All investment adviser firms · Page 53
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ENGLE CAPITAL MANAGEMENT, L.P.CRD 178525 · GREENWICH, CT$492,393,735.00Regulatory AUM · August 2026
- ENGLEBERT FINANCIAL ADVISERS, LLCCRD 300568 · ALLENTOWN, PA$156,618,612.00Regulatory AUM · August 2026
- ENGLESON & ASSOCIATES, INC.CRD 126349 · ROCHESTER, NY$114,468,604.00Regulatory AUM · August 2026
- ENGLISH CAPITAL MANAGEMENT LLCCRD 234790 · BLOOMFIELD HILLS, MI$241,078,442.00Regulatory AUM · August 2026
- ENHALUS CAPITAL, LPCRD 313321 · NEW YORK, NY$785,514,318.00Regulatory AUM · August 2026
- ENHANCED CAPITAL PARTNERS, LLCCRD 170236 · NEW ORLEANS, LA$785,915,242.00Regulatory AUM · August 2026
- ENHANCED HEALTHCARE MANAGEMENT COMPANY, LLCCRD 157622 · SANTA MONICA, CA$1,376,312,777.00Regulatory AUM · August 2026
- ENHANCING CAPITAL LLCCRD 290018 · HARRISBURG, PA$367,997,735.00Regulatory AUM · August 2026
- ENLIGHTENMENT CAPITAL, LLCCRD 166422 · CHEVY CHASE, MD$2,116,711,261.00Regulatory AUM · August 2026
- ENR ASSET MANAGEMENT, INCORPORATEDCRD 136315$176,718,886.00Regulatory AUM · August 2026
- ENRICH FINANCE LLCCRD 337784 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- ENRICH FINANCIAL PARTNERS LLCCRD 111234 · MADISON, WI$556,812,040.00Regulatory AUM · August 2026
- ENRIGHT, MOLLIN, CASCIO & RAMUSEVIC, INC.CRD 106574 · ELMHURST, NY$293,511,744.00Regulatory AUM · August 2026
- ENSIGN ADVISORY PARTNERS LLCCRD 325650 · GILBERT, AZ$101,016,323.00Regulatory AUM · August 2026
- ENSPIRE WEALTH MANAGEMENT, LLCCRD 325723 · SANTA ROSA, CA$119,296,012.00Regulatory AUM · August 2026
- ENSPYRE WEALTH ADVISORS, INC.CRD 300992 · WOODBURY, MN$217,747,144.00Regulatory AUM · August 2026
- ENTASIS ASSET MANAGEMENT LLCCRD 282711 · BROOKFIELD, WI$197,878,899.00Regulatory AUM · August 2026
- ENTELECHY LLCCRD 285776$253,321,763.00Regulatory AUM · August 2026
- ENTELEVEST, LLCCRD 318115 · CORAL GABLES, FL$147,032,517.00Regulatory AUM · August 2026
- ENTERPRISE INVESTORS CORPORATIONCRD 160833 · NEW YORK, NY$1,259,681,720.00Regulatory AUM · August 2026
- ENTREPRENEURIAL EQUITY PARTNERS, L.P.CRD 300436 · CHICAGO, IL$1,932,070,031.00Regulatory AUM · August 2026
- $890,879,849.00Regulatory AUM · August 2026
- ENTREPRENEURSHARES LLCCRD 153615 · BOSTON, MA$50,357,062.00Regulatory AUM · August 2026
- ENTREWEALTH, LLCCRD 317553$326,314,431.00Regulatory AUM · August 2026
- ENTROPY TECHNOLOGIES, LPCRD 325283 · NEW YORK, NY$2,238,108,051.00Regulatory AUM · August 2026
- ENTRUITY WEALTH, LLCCRD 288331 · BAKERSFIELD, CA$171,254,413.00Regulatory AUM · August 2026
- ENTRUST FINANCIAL LLCCRD 174694 · WAYNE, PA$350,937,674.00Regulatory AUM · August 2026
- ENTRUST GLOBAL PARTNERS LLCCRD 107940 · NEW YORK, NY$11,819,858,577.00Regulatory AUM · August 2026
- ENTRUST INVESTMENT SERVICES, INCCRD 324860 · CAMPBELL, CA$141,061,839.00Regulatory AUM · August 2026
- ENTRYPOINT CAPITAL, LLCCRD 313946 · NEW YORK, NY$700,332,093.00Regulatory AUM · August 2026
- ENVESTNET ASSET MANAGEMENT, INC.CRD 111694 · BERWYN, PA$614,933,249,744.00Regulatory AUM · August 2026
- ENVESTNET PORTFOLIO SOLUTIONS, INC.CRD 109662 · BERWYN, PA$17,349,359,607.00Regulatory AUM · August 2026
- ENVESTNET RETIREMENT SOLUTIONS, LLCCRD 171570 · BERWYN, PA$16,304,055,039.00Regulatory AUM · August 2026
- ENVISAGE GMBH.CRD 159270$1,044,497.00Regulatory AUM · August 2026
- ENVISION CAPITAL MANAGEMENT INCCRD 107150$334,050,000.00Regulatory AUM · August 2026
- ENVISION FINANCIAL LLCCRD 314365 · BROOKFIELD, WI$352,921,514.00Regulatory AUM · August 2026
- ENVISION FINANCIAL PLANNING, LLCCRD 321790 · MEMPHIS, TN$462,462,965.00Regulatory AUM · August 2026
- ENVISION FINANCIAL TRANSPARENCY, LLCCRD 297713$322,258,950.00Regulatory AUM · August 2026
- ENVOY ADVISORY INC.CRD 306559 · COLORADO SPRINGS, CO$614,952,466.00Regulatory AUM · August 2026
- ENZA FINANCIAL, LLCCRD 315827 · INDEPENDENCE, OH$191,160,236.00Regulatory AUM · August 2026
- ENZI WEALTH, LLCCRD 315457 · AUSTIN, TX$450,883,694.00Regulatory AUM · August 2026
- EOC PARTNERS ADVISORS L.P.CRD 321653 · HOUSTON, TX$2,366,895,694.00Regulatory AUM · August 2026
- EOS MANAGEMENT, L.P.CRD 158090 · NEW YORK, NY$957,053,852.00Regulatory AUM · August 2026
- EOS REAL ESTATE INVESTORS LLCCRD 290205 · NEW YORK, NY$1,791,015,348.00Regulatory AUM · August 2026
- EP WEALTH ADVISORS, LLC.CRD 111147 · TORRANCE, CA$45,145,000,000.00Regulatory AUM · August 2026
- EPFC CAPITAL PARTNERS, LLCCRD 307803 · NEW YORK, NY$1,991,508,601.00Regulatory AUM · August 2026
- EPG WEALTH MANAGEMENT LLCCRD 302075 · ATLANTA, GA$579,086,058.00Regulatory AUM · August 2026
- EPIC ADVISORY SERVICES CORPCRD 176526 · BOCA RATON, FL$134,254,207.00Regulatory AUM · August 2026
- EPIC WEALTH MANAGEMENT, LLCCRD 297643 · OKLAHOMA CITY, OK$120,808,791.00Regulatory AUM · August 2026
- EPILOG PARTNERS, LP.CRD 325368 · BOSTON, MA$181,550,303.00Regulatory AUM · August 2026
- EPIQ PARTNERS, LLCCRD 165139 · MINNEAPOLIS, MN$290,914,339.00Regulatory AUM · August 2026
- EPISTEME CAPITAL PARTNERS (UK), LLPCRD 167678$276,179,377.00Regulatory AUM · August 2026
- EPOCH CAPITAL, US, LLCCRD 315254 · NEW YORK, NY$366,074,037.00Regulatory AUM · August 2026
- EPOCH INVESTMENT PARTNERS, INC.CRD 131556 · NEW YORK, NY$29,729,928,032.00Regulatory AUM · August 2026
- EPOGEE CAPITAL MANAGEMENT LLCCRD 330816$71,762,282.00Regulatory AUM · August 2026
- EPSILON FINANCIAL GROUP, INC.CRD 111990 · FAIRFIELD, CA$626,099,465.00Regulatory AUM · August 2026
- EQ WEALTH ADVISORS, LLCCRD 322294 · DALLAS, TX$617,000,348.00Regulatory AUM · August 2026
- EQ, LLCCRD 291033$941,715,432.00Regulatory AUM · August 2026
- EQT PARTNERS INC.CRD 160179 · NEW YORK, NY$39,196,925,743.00Regulatory AUM · August 2026
- EQT REAL ESTATE, LLCCRD 161935 · RADNOR, PA$35,141,945,668.00Regulatory AUM · August 2026
- EQUALITY ASSET MANAGEMENT, LPCRD 300710 · BOSTON, MA$1,033,523,877.00Regulatory AUM · August 2026
- EQUALIZE CAPITAL LLCCRD 300640 · SAN JUAN, PR$39,534,235.00Regulatory AUM · August 2026
- EQUILIBRIA WEALTH MANAGEMENT, LLCCRD 311785 · KATY, TX$130,429,296.00Regulatory AUM · August 2026
- EQUILIBRIUM CAPITAL INVESTMENT MANAGEMENT , LLCCRD 182520 · PORTLAND, OR$642,635,884.00Regulatory AUM · August 2026
- EQUILIBRIUM VENTURES, LLCCRD 309164 · NEW YORK, NY$134,158,615.00Regulatory AUM · August 2026
- EQUILIBRIUM WEALTH LLCCRD 311940$129,513,186.00Regulatory AUM · August 2026
- EQUINOX PARTNERS INVESTMENT MANAGEMENT LLCCRD 105885 · STAMFORD, CT$1,413,794,925.00Regulatory AUM · August 2026
- EQUINUM, LLCCRD 304350 · BROOKLYN, NY$566,026,178.00Regulatory AUM · August 2026
- EQUITA FINANCIAL NETWORK, INC.CRD 277031 · FORT WASHINGTON, PA$390,965,587.00Regulatory AUM · August 2026
- EQUITABLE ADVISORS, LLCCRD 6627 · NEW YORK, NY$42,484,170,010.00Regulatory AUM · August 2026
- EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCCRD 156933 · NEW YORK, NY$167,153,305,419.00Regulatory AUM · August 2026
- EQUITABLE INVESTMENT MANAGEMENT, LLCCRD 322513 · NEW YORK, NY$1,530,948,280.00Regulatory AUM · August 2026
- EQUITAS CAPITAL ADVISORS,LLCCRD 124471 · NEW ORLEANS, LA$214,236,183.00Regulatory AUM · August 2026
- EQUITY ADVISORS OF KENTUCKY INCCRD 116398 · LEXINGTON, KY$141,596,255.00Regulatory AUM · August 2026
- EQUITY ARMOR INVESTMENTS, LLCCRD 156327 · CHICAGO, IL$184,285,420.00Regulatory AUM · August 2026
- EQUITY INTERNATIONAL MANAGEMENT, LLCCRD 156961 · CHICAGO, IL$1,396,130,651.00Regulatory AUM · August 2026
- EQUITY INVESTMENT CORPORATIONCRD 283930 · ATLANTA, GA$3,509,589,101.00Regulatory AUM · August 2026
- EQUITY RESOURCE INVESTMENTS, LLCCRD 161186 · CAMBRIDGE, MA$1,343,370,392.00Regulatory AUM · August 2026
- EQUITY SERVICES, INC.CRD 265 · MONTPELIER, VT$2,777,353,969.00Regulatory AUM · August 2026
- EQUITY WEALTH PARTNERS, LLCCRD 317224 · INDEPENDENCE, MO$258,581,223.00Regulatory AUM · August 2026
- EQUITYCOMPASS INVESTMENT MANAGEMENT, LLCCRD 145420 · BALTIMORE, MD$220,909,965.00Regulatory AUM · August 2026
- EQUUS CAPITAL PARTNERS, LTD.CRD 158719 · NEWTOWN SQUARE, PA$1,739,721,000.00Regulatory AUM · August 2026
- EQV ADVISORY, LLCCRD 338271 · RALEIGH, NC$106,778,605.00Regulatory AUM · August 2026
- ERA FINANCIAL ADVISORS LLCCRD 334404 · COVINA, CANot availableRegulatory AUM · August 2026
- ERA GLOBAL TECHNOLOGIES LLCCRD 339601 · NEW YORK, NY$259,892,562.00Regulatory AUM · August 2026
- ERA PARTNERS LLCCRD 307400 · SAN FRANCISCO, CA$1,645,991,867.00Regulatory AUM · August 2026
- ERBEN ASSOCIATES, LLCCRD 148703 · AUSTIN, TX$402,467,372.00Regulatory AUM · August 2026
- EREZ ASSET MANAGEMENT, LLCCRD 332027 · NEW ROCHELLE, NY$84,308,279.00Regulatory AUM · August 2026
- ERGAWEALTH ADVISORS, INC.CRD 290030 · OAK BROOK, IL$341,500,000.00Regulatory AUM · August 2026
- ERGUS ASSET MANAGEMENT LTD.CRD 166707Not availableRegulatory AUM · August 2026
- ERGUZ, LLCCRD 168009 · THE WOODLANDS, TX$889,000,000.00Regulatory AUM · August 2026
- ERICKSON FINANCIAL GROUP, LLCCRD 299818 · ALLENTOWN, PA$198,863,722.00Regulatory AUM · August 2026
- ERISA ADVISERS, INC.CRD 170487 · BRENTWOOD, TN$187,066,763.00Regulatory AUM · August 2026
- ERN FINANCIAL, LLCCRD 297717 · MIDDLETON, WI$1,153,857,864.00Regulatory AUM · August 2026
- ERNST & YOUNG INVESTMENT ADVISERS LLPCRD 110921 · SECAUCUS, NJNot availableRegulatory AUM · August 2026
- ERVIN INVESTMENT MANAGEMENT, LLCCRD 299739$269,869,724.00Regulatory AUM · August 2026
- ESCHATON OPPORTUNITIES FUND MANAGEMENT LPCRD 285575 · MIAMI, FL$333,911,478.00Regulatory AUM · August 2026
- ESCHLER ASSET MANAGEMENT LLPCRD 311807$588,145,437.00Regulatory AUM · August 2026
- ESHEL SPRING LLCCRD 340187 · BURLINGTON, MANot availableRegulatory AUM · August 2026
- ESM MANAGEMENT LLCCRD 150142$1,394,160,971.00Regulatory AUM · August 2026