All investment adviser firms · Page 140
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- SINGER WEALTH MANAGEMENT, LLCCRD 299603$118,997,543.00Regulatory AUM · August 2026
- SINGERMAN REAL ESTATE MANAGEMENT COMPANY, L.P.CRD 168331 · CHICAGO, IL$2,766,075,800.00Regulatory AUM · August 2026
- SINGLE POINT PARTNERS, LLCCRD 163793 · BOSTON, MA$641,329,267.00Regulatory AUM · August 2026
- SIO CAPITAL MANAGEMENT, LLCCRD 165989 · NEW YORK, NY$1,293,066,687.00Regulatory AUM · August 2026
- SIPPICAN CAPITAL ADVISORS LLCCRD 155188 · BOSTON, MA$175,000,000.00Regulatory AUM · August 2026
- SIR CAPITAL MANAGEMENT L.P.CRD 161096 · NEW YORK, NY$2,126,184,181.00Regulatory AUM · August 2026
- SIRENIA CAPITAL MANAGEMENT LPCRD 340192 · MIAMI BEACH, FL$4,260,115,721.00Regulatory AUM · August 2026
- SIRIOS CAPITAL MANAGEMENT, L.P.CRD 160580 · BOSTON, MA$937,452,708.00Regulatory AUM · August 2026
- SIRIS CAPITAL GROUP, LLCCRD 157798 · WEST PALM BEACH, FL$4,814,637,260.00Regulatory AUM · August 2026
- SISUNG INVESTMENT MANAGEMENT SERVICES LLCCRD 107318 · METAIRIE, LA$1,943,099,882.00Regulatory AUM · August 2026
- SIT FIXED INCOME ADVISORS II, LLCCRD 108271 · MINNEAPOLIS, MN$14,970,369,050.00Regulatory AUM · August 2026
- SIT INVESTMENT ASSOCIATES, INCCRD 105725 · MINNEAPOLIS, MN$3,543,093,715.00Regulatory AUM · August 2026
- SITRIN CAPITAL MANAGEMENT, LLCCRD 282436 · CENTURY CITY, CA$351,082,807.00Regulatory AUM · August 2026
- SITTNER & NELSON, LLCCRD 309757 · EUGENE, OR$1,048,567,431.00Regulatory AUM · August 2026
- SITUATIONAL AWARENESS LPCRD 333011 · SAN FRANCISCO, CA$9,278,344,000.00Regulatory AUM · August 2026
- SITUSAMC REAL ESTATE VALUATION SERVICES, LLCCRD 106747 · WEST DES MOINES, IANot availableRegulatory AUM · August 2026
- SIVIA CAPITAL PARTNERS, LLCCRD 170413 · MILL VALLEY, CA$1,238,988,439.00Regulatory AUM · August 2026
- SIVIK GLOBAL HEALTHCARE, LLCCRD 168918$233,900,360.00Regulatory AUM · August 2026
- SIXTH STREET ADVISERS, LLCCRD 159014 · DALLAS, TX$101,610,951,199.00Regulatory AUM · August 2026
- SIXTH STREET LENDING PARTNERS ADVISERS, LLCCRD 320821 · DALLAS, TX$8,691,301,138.00Regulatory AUM · August 2026
- SIXTH STREET SPECIALTY LENDING ADVISERS, LLCCRD 155006 · DALLAS, TX$3,421,655,019.00Regulatory AUM · August 2026
- SIZEMORE CAPITAL MANAGEMENT, LLCCRD 146961$109,428,829.00Regulatory AUM · August 2026
- SJBENEN ADVISORY, LLCCRD 283153$399,920,479.00Regulatory AUM · August 2026
- SJHL FINANCIAL SERVICES, LLCCRD 285946 · MCPHERSON, KS$174,548,564.00Regulatory AUM · August 2026
- SJS INVESTMENT CONSULTING INCCRD 107219 · SYLVANIA, OH$2,937,122,207.00Regulatory AUM · August 2026
- SK ADVISOR NETWORK, LLCCRD 317533 · PLANO, TX$271,544,841.00Regulatory AUM · August 2026
- SK CAPITAL PARTNERS, LPCRD 161487 · NEW YORK, NY$8,357,998,443.00Regulatory AUM · August 2026
- SK WEALTH MANAGEMENT, LLCCRD 109114 · PROVIDENCE, RI$638,952,784.00Regulatory AUM · August 2026
- SKA FINANCIAL SERVICES,INC.CRD 107348 · FAIRVIEW PARK, OH$159,092,630.00Regulatory AUM · August 2026
- SKAANA MANAGEMENT L.P.CRD 311817$233,666,374.00Regulatory AUM · August 2026
- SKBA CAPITAL MANAGEMENT, LLCCRD 108542 · SAN FRANCISCO, CA$732,021,000.00Regulatory AUM · August 2026
- SKERRYVORE ASSET MANAGEMENT LTDCRD 330060$1,297,347,739.00Regulatory AUM · August 2026
- SKINNER, COPPER & EHMEN WEALTH MANAGEMENT, LLCCRD 159255 · SPRINGFIELD, IL$705,730,199.00Regulatory AUM · August 2026
- SKLAR CAPITAL ADVISORS, LLCCRD 286554 · ALBUQUERQUE, NM$129,361,486.00Regulatory AUM · August 2026
- SKLOFF, AARONCRD 139475$114,000,135.00Regulatory AUM · August 2026
- SKM WEALTH ADVISORS LLCCRD 333778 · ERIE, PA$107,461,065.00Regulatory AUM · August 2026
- SKY ALPHA ASSET ADVISORS LLCCRD 295839 · BOCA RATON, FL$215,979,330.00Regulatory AUM · August 2026
- SKY INVESTMENT GROUP LLCCRD 134001 · HARTFORD, CT$930,981,263.00Regulatory AUM · August 2026
- SKY ISLAND CAPITAL LPCRD 305087 · DALLAS, TX$533,489,012.00Regulatory AUM · August 2026
- SKY VISION WEALTH MANAGEMENT CORP.CRD 317320 · IRVINE, CA$52,827,000.00Regulatory AUM · August 2026
- SKY-MOUNTAIN CAPITAL MANAGEMENT, INC.CRD 312915 · KETCHUM, ID$210,568,182.00Regulatory AUM · August 2026
- SKYBOUND WEALTH MANAGEMENT USA, LLCCRD 313358 · HOUSTON, TX$166,454,921.00Regulatory AUM · August 2026
- SKYBRIDGE CAPITAL II, LLCCRD 148152 · NEW YORK, NY$1,919,531,000.00Regulatory AUM · August 2026
- SKYE GLOBAL MANAGEMENT LPCRD 283493 · WEST PALM BEACH, FL$5,205,971,210.00Regulatory AUM · August 2026
- SKYKNIGHT CAPITAL, L.P.CRD 281570 · BURLINGAME, CA$4,428,460,525.00Regulatory AUM · August 2026
- SKYLANDS CAPITAL, LLCCRD 131183 · MILWAUKEE, WI$746,529,233.00Regulatory AUM · August 2026
- SKYLAR CAPITAL MANAGEMENT LPCRD 341413 · HOUSTON, TXNot availableRegulatory AUM · August 2026
- SKYLAR WEALTH MANAGEMENT, LLCCRD 341591 · PASADENA, CANot availableRegulatory AUM · August 2026
- SKYLARK PRIVATE EQUITY PARTNERS, LPCRD 315174 · DALLAS, TX$211,415,505.00Regulatory AUM · August 2026
- SKYLINE ADVISORS, INC.CRD 188511 · BELLINGHAM, WA$386,462,616.00Regulatory AUM · August 2026
- SKYLINE FINANCIAL NORTHWEST LLCCRD 146844 · PORTLAND, OR$148,256,886.00Regulatory AUM · August 2026
- SKYLINER WEALTH, LLCCRD 332426 · BEND, OR$151,410,600.00Regulatory AUM · August 2026
- SKYOAK CAPITAL, INC.CRD 154248 · LAS VEGAS, NV$219,242,758.00Regulatory AUM · August 2026
- SKYOAK WEALTH LLCCRD 299564 · SOUTHFIELD, MI$692,739,420.00Regulatory AUM · August 2026
- SKYPOINT CAPITAL ADVISORS, LLCCRD 314979 · ATLANTA, GA$109,009,836.00Regulatory AUM · August 2026
- SKYVIEW FINANCIAL GROUP, LLCCRD 310581 · PONTE VEDRA BEACH, FL$286,642,185.00Regulatory AUM · August 2026
- SKYVIEW INVESTMENT ADVISORS, LLCCRD 286353 · SHREWSBURY, NJ$8,323,551,811.00Regulatory AUM · August 2026
- SKYWARD TRADING LLCCRD 338032Not availableRegulatory AUM · August 2026
- SL ADVISORS, LLCCRD 151495$393,263,547.00Regulatory AUM · August 2026
- SLAGLE FINANCIAL, LLC.CRD 149976 · EDWARDSVILLE, IL$411,651,067.00Regulatory AUM · August 2026
- SLATE ADVISORY SERVICE (US) LLCCRD 310404 · CHICAGO, IL$1,714,566,000.00Regulatory AUM · August 2026
- SLATE PATH CAPITAL LPCRD 164751 · NEW YORK, NY$11,987,302,965.00Regulatory AUM · August 2026
- SLATED ANALYTICS, LLCCRD 281738 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- SLATER INVESTMENTS LIMITEDCRD 327135$1,226,298,663.00Regulatory AUM · August 2026
- SLATESTONE WEALTH LLCCRD 286669 · JUPITER, FL$1,763,081,657.00Regulatory AUM · August 2026
- SLAVIC MUTUAL FUNDS MANAGEMENT CORP.CRD 113833 · BOCA RATON, FL$4,974,523,594.00Regulatory AUM · August 2026
- SLAVIC WEALTH MANAGEMENT, INC.CRD 327929 · BOCA RATON, FLNot availableRegulatory AUM · August 2026
- SLAYTON LEWIS INCCRD 114596 · SALT LAKE CITY, UT$334,444,797.00Regulatory AUM · August 2026
- SLEDGE AND COMPANY WEALTH ADVISORS, LLCCRD 336314 · HIGH POINT, NC$183,444,585.00Regulatory AUM · August 2026
- SLG CAPITAL MANAGEMENT LLCCRD 331370 · NEW YORK, NY$1,406,841,589.00Regulatory AUM · August 2026
- SLOAN ADVISORY GROUP, INC.CRD 284325 · GLENS FALLS, NY$63,564,032.00Regulatory AUM · August 2026
- SLOCUM GORDON & CO LLPCRD 104929 · NEWPORT, RI$219,150,565.00Regulatory AUM · August 2026
- SLOTNIK CAPITAL, LLCCRD 324251 · DALLAS, TX$415,838,295.00Regulatory AUM · August 2026
- SLOW CAPITAL, INC.CRD 286688 · GREENBRAE, CA$953,269,475.00Regulatory AUM · August 2026
- SLOY DAHL & HOLST HOLDINGS, INCCRD 310107 · VANCOUVER, WA$186,620,841.00Regulatory AUM · August 2026
- SLOY, DAHL & HOLST, LLCCRD 110102 · VANCOUVER, WA$1,803,508,185.00Regulatory AUM · August 2026
- SLP WEALTH LLCCRD 325631 · DURHAM, NC$63,694,981.00Regulatory AUM · August 2026
- SLR CAPITAL PARTNERS, LLCCRD 146106 · NEW YORK, NY$9,421,900,331.00Regulatory AUM · August 2026
- SLR SECURED LENDING PARTNERS, LLCCRD 343062 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SLT HOLDINGS LLCCRD 328450 · SCOTTSDALE, AZ$230,289,447.00Regulatory AUM · August 2026
- SLW INVESTMENT MANAGEMENT, LLCCRD 332006 · DALLAS, TX$464,203,737.00Regulatory AUM · August 2026
- SLW MANAGEMENT COMPANY LLCCRD 329215 · SAN FRANCISCO, CA$1,428,468,373.00Regulatory AUM · August 2026
- SLWA, LLCCRD 309506 · SAN LUIS OBISPO, CA$760,027,436.00Regulatory AUM · August 2026
- SMA CAPITAL LLCCRD 335168 · NEW YORK, NY$553,453,008.00Regulatory AUM · August 2026
- SMALL ENTERPRISE ASSISTANCE FUNDSCRD 161539 · WASHINGTON, DC$187,071,506.00Regulatory AUM · August 2026
- SMALLWOOD WEALTH INVESTMENT MANAGEMENT, LLCCRD 288663 · RED BANK, NJ$338,980,176.00Regulatory AUM · August 2026
- SMART MONEY GROUP, LLCCRD 284187 · EASTLAND, TX$424,299,735.00Regulatory AUM · August 2026
- SMART PORTFOLIOS, LLCCRD 131342 · LAKE FOREST PARK, WA$210,282,076.00Regulatory AUM · August 2026
- SMART WEALTH, LLCCRD 315496 · OMAHA, NE$686,409,925.00Regulatory AUM · August 2026
- SMARTADVISOR LLCCRD 319690 · SAN FRANCISCO, CA$29,194,161.00Regulatory AUM · August 2026
- SMARTASSET ADVISORS LLCCRD 307375 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SMARTHARVEST PORTFOLIOS LLCCRD 334260$348,143,481.00Regulatory AUM · August 2026
- SMARTLEAF ASSET MANAGEMENT LLCCRD 172273 · BOSTON, MA$6,851,674,504.00Regulatory AUM · August 2026
- SMARTPATH ADVISORS, LLCCRD 304563Not availableRegulatory AUM · August 2026
- SMARTX ADVISORY SOLUTIONS LLCCRD 297680 · WEST PALM BEACH, FL$26,993,430,437.00Regulatory AUM · August 2026
- SMASH VENTURES MANAGEMENT COMPANY LPCRD 299799 · WEST HOLLYWOOD, CA$3,297,230,641.00Regulatory AUM · August 2026
- SMB FINANCIAL SERVICES, INC.CRD 154216 · PORTLAND, OR$177,799,486.00Regulatory AUM · August 2026
- SMBC ASSET MANAGEMENT, INC.CRD 109691 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SMEAD CAPITAL MANAGEMENT, INC.CRD 143567 · PHOENIX, AZ$5,515,720,920.00Regulatory AUM · August 2026
- SMEDLEY FINANCIAL SERVICES INCCRD 110870 · SALT LAKE CITY, UT$396,666,341.00Regulatory AUM · August 2026