All investment adviser firms · Page 139
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- SIEBEN WEALTH PLANNING LLCCRD 315368$161,196,874.00Regulatory AUM · August 2026
- SIEBERT ADVISORNXT, LLC.CRD 288572 · NEW YORK, NY$391,509,579.00Regulatory AUM · August 2026
- SIENA CAPITAL PARTNERS GP, LLCCRD 162073 · EVANSTON, IL$379,317,628.00Regulatory AUM · August 2026
- SIERRA CAPITAL LLCCRD 110129 · MIAMI, FL$1,612,263,128.00Regulatory AUM · August 2026
- SIERRA CREST INVESTMENT MANAGEMENT LLCCRD 300069 · NEW YORK, NY$781,145,561.00Regulatory AUM · August 2026
- SIERRA FINANCIAL ADVISORY INCORPORATEDCRD 130934$144,930,000.00Regulatory AUM · August 2026
- SIERRA INVESTMENT MANAGEMENT, LLCCRD 106615 · SANTA MONICA, CA$360,899,484.00Regulatory AUM · August 2026
- SIERRA INVESTMENT PARTNERS, INC.CRD 110954 · WALNUT CREEK, CA$5,502,015,006.00Regulatory AUM · August 2026
- SIERRA OCEAN, LLCCRD 313829 · RIPON, CA$544,561,375.00Regulatory AUM · August 2026
- SIERRA PACIFIC PRIVATE WEALTH, LLCCRD 131738 · PLEASANTON, CA$245,900,000.00Regulatory AUM · August 2026
- SIERRA SUMMIT ADVISORS LLCCRD 328151$780,800,000.00Regulatory AUM · August 2026
- SIGFIG WEALTH MANAGEMENT LLCCRD 158823 · SAN FRANCISCO, CA$3,580,832,476.00Regulatory AUM · August 2026
- SIGHTLINE PARTNERS LLCCRD 162629 · BLOOMINGTON, MN$642,835,139.00Regulatory AUM · August 2026
- SIGHTLINE WEALTH ADVISORS, LLCCRD 176520 · GROTON, CT$354,203,133.00Regulatory AUM · August 2026
- SIGMA INVESTMENT COUNSELORS, INC.CRD 104754 · NORTHVILLE, MI$2,170,659,010.00Regulatory AUM · August 2026
- SIGMA PLANNING CORPORATIONCRD 110692 · ANN ARBOR, MI$6,102,465,817.00Regulatory AUM · August 2026
- SIGNAL ADVISORS WEALTH, LLCCRD 301086 · DETROIT, MI$1,689,496,523.00Regulatory AUM · August 2026
- SIGNAL RIDGE CAPITAL PARTNERS, LLCCRD 167576 · FRAMINGHAM, MA$113,558,122.00Regulatory AUM · August 2026
- SIGNAL SECURITIES, INC.CRD 15916 · FORT WORTH, TX$679,084,856.00Regulatory AUM · August 2026
- SIGNAL TREE FINANCIAL PARTNERS LLCCRD 311871 · COPLEY, OH$213,410,000.00Regulatory AUM · August 2026
- SIGNALFIRE MANAGEMENT SERVICES, LLCCRD 194512 · SAN FRANCISCO, CA$4,517,610,900.00Regulatory AUM · August 2026
- SIGNATURE EQUITY PARTNERS, LLCCRD 327455 · COLUMBUS, OH$330,621,622.00Regulatory AUM · August 2026
- SIGNATURE ESTATE & INVESTMENT ADVISORS LLCCRD 108163 · LOS ANGELES, CA$22,537,603,576.00Regulatory AUM · August 2026
- SIGNATURE FINANCIAL MANAGEMENT INCCRD 106375 · NORFOLK, VA$7,570,327,667.00Regulatory AUM · August 2026
- SIGNATURE FINANCIAL SERVICES, LTDCRD 123729 · ARLINGTON HEIGHTS, IL$274,033,000.00Regulatory AUM · August 2026
- SIGNATURE INVESTMENT ADVISORS, LLCCRD 160715 · LOS ANGELES, CA$6,756,261,030.00Regulatory AUM · August 2026
- SIGNATURE RESOURCES CAPITAL MANAGEMENT, LLCCRD 144069 · NEWPORT BEACH, CA$303,917,192.00Regulatory AUM · August 2026
- SIGNATURE WEALTH MANAGEMENT PARTNERS, LLCCRD 298315 · MONTVALE, NJ$454,218,720.00Regulatory AUM · August 2026
- SIGNATUREFD, LLCCRD 112758 · ATLANTA, GA$9,675,890,922.00Regulatory AUM · August 2026
- SIGNET FINANCIAL MANAGEMENT, LLCCRD 105310 · PARSIPPANY, NJ$1,176,047,539.00Regulatory AUM · August 2026
- SIGNET INVESTMENT ADVISORY GROUP, INC.CRD 123910 · PROVIDENCE, RI$394,056,372.00Regulatory AUM · August 2026
- SIGNET PRIVATE WEALTH, LLCCRD 290029 · CHICAGO, IL$189,682,344.00Regulatory AUM · August 2026
- SIGNIFICANCE CAPITAL MANAGEMENT LLCCRD 331940 · MILWAUKEE, WI$3,835,474.00Regulatory AUM · August 2026
- SIGNIFICANT WEALTH PARTNERS LLCCRD 293060 · CARY, IL$126,064,762.00Regulatory AUM · August 2026
- SIGNIFY WEALTH LLCCRD 160094 · ST. LOUIS, MO$364,555,522.00Regulatory AUM · August 2026
- SIGULER GUFF ADVISERS LLCCRD 106788 · NEW YORK, NY$18,255,440,803.00Regulatory AUM · August 2026
- SIHARUM ADVISORS, LLCCRD 147957 · BOSTON, MA$687,464,747.00Regulatory AUM · August 2026
- SIIMPL, LLCCRD 311048 · BLOOMINGTON, MNNot availableRegulatory AUM · August 2026
- SIKICH CAPITAL MANAGEMENT LLCCRD 142640 · SPRINGFIELD, IL$1,180,311,267.00Regulatory AUM · August 2026
- SIKORSKI WEALTH MANAGEMENT, LLCCRD 312805 · SAN DIEGO, CA$139,584,563.00Regulatory AUM · August 2026
- SILA FINANCIAL, LLCCRD 298406$124,332,994.00Regulatory AUM · August 2026
- SILCHESTER INTERNATIONAL INVESTORS LLPCRD 110987$38,573,305,082.00Regulatory AUM · August 2026
- SILICON BEACH WEALTH, LLCCRD 310051 · MARINA DEL REY, CA$190,094,257.00Regulatory AUM · August 2026
- SILICON PRIVATE WEALTH, LLCCRD 284145$177,811,109.00Regulatory AUM · August 2026
- SILICON VALLEY CAPITAL PARTNERS, L.P.CRD 125114 · SAN JOSE, CA$1,287,983,872.00Regulatory AUM · August 2026
- SILICON VALLEY RETIREMENT SERVICES, LLCCRD 154756 · SAN JOSE, CA$1,401,467,613.00Regulatory AUM · August 2026
- SILK INVEST LIMITEDCRD 164753$56,207,192.00Regulatory AUM · August 2026
- SILO FINANCIAL LLCCRD 324307Not availableRegulatory AUM · August 2026
- SILVA CAPITAL MANAGEMENT LLCCRD 154504 · CHICAGO, IL$169,354,826.00Regulatory AUM · August 2026
- SILVANT CAPITAL MANAGEMENT LLCCRD 146025 · ATLANTA, GA$3,040,532,687.00Regulatory AUM · August 2026
- SILVER ADVISORS, LLCCRD 291109 · NEW YORK, NY$71,902,242.00Regulatory AUM · August 2026
- SILVER BIRCH FINANCIAL LLCCRD 341785Not availableRegulatory AUM · August 2026
- SILVER CAPITAL MANAGEMENT, LLCCRD 111888$50,124,280.00Regulatory AUM · August 2026
- SILVER COAST INVESTMENTS LLCCRD 167771 · SAN DIEGO, CA$401,606,316.00Regulatory AUM · August 2026
- SILVER CREEK ADVISORY PARTNERS LLCCRD 156667 · SEATTLE, WA$10,198,572,875.00Regulatory AUM · August 2026
- SILVER CREEK CAPITAL MANAGEMENT LLCCRD 122966 · SEATTLE, WA$122,545,120.00Regulatory AUM · August 2026
- SILVER GROVE FINANCIAL GROUP, INC.CRD 287512 · ORCHARD PARK, NY$453,582,536.00Regulatory AUM · August 2026
- SILVER HEIGHTS CAPITAL MANAGEMENT INC.CRD 284757$727,058,697.00Regulatory AUM · August 2026
- SILVER HILL ENERGY PARTNERS, LPCRD 307537 · DALLAS, TX$2,487,108,866.00Regulatory AUM · August 2026
- SILVER LAKE ADVISORY PARTNERS, LLCCRD 107625$325,334,211.00Regulatory AUM · August 2026
- SILVER LAKE CAPITAL PARTNERS LLCCRD 329997 · DALLAS, TX$211,500,000.00Regulatory AUM · August 2026
- SILVER LAKE TECHNOLOGY MANAGEMENT, LLCCRD 161206 · MENLO PARK, CA$117,699,052,464.00Regulatory AUM · August 2026
- SILVER OAK ADVISORY GROUP, INC.CRD 108298 · PORTLAND, OR$418,936,075.00Regulatory AUM · August 2026
- SILVER OAK SECURITIES INCORPORATEDCRD 46947 · JACKSON, TN$2,448,325,094.00Regulatory AUM · August 2026
- SILVER OAK SERVICES PARTNERS,LLCCRD 160904 · EVANSTON, IL$1,836,869,435.00Regulatory AUM · August 2026
- SILVER OAK WEALTH ADVISORS SERVICES, LLCCRD 291645 · LOS ANGELES, CA$299,962,641.00Regulatory AUM · August 2026
- SILVER POINT CAPITAL, L.P.CRD 157738 · GREENWICH, CT$46,233,757,964.00Regulatory AUM · August 2026
- SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLCCRD 332374 · GREENWICH, CT$358,593,764.00Regulatory AUM · August 2026
- SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLCCRD 317225 · GREENWICH, CT$1,262,962,193.00Regulatory AUM · August 2026
- SILVER ROCK CAPITAL PARTNERS LPCRD 318007 · NEW YORK, NY$6,827,751,986.00Regulatory AUM · August 2026
- SILVER ROCK FINANCIAL LPCRD 283335 · LOS ANGELES, CA$5,381,022,632.00Regulatory AUM · August 2026
- SILVERARC CAPITAL MANAGEMENT, LLCCRD 304220 · BOSTON, MA$1,605,513,038.00Regulatory AUM · August 2026
- SILVERBACK ASSET MANAGEMENT, LLCCRD 141407 · DURHAM, NC$1,192,470,794.00Regulatory AUM · August 2026
- SILVERBAY CAPITAL MANAGEMENT LLCCRD 151259 · NEW YORK, NY$16,063,713,438.00Regulatory AUM · August 2026
- SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLCCRD 327151 · ARMONK, NY$283,000,000.00Regulatory AUM · August 2026
- SILVERCREST ASSET MANAGEMENT GROUP LLCCRD 118333 · NEW YORK, NY$28,327,993,799.00Regulatory AUM · August 2026
- SILVERHAWK CAPITAL PARTNERS, LLCCRD 161678 · OVERLAND PARK, KS$137,228,350.00Regulatory AUM · August 2026
- SILVERLAKE WEALTH MANAGEMENT LLCCRD 165525 · WILLISTON, VT$849,074,948.00Regulatory AUM · August 2026
- SILVERLEAFE CAPITAL PARTNERS, LLCCRD 133174 · GERMANTOWN, TN$449,228,264.00Regulatory AUM · August 2026
- SILVEROAK WEALTH MANAGEMENT LLCCRD 110532 · EDINA, MN$1,998,398,183.00Regulatory AUM · August 2026
- SILVERPEAK REAL ESTATE PARTNERS L.P.CRD 156018 · NEW YORK, NY$307,100,000.00Regulatory AUM · August 2026
- SILVERPEAK WEALTH ADVISORS, LLCCRD 170732 · BOULDER, CO$177,373,121.00Regulatory AUM · August 2026
- SILVERSMITH MANAGEMENT, L.P.CRD 281620 · BOSTON, MA$7,163,998,577.00Regulatory AUM · August 2026
- SILVERVIEW CREDIT PARTNERS LPCRD 282955 · TAMPA, FL$577,272,232.00Regulatory AUM · August 2026
- SILVIA MCCOLL WEALTH MANAGEMENT, LLCCRD 295339 · SAN DIEGO, CA$283,430,027.00Regulatory AUM · August 2026
- SIMA RETIREMENT SOLUTIONS, LLCCRD 286030 · NORTH CHESTERFIELD, VANot availableRegulatory AUM · August 2026
- SIMA WEALTH PARTNERS, LLCCRD 159943 · NORTH CHESTERFIELD, VA$156,659,083.00Regulatory AUM · August 2026
- SIMCOE CAPITAL MANAGEMENT, LLCCRD 161985 · NEW YORK, NY$633,820,245.00Regulatory AUM · August 2026
- SIMCOE CAPITAL, LLCCRD 121505 · SPOKANE, WA$109,440,888.00Regulatory AUM · August 2026
- SIMON QUICK ADVISORS, LLCCRD 132330 · MORRISTOWN, NJ$9,006,812,528.00Regulatory AUM · August 2026
- SIMPLEADVISORY LLCCRD 334785 · GARDEN CITY, NY$42,124,271.00Regulatory AUM · August 2026
- SIMPLICITY WEALTH LLCCRD 300572 · SUMMIT, NJ$4,271,040,743.00Regulatory AUM · August 2026
- SIMPLIFI, INC.CRD 154900 · SAN DIEGO, CA$276,123,718.00Regulatory AUM · August 2026
- SIMPLIFIED WEALTH MANAGEMENT, LLCCRD 297059 · HATTIESBURG, MS$225,538,099.00Regulatory AUM · August 2026
- SIMPLIFY ASSET MANAGEMENT INC.CRD 309535 · LAS VEGAS, NV$9,635,489,613.00Regulatory AUM · August 2026
- SIMS CAPITAL MANAGEMENT LLCCRD 129398 · MILWAUKEE, WI$56,393,178.00Regulatory AUM · August 2026
- SIMS INVESTMENT MANAGEMENT LLCCRD 169491 · CINCINNATI, OH$304,571,897.00Regulatory AUM · August 2026
- SINCERUS ADVISORY, LLCCRD 300559$221,968,163.00Regulatory AUM · August 2026
- SINDIA CAPITAL ADVISERS, LLCCRD 333325 · SOMERS POINT, NJ$423,373,000.00Regulatory AUM · August 2026
- SINGER WEALTH ADVISORS LLCCRD 317218 · BOCA RATON, FL$910,570,734.00Regulatory AUM · August 2026