250401_20250430.csv · row 14854 → Feb 27, 2026 · IA_Schedule_A_B_20260201_20260228.csv · row 9123

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Ownership & control

Show 4 more entries

Reported ranges, not exact stakes. Indirect ownership refers to the named intermediary. Schedule A also lists executive officers.

Reported regulatory AUM and employees by source month
Source month	Regulatory AUM	Employees
December 2021	$113,602,479.00	28
December 2022	$719,522,190.00	62
December 2023	$886,382,005.00	88
December 2024	$177,591,371.00	28
December 2025	$99,530,296.00	27
October 2026 (partial year)	$682,181.00	25

Exact historical inputs
Source month	Regulatory AUM	Employees	Advisory employees
December 2020Row 11,291	$53,473,000.00	11	5
December 2021Row 11,663	$113,602,479.00	28	20
December 2022Row 12,240	$719,522,190.00	62	30
December 2023Row 11,300	$886,382,005.00	88	11
December 2024Row 11,186	$177,591,371.00	28	7
December 2025Row 11,075	$99,530,296.00	27	12
October 2026Row 15,506	$682,181.00	25	8

Source month	Name observed	Reported AUM	AUM definition	Employees	Advisory employees	SEC evidence
Oct 2026	EXOS ASSET MANAGEMENT LLC	$682,181.00	Regulatory AUM	25	8	ia09012026.csvrecord 15506 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Sep 2026	No usable firm observation; this does not establish a closure
Aug 2026	No usable firm observation; this does not establish a closure
Jul 2026	No usable firm observation; this does not establish a closure
Jun 2026	No usable firm observation; this does not establish a closure
May 2026	EXOS ASSET MANAGEMENT LLC	$1,941,630.00	Regulatory AUM	24	11	IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34589820.CSVrecord 11021 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Apr 2026	EXOS ASSET MANAGEMENT LLC	$1,941,630.00	Regulatory AUM	24	11	IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34572290.CSVrecord 10936 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Mar 2026	EXOS ASSET MANAGEMENT LLC	$1,941,630.00	Regulatory AUM	24	11	IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34553767.CSVrecord 10913 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Feb 2026	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34537693.CSVrecord 10907 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jan 2026	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34445671.CSVrecord 10885 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Dec 2025	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34319031.CSVrecord 11075 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Nov 2025	Source availability notice
Oct 2025	Source availability notice
Sep 2025	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	ia09022025.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11150 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Aug 2025	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	ia08012025.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11150 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jul 2025	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	ia07012025.xlsxSEC Registered as of 07012025, record 11134 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jun 2025	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	ia060225.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11117 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
May 2025	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	ia050225.xlsxSEC FOIA Registered 0525, record 11080 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Apr 2025	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	ia042125.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11060 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Mar 2025	EXOS ASSET MANAGEMENT LLC	$99,530,296.00	Regulatory AUM	27	12	ia030625.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11022 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Feb 2025	EXOS ASSET MANAGEMENT LLC	$177,591,371.00	Regulatory AUM	28	7	ia020325.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11017 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jan 2025	EXOS ASSET MANAGEMENT LLC	$177,591,371.00	Regulatory AUM	28	7	ia010225_0.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11032 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Dec 2024	EXOS ASSET MANAGEMENT LLC	$177,591,371.00	Regulatory AUM	28	7	ia120224.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11186 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Nov 2024	EXOS ASSET MANAGEMENT LLC	$177,591,371.00	Regulatory AUM	28	7	ia110124_0.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11196 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Oct 2024	EXOS ASSET MANAGEMENT LLC	$177,591,371.00	Regulatory AUM	28	7	ia100124.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11223 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Sep 2024	EXOS ASSET MANAGEMENT LLC	$177,591,371.00	Regulatory AUM	28	7	ia090324.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11229 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Aug 2024	EXOS ASSET MANAGEMENT LLC	$205,736,701.00	Regulatory AUM	46	7	ia080124.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11234 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jul 2024	EXOS ASSET MANAGEMENT LLC	$205,736,701.00	Regulatory AUM	46	7	ia070124.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11224 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jun 2024	EXOS ASSET MANAGEMENT LLC	$205,736,701.00	Regulatory AUM	46	7	ia060524.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11217 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
May 2024	EXOS ASSET MANAGEMENT LLC	$205,736,701.00	Regulatory AUM	46	7	ia050324.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11200 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Apr 2024	EXOS ASSET MANAGEMENT LLC	$205,736,701.00	Regulatory AUM	46	7	ia040224.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11152 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Mar 2024	EXOS ASSET MANAGEMENT LLC	$205,736,701.00	Regulatory AUM	46	7	ia030124.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11137 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Feb 2024	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia020524.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 13696 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jan 2024	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia010324.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 13639 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Dec 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia120623.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11300 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Nov 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia110123.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11337 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Oct 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia100523.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11369 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Sep 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia090623.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11397 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Aug 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia08102023.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11404 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jul 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia070723.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11393 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jun 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia060223.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11423 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
May 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia051023.xlsxIA_SEC_FOIA_DOWNLOAD_20230430, record 12922 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Apr 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia040423.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11434 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Mar 2023	EXOS ASSET MANAGEMENT LLC	$886,382,005.00	Regulatory AUM	88	11	ia030223.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11459 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Feb 2023	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia020323.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11474 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jan 2023	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	SEC Registered Investment Adviser Report 2023-1-5.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11462 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Dec 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia120122.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 12240 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Nov 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	SEC Registered Investment Adviser Report 2022-11-7.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 12240 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Oct 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia100322.csvrecord 12254 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Sep 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia090122.csvrecord 13048 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Aug 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia080122.csvrecord 12197 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jul 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia070122.csvrecord 12139 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jun 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia060122.csvrecord 12111 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
May 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia050222.csvrecord 12042 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Apr 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia040122.csvrecord 11943 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Mar 2022	EXOS ASSET MANAGEMENT LLC	$719,522,190.00	Regulatory AUM	62	30	ia030122.csvrecord 11787 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Feb 2022	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	28	20	ia020722.csvrecord 11755 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jan 2022	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	28	20	ia010322.csvrecord 11742 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Dec 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	28	20	ia120121.csvrecord 11663 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Nov 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	28	20	ia110121.csvrecord 12697 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Oct 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	28	20	ia100421.csvrecord 11799 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Sep 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	28	20	ia090121.csvrecord 11742 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Aug 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	28	20	ia080221.csvrecord 11685 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jul 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	29	20	ia070121.csvrecord 11585 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jun 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	29	20	ia060121.csvrecord 11493 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
May 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	29	20	ia050321.csvrecord 11449 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Apr 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	Regulatory AUM	29	20	ia040521.CSVrecord 7956 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Mar 2021	EXOS ASSET MANAGEMENT LLC	$113,602,479.00	AUM · definition unconfirmed	26	5	ia030121.xlsxSEC Registered Investment Advis, record 11246 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Feb 2021	EXOS ASSET MANAGEMENT LLC	$53,473,000.00	Regulatory AUM	11	5	ia020121.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11222 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Jan 2021	EXOS ASSET MANAGEMENT LLC	$53,473,000.00	Regulatory AUM	11	5	ia010521.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11201 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Dec 2020	EXOS ASSET MANAGEMENT LLC	$53,473,000.00	Regulatory AUM	11	5	ia120220.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11291 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)
Nov 2020	No usable firm observation; this does not establish a closure
Oct 2020	No usable firm observation; this does not establish a closure
Sep 2020	No usable firm observation; this does not establish a closure
Aug 2020	No usable firm observation; this does not establish a closure
Jul 2020	No usable firm observation; this does not establish a closure
Jun 2020	No usable firm observation; this does not establish a closure
May 2020	No usable firm observation; this does not establish a closure
Apr 2020	No usable firm observation; this does not establish a closure
Mar 2020	No usable firm observation; this does not establish a closure
Feb 2020	No usable firm observation; this does not establish a closure
Jan 2020	No usable firm observation; this does not establish a closure
Dec 2019	No usable firm observation; this does not establish a closure
Nov 2019	No usable firm observation; this does not establish a closure
Oct 2019	No usable firm observation; this does not establish a closure
Sep 2019	No usable firm observation; this does not establish a closure
Aug 2019	No usable firm observation; this does not establish a closure
Jul 2019	No usable firm observation; this does not establish a closure
Jun 2019	No usable firm observation; this does not establish a closure
May 2019	No usable firm observation; this does not establish a closure
Apr 2019	No usable firm observation; this does not establish a closure
Mar 2019	No usable firm observation; this does not establish a closure
Feb 2019	No usable firm observation; this does not establish a closure
Jan 2019	Source availability notice
Dec 2018	No usable firm observation; this does not establish a closure
Nov 2018	No usable firm observation; this does not establish a closure
Oct 2018	No usable firm observation; this does not establish a closure
Sep 2018	No usable firm observation; this does not establish a closure
Aug 2018	No usable firm observation; this does not establish a closure
Jul 2018	No usable firm observation; this does not establish a closure
Jun 2018	No usable firm observation; this does not establish a closure
May 2018	No usable firm observation; this does not establish a closure
Apr 2018	No usable firm observation; this does not establish a closure
Mar 2018	No usable firm observation; this does not establish a closure
Feb 2018	No usable firm observation; this does not establish a closure
Jan 2018	No usable firm observation; this does not establish a closure
Dec 2017	No usable firm observation; this does not establish a closure
Nov 2017	No usable firm observation; this does not establish a closure
Oct 2017	No usable firm observation; this does not establish a closure
Sep 2017	No usable firm observation; this does not establish a closure
Aug 2017	No usable firm observation; this does not establish a closure
Jul 2017	No usable firm observation; this does not establish a closure
Jun 2017	No usable firm observation; this does not establish a closure
May 2017	No usable firm observation; this does not establish a closure
Apr 2017	No usable firm observation; this does not establish a closure
Mar 2017	No usable firm observation; this does not establish a closure
Feb 2017	No usable firm observation; this does not establish a closure
Jan 2017	No usable firm observation; this does not establish a closure
Dec 2016	No usable firm observation; this does not establish a closure
Nov 2016	No usable firm observation; this does not establish a closure
Oct 2016	No usable firm observation; this does not establish a closure
Sep 2016	No usable firm observation; this does not establish a closure
Aug 2016	No usable firm observation; this does not establish a closure
Jul 2016	No usable firm observation; this does not establish a closure
Jun 2016	No usable firm observation; this does not establish a closure
May 2016	No usable firm observation; this does not establish a closure
Apr 2016	No usable firm observation; this does not establish a closure
Mar 2016	No usable firm observation; this does not establish a closure
Feb 2016	No usable firm observation; this does not establish a closure
Jan 2016	No usable firm observation; this does not establish a closure
Dec 2015	No usable firm observation; this does not establish a closure
Nov 2015	No usable firm observation; this does not establish a closure
Oct 2015	No usable firm observation; this does not establish a closure
Sep 2015	No usable firm observation; this does not establish a closure
Aug 2015	No usable firm observation; this does not establish a closure
Jul 2015	No usable firm observation; this does not establish a closure
Jun 2015	No usable firm observation; this does not establish a closure
May 2015	No usable firm observation; this does not establish a closure
Apr 2015	No usable firm observation; this does not establish a closure
Mar 2015	No usable firm observation; this does not establish a closure
Feb 2015	No usable firm observation; this does not establish a closure
Jan 2015	No usable firm observation; this does not establish a closure
Dec 2014	No usable firm observation; this does not establish a closure
Nov 2014	No usable firm observation; this does not establish a closure
Oct 2014	No usable firm observation; this does not establish a closure
Sep 2014	No usable firm observation; this does not establish a closure
Aug 2014	No usable firm observation; this does not establish a closure
Jul 2014	No usable firm observation; this does not establish a closure
Jun 2014	No usable firm observation; this does not establish a closure
May 2014	No usable firm observation; this does not establish a closure
Apr 2014	No usable firm observation; this does not establish a closure
Mar 2014	No usable firm observation; this does not establish a closure
Feb 2014	No usable firm observation; this does not establish a closure
Jan 2014	No usable firm observation; this does not establish a closure
Dec 2013	No usable firm observation; this does not establish a closure
Nov 2013	No usable firm observation; this does not establish a closure
Oct 2013	No usable firm observation; this does not establish a closure
Sep 2013	No usable firm observation; this does not establish a closure
Aug 2013	No usable firm observation; this does not establish a closure
Jul 2013	No usable firm observation; this does not establish a closure
Jun 2013	No usable firm observation; this does not establish a closure
May 2013	No usable firm observation; this does not establish a closure
Apr 2013	No usable firm observation; this does not establish a closure
Mar 2013	No usable firm observation; this does not establish a closure
Feb 2013	No usable firm observation; this does not establish a closure
Jan 2013	No usable firm observation; this does not establish a closure
Dec 2012	No usable firm observation; this does not establish a closure
Nov 2012	No usable firm observation; this does not establish a closure
Oct 2012	No usable firm observation; this does not establish a closure
Sep 2012	No usable firm observation; this does not establish a closure
Aug 2012	No usable firm observation; this does not establish a closure
Jul 2012	No usable firm observation; this does not establish a closure
Jun 2012	No usable firm observation; this does not establish a closure
May 2012	No usable firm observation; this does not establish a closure
Apr 2012	No usable firm observation; this does not establish a closure
Mar 2012	No usable firm observation; this does not establish a closure
Feb 2012	No usable firm observation; this does not establish a closure
Jan 2012	No usable firm observation; this does not establish a closure
Dec 2011	No usable firm observation; this does not establish a closure
Nov 2011	No usable firm observation; this does not establish a closure
Oct 2011	No usable firm observation; this does not establish a closure
Sep 2011	No usable firm observation; this does not establish a closure
Aug 2011	No usable firm observation; this does not establish a closure
Jul 2011	No usable firm observation; this does not establish a closure
Jun 2011	No usable firm observation; this does not establish a closure
May 2011	No usable firm observation; this does not establish a closure
Apr 2011	No usable firm observation; this does not establish a closure
Mar 2011	No usable firm observation; this does not establish a closure
Feb 2011	No usable firm observation; this does not establish a closure
Jan 2011	No usable firm observation; this does not establish a closure
Dec 2010	No usable firm observation; this does not establish a closure
Nov 2010	No usable firm observation; this does not establish a closure
Oct 2010	No usable firm observation; this does not establish a closure
Sep 2010	No usable firm observation; this does not establish a closure
Aug 2010	No usable firm observation; this does not establish a closure
Jul 2010	No usable firm observation; this does not establish a closure
Jun 2010	No usable firm observation; this does not establish a closure
May 2010	No usable firm observation; this does not establish a closure
Apr 2010	No usable firm observation; this does not establish a closure
Mar 2010	No usable firm observation; this does not establish a closure
Feb 2010	No usable firm observation; this does not establish a closure
Jan 2010	No usable firm observation; this does not establish a closure
Dec 2009	No usable firm observation; this does not establish a closure
Nov 2009	No usable firm observation; this does not establish a closure
Oct 2009	No usable firm observation; this does not establish a closure
Sep 2009	No usable firm observation; this does not establish a closure
Aug 2009	No usable firm observation; this does not establish a closure
Jul 2009	No usable firm observation; this does not establish a closure
Jun 2009	No usable firm observation; this does not establish a closure
May 2009	No usable firm observation; this does not establish a closure
Apr 2009	No usable firm observation; this does not establish a closure
Mar 2009	No usable firm observation; this does not establish a closure
Feb 2009	No usable firm observation; this does not establish a closure
Jan 2009	No usable firm observation; this does not establish a closure
Dec 2008	No usable firm observation; this does not establish a closure
Nov 2008	Month not listed in SEC archive
Oct 2008	No usable firm observation; this does not establish a closure
Sep 2008	No usable firm observation; this does not establish a closure
Aug 2008	No usable firm observation; this does not establish a closure
Jul 2008	No usable firm observation; this does not establish a closure
Jun 2008	No usable firm observation; this does not establish a closure
May 2008	Month not listed in SEC archive
Apr 2008	No usable firm observation; this does not establish a closure
Mar 2008	No usable firm observation; this does not establish a closure
Feb 2008	No usable firm observation; this does not establish a closure
Jan 2008	No usable firm observation; this does not establish a closure
Dec 2007	Month not listed in SEC archive
Nov 2007	No usable firm observation; this does not establish a closure
Oct 2007	No usable firm observation; this does not establish a closure
Sep 2007	No usable firm observation; this does not establish a closure
Aug 2007	Month not listed in SEC archive
Jul 2007	No usable firm observation; this does not establish a closure
Jun 2007	Month not listed in SEC archive
May 2007	No usable firm observation; this does not establish a closure
Apr 2007	Month not listed in SEC archive
Mar 2007	Month not listed in SEC archive
Feb 2007	Month not listed in SEC archive
Jan 2007	Month not listed in SEC archive
Dec 2006	Month not listed in SEC archive
Nov 2006	Month not listed in SEC archive
Oct 2006	Month not listed in SEC archive
Sep 2006	Month not listed in SEC archive
Aug 2006	Month not listed in SEC archive
Jul 2006	Month not listed in SEC archive
Jun 2006	No usable firm observation; this does not establish a closure

Source month

Name observed

Reported AUM

AUM definition

Employees

Advisory employees

SEC evidence

Oct 2026

EXOS ASSET MANAGEMENT LLC

$682,181.00

Regulatory AUM

ia09012026.csvrecord 15506
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Sep 2026

No usable firm observation; this does not establish a closure

Aug 2026

No usable firm observation; this does not establish a closure

Jul 2026

No usable firm observation; this does not establish a closure

Jun 2026

No usable firm observation; this does not establish a closure

May 2026

EXOS ASSET MANAGEMENT LLC

$1,941,630.00

Regulatory AUM

IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34589820.CSVrecord 11021
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Apr 2026

EXOS ASSET MANAGEMENT LLC

$1,941,630.00

Regulatory AUM

IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34572290.CSVrecord 10936
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Mar 2026

EXOS ASSET MANAGEMENT LLC

$1,941,630.00

Regulatory AUM

IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34553767.CSVrecord 10913
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Feb 2026

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34537693.CSVrecord 10907
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jan 2026

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34445671.CSVrecord 10885
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Dec 2025

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34319031.CSVrecord 11075
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Nov 2025

Source availability notice

Oct 2025

Source availability notice

Sep 2025

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

ia09022025.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11150
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Aug 2025

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

ia08012025.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11150
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jul 2025

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

ia07012025.xlsxSEC Registered as of 07012025, record 11134
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jun 2025

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

ia060225.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11117
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

May 2025

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

ia050225.xlsxSEC FOIA Registered 0525, record 11080
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Apr 2025

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

ia042125.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11060
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Mar 2025

EXOS ASSET MANAGEMENT LLC

$99,530,296.00

Regulatory AUM

ia030625.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11022
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Feb 2025

EXOS ASSET MANAGEMENT LLC

$177,591,371.00

Regulatory AUM

ia020325.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11017
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jan 2025

EXOS ASSET MANAGEMENT LLC

$177,591,371.00

Regulatory AUM

ia010225_0.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11032
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Dec 2024

EXOS ASSET MANAGEMENT LLC

$177,591,371.00

Regulatory AUM

ia120224.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11186
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Nov 2024

EXOS ASSET MANAGEMENT LLC

$177,591,371.00

Regulatory AUM

ia110124_0.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11196
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Oct 2024

EXOS ASSET MANAGEMENT LLC

$177,591,371.00

Regulatory AUM

ia100124.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11223
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Sep 2024

EXOS ASSET MANAGEMENT LLC

$177,591,371.00

Regulatory AUM

ia090324.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11229
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Aug 2024

EXOS ASSET MANAGEMENT LLC

$205,736,701.00

Regulatory AUM

ia080124.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11234
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jul 2024

EXOS ASSET MANAGEMENT LLC

$205,736,701.00

Regulatory AUM

ia070124.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11224
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jun 2024

EXOS ASSET MANAGEMENT LLC

$205,736,701.00

Regulatory AUM

ia060524.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11217
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

May 2024

EXOS ASSET MANAGEMENT LLC

$205,736,701.00

Regulatory AUM

ia050324.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11200
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Apr 2024

EXOS ASSET MANAGEMENT LLC

$205,736,701.00

Regulatory AUM

ia040224.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11152
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Mar 2024

EXOS ASSET MANAGEMENT LLC

$205,736,701.00

Regulatory AUM

ia030124.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11137
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Feb 2024

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia020524.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 13696
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jan 2024

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia010324.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 13639
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Dec 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia120623.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11300
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Nov 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia110123.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11337
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Oct 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia100523.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11369
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Sep 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia090623.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11397
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Aug 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia08102023.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11404
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jul 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia070723.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11393
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jun 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia060223.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11423
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

May 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia051023.xlsxIA_SEC_FOIA_DOWNLOAD_20230430, record 12922
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Apr 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia040423.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11434
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Mar 2023

EXOS ASSET MANAGEMENT LLC

$886,382,005.00

Regulatory AUM

ia030223.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11459
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Feb 2023

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia020323.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11474
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jan 2023

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

SEC Registered Investment Adviser Report 2023-1-5.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11462
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Dec 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia120122.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 12240
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Nov 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

SEC Registered Investment Adviser Report 2022-11-7.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 12240
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Oct 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia100322.csvrecord 12254
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Sep 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia090122.csvrecord 13048
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Aug 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia080122.csvrecord 12197
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jul 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia070122.csvrecord 12139
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jun 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia060122.csvrecord 12111
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

May 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia050222.csvrecord 12042
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Apr 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia040122.csvrecord 11943
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Mar 2022

EXOS ASSET MANAGEMENT LLC

$719,522,190.00

Regulatory AUM

ia030122.csvrecord 11787
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Feb 2022

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia020722.csvrecord 11755
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jan 2022

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia010322.csvrecord 11742
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Dec 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia120121.csvrecord 11663
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Nov 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia110121.csvrecord 12697
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Oct 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia100421.csvrecord 11799
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Sep 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia090121.csvrecord 11742
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Aug 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia080221.csvrecord 11685
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jul 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia070121.csvrecord 11585
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jun 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia060121.csvrecord 11493
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

May 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia050321.csvrecord 11449
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Apr 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

Regulatory AUM

ia040521.CSVrecord 7956
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Mar 2021

EXOS ASSET MANAGEMENT LLC

$113,602,479.00

AUM · definition unconfirmed

ia030121.xlsxSEC Registered Investment Advis, record 11246
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Feb 2021

EXOS ASSET MANAGEMENT LLC

$53,473,000.00

Regulatory AUM

ia020121.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11222
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Jan 2021

EXOS ASSET MANAGEMENT LLC

$53,473,000.00

Regulatory AUM

ia010521.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11201
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Dec 2020

EXOS ASSET MANAGEMENT LLC

$53,473,000.00

Regulatory AUM

ia120220.xlsxIA_SEC_-_FIRM_ROSTER_FOIA_DOWNL, record 11291
AUM: 5F(2)(c); employees: 5A; advisory: 5B(1)

Nov 2020

No usable firm observation; this does not establish a closure

Oct 2020

No usable firm observation; this does not establish a closure

Sep 2020

No usable firm observation; this does not establish a closure

Aug 2020

No usable firm observation; this does not establish a closure

Jul 2020

No usable firm observation; this does not establish a closure

Jun 2020

No usable firm observation; this does not establish a closure

May 2020

No usable firm observation; this does not establish a closure

Apr 2020

No usable firm observation; this does not establish a closure

Mar 2020

No usable firm observation; this does not establish a closure

Feb 2020

No usable firm observation; this does not establish a closure

Jan 2020

No usable firm observation; this does not establish a closure

Dec 2019

No usable firm observation; this does not establish a closure

Nov 2019

No usable firm observation; this does not establish a closure

Oct 2019

No usable firm observation; this does not establish a closure

Sep 2019

No usable firm observation; this does not establish a closure

Aug 2019

No usable firm observation; this does not establish a closure

Jul 2019

No usable firm observation; this does not establish a closure

Jun 2019

No usable firm observation; this does not establish a closure

May 2019

No usable firm observation; this does not establish a closure

Apr 2019

No usable firm observation; this does not establish a closure

Mar 2019

No usable firm observation; this does not establish a closure

Feb 2019

No usable firm observation; this does not establish a closure

Jan 2019

Source availability notice

Dec 2018

No usable firm observation; this does not establish a closure

Nov 2018

No usable firm observation; this does not establish a closure

Oct 2018

No usable firm observation; this does not establish a closure

Sep 2018

No usable firm observation; this does not establish a closure

Aug 2018

No usable firm observation; this does not establish a closure

Jul 2018

No usable firm observation; this does not establish a closure

Jun 2018

No usable firm observation; this does not establish a closure

May 2018

No usable firm observation; this does not establish a closure

Apr 2018

No usable firm observation; this does not establish a closure

Mar 2018

No usable firm observation; this does not establish a closure

Feb 2018

No usable firm observation; this does not establish a closure

Jan 2018

No usable firm observation; this does not establish a closure

Dec 2017

No usable firm observation; this does not establish a closure

Nov 2017

No usable firm observation; this does not establish a closure

Oct 2017

No usable firm observation; this does not establish a closure

Sep 2017

No usable firm observation; this does not establish a closure

Aug 2017

No usable firm observation; this does not establish a closure

Jul 2017

No usable firm observation; this does not establish a closure

Jun 2017

No usable firm observation; this does not establish a closure

May 2017

No usable firm observation; this does not establish a closure

Apr 2017

No usable firm observation; this does not establish a closure

Mar 2017

No usable firm observation; this does not establish a closure

Feb 2017

No usable firm observation; this does not establish a closure

Jan 2017

No usable firm observation; this does not establish a closure

Dec 2016

No usable firm observation; this does not establish a closure

Nov 2016

No usable firm observation; this does not establish a closure

Oct 2016

No usable firm observation; this does not establish a closure

Sep 2016

No usable firm observation; this does not establish a closure

Aug 2016

No usable firm observation; this does not establish a closure

Jul 2016

No usable firm observation; this does not establish a closure

Jun 2016

No usable firm observation; this does not establish a closure

May 2016

No usable firm observation; this does not establish a closure

Apr 2016

No usable firm observation; this does not establish a closure

Mar 2016

No usable firm observation; this does not establish a closure

Feb 2016

No usable firm observation; this does not establish a closure

Jan 2016

No usable firm observation; this does not establish a closure

Dec 2015

No usable firm observation; this does not establish a closure

Nov 2015

No usable firm observation; this does not establish a closure

Oct 2015

No usable firm observation; this does not establish a closure

Sep 2015

No usable firm observation; this does not establish a closure

Aug 2015

No usable firm observation; this does not establish a closure

Jul 2015

No usable firm observation; this does not establish a closure

Jun 2015

No usable firm observation; this does not establish a closure

May 2015

No usable firm observation; this does not establish a closure

Apr 2015

No usable firm observation; this does not establish a closure

Mar 2015

No usable firm observation; this does not establish a closure

Feb 2015

No usable firm observation; this does not establish a closure

Jan 2015

No usable firm observation; this does not establish a closure

Dec 2014

No usable firm observation; this does not establish a closure

Nov 2014

No usable firm observation; this does not establish a closure

Oct 2014

No usable firm observation; this does not establish a closure

Sep 2014

No usable firm observation; this does not establish a closure

Aug 2014

No usable firm observation; this does not establish a closure

Jul 2014

No usable firm observation; this does not establish a closure

Jun 2014

No usable firm observation; this does not establish a closure

May 2014

No usable firm observation; this does not establish a closure

Apr 2014

No usable firm observation; this does not establish a closure

Mar 2014

No usable firm observation; this does not establish a closure

Feb 2014

No usable firm observation; this does not establish a closure

Jan 2014

No usable firm observation; this does not establish a closure

Dec 2013

No usable firm observation; this does not establish a closure

Nov 2013

No usable firm observation; this does not establish a closure

Oct 2013

No usable firm observation; this does not establish a closure

Sep 2013

No usable firm observation; this does not establish a closure

Aug 2013

No usable firm observation; this does not establish a closure

Jul 2013

No usable firm observation; this does not establish a closure

Jun 2013

No usable firm observation; this does not establish a closure

May 2013

No usable firm observation; this does not establish a closure

Apr 2013

No usable firm observation; this does not establish a closure

Mar 2013

No usable firm observation; this does not establish a closure

Feb 2013

No usable firm observation; this does not establish a closure

Jan 2013

No usable firm observation; this does not establish a closure

Dec 2012

No usable firm observation; this does not establish a closure

Nov 2012

No usable firm observation; this does not establish a closure

Oct 2012

No usable firm observation; this does not establish a closure

Sep 2012

No usable firm observation; this does not establish a closure

Aug 2012

No usable firm observation; this does not establish a closure

Jul 2012

No usable firm observation; this does not establish a closure

Jun 2012

No usable firm observation; this does not establish a closure

May 2012

No usable firm observation; this does not establish a closure

Apr 2012

No usable firm observation; this does not establish a closure

Mar 2012

No usable firm observation; this does not establish a closure

Feb 2012

No usable firm observation; this does not establish a closure

Jan 2012

No usable firm observation; this does not establish a closure

Dec 2011

No usable firm observation; this does not establish a closure

Nov 2011

No usable firm observation; this does not establish a closure

Oct 2011

No usable firm observation; this does not establish a closure

Sep 2011

No usable firm observation; this does not establish a closure

Aug 2011

No usable firm observation; this does not establish a closure

Jul 2011

No usable firm observation; this does not establish a closure

Jun 2011

No usable firm observation; this does not establish a closure

May 2011

No usable firm observation; this does not establish a closure

Apr 2011

No usable firm observation; this does not establish a closure

Mar 2011

No usable firm observation; this does not establish a closure

Feb 2011

No usable firm observation; this does not establish a closure

Jan 2011

No usable firm observation; this does not establish a closure

Dec 2010

No usable firm observation; this does not establish a closure

Nov 2010

No usable firm observation; this does not establish a closure

Oct 2010

No usable firm observation; this does not establish a closure

Sep 2010

No usable firm observation; this does not establish a closure

Aug 2010

No usable firm observation; this does not establish a closure

Jul 2010

No usable firm observation; this does not establish a closure

Jun 2010

No usable firm observation; this does not establish a closure

May 2010

No usable firm observation; this does not establish a closure

Apr 2010

No usable firm observation; this does not establish a closure

Mar 2010

No usable firm observation; this does not establish a closure

Feb 2010

No usable firm observation; this does not establish a closure

Jan 2010

No usable firm observation; this does not establish a closure

Dec 2009

No usable firm observation; this does not establish a closure

Nov 2009

No usable firm observation; this does not establish a closure

Oct 2009

No usable firm observation; this does not establish a closure

Sep 2009

No usable firm observation; this does not establish a closure

Aug 2009

No usable firm observation; this does not establish a closure

Jul 2009

No usable firm observation; this does not establish a closure

Jun 2009

No usable firm observation; this does not establish a closure

May 2009

No usable firm observation; this does not establish a closure

Apr 2009

No usable firm observation; this does not establish a closure

Mar 2009

No usable firm observation; this does not establish a closure

Feb 2009

No usable firm observation; this does not establish a closure

Jan 2009

No usable firm observation; this does not establish a closure

Dec 2008

No usable firm observation; this does not establish a closure

Nov 2008

Month not listed in SEC archive

Oct 2008

No usable firm observation; this does not establish a closure

Sep 2008

No usable firm observation; this does not establish a closure

Aug 2008

No usable firm observation; this does not establish a closure

Jul 2008

No usable firm observation; this does not establish a closure

Jun 2008

No usable firm observation; this does not establish a closure

May 2008

Month not listed in SEC archive

Apr 2008

No usable firm observation; this does not establish a closure

Mar 2008

No usable firm observation; this does not establish a closure

Feb 2008

No usable firm observation; this does not establish a closure

Jan 2008

No usable firm observation; this does not establish a closure

Dec 2007

Month not listed in SEC archive

Nov 2007

No usable firm observation; this does not establish a closure

Oct 2007

No usable firm observation; this does not establish a closure

Sep 2007

No usable firm observation; this does not establish a closure

Aug 2007

Month not listed in SEC archive

Jul 2007

No usable firm observation; this does not establish a closure

Jun 2007

Month not listed in SEC archive

May 2007

No usable firm observation; this does not establish a closure

Apr 2007

Month not listed in SEC archive

Mar 2007

Month not listed in SEC archive

Feb 2007

Month not listed in SEC archive

Jan 2007

Month not listed in SEC archive

Dec 2006

Month not listed in SEC archive

Nov 2006

Month not listed in SEC archive

Oct 2006

Month not listed in SEC archive

Sep 2006

Month not listed in SEC archive

Aug 2006

Month not listed in SEC archive

Jul 2006

Month not listed in SEC archive

Jun 2006

No usable firm observation; this does not establish a closure

Reported client categories and regulatory AUM · October 2026
Client category	Reported clients	Reported regulatory AUM
individuals other than high-net-worth individuals	0	unknown (source placeholder)
high-net-worth individuals	2	$134,757.00
banking or thrift institutions	0	unknown (source placeholder)
investment companies	0	unknown (source placeholder)
business development companies	0	unknown (source placeholder)
pooled investment vehicles	2	$547,424.00
pension and profit-sharing plans	0	unknown (source placeholder)
charitable organizations	0	unknown (source placeholder)
state or municipal government entities	0	unknown (source placeholder)
other investment advisers	0	unknown (source placeholder)
insurance companies	0	unknown (source placeholder)
sovereign wealth funds and foreign official institutions	0	unknown (source placeholder)
corporations or other businesses	0	unknown (source placeholder)
other client types	0	unknown (source placeholder)

Reported client categories and regulatory AUM · October 2026

Client category

Reported clients

Reported regulatory AUM

individuals other than high-net-worth individuals

unknown (source placeholder)

high-net-worth individuals

$134,757.00

banking or thrift institutions

unknown (source placeholder)

investment companies

unknown (source placeholder)

business development companies

unknown (source placeholder)

pooled investment vehicles

$547,424.00

pension and profit-sharing plans

unknown (source placeholder)

charitable organizations

unknown (source placeholder)

state or municipal government entities

unknown (source placeholder)

other investment advisers

unknown (source placeholder)

insurance companies

unknown (source placeholder)

sovereign wealth funds and foreign official institutions

unknown (source placeholder)

corporations or other businesses

unknown (source placeholder)

other client types

unknown (source placeholder)

Firm research

Firm at a glance

Reported services

Key developments

Firm overview

Growth in context

Clients and services

Jurisdiction map

California

Firm history

Regulatory AUM

Peer bands: $100 million to under $1 billion / Under $100 million comparison

2025 full year

2026 year to date

Explore similar firms

What changed?

Reported leadership

Reported leadership

Reported leadership

Employees performing advisory functions

Reported regulatory AUM

Sources & methodology

Custodians, private funds and ownership

Report a data issue

Asset composition

Executives

Ownership & control

Recent M&A activity

Operating scale and growth

Year-end snapshots

Reported employees

Reported leadership

Reported leadership

Reported leadership

Reported leadership

Employees performing advisory functions

Reported regulatory AUM

Reported employees

Reported regulatory AUM

Reported employees

Employees performing advisory functions

Reported regulatory AUM

Reported employees

Employees performing advisory functions

Reported regulatory AUM

Reported employees

Employees performing advisory functions

Reported regulatory AUM

Reported employees

Reported employees

Employees performing advisory functions

Reported employees

Reported employees

Reported leadership · Apr 22, 2026 → Jul 29, 2026

Reported leadership · Apr 22, 2026 → Jul 29, 2026

Reported leadership · Apr 22, 2026 → Jul 29, 2026

Employees performing advisory functions · Feb 2026 → Mar 2026

Reported regulatory AUM · Feb 2026 → Mar 2026

Reported employees · Feb 2026 → Mar 2026

Reported leadership · Apr 1, 2025 → Feb 27, 2026

Reported leadership · Apr 1, 2025 → Feb 27, 2026

Reported leadership · Apr 1, 2025 → Feb 27, 2026

Reported leadership · Apr 1, 2025 → Feb 27, 2026

Employees performing advisory functions · Feb 2025 → Mar 2025

Reported regulatory AUM · Feb 2025 → Mar 2025

Reported employees · Feb 2025 → Mar 2025

Reported regulatory AUM · Aug 2024 → Sep 2024

Reported employees · Aug 2024 → Sep 2024

Employees performing advisory functions · Feb 2024 → Mar 2024

Reported regulatory AUM · Feb 2024 → Mar 2024

Reported employees · Feb 2024 → Mar 2024

Employees performing advisory functions · Feb 2023 → Mar 2023

Reported regulatory AUM · Feb 2023 → Mar 2023

Reported employees · Feb 2023 → Mar 2023

Employees performing advisory functions · Feb 2022 → Mar 2022

Reported regulatory AUM · Feb 2022 → Mar 2022

Reported employees · Feb 2022 → Mar 2022

Reported employees · Jul 2021 → Aug 2021

Employees performing advisory functions · Mar 2021 → Apr 2021

Reported employees · Mar 2021 → Apr 2021