All investment adviser firms · Page 153
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- THE RICE PARTNERSHIP, LLCCRD 135701 · HONOLULU, HI$985,498,298.00Regulatory AUM · August 2026
- THE ROXBOROUGH GROUP, LLCCRD 310949 · SAN FRANCISCO, CA$636,049,978.00Regulatory AUM · August 2026
- THE RUDD COMPANY, LLCCRD 289276 · FORT WORTH, TX$250,838,846.00Regulatory AUM · August 2026
- THE SALIENT ZARVONA ENERGY FUND GP, L.P.CRD 162712 · HOUSTON, TX$264,314,579.00Regulatory AUM · August 2026
- THE SHER WEALTH MANAGEMENT GROUP, INC.CRD 172369 · NEEDHAM, MA$145,615,428.00Regulatory AUM · August 2026
- THE SHERRY GROUP, INC.CRD 146271 · MOUNTAIN HOME, AR$130,308,548.00Regulatory AUM · August 2026
- THE SIMMONS PARTNERSHIP, INCCRD 156740 · TOWSON, MD$216,542,492.00Regulatory AUM · August 2026
- THE STANICH GROUP LLCCRD 282447$209,776,444.00Regulatory AUM · August 2026
- THE STERLING GROUP, L.P.CRD 157406 · HOUSTON, TX$9,014,018,111.00Regulatory AUM · August 2026
- THE STEWARDSHIP CENTER,INC.CRD 112626$145,947,279.00Regulatory AUM · August 2026
- THE STOLPER COMPANY L.L.C.CRD 132962 · TULSA, OK$356,289,476.00Regulatory AUM · August 2026
- THE STONE CREEK GROUP, LLCCRD 182512 · ENGLEWOOD, CO$250,599,719.00Regulatory AUM · August 2026
- THE STRATEGIC FINANCIAL ALLIANCE, INC.CRD 126514 · ATLANTA, GA$382,034,020.00Regulatory AUM · August 2026
- THE TENRET COMPANY, LLCCRD 298570 · TAMPA, FL$225,446,387.00Regulatory AUM · August 2026
- THE TURLINGTON GROUP, INC.CRD 317324 · RALEIGH, NC$110,460,071.00Regulatory AUM · August 2026
- THE VANGUARD GROUP, INC.CRD 105958 · MALVERN, PA$11,092,665,107,962.00Regulatory AUM · August 2026
- THE VARIABLE ANNUITY LIFE INSURANCE COMPANYCRD 104561 · HOUSTON, TX$32,943,851,020.00Regulatory AUM · August 2026
- THE VISTRIA GROUP, LPCRD 167045 · CHICAGO, IL$13,987,698,223.00Regulatory AUM · August 2026
- THE VISUALIZE GROUP LPCRD 327531 · NEW YORK, NY$396,051,145.00Regulatory AUM · August 2026
- THE WATCHMAN GROUP, INC.CRD 133690 · PLANO, TX$639,740,168.00Regulatory AUM · August 2026
- THE WEALTH ADVANTAGE GROUP, INC.CRD 122231 · COLUMBUS, OH$146,398,143.00Regulatory AUM · August 2026
- THE WEALTH ADVISORY TEAM, LLCCRD 124957 · BELLEVUE, KY$147,000,000.00Regulatory AUM · August 2026
- THE WEALTH ALLIANCE, LLCCRD 305052 · MELVILLE, NY$2,102,685,090.00Regulatory AUM · August 2026
- THE WEALTH COACH, LLCCRD 144588 · SALADO, TX$219,592,454.00Regulatory AUM · August 2026
- THE WEALTH COLLABORATIVE, INC.CRD 142618 · CORONA DEL MAR, CA$791,560,364.00Regulatory AUM · August 2026
- THE WEALTH CONSERVANCY, INC.CRD 112024 · BOULDER, CO$260,006,850.00Regulatory AUM · August 2026
- THE WEALTH GROUP, LTDCRD 154106 · RALEIGH, NC$160,185,546.00Regulatory AUM · August 2026
- THE WEALTH GROUP, LTDCRD 311385 · EDEN PRAIRIE, MN$711,016,621.00Regulatory AUM · August 2026
- THE WEALTHGARDEN F.S. LLCCRD 311927 · EL SEGUNDO, CA$227,595,909.00Regulatory AUM · August 2026
- THE WEALTHPLAN LLCCRD 306820 · GREAT NECK, NY$87,476,559.00Regulatory AUM · August 2026
- THE WEIL COMPANYCRD 22090 · SAN DIEGO, CA$896,242,185.00Regulatory AUM · August 2026
- THE WELCH GROUP, LLCCRD 111273 · BIRMINGHAM, AL$3,682,452,369.00Regulatory AUM · August 2026
- THE WELLINGTON GRP LLCCRD 332803 · INDIANAPOLIS, IN$473,645,985.00Regulatory AUM · August 2026
- THE WESTCHESTER GROUP, LLCCRD 288959$187,923,640.00Regulatory AUM · August 2026
- THE WILLIAM ALLAN CORPORATIONCRD 133147 · FORT COLLINS, CO$204,438,799.00Regulatory AUM · August 2026
- THE WINDACRE PARTNERSHIP LLCCRD 168761 · HOUSTON, TX$11,422,849,000.00Regulatory AUM · August 2026
- THE WINTHROP CORPORATIONCRD 105273 · SHELTON, CTNot availableRegulatory AUM · August 2026
- THE WORLEY BANKS GROUP, LLCCRD 306890 · CREVE COEUR, MO$184,298,039.00Regulatory AUM · August 2026
- THE YANKER GROUP, INC.CRD 281364 · MANCHESTER, MO$296,377,533.00Regulatory AUM · August 2026
- THE ZILLENIAL ADVISORS LLCCRD 324808$1,484,874.00Regulatory AUM · August 2026
- THEMES MANAGEMENT COMPANY LLCCRD 323861 · GREENWICH, CT$1,232,945,555.00Regulatory AUM · August 2026
- THEOREM PARTNERS LLCCRD 281280 · NEW YORK, NY$1,032,394,333.00Regulatory AUM · August 2026
- THEORY FINANCIAL LLCCRD 304084 · FORT COLLINS, CO$319,240,651.00Regulatory AUM · August 2026
- THEWICK, INCCRD 342763 · UNION CITY, NJNot availableRegulatory AUM · August 2026
- THIEL INVESTMENT MANAGEMENT COMPANY, LLCCRD 282631$120,387,810.00Regulatory AUM · August 2026
- THIELEN CAPITAL CORPORATIONCRD 169139 · LADERA RANCH, CA$126,020,017.00Regulatory AUM · August 2026
- THINAGEE INVESTMENTS INC.CRD 165054 · CHEVY CHASE, MD$265,400,000.00Regulatory AUM · August 2026
- THINK DIFFERENT FINANCIAL PLANNING LLCCRD 312539$141,525,076.00Regulatory AUM · August 2026
- THINK INVESTMENTS LPCRD 169347 · SAN FRANCISCO, CA$4,304,694,194.00Regulatory AUM · August 2026
- THINKING BIG FINANCIAL INC.CRD 287476 · BROOKLYN, NY$93,028,025.00Regulatory AUM · August 2026
- THIRD AVENUE MANAGEMENT LLCCRD 107545 · NEW YORK, NY$1,626,400,523.00Regulatory AUM · August 2026
- THIRD EYE CAPITAL MANAGEMENT, LLCCRD 287819 · MIAMI BEACH, FL$291,295,000.00Regulatory AUM · August 2026
- THIRD GEAR CAPITAL MANAGEMENT LPCRD 327316 · HOUSTON, TX$115,650,293.00Regulatory AUM · August 2026
- THIRD HARBOR MANAGEMENT L.P.CRD 343219 · COLD SPRING HARBOR, NYNot availableRegulatory AUM · August 2026
- THIRD LAKE PARTNERS, LLCCRD 299961 · TAMPA, FL$5,970,075,889.00Regulatory AUM · August 2026
- THIRD NORTH CAPITAL LPCRD 285348 · NEW YORK, NY$432,204,482.00Regulatory AUM · August 2026
- THIRD POINT LLCCRD 137927 · NEW YORK, NY$28,732,008,681.00Regulatory AUM · August 2026
- THIRD POINT PRIVATE CAPITAL LLCCRD 332857 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- THIRD SIGMA INVESTMENT ADVISORS LLCCRD 151188 · WILMINGTON, DE$98,764,106.00Regulatory AUM · August 2026
- THIRD STAGE INVESTMENT GROUP, LLCCRD 141951 · BELLEVUE, WANot availableRegulatory AUM · August 2026
- THIRD VIEW PRIVATE WEALTH, LLCCRD 335591 · WESTPORT, CT$1,155,018,535.00Regulatory AUM · August 2026
- THIRDLINE CAPITAL MANAGEMENT LLCCRD 314158 · RICHMOND, VA$64,290,705.00Regulatory AUM · August 2026
- THIRTEEN TWENTY-TWO ADVISORS, LLCCRD 339326 · FORT WORTH, TX$163,491,295.00Regulatory AUM · August 2026
- THIRTYNORTH INVESTMENTS, LLCCRD 155355 · NEW ORLEANS, LA$467,782,000.00Regulatory AUM · August 2026
- THISTLE CREEK CAPITAL, LLCCRD 331449 · LEHI, UT$160,988,324.00Regulatory AUM · August 2026
- THL MANAGERS VII, LLCCRD 171042 · BOSTON, MA$21,483,389,334.00Regulatory AUM · August 2026
- THOMA BRAVO, L.P.CRD 157041 · CHICAGO, IL$182,937,300,000.00Regulatory AUM · August 2026
- THOMA CAPITAL MANAGEMENT LLCCRD 120139 · TOWSON, MD$310,069,630.00Regulatory AUM · August 2026
- THOMAS J. HERZFELD ADVISORS, INC.CRD 108369 · MIAMI BEACH, FL$890,415,395.00Regulatory AUM · August 2026
- THOMAS LEO ADVISORY, LLCCRD 159271 · MINNEAPOLIS, MN$192,716,851.00Regulatory AUM · August 2026
- THOMAS STORY AND SON LLCCRD 148774 · PLYMOUTH, IN$328,238,000.00Regulatory AUM · August 2026
- THOMAS WRIGHT ASSET MANAGEMENT, INC.CRD 105192 · SAN JUAN, PR$341,270,603.00Regulatory AUM · August 2026
- THOMASLLOYD CLIMATE SOLUTIONS LLCCRD 298222 · PLEASANTVILLE, NY$558,244,510.00Regulatory AUM · August 2026
- THOMIST CAPITAL MANAGEMENT, LPCRD 299815 · HOUSTON, TX$736,179,983.00Regulatory AUM · August 2026
- THOMPSON CAPITAL MANAGEMENT, LLCCRD 300993$200,133,859.00Regulatory AUM · August 2026
- THOMPSON DAVIS & CO., INC.CRD 41353 · RICHMOND, VA$211,338,163.00Regulatory AUM · August 2026
- THOMPSON INVESTMENT MANAGEMENT, INC.CRD 129609 · MADISON, WI$3,084,417,000.00Regulatory AUM · August 2026
- THOMPSON SIEGEL & WALMSLEY LLCCRD 105726 · RICHMOND, VA$21,146,500,000.00Regulatory AUM · August 2026
- THOMPSON STREET CAPITAL MANAGER LLCCRD 156679 · ST. LOUIS, MO$4,565,107,569.00Regulatory AUM · August 2026
- THOMPSON WEALTH SOLUTIONS, LLCCRD 338023 · TIMONIUM, MD$172,057,328.00Regulatory AUM · August 2026
- THOR INVESTMENT MANAGEMENT INCCRD 105902 · CINCINNATI, OH$678,708,777.00Regulatory AUM · August 2026
- THOR TRADING ADVISORS, LLCCRD 310362 · GREENSBURG, PA$217,020,431.00Regulatory AUM · August 2026
- THOREAU MANAGEMENT PARTNERS, LPCRD 343299Not availableRegulatory AUM · August 2026
- THORNBURG BOW RIVER ADVISERS, LLC.CRD 332879 · DENVER, CO$224,165,696.00Regulatory AUM · August 2026
- THORNBURG INVESTMENT MANAGEMENT INCCRD 106357 · SANTA FE, NM$54,452,002,823.00Regulatory AUM · August 2026
- THORNTREE CAPITAL PARTNERS LPCRD 283643 · BOSTON, MA$955,280,269.00Regulatory AUM · August 2026
- THOROFARE, LLCCRD 171293 · EL SEGUNDO, CA$1,403,774,527.00Regulatory AUM · August 2026
- THOROUGHBRED FINANCIAL SERVICES, LLCCRD 47893 · BRENTWOOD, TN$4,039,118,832.00Regulatory AUM · August 2026
- THOUGHTFUL MONEY LLCCRD 329306 · RENO, NVNot availableRegulatory AUM · August 2026
- THRASHER & CHAMBERS WEALTH MANAGEMENT, LLCCRD 293532 · BENTONVILLE, AR$151,000,000.00Regulatory AUM · August 2026
- THREADGILL FINANCIAL, LLCCRD 174865 · THE WOODLANDS, TX$399,419,091.00Regulatory AUM · August 2026
- THREE ARCH WEALTH MANAGEMENT LLCCRD 333733 · IRVINE, CA$662,439,902.00Regulatory AUM · August 2026
- THREE BEARINGS FIDUCIARY ADVISORS, INC.CRD 283926 · HAMPTON, NH$350,733,305.00Regulatory AUM · August 2026
- THREE BELL CAPITAL LLCCRD 159736 · DALLAS, TX$5,051,056,009.00Regulatory AUM · August 2026
- THREE BRIDGE WEALTH ADVISORS, LLCCRD 150460 · LOS ALTOS, CA$1,045,756,051.00Regulatory AUM · August 2026
- THREE BRIDGES CAPITAL, LPCRD 160021 · NEW YORK, NY$175,474,601.00Regulatory AUM · August 2026
- THREE CORD TRUE WEALTH MANAGEMENT, LLCCRD 307480 · BEAVER, PA$317,888,046.00Regulatory AUM · August 2026
- THREE FIFTY EIGHT INVESTMENT GROUP, LLCCRD 334965$25,000,100,000.00Regulatory AUM · August 2026
- THREE MAGNOLIAS FINANCIAL ADVISORS, LLCCRD 114471 · WINSTON SALEM, NC$487,056,157.00Regulatory AUM · August 2026
- THREE PEAKS CAPITAL MANAGEMENT, LLCCRD 127402 · CASTLE ROCK, CO$222,869,514.00Regulatory AUM · August 2026