All investment adviser firms · Page 169
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- WILLIAMS AND SCHILLER WEALTH MANAGEMENT, LLCCRD 143049 · SANDPOINT, ID$120,669,000.00Regulatory AUM · August 2026
- WILLIAMS CAPITAL MANAGEMENT COMPANYCRD 109412 · WILMETTE, IL$225,556,373.00Regulatory AUM · August 2026
- WILLIAMS FINANCIAL, LLCCRD 137038 · NORTH BENNINGTON, VT$209,922,715.00Regulatory AUM · August 2026
- WILLIAMS JONES WEALTH MANAGEMENT, LLCCRD 301925 · NEW YORK, NY$12,474,548,126.00Regulatory AUM · August 2026
- WILLIAMS WEALTH MANAGEMENT GROUP, INC.CRD 147341 · BRADENTON, FL$161,048,000.00Regulatory AUM · August 2026
- WILLIAMS, GARTH ALANCRD 142563$161,750,740.00Regulatory AUM · August 2026
- WILLIAMSON LEGACY GROUP, LLCCRD 318629$183,062,559.00Regulatory AUM · August 2026
- WILLING CAPITAL MANAGEMENT LIMITEDCRD 310353$806,253,399.00Regulatory AUM · August 2026
- WILLIS ASSET FINANCE MANAGEMENT LLCCRD 337254 · COCONUT CREEK, FL$349,020,000.00Regulatory AUM · August 2026
- WILLIS INVESTMENT COUNSEL INCCRD 111042 · GAINESVILLE, GA$4,225,943,233.00Regulatory AUM · August 2026
- WILLIS JOHNSON & ASSOCIATES, INC.CRD 119759 · HOUSTON, TX$1,851,891,503.00Regulatory AUM · August 2026
- WILLNER & HELLER LLCCRD 135406 · ENCINO, CA$193,073,919.00Regulatory AUM · August 2026
- WILLOW ASSET MANAGEMENT LLCCRD 282487 · NEW YORK, NY$1,636,467,286.00Regulatory AUM · August 2026
- WILLOW CREEK CAPITAL MANAGEMENT, INC.CRD 333911 · MISSOULA, MT$280,030,435.00Regulatory AUM · August 2026
- WILLOW CREEK WEALTH MANAGEMENT, INC.CRD 109240 · SEBASTOPOL, CA$2,302,546,240.00Regulatory AUM · August 2026
- WILLOW FINANCIAL LLCCRD 325785 · ROGERS, AR$127,638,991.00Regulatory AUM · August 2026
- WILLOW GROVE ADVISORS, LLCCRD 151993 · BERKELEY, CA$369,783,619.00Regulatory AUM · August 2026
- WILLOW PARTNER ADVISORS, LLCCRD 333917 · PRIDES CROSSING, MANot availableRegulatory AUM · August 2026
- WILLOW TREE CAPITAL CORP ADVISORS LLCCRD 328528 · NEW YORK, NY$1,173,148,025.00Regulatory AUM · August 2026
- WILLOW TREE CREDIT PARTNERS LPCRD 287810 · NEW YORK, NY$2,800,117,139.00Regulatory AUM · August 2026
- WILLOWRIDGE PARTNERS, INC.CRD 157116 · NEW YORK, NY$2,508,247,330.00Regulatory AUM · August 2026
- WILLS FINANCIAL GROUP, LLCCRD 334431 · RICHMOND, VA$385,729,154.00Regulatory AUM · August 2026
- WILMINGTON CAPITAL SECURITIES, LLCCRD 133839 · GARDEN CITY, NY$277,120,242.00Regulatory AUM · August 2026
- WILMINGTON FUNDS MANAGEMENT CORPORATIONCRD 105163 · WILMINGTON, DE$16,075,278,633.00Regulatory AUM · August 2026
- WILMINGTON TRUST ASSET MANAGEMENT, LLCCRD 325489 · WILMINGTON, DE$271,387,847.00Regulatory AUM · August 2026
- WILMINGTON TRUST INVESTMENT ADVISORS, INC.CRD 106909 · WILMINGTON, DE$17,830,844,644.00Regulatory AUM · August 2026
- WILMINGTON TRUST INVESTMENT MANAGEMENT LLCCRD 19396 · WILMINGTON, DE$140,845,836.00Regulatory AUM · August 2026
- WILSEY ASSET MANAGEMENT INCORPORATEDCRD 130482 · SAN DIEGO, CA$768,472,183.00Regulatory AUM · August 2026
- WILSHIRE ADVISORS LLCCRD 6210 · SANTA MONICA, CA$149,102,543,671.00Regulatory AUM · August 2026
- WILSHIRE QUINN CAPITAL, INC.CRD 148012 · SAN DIEGO, CA$188,421,541.00Regulatory AUM · August 2026
- WILSON & BOUCHER CAPITAL MANAGEMENT, LLCCRD 134076$280,368,909.00Regulatory AUM · August 2026
- WILSON GROUP FINANCIAL MANAGEMENT, LLCCRD 339651 · ORLANDO, FL$125,094,769.00Regulatory AUM · August 2026
- WILSQUARE CAPITAL LLCCRD 296504 · ST. LOUIS, MO$171,174,074.00Regulatory AUM · August 2026
- WIMA CAPITALCRD 339562Not availableRegulatory AUM · August 2026
- WIMMER ASSOCIATES I, LLCCRD 125243 · PASADENA, CA$475,945,000.00Regulatory AUM · August 2026
- WIN ADVISORS, INCCRD 300351 · PALM BEACH GARDENS, FL$266,840,858.00Regulatory AUM · August 2026
- WINANS INTERNATIONALCRD 107125 · LAS VEGAS, NV$305,600,000.00Regulatory AUM · August 2026
- WINCAP FINANCIAL LLCCRD 315798 · BOSTON, MA$223,102,763.00Regulatory AUM · August 2026
- WINCH ADVISORY SERVICES, LLCCRD 110194 · APPLETON, WI$580,178,144.00Regulatory AUM · August 2026
- WINCHESTER ASSET MANAGEMENT, LLCCRD 322300 · CHICAGO, IL$154,039,490.00Regulatory AUM · August 2026
- WINCORAM ASSET MANAGEMENT LLCCRD 312425 · HOUSTON, TX$8,186,110,539.00Regulatory AUM · August 2026
- WIND POINT ADVISORS LLCCRD 156485 · CHICAGO, IL$8,584,254,859.00Regulatory AUM · August 2026
- WINDJAMMER MANAGEMENT PARTNERS, L.P.CRD 160396 · NEWPORT BEACH, CA$3,101,117,347.00Regulatory AUM · August 2026
- WINDLE WEALTH, LLCCRD 285653 · OKLAHOMA CITY, OK$251,046,200.00Regulatory AUM · August 2026
- WINDMARK INVESTMENT PARTNERS, INC.CRD 131880 · WILMINGTON, DE$233,287,932.00Regulatory AUM · August 2026
- WINDROCK WEALTH MANAGEMENT LLCCRD 166124 · NAPERVILLE, IL$363,227,815.00Regulatory AUM · August 2026
- WINDROSE ADVISORS LLCCRD 152145 · WALTHAM, MA$2,669,012,816.00Regulatory AUM · August 2026
- WINDROSE HEALTH INVESTORS, LLCCRD 160311 · NEW YORK, NY$7,013,494,016.00Regulatory AUM · August 2026
- WINDSOR ADVISORY GROUP, LLCCRD 122266 · COLUMBUS, OH$2,924,632,360.00Regulatory AUM · August 2026
- WINDSOR CAPITAL MANAGEMENT, LLCCRD 116593 · PHOENIX, AZ$703,402,834.00Regulatory AUM · August 2026
- WINDWARD CAPITAL MANAGEMENT COCRD 106908 · LOS ANGELES, CA$1,860,949,041.00Regulatory AUM · August 2026
- WINDWARD MANAGEMENT LPCRD 316224 · MIAMI BEACH, FL$110,546,701.00Regulatory AUM · August 2026
- WINDWARD PRIVATE WEALTH MANAGEMENT INC.CRD 113761 · OVERLAND PARK, KS$309,587,600.00Regulatory AUM · August 2026
- WINDWARD WEALTH STRATEGIES, INC.CRD 175126 · OSHKOSH, WI$251,236,133.00Regulatory AUM · August 2026
- WINEBRENNER CAPITAL MANAGEMENT LLCCRD 154708 · LOUISVILLE, KY$260,471,771.00Regulatory AUM · August 2026
- WINFOREST LLCCRD 329673$201,426,485.00Regulatory AUM · August 2026
- WING FINANCIAL INC.CRD 333826 · NEWPORT BEACH, CA$127,775.00Regulatory AUM · August 2026
- WINGATE WEALTH ADVISORS, INC.CRD 105012 · LEXINGTON, MA$1,415,302,916.00Regulatory AUM · August 2026
- WINGSPAN CAPITAL, LLCCRD 307759 · NEW YORK, NY$94,547,082.00Regulatory AUM · August 2026
- WINNACLE WEALTH, LLCCRD 317181 · WACO, TX$144,958,007.00Regulatory AUM · August 2026
- WINNING POINTS ADVISORS, L.L.C.CRD 118077 · BOCA RATON, FL$173,114,072.00Regulatory AUM · August 2026
- WINONA CAPITAL MANAGEMENT, LLCCRD 162882 · CHICAGO, IL$255,644,015.00Regulatory AUM · August 2026
- WINSHORE CAPITAL PARTNERS LPCRD 300347 · NEW YORK, NY$6,304,818,099.00Regulatory AUM · August 2026
- WINSLOW ASSET MANAGEMENT INCCRD 106337 · BEACHWOOD, OH$626,694,797.00Regulatory AUM · August 2026
- WINSLOW CAPITAL MANAGEMENT LLCCRD 106940 · MINNEAPOLIS, MN$28,655,452,799.00Regulatory AUM · August 2026
- WINSTON CAPITAL MANAGEMENT LLCCRD 111450 · ARLINGTON, VA$1,147,168,187.00Regulatory AUM · August 2026
- WINTER & ASSOCIATES, INC.CRD 310349 · ST. PAUL, MN$179,734,556.00Regulatory AUM · August 2026
- WINTERS FINANCIAL GROUP, INC.CRD 309549 · WESTLAKE VILLAGE, CA$252,299,559.00Regulatory AUM · August 2026
- WINTHROP ADVISORY GROUP, LLCCRD 288178 · BOSTON, MA$3,101,361,784.00Regulatory AUM · August 2026
- WINTHROP CAPITAL MANAGEMENT, LLCCRD 145216 · CARMEL, IN$3,973,913,830.00Regulatory AUM · August 2026
- WINTHROP PARTNERS - EPA, LLCCRD 282098 · ORCHARD, NY$82,155,830.00Regulatory AUM · August 2026
- WINTHROP PARTNERS - WNY, LLCCRD 282100 · ORCHARD, NY$186,229,903.00Regulatory AUM · August 2026
- WINTHROP PARTNERS - WPA, LLCCRD 282102 · ORCHARD, NY$44,066,811.00Regulatory AUM · August 2026
- WINTHROP SQUARE CAPITAL, L.P.CRD 321630 · BOSTON, MA$166,772,846.00Regulatory AUM · August 2026
- WINTON CAPITAL MANAGEMENT LTD.CRD 130566$11,668,466,765.00Regulatory AUM · August 2026
- WIREGRASS INVESTMENT MANAGEMENT LLCCRD 284608 · THOMASVILLE, GA$159,669,174.00Regulatory AUM · August 2026
- WISCONSIN CAPITAL MANAGEMENT, LLCCRD 110394 · MADISON, WI$256,585,053.00Regulatory AUM · August 2026
- WISCONSIN WEALTH ADVISORS, LLCCRD 145946 · SUN PRAIRIE, WI$157,595,325.00Regulatory AUM · August 2026
- WISDOM CAPITAL ASSET MANAGEMENT, LLCCRD 307648$71,044,332.00Regulatory AUM · August 2026
- WISDOM FINANCIAL SERVICES, L.L.C.CRD 127385 · GENESEO, IL$779,162,589.00Regulatory AUM · August 2026
- WISDOM INDEX ADVISORS, LLCCRD 132567 · PROSPER, TX$221,288,915.00Regulatory AUM · August 2026
- WISDOM WEALTH INVESTMENT ADVISORS LLCCRD 170536 · PHOENIX, AZ$138,796,319.00Regulatory AUM · August 2026
- WISDOM WEALTH STRATEGIES, LLCCRD 170230 · GREENWOOD VILLAGE, CO$190,454,507.00Regulatory AUM · August 2026
- WISDOMTREE ASSET MANAGEMENT, INC.CRD 139684 · NEW YORK, NY$88,381,199,595.00Regulatory AUM · August 2026
- WISDOMTREE DIGITAL MANAGEMENT, INC.CRD 322139 · NEW YORK, NY$766,045,400.00Regulatory AUM · August 2026
- WISE MONEY ISRAEL LTD.CRD 304753$94,939,567.00Regulatory AUM · August 2026
- WISE PLANNING, INC.CRD 123821$610,253,304.00Regulatory AUM · August 2026
- WISE WEALTH MANAGEMENT, LLCCRD 133614 · NEW YORK, NY$130,102,202.00Regulatory AUM · August 2026
- WISE WEALTH PARTNERS, LLCCRD 311639 · PHOENIX, AZ$153,452,564.00Regulatory AUM · August 2026
- WISER ADVISOR GROUP LLCCRD 326579$127,790,495.00Regulatory AUM · August 2026
- WISER WEALTH MANAGEMENT, INCCRD 125282 · MARIETTA, GA$513,631,706.00Regulatory AUM · August 2026
- WISHBONE MANAGEMENT, LPCRD 283479 · CHICAGO, IL$1,118,424,049.00Regulatory AUM · August 2026
- WISNIEWSKI WEALTH MANAGEMENT LLCCRD 150264 · DALLAS, TX$266,149,431.00Regulatory AUM · August 2026
- WISS PRIVATE CLIENT ADVISORS, LLCCRD 286319 · FLORHAM PARK, NJ$1,215,546,286.00Regulatory AUM · August 2026
- WITT FINANCIAL GROUP, LLCCRD 156462 · CROSSVILLE, TN$160,466,246.00Regulatory AUM · August 2026
- WITT LAKE ASSET MANAGEMENT LLCCRD 335523 · STAMFORD, CT$1,120,391,927.00Regulatory AUM · August 2026
- WITTENBERG INVESTMENT MANAGEMENT INCCRD 105792$385,175,214.00Regulatory AUM · August 2026
- WJ FINANCIAL ADVISORS, LLCCRD 142761 · KILLINGWORTH, CT$203,354,827.00Regulatory AUM · August 2026
- WJ INTERESTS, LLCCRD 114381 · SUGAR LAND, TX$633,500,000.00Regulatory AUM · August 2026
- WJ WEALTH MANAGEMENT, LLCCRD 170181 · GLENDALE, AZ$261,532,091.00Regulatory AUM · August 2026