All investment adviser firms · Page 54
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ESMEB INCORPORATEDCRD 152361$26,364.00Regulatory AUM · August 2026
- ESO MANAGEMENT SERVICES LLCCRD 165564 · SAN MATEO, CA$410,582,676.00Regulatory AUM · August 2026
- ESOTERICA CAPITAL LLCCRD 304570$43,428,492.00Regulatory AUM · August 2026
- ESP INVESTMENT ADVISORS LLCCRD 298553 · DALLAS, TX$1,040,678,006.00Regulatory AUM · August 2026
- ESPRESSO CAPITAL ADVISORS INC.CRD 326743Not availableRegulatory AUM · August 2026
- ESSENTIA FUND ADVISORS, LLCCRD 312190$173,393,140.00Regulatory AUM · August 2026
- ESSENTIAL INVESTMENT PARTNERS, LLCCRD 149509 · ENGLEWOOD, CO$222,966,333.00Regulatory AUM · August 2026
- ESSENTIAL PARTNERS LLCCRD 315959 · RANCHO SANTA FE,, CA$401,110,000.00Regulatory AUM · August 2026
- ESSENTIAL PLANNING, LLCCRD 106651 · PORTSMOUTH, NH$524,444,621.00Regulatory AUM · August 2026
- ESSEX FINANCIAL SERVICES, INC.CRD 127549 · ESSEX, CT$4,169,984,114.00Regulatory AUM · August 2026
- ESSEX INVESTMENT MANAGEMENT COMPANY, LLCCRD 109962 · BOSTON, MA$712,676,443.00Regulatory AUM · August 2026
- ESSEX LLCCRD 108352 · DEER PARK, IL$649,327,632.00Regulatory AUM · August 2026
- ESSEX PRIVATE WEALTH MANAGEMENT LLCCRD 149991 · TOPSFIELD, MA$330,541,181.00Regulatory AUM · August 2026
- ESSEX RIDGE CAPITAL GROUP, LLCCRD 145795 · ST. LOUIS, MO$146,264,395.00Regulatory AUM · August 2026
- ESSEX WOODLANDS MANAGEMENT, INC.CRD 158263 · THE WOODLANDS, TX$2,060,670,542.00Regulatory AUM · August 2026
- ESTABROOK CAPITAL MANAGEMENT LLCCRD 128856 · NEW YORK, NY$933,319,315.00Regulatory AUM · August 2026
- ESTANCIA CAPITAL MANAGEMENT, LLCCRD 166478 · SCOTTSDALE, AZ$908,004,113.00Regulatory AUM · August 2026
- ESTATE & TRUST ADVISORS, INC.CRD 123802 · RIVERWOODS, IL$256,470,000.00Regulatory AUM · August 2026
- ESTATE COUNSELORS, LLCCRD 123452 · THIENSVILLE, WI$1,345,777,922.00Regulatory AUM · August 2026
- ESTATE MANAGEMENT COUNSELORS,LLCCRD 126624 · ATLANTA, GA$294,317,355.00Regulatory AUM · August 2026
- ESTUARY CAPITAL MANAGEMENT LPCRD 323379 · WAYZATA, MN$853,863,466.00Regulatory AUM · August 2026
- ETERNAL CAPITAL, LLCCRD 333684 · MIAMI, FL$42,745,886.00Regulatory AUM · August 2026
- ETESIAN WEALTH ADVISORS, INC.CRD 152127 · WEST LINN, OR$503,332,148.00Regulatory AUM · August 2026
- ETF MODEL SOLUTIONS, LLCCRD 168410 · APPLETON, WI$18,115,702.00Regulatory AUM · August 2026
- ETF PORTFOLIO PARTNERS, INC.CRD 128366 · LEAWOOD, KS$431,143,922.00Regulatory AUM · August 2026
- ETHIC INC.CRD 282827 · NEW YORK, NY$7,817,820,532.00Regulatory AUM · August 2026
- ETHOS CAPITAL LPCRD 306874 · BOSTON, MA$6,313,185,072.00Regulatory AUM · August 2026
- ETHOS CAPITAL MANAGEMENT, INC.CRD 313145 · NEWTOWN, PA$155,381,974.00Regulatory AUM · August 2026
- ETHOS FINANCIAL GROUP, LLCCRD 321748 · KING OF PRUSSIA, PA$2,144,085,745.00Regulatory AUM · August 2026
- ETNA CAPITAL MANAGEMENT COMPANY LIMITEDCRD 330644$143,300,582.00Regulatory AUM · August 2026
- ETON ADVISORS GROUP, LLCCRD 289395 · CHAPEL HILL, NC$1,886,697,575.00Regulatory AUM · August 2026
- ETRE LLCCRD 121355 · CAMBRIDGE, MA$216,807,051.00Regulatory AUM · August 2026
- ETZ ADVISORY, LLCCRD 334861$1,144,116,507.00Regulatory AUM · August 2026
- EUBANK, HUTSON & ASSOCIATES, LLCCRD 226519 · PLANO, TX$137,678,709.00Regulatory AUM · August 2026
- EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INCCRD 107316 · MIAMISBURG, OH$2,071,297,994.00Regulatory AUM · August 2026
- EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLCCRD 159018 · SEATTLE, WA$131,598,482.00Regulatory AUM · August 2026
- EUDAIMONIA ASSET MANAGEMENT, LLCCRD 299379 · WINCHESTER, TN$246,890,946.00Regulatory AUM · August 2026
- EUDAIMONIA WEALTH LLCCRD 305431 · BUFFALO, NY$35,751,491.00Regulatory AUM · August 2026
- EUKLES ASSET MANAGEMENT, LLCCRD 156649 · CINCINNATI, OH$341,096,800.00Regulatory AUM · August 2026
- EULAV ASSET MANAGEMENTCRD 156397 · SARASOTA, FL$3,700,000,000.00Regulatory AUM · August 2026
- EUPHRATES ADVISORS LLCCRD 167257 · WASHINGTON, DC$539,014,509.00Regulatory AUM · August 2026
- EURAZEO NORTH AMERICA, INC.CRD 300444 · NEW YORK, NY$1,614,608,829.00Regulatory AUM · August 2026
- EUREKA EQUITY PARTNERS, L.P.CRD 159236 · PHILADELPHIA, PA$279,247,111.00Regulatory AUM · August 2026
- EURO PACIFIC ASSET MANAGEMENT, LLCCRD 152922 · DORADO, PR$2,180,629,620.00Regulatory AUM · August 2026
- EUROCAPITAL ADVISORS, INCCRD 126163 · MIAMI, FL$103,595,993.00Regulatory AUM · August 2026
- EVANS INVESTMENT ADVISORS, L.L.C.CRD 147000 · BATON ROUGE, LA$390,734,415.00Regulatory AUM · August 2026
- EVANSBROOK LLCCRD 327916$225,725,480.00Regulatory AUM · August 2026
- EVANSON FINANCIAL, LLCCRD 340506$5,847,124,669.00Regulatory AUM · August 2026
- EVANSTON CAPITAL MANAGEMENT, LLCCRD 120338 · EVANSTON, IL$4,490,550,491.00Regulatory AUM · August 2026
- EVE PARTNERS, LLCCRD 307661 · PONTE VEDRA BEACH, FL$641,335,168.00Regulatory AUM · August 2026
- EVELYN PARTNERS ASSET MANAGEMENT LIMITEDCRD 160376$1,059,392,636.00Regulatory AUM · August 2026
- EVEN HERD LLCCRD 329728 · OKLAHOMA CITY, OK$55,855,516.00Regulatory AUM · August 2026
- EVENSKY & KATZ, LLCCRD 109698 · CORAL GABLES, FL$3,209,825,405.00Regulatory AUM · August 2026
- EVENTIDE ASSET MANAGEMENT, LLCCRD 147110 · BOSTON, MA$7,377,821,862.00Regulatory AUM · August 2026
- EVER GREEN WEALTH MANAGEMENT, LLCCRD 297459 · VICTOR, NY$80,261,380.00Regulatory AUM · August 2026
- EVERCORE WEALTH MANAGEMENT, LLCCRD 148399 · NEW YORK, NY$15,515,905,140.00Regulatory AUM · August 2026
- EVEREST FINANCIAL GROUP LLCCRD 137260 · MINNEAPOLIS, MN$1,002,472,036.00Regulatory AUM · August 2026
- EVEREST PRIVATE WEALTHCRD 142945 · CUPERTINO, CA$410,795,766.00Regulatory AUM · August 2026
- EVEREST WEALTH MANAGEMENT, LLCCRD 133823 · LEAWOOD, KS$237,424,189.00Regulatory AUM · August 2026
- EVERETT HARRIS & COCRD 106830 · LOS ANGELES, CA$11,531,376,651.00Regulatory AUM · August 2026
- EVERGREEN ADVISORS, LLCCRD 149861 · CHATTANOOGA, TN$522,799,366.00Regulatory AUM · August 2026
- EVERGREEN CAPITAL ASSOCIATES LLCCRD 312909 · PLAINSBORO, NJ$243,646,076.00Regulatory AUM · August 2026
- EVERGREEN CAPITAL MANAGEMENT LLCCRD 104931 · BELLEVUE, WA$7,185,104,271.00Regulatory AUM · August 2026
- EVERGREEN INVESTMENT ADVISORS LLCCRD 133550 · CHICAGO, IL$11,599,097,140.00Regulatory AUM · August 2026
- EVERGREEN PRIVATE WEALTH LLCCRD 324777 · GREENWOOD VILLAGE, CO$264,725,460.00Regulatory AUM · August 2026
- EVERGREEN WEALTH ADVISORSCRD 326535 · RALEIGH, NC$112,481,709.00Regulatory AUM · August 2026
- EVERGREEN WEALTH MANAGEMENT, LLCCRD 174090 · WILLIAMSTON, MI$248,707,109.00Regulatory AUM · August 2026
- EVERGREEN WEALTH PARTNERS LLCCRD 335451 · KALISPELL, MT$405,219,640.00Regulatory AUM · August 2026
- EVERHART FINANCIAL GROUP INCCRD 107091 · DUBLIN, OH$2,464,105,196.00Regulatory AUM · August 2026
- EVERKEY FINANCIAL LLCCRD 325189 · KATY, TX$10,572,425.00Regulatory AUM · August 2026
- EVERMAY WEALTH MANAGEMENT, LLCCRD 149230 · ARLINGTON, VA$1,329,578,501.00Regulatory AUM · August 2026
- EVERMONT WEALTH, INC.CRD 168581 · CLAREMONT, CA$333,921,342.00Regulatory AUM · August 2026
- EVERNEST FINANCIAL ADVISORSCRD 328161 · CARMEL, IN$963,016,606.00Regulatory AUM · August 2026
- EVERPAR ADVISORS LLCCRD 326468 · TULSA, OK$587,838,031.00Regulatory AUM · August 2026
- EVERSEPT PARTNERS, L.P.CRD 282358 · NEW YORK, NY$2,650,965,000.00Regulatory AUM · August 2026
- EVERSIDE CAPITAL PARTNERS, LLCCRD 289799 · NEW YORK, NY$2,336,781,000.00Regulatory AUM · August 2026
- EVERSOURCE WEALTH ADVISORS, LLCCRD 286340 · BIRMINGHAM, AL$5,095,829,877.00Regulatory AUM · August 2026
- EVERSTAR ASSET MANAGEMENT, LLCCRD 313334 · MOORESVILLE, NC$336,741,565.00Regulatory AUM · August 2026
- EVERTERN WEALTH, LLCCRD 340830 · NAPLES, FL$1,564,247,778.00Regulatory AUM · August 2026
- EVERVIEW PARTNERS, L.P.CRD 334067 · NEW YORK, NY$949,807,230.00Regulatory AUM · August 2026
- EVERWEST ADVISORS LLCCRD 167125 · DENVER, CO$1,200,781,013.00Regulatory AUM · August 2026
- EVERY SECURITIES LLCCRD 333167 · SACRAMENTO, CA$122,651,621.00Regulatory AUM · August 2026
- EVESTIA LLCCRD 313074$33,335,476.00Regulatory AUM · August 2026
- EVEXIA WEALTH, LLCCRD 323788 · STEVENS POINT, WI$386,112,934.00Regulatory AUM · August 2026
- EVOKE WEALTH, LLCCRD 300856 · LOS ANGELES, CA$17,287,265,124.00Regulatory AUM · August 2026
- EVOLUTION ADVISERS, INC.CRD 149615 · RICHMOND, VA$337,176,397.00Regulatory AUM · August 2026
- EVOLUTION CREDIT PARTNERS MANAGEMENT, LLCCRD 292216 · BOSTON, MA$4,123,168,316.00Regulatory AUM · August 2026
- EVOLUTION INVESTMENT MANAGEMENT LLCCRD 324108 · AUSTIN, TX$127,504,786.00Regulatory AUM · August 2026
- EVOLUTION PRIVATE INVESTMENT COLLECTIVE LLCCRD 311425 · MANHATTAN BEACH, CA$166,457,615.00Regulatory AUM · August 2026
- EVOLUTION WEALTH ADVISORS, LLCCRD 285142 · AVENTURA, FL$1,957,928,881.00Regulatory AUM · August 2026
- EVOLUTION WEALTH MANAGEMENT INC.CRD 307644 · FORT MYERS, FL$171,743,835.00Regulatory AUM · August 2026
- EVOLUTIONARY TREE CAPITAL MANAGEMENT, LLCCRD 291127 · ALEXANDRIA, VA$91,691,110.00Regulatory AUM · August 2026
- EVOLVE PRIVATE WEALTH, LLCCRD 333932 · LOS ANGELES, CA$2,147,950,288.00Regulatory AUM · August 2026
- EVR RESEARCH LPCRD 283385 · RICHMOND, VA$365,015,905.00Regulatory AUM · August 2026
- EVT FINANCIAL ADVISORS AGCRD 155268$498,927,026.00Regulatory AUM · August 2026
- EWA, LLCCRD 308977 · PITTSBURGH, PA$750,707,201.00Regulatory AUM · August 2026
- EXCALIBUR MANAGEMENT CORPCRD 110836 · WALTHAM, MA$712,076,143.00Regulatory AUM · August 2026
- EXCEED ADVISORY LLCCRD 170403 · NEW YORK, NY$119,150,346.00Regulatory AUM · August 2026
- EXCEL CAPITAL MANAGEMENT CORPCRD 109229 · WARREN, NJ$192,505,720.00Regulatory AUM · August 2026
- EXCEL FINANCIAL, LLCCRD 145301 · RED WING, MN$404,464,714.00Regulatory AUM · August 2026