All investment adviser firms · Page 151
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- TENZING GLOBAL MANAGEMENT LLCCRD 159696 · SAN FRANCISCO, CA$228,082,424.00Regulatory AUM · August 2026
- TEPLITZ FINANCIAL GROUP LLCCRD 122038 · OLD BRIDGE, NJ$131,696,552.00Regulatory AUM · August 2026
- TEPP RIA LLCCRD 283899 · WESTFIELD, NJ$195,713,644.00Regulatory AUM · August 2026
- TERAMO ADVISORS, LLCCRD 291574 · NAPLES, FL$344,674,711.00Regulatory AUM · August 2026
- TERRA ALPHA INVESTMENTS LLCCRD 288690 · WASHINGTON, DC$193,043,545.00Regulatory AUM · August 2026
- TERRA FIRMA ASSET MANAGEMENT LLCCRD 306765 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- TERRA NOVA ASSET MANAGEMENT LLCCRD 111676 · NEW YORK, NY$220,203,180.00Regulatory AUM · August 2026
- TERRA PARTNERS ASSET MANAGEMENT LIMITEDCRD 166117$266,891,503.00Regulatory AUM · August 2026
- TERRA REIT ADVISORS, LLCCRD 290571 · NEW YORK, NY$1,435,033,061.00Regulatory AUM · August 2026
- TERRA WEALTH MANAGEMENT, LLCCRD 320643 · HIGH POINT, NC$152,005,349.00Regulatory AUM · August 2026
- TERRACAP MANAGEMENT LLCCRD 169695 · NAPLES, FL$1,439,091,537.00Regulatory AUM · August 2026
- TERRAFIRMA WEALTH PARTNERS LLCCRD 331568 · WALNUT CREEK, CA$118,465,077.00Regulatory AUM · August 2026
- TERRAFORM WEALTH, LLCCRD 325530 · HOUSTON, TX$207,543,770.00Regulatory AUM · August 2026
- TERRAMONT INFRASTRUCTURE MANAGEMENT LLCCRD 317282 · NEW YORK, NY$549,913,189.00Regulatory AUM · August 2026
- TERRIL BROTHERS INCCRD 110422 · SAINT LOUIS, MO$987,811,544.00Regulatory AUM · August 2026
- TERRY MCDANIEL & COMPANYCRD 104732 · AUSTIN, TX$1,921,027,445.00Regulatory AUM · August 2026
- TETLEY INVESTMENTS, LLCCRD 164130 · PARK RIDGE, IL$193,857,815.00Regulatory AUM · August 2026
- TETON ADVISORS, LLCCRD 105963 · GREENWICH, CT$250,932,400.00Regulatory AUM · August 2026
- TETON WEALTH GROUP LLCCRD 311230 · MURRAY, UT$204,022,603.00Regulatory AUM · August 2026
- TETRAGON FINANCIAL MANAGEMENT LPCRD 156041 · NEW YORK, NY$4,256,460,791.00Regulatory AUM · August 2026
- TETRAGON PARTNERS L.P.CRD 156040 · NEW YORK, NY$6,401,701,098.00Regulatory AUM · August 2026
- TEUCRIUM INVESTMENT ADVISORS, LLCCRD 318799 · BURLINGTON, VT$277,436,623.00Regulatory AUM · August 2026
- TEVIS INVESTMENT MANAGEMENT, LLCCRD 167750 · PLANO, TX$234,793,030.00Regulatory AUM · August 2026
- TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.CRD 298422 · DALLAS, TX$4,190,419,999.00Regulatory AUM · August 2026
- TEXAS FAMILY WEALTH, LLCCRD 327332 · FRIENDSWOOD, TX$256,979,997.00Regulatory AUM · August 2026
- TEXAS YALE CAPITAL CORP.CRD 126992 · ST. PETERSBURG, FL$4,924,925,863.00Regulatory AUM · August 2026
- TEZA CAPITAL MANAGEMENT LLCCRD 173124 · CHICAGO, IL$139,526,000.00Regulatory AUM · August 2026
- TFB ADVISORS, LLCCRD 321870 · OVERLAND PARK, KS$840,165,115.00Regulatory AUM · August 2026
- TFC FINANCIAL MANAGEMENT, INC.CRD 105062 · BOSTON, MA$1,780,827,449.00Regulatory AUM · August 2026
- TFJ MANAGEMENT, LLCCRD 312132 · SOMERVILLE, MA$198,352,057.00Regulatory AUM · August 2026
- TFO FAMILY OFFICE PARTNERS, LLCCRD 159440 · PHOENIX, AZ$5,037,052,171.00Regulatory AUM · August 2026
- TFO WEALTH PARTNERS, LLCCRD 124407 · MAUMEE, OH$5,660,890,692.00Regulatory AUM · August 2026
- TFP MANAGEMENT, LLCCRD 313543 · BETTENDORF, IA$272,999,277.00Regulatory AUM · August 2026
- TFR CAPITAL, LLCCRD 333108 · PLANO, TX$403,142,852.00Regulatory AUM · August 2026
- TFS ADVISORS, LLCCRD 167653 · EDMONDS, WA$161,237,949.00Regulatory AUM · August 2026
- TGM ASSOCIATES L.P.CRD 108905 · NEW YORK, NY$3,659,552,393.00Regulatory AUM · August 2026
- TH FINANCIAL, LLCCRD 334134$104,756,929.00Regulatory AUM · August 2026
- THACKERAY PARTNERS, L.P.CRD 166351 · DALLAS, TX$442,719,874.00Regulatory AUM · August 2026
- THAMES CAPITAL MANAGEMENT, LLCCRD 288755 · ROSELAND, NJ$830,547,448.00Regulatory AUM · August 2026
- THAYER FINANCIAL, L.L.C.CRD 304729 · HICKORY, NC$106,449,059.00Regulatory AUM · August 2026
- THAYER PARTNERS LLCCRD 290734$685,710,296.00Regulatory AUM · August 2026
- THAYER STREET PARTNERS MANAGEMENT, LLCCRD 170763 · NEW YORK, NY$1,024,471,976.00Regulatory AUM · August 2026
- THE ABBIT MANAGEMENT CORPCRD 110507 · GRAND HAVEN, MI$252,322,909.00Regulatory AUM · August 2026
- THE ADVISORY FIRMCRD 139125 · ALPHARETTA, GA$126,393,156.00Regulatory AUM · August 2026
- THE ADVISORY GROUP OF SAN FRANCISCO, LLCCRD 108110 · SAN FRANCISCO, CA$809,864,230.00Regulatory AUM · August 2026
- THE ADVISORY RESOURCE GROUP, LLCCRD 290110 · TULSA, OK$926,569,671.00Regulatory AUM · August 2026
- THE ADVOCATE GROUP, LLCCRD 155270 · MINNETONKA, MN$809,930,205.00Regulatory AUM · August 2026
- THE AMBRUS GROUP LLCCRD 316761 · TAMPA, FL$485,069,000.00Regulatory AUM · August 2026
- THE AMERICAN INSTITUTE FOR ADVANCED INVESTMENT MANAGEMENT, LLPCRD 165183 · SCOTTSDALE, AZ$309,311,234.00Regulatory AUM · August 2026
- THE AMERIFLEX GROUP, INC.CRD 305585 · LAS VEGAS, NV$9,658,302,770.00Regulatory AUM · August 2026
- THE ARANDA GROUP ADVISORS, LLCCRD 302100 · JENKINTOWN, PA$233,704,614.00Regulatory AUM · August 2026
- THE ARCHER CONSULTING GROUP, LLCCRD 156062 · THIBODAUX, LA$192,244,119.00Regulatory AUM · August 2026
- THE ARKANSAS FINANCIAL GROUP, INC.CRD 104808 · LITTLE ROCK, AR$971,140,637.00Regulatory AUM · August 2026
- THE ASCENT GROUP, LLCCRD 314424 · VIRGINIA BEACH, VA$4,760,597,948.00Regulatory AUM · August 2026
- THE AUGUST GROUP CAPITAL LIMITEDCRD 311499$740,298,168.00Regulatory AUM · August 2026
- THE BALDWIN GROUP WEALTH ADVISORS, LLCCRD 312284 · TAMPA, FL$27,276,204,735.00Regulatory AUM · August 2026
- THE BANC FUNDS COMPANY, L.L.C.CRD 106305 · CHICAGO, IL$680,414,583.00Regulatory AUM · August 2026
- THE BAUPOST GROUP, L.L.C.CRD 109530 · BOSTON, MA$24,681,434,252.00Regulatory AUM · August 2026
- THE BENDIX FINANCIAL GROUP, INC.CRD 118999 · GARDEN CITY, NY$196,644,826.00Regulatory AUM · August 2026
- THE BOLLARD GROUP LLCCRD 155317 · BOSTON, MA$6,724,565,893.00Regulatory AUM · August 2026
- THE BREIT GROUP, LLCCRD 335020 · WRIGHTSVILLE BEACH, NC$131,625,000.00Regulatory AUM · August 2026
- THE BURNEY COMPANYCRD 106945 · RESTON, VA$3,588,662,390.00Regulatory AUM · August 2026
- THE CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLCCRD 140551 · PHOENIX, AZ$538,847,204.00Regulatory AUM · August 2026
- THE CAPITAL CHART ROOM, LTDCRD 117980 · FORT WORTH, TX$400,902,595.00Regulatory AUM · August 2026
- $191,481,487.00Regulatory AUM · August 2026
- THE CAPITAL MANAGEMENT CORPORATIONCRD 112242 · GLEN ALLEN, VA$825,641,317.00Regulatory AUM · August 2026
- THE CAPROCK GROUP, LLCCRD 124272 · BOISE, ID$12,479,071,631.00Regulatory AUM · August 2026
- THE CAPSTREET GROUP, LLCCRD 159690 · HOUSTON, TX$1,161,647,661.00Regulatory AUM · August 2026
- THE CARROLL GROUP, INC.CRD 146977$163,445,072.00Regulatory AUM · August 2026
- THE CATALYST CAPITAL GROUP INC.CRD 155299$2,580,897,352.00Regulatory AUM · August 2026
- THE CATALYST GROUP, INC.CRD 333740 · HOUSTON, TX$199,378,450.00Regulatory AUM · August 2026
- THE CAVANAUGH GROUP INCCRD 105931 · KIAWAH ISLAND, SC$485,742,132.00Regulatory AUM · August 2026
- THE CENTRAL TRUST BANKCRD 149262 · JEFFERSON CITY, MO$554,140,533.00Regulatory AUM · August 2026
- THE CIRCUMFERENCE GROUP LLCCRD 159012 · LITTLE ROCK, AR$239,600,000.00Regulatory AUM · August 2026
- THE CLARUS GROUP, INC.CRD 310163 · HOUSTON, TX$1,103,793,878.00Regulatory AUM · August 2026
- THE CLIFFORD GROUP LLCCRD 318897 · WAYLAND, MA$248,284,751.00Regulatory AUM · August 2026
- THE CONNOR GROUP FUND MANAGER, LLCCRD 342266 · MIAMISBURG, OH$494,336,803.00Regulatory AUM · August 2026
- THE CYNOSURE GROUPCRD 281399 · SALT LAKE CITY, UT$9,847,984,409.00Regulatory AUM · August 2026
- THE CYPRESS FUNDS LLCCRD 107502 · LOS ANGELES, CA$723,184,760.00Regulatory AUM · August 2026
- THE DALA GROUP, LLCCRD 291828 · HOFFMAN ESTATES, IL$265,216,193.00Regulatory AUM · August 2026
- THE DARROW COMPANY, INC.CRD 105679 · NEEDHAM, MA$392,420,964.00Regulatory AUM · August 2026
- THE DAVID J. YVARS GROUP INC.CRD 328901$359,326,254.00Regulatory AUM · August 2026
- THE DE BURLO GROUP, INC.CRD 153435 · BOSTON, MA$1,133,360,000.00Regulatory AUM · August 2026
- $37,953,162.00Regulatory AUM · August 2026
- THE EDGAR LOMAX COMPANYCRD 105444 · ALEXANDRIA, VA$1,423,981,733.00Regulatory AUM · August 2026
- THE EHRLICH GROUP LLCCRD 325595 · LAGUNA NIGUEL, CA$250,145,300.00Regulatory AUM · August 2026
- THE EIDEARD GROUP, LLCCRD 139834 · BEDFORD, NH$158,143,339.00Regulatory AUM · August 2026
- THE ELECTRUM GROUP LLCCRD 161407 · NEW YORK, NY$2,504,751,790.00Regulatory AUM · August 2026
- THE ELLERSON GROUP INCCRD 106658 · ANNAPOLIS, MD$291,170,948.00Regulatory AUM · August 2026
- THE ENERGY & MINERALS GROUP LPCRD 339275 · HOUSTON, TX$12,020,970,700.00Regulatory AUM · August 2026
- THE ENTERPRISE INVESTMENT COMPANYCRD 116889 · FARMINGTON HILLS, MI$607,092,382.00Regulatory AUM · August 2026
- THE ESTATE PLANNERS GROUP LLCCRD 124418 · YARDLEY, PA$422,065,000.00Regulatory AUM · August 2026
- THE ETF STORE, INC.CRD 148229 · OVERLAND PARK, KS$168,156,355.00Regulatory AUM · August 2026
- THE FAIRMAN GROUP, LLCCRD 121492 · CHESTERBROOK, PA$902,130,650.00Regulatory AUM · August 2026
- THE FAUSER GROUP, LLCCRD 282351 · MERCER ISLAND, WA$314,476,354.00Regulatory AUM · August 2026
- THE FIDUCIARY GROUP, LLCCRD 221530 · SAVANNAH, GA$1,969,280,556.00Regulatory AUM · August 2026
- THE FINANCIAL CONSULATE, INCCRD 106898 · HUNT VALLEY, MD$1,095,865,304.00Regulatory AUM · August 2026
- THE FINANCIAL DISCOVERY GROUP,INC.CRD 125383 · ATLANTA, GA$118,318,604.00Regulatory AUM · August 2026
- THE FINANCIAL LEGACY GROUP, LLCCRD 287632 · CHARLOTTE, NC$107,292,807.00Regulatory AUM · August 2026
- THE FINANCIAL RESOURCE CENTER, INC.CRD 316747 · CARMEL, IN$642,481,363.00Regulatory AUM · August 2026