All investment adviser firms · Page 168
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- WESTPOINT WEALTH MANAGEMENT, LLCCRD 310883 · BEREA, OH$106,000,000.00Regulatory AUM · August 2026
- WESTPORT CAPITAL PARTNERS LLCCRD 157493 · DARIEN, CT$8,920,028,596.00Regulatory AUM · August 2026
- WESTRIVER MANAGEMENT, LLCCRD 161921 · SEATTLE, WA$444,377,118.00Regulatory AUM · August 2026
- WESTROCK ASSET MANAGEMENT, LLCCRD 174408 · LITTLE ROCK, AR$162,736,093.00Regulatory AUM · August 2026
- WESTSHORE WEALTH, LLCCRD 283843 · NEWPORT BEACH, CA$662,386,166.00Regulatory AUM · August 2026
- WESTSIDE INVESTMENT MANAGEMENT, LLCCRD 154522 · SANTA MONICA, CA$888,776,410.00Regulatory AUM · August 2026
- WESTVIEW CAPITAL MANAGEMENT LLCCRD 157839 · BOSTON, MA$2,116,090,084.00Regulatory AUM · August 2026
- WESTVIEW MANAGEMENT LLCCRD 305655 · BURLINGTON, VT$228,645,287.00Regulatory AUM · August 2026
- WESTWARD INVESTMENT ADVISORY, LLCCRD 281742 · MISSION, KS$571,508,980.00Regulatory AUM · August 2026
- WESTWARD MANAGEMENT COMPANY II LLCCRD 300994 · SEATTLE, WA$374,040,003.00Regulatory AUM · August 2026
- WESTWIND CAPITALCRD 106802 · LAS CRUCES, NM$795,933,599.00Regulatory AUM · August 2026
- WESTWOOD ADVISORS, L.L.CCRD 132162 · DALLAS, TX$749,503,536.00Regulatory AUM · August 2026
- WESTWOOD GLOBAL INVESTMENTS LLCCRD 125012 · PARK CITY, UT$9,465,208,342.00Regulatory AUM · August 2026
- WESTWOOD MANAGEMENT CORPCRD 110269 · DALLAS, TX$12,457,042,247.00Regulatory AUM · August 2026
- WESTWOOD WEALTH MANAGEMENTCRD 290658 · LOS ANGELES, CA$300,390,704.00Regulatory AUM · August 2026
- WETZEL INVESTMENT ADVISORS, INC.CRD 305301 · INDIANAPOLIS, IN$338,348,236.00Regulatory AUM · August 2026
- WEXFORD CAPITAL LPCRD 108726 · WEST PALM BEACH, FL$1,720,519,442.00Regulatory AUM · August 2026
- WEYBOSSET RESEARCH & MANAGEMENT, LLCCRD 108047 · PROVIDENCE, RI$340,854,267.00Regulatory AUM · August 2026
- WFA OF SAN DIEGO, LLCCRD 307404 · SAN DIEGO, CA$206,868,931.00Regulatory AUM · August 2026
- WFG CAPITAL ADVISORS, LLCCRD 310008 · MOBILE, AL$354,763,277.00Regulatory AUM · August 2026
- WFM ASIA (BVI) LIMITEDCRD 139173$2,585,927,349.00Regulatory AUM · August 2026
- WFM ASIA (HK) LIMITEDCRD 139184$2,585,927,349.00Regulatory AUM · August 2026
- WGI DM, LLCCRD 334219 · BOSTON, MA$7,778,991,590.00Regulatory AUM · August 2026
- WGS MANAGEMENT SERVICES, INCCRD 270003 · ROCHESTER, NY$41,632,122.00Regulatory AUM · August 2026
- WH CORNERSTONE INVESTMENTS INC.CRD 119725 · DUXBURY, MA$200,013,404.00Regulatory AUM · August 2026
- WHALE ROCK CAPITAL MANAGEMENT LLCCRD 140746 · BOSTON, MA$12,973,494,887.00Regulatory AUM · August 2026
- WHALEN WEALTH MANAGEMENT INC.CRD 311869 · LAS VEGAS, NV$222,958,975.00Regulatory AUM · August 2026
- WHALEROCK POINT PARTNERS, LLCCRD 140781 · WEST PALM BEACH, FL$1,038,257,743.00Regulatory AUM · August 2026
- WHARTON BUSINESS GROUP, LLCCRD 133722 · MALVERN, PA$4,566,061,373.00Regulatory AUM · August 2026
- WHARTON MIDMARKET INVESTMENT ADVISORS INC.CRD 301186 · WOODBRIDGE, CT$231,148,831.00Regulatory AUM · August 2026
- WHARTON WEALTH MANAGEMENT, LLCCRD 281348 · MALVERN, PA$209,168,957.00Regulatory AUM · August 2026
- WHARTON WEALTH PLANNING, LLCCRD 319716 · NEW YORK, NY$36,871,967.00Regulatory AUM · August 2026
- WHEALTHY EMPOWERMENT NETWORK, LLCCRD 334271$107,770,717.00Regulatory AUM · August 2026
- WHEELER RETIREMENT PLANS LLCCRD 327889 · DULUTH, MN$618,125,975.00Regulatory AUM · August 2026
- WHEELHOUSE ADVISORY GROUP, LLCCRD 312806 · ST. LOUIS, MO$388,141,822.00Regulatory AUM · August 2026
- WHEELS UP WEALTH, INC.CRD 307736$129,969,382.00Regulatory AUM · August 2026
- WHELAN FINANCIALCRD 107227 · FRESNO, CA$781,750,987.00Regulatory AUM · August 2026
- WHETSTONE CAPITAL ADVISORS, LLCCRD 155414 · MISSION WOODS, KS$415,086,361.00Regulatory AUM · August 2026
- WHIPPLEWOOD ADVISORS, LLCCRD 282860 · LITTLETON, CO$324,509,539.00Regulatory AUM · August 2026
- WHIPPOORWILL ASSOCIATES INCCRD 107497 · WHITE PLAINS, NY$31,167,735.00Regulatory AUM · August 2026
- WHISTLER CAPITAL PARTNERS LLCCRD 316528 · NASHVILLE, TN$2,487,127,520.00Regulatory AUM · August 2026
- WHITAKER-MYERS WEALTH MANAGERS, LTD.CRD 286093 · MANSFIELD, OH$850,611,601.00Regulatory AUM · August 2026
- WHITCOMB & HESS, INC.CRD 121064 · ASHLAND, OH$490,699,890.00Regulatory AUM · August 2026
- WHITE & COMPANY FINANCIAL PLANNING, INC.CRD 115326 · SUNNYSIDE, WA$149,805,946.00Regulatory AUM · August 2026
- WHITE DEER MANAGEMENT LLCCRD 161361 · HOUSTON, TX$960,846,750.00Regulatory AUM · August 2026
- WHITE HAT CAPITAL PARTNERS LPCRD 288059 · NEW YORK, NY$171,442,952.00Regulatory AUM · August 2026
- WHITE HAWK WEALTH MANAGEMENT, INC.CRD 341034 · BROOMFIELD, CONot availableRegulatory AUM · August 2026
- WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLCCRD 302098 · LAWRENCEVILLE, NJ$207,367,471.00Regulatory AUM · August 2026
- $104,539,000.00Regulatory AUM · August 2026
- $918,642,000.00Regulatory AUM · August 2026
- WHITE OAK FINANCIAL MANAGEMENT, INCCRD 142615 · ASHEVILLE, NC$143,496,066.00Regulatory AUM · August 2026
- WHITE OAK GLOBAL ADVISORS, LLCCRD 149659 · SAN FRANCISCO, CA$5,105,860,724.00Regulatory AUM · August 2026
- WHITE OAK PARTNERS INVESTMENT ADVISOR, LLCCRD 157766 · WESTERVILLE, OH$1,827,400,000.00Regulatory AUM · August 2026
- WHITE OAKS INVESTMENT MANAGEMENT, INCCRD 170016 · SARASOTA, FL$496,135,160.00Regulatory AUM · August 2026
- WHITE OAKS WEALTH ADVISORS, INC.CRD 173522 · MINNEAPOLIS, MN$618,305,647.00Regulatory AUM · August 2026
- WHITE PINE CAPITAL LLCCRD 108417 · BLOOMINGTON, MN$430,613,034.00Regulatory AUM · August 2026
- WHITE PINE INVESTMENT COMPANYCRD 111556 · LIVONIA, MI$532,280,488.00Regulatory AUM · August 2026
- WHITE ROCK CAPITAL MANAGEMENT, L.P.CRD 114877 · DALLAS, TX$217,400,628.00Regulatory AUM · August 2026
- WHITE ROCK OIL & GAS HOLDINGS, LLCCRD 165255 · PLANO, TX$205,147,357.00Regulatory AUM · August 2026
- WHITE ROCK RESOURCES HOLDINGS, LLCCRD 332560 · PLANO, TXNot availableRegulatory AUM · August 2026
- WHITE SAND WEALTH MANAGEMENT, LLCCRD 304614 · LIBERTY, MO$172,416,408.00Regulatory AUM · August 2026
- WHITE WING WEALTH MANAGEMENT, LLCCRD 226524 · THE WOODLANDS, TX$182,823,009.00Regulatory AUM · August 2026
- WHITE WOLF CAPITAL ADVISORS, LLCCRD 311816 · MIAMI, FL$566,799,471.00Regulatory AUM · August 2026
- WHITEBARK INVESTORS LPCRD 331803 · INCLINE VILLAGE, NV$292,445,448.00Regulatory AUM · August 2026
- WHITEBOX ADVISORS LLCCRD 121995 · MINNEAPOLIS, MN$15,739,556,705.00Regulatory AUM · August 2026
- WHITEFORT CAPITAL MANAGEMENT, LPCRD 288534 · NEW YORK, NY$1,051,097,751.00Regulatory AUM · August 2026
- WHITEGATE INVESTMENT COUNSELORS, INC.CRD 107732 · CONCORD, NH$545,385,675.00Regulatory AUM · August 2026
- WHITEHAVEN ASSET MANAGEMENT, LPCRD 170531 · GREENWICH, CT$4,182,864,205.00Regulatory AUM · August 2026
- WHITEHAWK CAPITAL PARTNERS LPCRD 307669$1,425,053,558.00Regulatory AUM · August 2026
- WHITENER CAPITAL MANAGEMENT, INCCRD 106865 · ROCKY MOUNT, NC$598,471,988.00Regulatory AUM · August 2026
- WHITEROCK WEALTH DESIGN, LLCCRD 342236 · FAYETTEVILLE, ARNot availableRegulatory AUM · August 2026
- WHITESTAR ADVISORS, LLCCRD 124627 · BOCA RATON, FL$454,480,753.00Regulatory AUM · August 2026
- WHITETAIL ROCK CAPITAL MANAGEMENT, LLCCRD 156675 · LINCOLN, NE$3,278,847,169.00Regulatory AUM · August 2026
- WHITMAN/PETERSON, LLCCRD 296087 · WESTLAKE VILLAGE, CA$2,366,598,704.00Regulatory AUM · August 2026
- WHITTIER ADVISORS, LLCCRD 318024 · NEWPORT BEACH, CA$1,893,268,860.00Regulatory AUM · August 2026
- WHITWELL & CO, LLCCRD 331958$116,800,554.00Regulatory AUM · August 2026
- WICK CAPITAL PARTNERS, LLCCRD 299194 · WAYNE, PA$929,693,259.00Regulatory AUM · August 2026
- WICKHAM FINANCIAL GROUP, INC.CRD 307299 · MARIETTA, GA$192,959,153.00Regulatory AUM · August 2026
- WIDMANN FINANCIAL SERVICES, INC.CRD 289106 · BOWIE, MD$466,800,704.00Regulatory AUM · August 2026
- WIL, LLCCRD 170737 · PALO ALTO, CA$2,265,758,587.00Regulatory AUM · August 2026
- WILDCAT CAPITAL MANAGEMENT, LLCCRD 162178 · NEW YORK, NY$4,083,584,033.00Regulatory AUM · August 2026
- WILDES FINANCIAL STRATEGIES, INCCRD 289496 · GEORGETOWN, SC$138,266,494.00Regulatory AUM · August 2026
- WILHELM FINANCIAL SERVICES, PLLCCRD 117504$171,253,014.00Regulatory AUM · August 2026
- WILKERSON ADVISORY GROUP LLCCRD 334668 · COLUMBIA, MO$326,936,574.00Regulatory AUM · August 2026
- WILKINS INVESTMENT COUNSEL INCCRD 104913 · BOSTON, MA$1,117,783,829.00Regulatory AUM · August 2026
- WILKINS MILLER WEALTH MANAGEMENT, LLCCRD 162222 · MOBILE, AL$257,491,633.00Regulatory AUM · August 2026
- WILKINSON GLOBAL ASSET MANAGEMENT LLCCRD 292470 · NEW YORK, NY$1,876,751,606.00Regulatory AUM · August 2026
- WILKINSON WEALTH MANAGEMENT, LLCCRD 317741 · TUCSON, AZ$164,703,534.00Regulatory AUM · August 2026
- WILLAMETTE FINANCIAL ADVISORS, LLCCRD 173482 · PORTLAND, OR$117,489,047.00Regulatory AUM · August 2026
- WILLIAM B. WALKUP & ASSOCIATES, INC.CRD 135533 · COLUMBIA, SC$178,309,872.00Regulatory AUM · August 2026
- WILLIAM BLAIR & COMPANY L.L.C.CRD 1252 · CHICAGO, IL$64,284,844,374.00Regulatory AUM · August 2026
- WILLIAM BLAIR INVESTMENT MANAGEMENT, LLCCRD 173961 · CHICAGO, IL$65,596,131,787.00Regulatory AUM · August 2026
- WILLIAM HOWARD & CO. FINANCIAL ADVISORS, INC.CRD 105959 · MEMPHIS, TN$342,051,314.00Regulatory AUM · August 2026
- WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.CRD 226535 · BRISTOL, CT$694,256,348.00Regulatory AUM · August 2026
- WILLIAM MACK & ASSOCIATES INCCRD 107377 · TROY, MI$1,034,607,199.00Regulatory AUM · August 2026
- WILLIAM MADISON ADVISORS, INC.CRD 294782 · ABILENE, TX$497,702,053.00Regulatory AUM · August 2026
- WILLIAM O'NEIL + CO. INCORPORATEDCRD 152620 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- WILLIAM RAVEIS - MORAN WEALTH MANAGEMENT, LLCCRD 341425 · NAPLES, FLNot availableRegulatory AUM · August 2026
- WILLIAMS & ASSOCIATES, INC.CRD 338196 · COLUMBIA, MD$661,067,873.00Regulatory AUM · August 2026
- WILLIAMS & NOVAK WEALTH MANAGEMENT, LLCCRD 324173 · WESTLAKE VILLAGE, CA$342,843,364.00Regulatory AUM · August 2026