All investment adviser firms · Page 167
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- WEINAND FINANCIAL, INC.CRD 328590 · LACEY, WA$610,380,000.00Regulatory AUM · August 2026
- WEINBERGER ASSET MANAGEMENT, INCCRD 106176 · LOS ANGELES, CA$503,567,038.00Regulatory AUM · August 2026
- WEINGARTEN ASSOCIATES, L.L.C.CRD 127718 · LAWRENCEVILLE, NJ$200,271,700.00Regulatory AUM · August 2026
- WEINSTAT WEALTH MANAGEMENT, INC.CRD 125626$130,710,000.00Regulatory AUM · August 2026
- WEIS ADVISORY, LLCCRD 217517 · CLIVE, IA$225,636,308.00Regulatory AUM · August 2026
- WEISS ASSET MANAGEMENT LPCRD 155564 · BOSTON, MA$15,557,388,898.00Regulatory AUM · August 2026
- WEISS FINANCIAL GROUP LLCCRD 159331 · MAHOPAC, NY$90,045,189.00Regulatory AUM · August 2026
- WEITZ INVESTMENT MANAGEMENT, INC.CRD 105088 · OMAHA, NE$8,079,865,642.00Regulatory AUM · August 2026
- WEITZEL FINANCIAL SERVICES, INC.CRD 27346 · DUBUQUE, IA$327,771,408.00Regulatory AUM · August 2026
- WELARA ASSET MANAGEMENT LLCCRD 334534$83,747,489.00Regulatory AUM · August 2026
- WELCH & FORBES LLCCRD 115119 · BOSTON, MA$9,903,464,752.00Regulatory AUM · August 2026
- WELCH CAPITAL PARTNERS LLCCRD 106721 · HARRISON, NY$506,166,407.00Regulatory AUM · August 2026
- WELCH FINANCIAL PLANNING, LLCCRD 329418 · BOULDER, CO$198,095,637.00Regulatory AUM · August 2026
- WELCH INVESTMENT GROUP, LLCCRD 131006 · GRANTS PASS, OR$263,795,723.00Regulatory AUM · August 2026
- WELCY CAPITAL ADVISORS LLCCRD 154782 · MIAMI, FL$225,737,911.00Regulatory AUM · August 2026
- WELL DONE, LLCCRD 173736 · HOLLAND, MI$2,002,870,528.00Regulatory AUM · August 2026
- WELLACRE WEALTH MANAGEMENT, LLCCRD 306770 · SANTA MONICA, CA$104,340,000.00Regulatory AUM · August 2026
- WELLESLEY ASSET MANAGEMENT, INC.CRD 116176 · PORTSMOUTH, NH$1,991,266,449.00Regulatory AUM · August 2026
- WELLINGTON ALTERNATIVE INVESTMENTS LLCCRD 226715 · BOSTON, MA$92,174,562,107.00Regulatory AUM · August 2026
- WELLINGTON CONSULTING SERVICES INCCRD 105837 · CHANTILLY, VA$1,689,317,127.00Regulatory AUM · August 2026
- WELLINGTON FUNDS (US) LLCCRD 288313 · BOSTON, MA$5,408,062,700.00Regulatory AUM · August 2026
- WELLINGTON MANAGEMENT COMPANY LLPCRD 106595 · BOSTON, MA$1,428,048,671,402.00Regulatory AUM · August 2026
- WELLINGTON MANAGEMENT HONG KONG LIMITEDCRD 165208$14,150,803,322.00Regulatory AUM · August 2026
- WELLINGTON MANAGEMENT JAPAN PTE. LTD.CRD 165192$17,746,863,140.00Regulatory AUM · August 2026
- WELLINGTON SHIELDS & CO., LLCCRD 149021 · NEW YORK, NY$545,964,414.00Regulatory AUM · August 2026
- WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLCCRD 150529 · NEW YORK, NY$1,173,354,300.00Regulatory AUM · August 2026
- WELLINGTON-ALTUS USA INC.CRD 297314$146,247,096.00Regulatory AUM · August 2026
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCCRD 11025 · ST. LOUIS, MO$252,251,271,984.00Regulatory AUM · August 2026
- WELLS FARGO CLEARING SERVICES, LLCCRD 19616 · ST. LOUIS, MO$671,421,842,699.00Regulatory AUM · August 2026
- WELLS FARGO INVESTMENT INSTITUTE, INC.CRD 133204 · CHARLOTTE, NC$42,995,068,741.00Regulatory AUM · August 2026
- WELLS FINANCIAL ADVISORS, INC.CRD 125209 · FRAMINGHAM, MA$279,258,283.00Regulatory AUM · August 2026
- WELLS FINANCIAL MANAGEMENT, LLCCRD 158030 · ASHEVILLE, NC$132,662,488.00Regulatory AUM · August 2026
- WELLS GLOBAL INVESTMENT ADVISERS LLCCRD 150139 · WINTER HAVEN, FL$101,300,000.00Regulatory AUM · August 2026
- WELLSPRING ADVISORS, INC.CRD 147861 · HILLSBORO, OR$152,174,077.00Regulatory AUM · August 2026
- WELLSPRING CAPITAL ADVISORS, LLCCRD 132698$5,034,342,250.00Regulatory AUM · August 2026
- WELLSPRING CAPITAL MANAGEMENT LLCCRD 161184 · NEW YORK, NY$208,118,748.00Regulatory AUM · August 2026
- WELLSPRING FINANCIAL ADVISORS, LLCCRD 143112 · CLEVELAND, OH$5,055,010,974.00Regulatory AUM · August 2026
- WELLSPRING GBL, LLCCRD 312017 · NEW YORK, NY$300,457,407.00Regulatory AUM · August 2026
- WELLSPRING WEALTH MANAGEMENT LLCCRD 134834 · ALPHARETTA, GA$584,815,363.00Regulatory AUM · August 2026
- WELLTH ADVISORY SERVICES, LLCCRD 330537$26,677,833,474.00Regulatory AUM · August 2026
- WELTON INVESTMENT PARTNERS LLCCRD 172452 · CARMEL, CA$330,020,247.00Regulatory AUM · August 2026
- WEMBLEY STRATEGIC ADVISORY LLCCRD 305692 · NEW YORK, NY$695,200,453.00Regulatory AUM · August 2026
- WENDELL DAVID ASSOCIATES INCCRD 106664 · PORTSMOUTH, NH$1,330,258,000.00Regulatory AUM · August 2026
- WERBA RUBIN PAPIER WEALTH MANAGEMENT, LLCCRD 139237 · SAN JOSE, CA$1,400,921,673.00Regulatory AUM · August 2026
- WERLEMANN SECURITIES LLCCRD 317777 · NEWPORT BEACH, CA$110,000,000.00Regulatory AUM · August 2026
- WERLINICH ASSET MANAGEMENT, L.L.C.CRD 125663$209,000,000.00Regulatory AUM · August 2026
- WERNAU ASSET MANAGEMENT INC.CRD 129473 · GLOUCESTER, MA$202,609,112.00Regulatory AUM · August 2026
- WERTZ YORK CAPITAL MANAGEMENT GROUP, LLCCRD 115344 · TAMPA, FL$18,164,131,116.00Regulatory AUM · August 2026
- WESBANCO BANK, INC.CRD 111907 · WHEELING, WV$892,606,781.00Regulatory AUM · August 2026
- WESBANCO SECURITIES, INC.CRD 43276 · ST CLAIRSVILLE, OH$285,875,773.00Regulatory AUM · August 2026
- WESCAP MANAGEMENT GROUP, INC.CRD 104759 · GLENDALE, CA$1,088,000,000.00Regulatory AUM · August 2026
- WESCOTT FINANCIAL ADVISORY GROUP LLCCRD 105989 · PHILADELPHIA, PA$4,155,788,050.00Regulatory AUM · August 2026
- WESPAC ADVISORS SOCAL, LLCCRD 158413 · PASADENA, CA$609,836,124.00Regulatory AUM · August 2026
- WESPAC ADVISORS, LLCCRD 148242 · ORINDA, CA$1,205,882,013.00Regulatory AUM · August 2026
- WEST ADVISORS, INCORPORATEDCRD 157236$636,661,966.00Regulatory AUM · August 2026
- WEST BRANCH CAPITAL LLCCRD 133813 · AMHERST, MA$690,090,610.00Regulatory AUM · August 2026
- WEST ELK CAPITAL, LLCCRD 292743 · ATLANTA, GA$152,309,963.00Regulatory AUM · August 2026
- WEST END WEALTH MANAGEMENT, LLCCRD 234791 · DENVER, CO$170,387,515.00Regulatory AUM · August 2026
- WEST FINANCIAL ADVISORS, L.L.C.CRD 142265 · DES MOINES, IA$674,186,917.00Regulatory AUM · August 2026
- WEST FINANCIAL SERVICES, INC.CRD 137497 · MCLEAN, VA$2,836,210,165.00Regulatory AUM · August 2026
- WEST FINANCIAL STRATEGIES, INC.CRD 118241 · SANFORD, NC$121,014,544.00Regulatory AUM · August 2026
- WEST HORIZON CAPITAL, LLCCRD 337734 · PRINCETON, NJ$282,757,021.00Regulatory AUM · August 2026
- WEST PACES ADVISORS, INC.CRD 175512 · ATLANTA, GA$1,006,350,168.00Regulatory AUM · August 2026
- WEST RIDGE ADVISORS, LLCCRD 282718 · HENDERSON, NV$396,019,216.00Regulatory AUM · August 2026
- WEST RIM CAPITAL ASSOCIATES II, L.P.CRD 145085 · LEHI, UT$1,664,430,315.00Regulatory AUM · August 2026
- WEST TOWER GROUP, LLCCRD 323520 · RICHMOND, VA$142,029,046.00Regulatory AUM · August 2026
- WEST WEALTH GROUP, LLCCRD 316644 · IRVINE, CA$616,733,224.00Regulatory AUM · August 2026
- WESTBECK CAPITAL MANAGEMENT LLPCRD 324606$404,179,476.00Regulatory AUM · August 2026
- WESTBOUND EQUITY MANAGEMENT, LLCCRD 306955 · PALO ALTO, CA$146,180,175.00Regulatory AUM · August 2026
- WESTBOURNE INVESTMENT ADVISORS INC.CRD 144571 · ANNAPOLIS, MD$448,793,999.00Regulatory AUM · August 2026
- WESTBOURNE INVESTMENTS, INC.CRD 37499 · ALEXANDRIA, VA$276,365,058.00Regulatory AUM · August 2026
- WESTBRIDGE CAPITAL US ADVISORS, LPCRD 161527 · SAN MATEO, CA$7,861,558,000.00Regulatory AUM · August 2026
- WESTCAP MANAGEMENT, LLCCRD 301822 · SAN FRANCISCO, CA$7,441,289,978.00Regulatory AUM · August 2026
- WESTCHESTER CAPITAL MANAGEMENT INCCRD 110961 · OMAHA, NE$556,302,985.00Regulatory AUM · August 2026
- WESTCHESTER CAPITAL MANAGEMENT, LLCCRD 155686 · VALHALLA, NY$2,884,059,583.00Regulatory AUM · August 2026
- WESTCHESTER CAPITAL PARTNERS, LLCCRD 135955 · VALHALLA, NY$34,188,543.00Regulatory AUM · August 2026
- WESTCO ADVISORY SERVICES, INC.CRD 120755 · LYNBROOK, NY$254,021,232.00Regulatory AUM · August 2026
- WESTECH INVESTMENT ADVISORS LLCCRD 110429 · PORTOLA VALLEY, CA$2,017,502,061.00Regulatory AUM · August 2026
- WESTEND ADVISORS, LLCCRD 133279 · CHARLOTTE, NC$1,868,015,699.00Regulatory AUM · August 2026
- WESTEND CAPITAL MANAGEMENT, LLC.CRD 120545 · SAUSALITO, CA$436,222,715.00Regulatory AUM · August 2026
- WESTERLY CAPITAL MANAGEMENT LLCCRD 140089 · SAN FRANCISCO, CA$488,905,268.00Regulatory AUM · August 2026
- WESTERN ASSET MANAGEMENT COMPANY LIMITEDCRD 110427$20,094,199,212.00Regulatory AUM · August 2026
- WESTERN ASSET MANAGEMENT COMPANY PTE LTDCRD 142188$2,801,930,835.00Regulatory AUM · August 2026
- WESTERN ASSET MANAGEMENT COMPANY, LLCCRD 110441 · PASADENA, CA$184,988,342,421.00Regulatory AUM · August 2026
- WESTERN FINANCIAL CORPORATIONCRD 6118 · SAN DIEGO, CA$309,189,116.00Regulatory AUM · August 2026
- WESTERN NEW YORK FINANCIAL GROUP, LLCCRD 306083 · BUFFALO, NY$84,133,024.00Regulatory AUM · August 2026
- WESTERN PACIFIC WEALTH MANAGEMENT, LPCRD 152714 · LAKE FOREST, IL$205,539,281.00Regulatory AUM · August 2026
- WESTERN RESERVE CAPITAL MANAGEMENT, LLCCRD 329811 · HUDSON, OH$120,226,420.00Regulatory AUM · August 2026
- WESTERN STANDARD, LLCCRD 147864 · LOS ANGELES, CA$574,905,356.00Regulatory AUM · August 2026
- WESTERN WEALTH MANAGEMENT LLCCRD 283545 · GOLDEN, CO$5,357,377,284.00Regulatory AUM · August 2026
- WESTFIELD CAPITAL MANAGEMENT COMPANY, L.P.CRD 146990 · BOSTON, MA$29,807,982,355.00Regulatory AUM · August 2026
- WESTFULLER ADVISORS, LLCCRD 155054 · NEW YORK, NY$3,370,643,869.00Regulatory AUM · August 2026
- WESTHAMPTON CAPITAL, LLCCRD 119176 · WINSTON-SALEM, NC$238,519,094.00Regulatory AUM · August 2026
- WESTHILL FINANCIAL ADVISORS, INC.CRD 152506 · SAN RAFAEL, CA$789,441,128.00Regulatory AUM · August 2026
- WESTMARK WEALTH MANAGEMENT, LLCCRD 334109 · PHOENIX, AZ$195,353,027.00Regulatory AUM · August 2026
- WESTMINSTER FINANCIAL ADVISORY CORPCRD 110283 · BEAVERCREEK, OH$1,361,688,522.00Regulatory AUM · August 2026
- WESTMOUNT PARTNERS, LLCCRD 158857 · LOS ANGELES, CA$5,938,136,974.00Regulatory AUM · August 2026
- WESTOVER CAPITAL ADVISORS, LLCCRD 126520 · WILMINGTON, DE$652,907,439.00Regulatory AUM · August 2026
- WESTPARK CAPITAL, INC.CRD 39914 · LOS ANGELES, CA$53,077,941.00Regulatory AUM · August 2026
- WESTPARK WEALTH ADVISORS, INC.CRD 130914 · HOUSTON, TX$254,318,418.00Regulatory AUM · August 2026