EXPLORE THE DIRECTORY

All investment adviser firms · Page 152

Alphabetical firm directory from the selected SEC monthly adviser snapshots.

17,094 firms · Source months shown: July 2026 and August 2026

THE FINANCIAL ZEN GROUP, INC.CRD 282230 · SAN FRANCISCO, CA
$167,610,372.00Regulatory AUM · August 2026
THE FORUM FINANCE GROUP SACRD 284407
$2,208,000,000.00Regulatory AUM · August 2026
THE FOUNDRY FINANCIAL GROUP, INC.CRD 116823 · LACONIA, NH
$284,214,253.00Regulatory AUM · August 2026
THE FUTURE FUND LLCCRD 313973 · CHICAGO, IL
$314,411,408.00Regulatory AUM · August 2026
THE GENWEALTH GROUP, INC.CRD 154569 · MAPLEWOOD, NJ
$661,309,882.00Regulatory AUM · August 2026
THE GLEASON GROUP, INC.CRD 175104 · PROSPECT, KY
$1,608,980,758.00Regulatory AUM · August 2026
THE GMS GROUP, LLCCRD 8000 · EAST HANOVER, NJ
$19,831,795.00Regulatory AUM · August 2026
THE GORES GROUP, LLCCRD 160598 · BEVERLY HILLS, CA
$287,179,020.00Regulatory AUM · August 2026
THE HAJDARI GROUP, LLCCRD 289331 · STATEN ISLAND, NY
$133,045,913.00Regulatory AUM · August 2026
THE HARBOR GROUP, INC.CRD 105637 · BEDFORD, NH
$1,996,338,188.00Regulatory AUM · August 2026
THE HEATON HOPPES GROUP, LLCCRD 115511 · CEDAR FALLS, IA
$172,545,165.00Regulatory AUM · August 2026
THE HELMSTAR GROUP, LLCCRD 145074 · BOISE, ID
$785,593,670.00Regulatory AUM · August 2026
THE HERBST GROUP, LLCCRD 309319
$204,750,725.00Regulatory AUM · August 2026
THE HIGH NET WORTH ADVISORY GROUP, LLCCRD 309997 · NAPLES, FL
$861,690,592.00Regulatory AUM · August 2026
THE HOERNER PLANNING GROUP, LLCCRD 139464 · MIDDLEBURG, VA
$1,652,844,771.00Regulatory AUM · August 2026
THE HOGAN-KNOTTS FINANCIAL GROUP, INC.CRD 106758 · RED BANK, NJ
$331,564,805.00Regulatory AUM · July 2026
THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLCCRD 326421 · CLEARWATER, FL
$286,055,234.00Regulatory AUM · August 2026
THE HUNTINGTON INVESTMENT COMPANYCRD 16986 · COLUMBUS, OH
$7,891,185,327.00Regulatory AUM · August 2026
THE INFORMED MOMENTUM COMPANY LLCCRD 144908 · SOLANA BEACH, CA
$1,493,859,551.00Regulatory AUM · August 2026
THE INSTITUTE OF FINANCIAL WELLNESS, LLCCRD 317776 · FORT LAUDERDALE, FL
Not availableRegulatory AUM · August 2026
THE INVESTMENT COUNSEL COMPANY OF NEVADACRD 19608 · LAS VEGAS, NV
$2,181,261,991.00Regulatory AUM · August 2026
THE INVESTMENT HOUSE LLCCRD 163493 · REDONDO BEACH, CA
$2,202,989,900.00Regulatory AUM · August 2026
THE INVICTUS COLLECTIVE, LLCCRD 310744 · PARK RIDGE, IL
$475,988,240.00Regulatory AUM · August 2026
THE ITHAKA GROUP, LLCCRD 146975 · ARLINGTON, VA
$572,127,870.00Regulatory AUM · August 2026
THE JENKINS FINANCIAL GROUP, INC.CRD 125941 · ALBANY, GA
$270,106,642.00Regulatory AUM · August 2026
THE JOSEPH GROUP LLCCRD 165311 · COLUMBUS, OH
$1,089,697,000.00Regulatory AUM · August 2026
THE JUNK INVESTMENT GROUP, LLCCRD 104619 · HUNT VALLEY, MD
$594,970,561.00Regulatory AUM · August 2026
THE KARRAS COMPANY, INC.CRD 109578 · ROY, UT
$372,856,014.00Regulatory AUM · August 2026
THE KEYSTONE FINANCIAL ALLIANCE, LLCCRD 168760 · ATLANTA, GA
$164,700,000.00Regulatory AUM · August 2026
THE KIECKHEFER GROUP LLCCRD 331128 · MEQUON, WI
$240,822,533.00Regulatory AUM · August 2026
THE KOCEN FINANCIAL GROUP, INC.CRD 112129 · RANCHO MIRAGE, CA
$185,854,186.00Regulatory AUM · August 2026
THE L. WARNER COMPANIES, INCCRD 108001 · TIMONIUM, MD
$802,359,348.00Regulatory AUM · August 2026
THE L.T. FUNDS SACRD 284551
$55,410,000.00Regulatory AUM · August 2026
THE LAM GROUP, INC.CRD 128055
$507,399,802.00Regulatory AUM · August 2026
THE LEGACY FINANCIAL GROUP, INC.CRD 135059 · TULSA, OK
$590,734,523.00Regulatory AUM · August 2026
THE LEUTHOLD GROUP, LLCCRD 105826 · MINNEAPOLIS, MN
$1,168,984,227.00Regulatory AUM · August 2026
THE LIND PARTNERS, LLCCRD 290338 · NEW YORK, NY
$153,067,022.00Regulatory AUM · August 2026
THE LINONIA PARTNERSHIP LPCRD 326550 · NEW YORK, NY
$5,836,406,791.00Regulatory AUM · August 2026
THE LITIGATION FUND MANAGER, LLCCRD 330517 · MILL VALLEY, CA
$289,700,597.00Regulatory AUM · August 2026
THE LONDON COMPANY OF VIRGINIA, LLCCRD 106654 · RICHMOND, VA
$14,892,294,292.00Regulatory AUM · August 2026
THE LUTS & GREENLEIGH GROUP, INC.CRD 305002 · BETHESDA, MD
$563,886,399.00Regulatory AUM · August 2026
THE LYME TIMBER COMPANY LLCCRD 171953 · HANOVER, NH
$773,865,288.00Regulatory AUM · August 2026
THE MAGNOLIA GROUP, LLCCRD 171102 · OMAHA, NE
$710,597,605.00Regulatory AUM · August 2026
THE MAIN STREET GROUP, LTDCRD 175502 · GLEN ALLEN, VA
$515,285,051.00Regulatory AUM · August 2026
THE MARSHALL FINANCIAL GROUP LLCCRD 146362 · HUNT VALLEY, MD
$735,572,235.00Regulatory AUM · August 2026
THE MASS GROUP L.L.C-FZCRD 330425
$44,017,712.00Regulatory AUM · August 2026
THE MATHER GROUP, LLCCRD 156005 · CHICAGO, IL
$13,446,388,872.00Regulatory AUM · August 2026
THE MATHES COMPANY, INC.CRD 109288 · NEW YORK, NY
$339,797,197.00Regulatory AUM · August 2026
THE MCHUGH GROUP, LLCCRD 119811
$331,341,910.00Regulatory AUM · August 2026
THE MENARD FINANCIAL GROUP, LLCCRD 299404 · HOUSTON, TX
$335,259,277.00Regulatory AUM · August 2026
THE MILESTONE REAL ESTATE GROUP, LPCRD 161957 · DALLAS, TX
$2,429,288,738.00Regulatory AUM · August 2026
THE MILLSTONE EVANS GROUP, LLCCRD 311142 · BOULDER, CO
$893,343,036.00Regulatory AUM · August 2026
THE MILWEALTH GROUP, LLCCRD 108931 · MILWAUKEE, WI
$496,900,624.00Regulatory AUM · August 2026
THE MOLPUS WOODLANDS GROUP, LLCCRD 114575 · RIDGELAND, MS
$1,831,611,517.00Regulatory AUM · August 2026
THE MONEY MEN, INC.CRD 285103 · AMHERST, NY
$175,991,550.00Regulatory AUM · August 2026
THE MONEYPAPER ADVISOR, INC.CRD 156971
$91,000,000.00Regulatory AUM · August 2026
THE MONITOR GROUP, INC.CRD 126576 · MARTINEZ, GA
$167,226,479.00Regulatory AUM · August 2026
THE MOORINGS GROUP, LLCCRD 129403
$439,628,310.00Regulatory AUM · August 2026
THE MOSAIC FINANCIAL GROUP, LLCCRD 109816 · CHICAGO, IL
$948,721,875.00Regulatory AUM · August 2026
THE MUSTICO FINANCIAL GROUP, INC.CRD 125763 · ELMIRA, NY
$316,510,000.00Regulatory AUM · August 2026
THE MUSUNEGGI FINANCIAL GROUP, LLCCRD 334574 · CANONSBURG, PA
$145,509,045.00Regulatory AUM · August 2026
THE NALLS SHERBAKOFF GROUP, LLCCRD 168239 · KNOXVILLE, TN
$337,080,829.00Regulatory AUM · August 2026
THE NEMES RUSH GROUP, LLCCRD 312554 · NOVI, MI
$1,619,839,587.00Regulatory AUM · August 2026
THE NESTEGG GROUP, INC.CRD 118419 · LINCOLNWOOD, IL
$331,028,505.00Regulatory AUM · August 2026
THE NORDEN GROUP LLCCRD 323988 · PROVO, UT
$1,967,944,101.00Regulatory AUM · August 2026
THE NORTHSTAR GROUP, INC.CRD 110409 · NEW YORK, NY
$1,008,518,891.00Regulatory AUM · August 2026
THE OAK RIDGE FINANCIAL SERVICES GROUP, INCCRD 42941 · GOLDEN VALLEY, MN
$668,581,099.00Regulatory AUM · August 2026
THE OPERATORS FUND INVESTMENT MANAGEMENT, L.P.CRD 340501 · NEW YORK, NY
$303,030,303.00Regulatory AUM · August 2026
THE PACIFIC CENTER FOR FINANCIAL SERVICESCRD 104557 · DANVILLE, CA
$960,563,329.00Regulatory AUM · August 2026
THE PACIFIC GROUP LIMITEDCRD 161424
$41,757,589.00Regulatory AUM · August 2026
THE PALISADES GROUP, LLCCRD 165609 · AUSTIN, TX
$27,783,069,634.00Regulatory AUM · August 2026
THE PALMER KNIGHT COMPANYCRD 112983 · JACKSONVILLE, FL
$285,424,542.00Regulatory AUM · August 2026
THE PARTNERS WEALTH MANAGEMENT, LLCCRD 314816 · CARMEL BY THE SEA, CA
$1,183,999,769.00Regulatory AUM · August 2026
THE PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLCCRD 172470 · WALPOLE, MA
$2,639,463,916.00Regulatory AUM · August 2026
THE PATTEN GROUP, INC.CRD 168255 · CHATTANOOGA, TN
$725,140,739.00Regulatory AUM · August 2026
THE PERSPECTIVE GROUP, LLCCRD 175294 · LAWRENCE, KS
$225,078,095.00Regulatory AUM · August 2026
THE PHOENIX FUND ADVISOR LLCCRD 316384 · GUAYNABO, PR
$596,381,715.00Regulatory AUM · August 2026
THE PICKLE PROS L.L.C.CRD 325575 · ROYAL OAK, MI
Not availableRegulatory AUM · August 2026
THE PINES WEALTH MANAGEMENT, LLCCRD 326353 · SOUTHERN PINES, NC
$485,880,113.00Regulatory AUM · August 2026
THE PINNACLE FINANCIAL GROUPCRD 164395 · ROCKVILLE CENTRE, NY
$1,383,850,000.00Regulatory AUM · August 2026
THE PITTI GROUP WEALTH MANAGEMENT, LLCCRD 314685 · VICTOR, NY
$374,313,856.00Regulatory AUM · August 2026
THE PLANNER'S EDGE LLCCRD 114616 · MERCER ISLAND, WA
$178,713,196.00Regulatory AUM · August 2026
THE PLANNING CENTER, INC.CRD 118994 · MOLINE, IL
$1,371,859,808.00Regulatory AUM · August 2026
THE PLANNING PROJECT LLCCRD 297658 · THE WOODLANDS, TX
$551,358,564.00Regulatory AUM · August 2026
THE PORTFOLIO STRATEGY GROUP, LLCCRD 166593 · WHITE PLAINS, NY
$2,620,983,417.00Regulatory AUM · August 2026
THE PRACTICAL PLANNER, LLCCRD 130601 · GROTON, MA
$145,318,074.00Regulatory AUM · August 2026
THE PRAEDIUM GROUP LLCCRD 161789 · BOCA RATON, FL
$1,705,148,788.00Regulatory AUM · August 2026
THE PRIVATE INVESTMENT GROUP, INC.CRD 128876 · KETTERING, OH
$179,344,301.00Regulatory AUM · August 2026
THE PROFESSIONAL FINANCIAL COMPANY LLCCRD 286419 · OREM, UT
$246,055,621.00Regulatory AUM · August 2026
THE PROSPERITY CONSULTING GROUP, LLCCRD 133777 · OWINGS MILLS, MD
$3,195,898,263.00Regulatory AUM · August 2026
THE PUTNAM ADVISORY COMPANY, LLCCRD 106631 · BOSTON, MA
$33,189,776,888.00Regulatory AUM · August 2026
THE PUTNEY FINANCIAL GROUP LLCCRD 111639 · SAN RAFAEL, CA
$205,409,186.00Regulatory AUM · August 2026
THE QUARRY LPCRD 323449 · NEW YORK, NY
$1,005,331,707.00Regulatory AUM · August 2026
THE QUICK GROUP LLCCRD 334472 · NEW YORK, NY
$111,264,741.00Regulatory AUM · August 2026
THE RENAISSANCE GROUP LLCCRD 105916 · COVINGTON, KY
$2,906,943,144.00Regulatory AUM · August 2026
THE RENN WEALTH MANAGEMENT GROUP, INC.CRD 117500 · ATLANTA, GA
$151,878,149.00Regulatory AUM · August 2026
THE RETIREMENT GUYS FORMULA LLCCRD 168561 · MAUMEE, OH
$276,913,975.00Regulatory AUM · August 2026
THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.CRD 108705 · WARWICK, RI
$394,398,625.00Regulatory AUM · August 2026
THE RETIREMENT PLANNING GROUP, LLCCRD 129625 · LEAWOOD, KS
$4,164,758,846.00Regulatory AUM · August 2026
THE RETIREMENT SOLUTION LLCCRD 148106 · REDMOND, WA
$699,428,544.00Regulatory AUM · August 2026