All investment adviser firms · Page 138
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- SGH WEALTH MANAGEMENTCRD 284067 · LATHRUP VILLAGE, MI$561,760,000.00Regulatory AUM · August 2026
- SGL FINANCIAL, LLCCRD 158023 · BUFFALO GROVE, IL$416,008,260.00Regulatory AUM · August 2026
- SGL INVESTMENT ADVISORS, INC.CRD 145167 · MISSOULA, MT$391,569,109.00Regulatory AUM · August 2026
- SGROI WEALTH ADVISORY GROUP LLCCRD 289764 · WEST SENECA, NY$1,357,154,362.00Regulatory AUM · August 2026
- SHADE TREE ADVISORS LLCCRD 289905 · SARATOGA SPRINGS, NY$1,454,152,031.00Regulatory AUM · August 2026
- SHADOWBOX LOGISTICS, LLCCRD 342272 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SHADOWFALL CAPITAL & RESEARCH LLPCRD 300174$187,951,485.00Regulatory AUM · August 2026
- SHADOWRIDGE ASSET MANAGEMENT, LLCCRD 162066 · AUSTIN, TX$126,695,977.00Regulatory AUM · August 2026
- SHAFFER CAPITAL ADVISERS, LLCCRD 150106 · WESTERVILLE, OH$211,059,174.00Regulatory AUM · August 2026
- SHAH CAPITAL MANAGEMENT, INCCRD 133941 · RALEIGH, NC$768,017,626.00Regulatory AUM · August 2026
- SHAH WEALTH ADVISORS, LLCCRD 340644 · CHINO HILLS, CA$606,152,179.00Regulatory AUM · August 2026
- SHAKER FINANCIAL SERVICES, LLCCRD 121534 · ANNAPOLIS, MD$286,320,400.00Regulatory AUM · August 2026
- SHAKER INVESTMENTS, L.L.C.CRD 119135 · BEACHWOOD, OH$258,762,352.00Regulatory AUM · August 2026
- SHAKESPEARE WEALTH MANAGEMENT, LLCCRD 111950 · PEWAUKEE, WI$641,889,541.00Regulatory AUM · August 2026
- SHAMROCK CAPITAL ADVISORS, LLCCRD 153100 · LOS ANGELES, CA$6,729,359,558.00Regulatory AUM · August 2026
- $2,156,302,887.00Regulatory AUM · August 2026
- SHANKERVALLEAU WEALTH ADVISORS, INC.CRD 117527 · SKOKIE, IL$645,254,680.00Regulatory AUM · August 2026
- SHANKLAND FINANCIAL ADVISORS, LLCCRD 139562$88,241,872.00Regulatory AUM · August 2026
- SHANNON RIVER FUND MANAGEMENT, LLCCRD 161538 · NEW YORK, NY$904,709,315.00Regulatory AUM · August 2026
- SHANNON T. PITNER AND COMPANYCRD 311853 · INDIALANTIC, FL$107,918,714.00Regulatory AUM · August 2026
- SHAOLIN CAPITAL MANAGEMENT LLCCRD 300095 · MIAMI, FL$3,893,357,544.00Regulatory AUM · August 2026
- SHAPIRO CAPITAL MANAGEMENT LLCCRD 105581 · ATLANTA, GA$1,967,415,113.00Regulatory AUM · August 2026
- SHAPIRO FINANCIAL SECURITY GROUP, INC.CRD 120801 · HAZLET, NJ$152,616,699.00Regulatory AUM · August 2026
- SHAREBUILDER ADVISORS, LLCCRD 300537 · SEATTLE, WANot availableRegulatory AUM · August 2026
- SHARED VISION WEALTH GROUP, LLCCRD 325000$335,855,199.00Regulatory AUM · August 2026
- SHARIAPORTFOLIO, INC.CRD 173937 · LAKE MARY, FL$3,009,877,222.00Regulatory AUM · August 2026
- SHARKEY HOWES & JAVER INCCRD 106050 · DENVER, CO$1,125,728,474.00Regulatory AUM · August 2026
- SHARP WEALTH ADVISORY, LLCCRD 289325 · HORSHAM, PA$502,122,573.00Regulatory AUM · August 2026
- SHARPE ADVISORS, LLCCRD 338664 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SHARPEPOINT, LLCCRD 290719 · PHOENIX, AZ$222,806,601.00Regulatory AUM · August 2026
- SHARPER & GRANITE LLCCRD 136719 · EL SEGUNDO, CA$366,363,877.00Regulatory AUM · August 2026
- SHARPVUE CAPITAL, LLCCRD 304746 · RALEIGH, NC$465,240,739.00Regulatory AUM · August 2026
- SHAWSPRING PARTNERS, LLCCRD 172766 · BOSTON, MA$438,723,788.00Regulatory AUM · August 2026
- SHAYNE & JACOBS, LLCCRD 109423 · NASHVILLE, TN$429,492,868.00Regulatory AUM · August 2026
- SHE DDF1 MANAGER LLCCRD 305314 · COCONUT GROVE, FL$343,828,365.00Regulatory AUM · August 2026
- SHEA, BRIAN MICHAELCRD 125606$118,601,474.00Regulatory AUM · August 2026
- SHEARWATER CAPITAL, LLCCRD 115399 · DENVER, CO$427,265,198.00Regulatory AUM · August 2026
- SHEELEY & PARTNERS WEALTH MANAGEMENT, LLCCRD 109013 · PROVIDENCE, RI$131,301,497.00Regulatory AUM · August 2026
- SHEETS SMITH WEALTH MANAGEMENTCRD 105710 · WINSTON SALEM, NC$1,365,130,877.00Regulatory AUM · August 2026
- SHEFFIELD ASSET MANAGEMENT, L.L.C.CRD 137065 · CHICAGO, IL$151,720,693.00Regulatory AUM · August 2026
- SHELLBACK CAPITAL, LPCRD 169642 · BOSTON, MA$1,628,990,779.00Regulatory AUM · August 2026
- SHELLMAN INVESTMENT MANAGEMENT, LLCCRD 316579 · CORAL GABLES, FL$209,606,890.00Regulatory AUM · August 2026
- SHELTER GROWTH CAPITAL PARTNERS LLCCRD 170685 · STAMFORD, CT$4,662,482,349.00Regulatory AUM · August 2026
- SHELTER ROCK MANAGEMENT, LLCCRD 142739 · JERICHO, NY$231,979,085.00Regulatory AUM · August 2026
- SHELTER WEALTH STRATEGIES, LLCCRD 170655 · HOUSTON, TX$144,141,193.00Regulatory AUM · August 2026
- SHELTON WEALTH MANAGEMENT, LLCCRD 312686 · FORT WORTH, TX$364,466,175.00Regulatory AUM · August 2026
- SHENKMAN CAPITAL MANAGEMENT, INC.CRD 112192 · NEW YORK, NY$35,081,848,210.00Regulatory AUM · August 2026
- SHEPHERD FINANCIAL INVESTMENT ADVISORY LLCCRD 288623 · CARMEL, IN$6,177,640,329.00Regulatory AUM · August 2026
- SHEPHERD FINANCIAL PARTNERS, LLCCRD 169093 · WINCHESTER, MA$1,379,061,513.00Regulatory AUM · August 2026
- SHEPHERD KAPLAN KROCHUK, LLCCRD 127304 · BOSTON, MA$10,884,215,665.00Regulatory AUM · August 2026
- SHEPHERD KAPLAN LLCCRD 128244 · BOSTON, MA$10,157,050,719.00Regulatory AUM · August 2026
- SHEPHERD STREET ADVISORS LLCCRD 306021 · LARKSPUR, CA$126,244,796.00Regulatory AUM · August 2026
- SHEPHERD WEALTH MANAGEMENT LIMITED LIABILITY COMPANYCRD 312695 · CINCINNATI, OH$162,081,052.00Regulatory AUM · August 2026
- SHERBORNE INVESTORS MANAGEMENT LPCRD 160178 · NEW YORK, NY$522,105,109.00Regulatory AUM · August 2026
- SHERCLAR, INCCRD 166812 · CHARLOTTE, NC$182,360,237.00Regulatory AUM · August 2026
- SHERIDAN CAPITAL MANAGEMENT, LLCCRD 156705$217,223,688.00Regulatory AUM · August 2026
- SHERIDAN CP, LPCRD 299035 · CHICAGO, IL$1,436,221,506.00Regulatory AUM · August 2026
- SHERIDAN PRODUCTION PARTNERS MANAGER III, LLCCRD 310572 · HOUSTON, TX$650,000,000.00Regulatory AUM · August 2026
- SHERMAN ASSET MANAGEMENT, INC.CRD 170861 · VENTURA, CA$140,759,518.00Regulatory AUM · August 2026
- SHERMAN WEALTH MANAGEMENT LLCCRD 281093 · GAITHERSBURG, MD$160,330,686.00Regulatory AUM · August 2026
- SHERPA CAPITAL MANAGEMENT, LLCCRD 336739$107,481,071.00Regulatory AUM · August 2026
- SHERRILL & HUTCHINS FINANCIAL ADVISORY INCCRD 105302 · ATLANTA, GA$623,701,821.00Regulatory AUM · August 2026
- SHERWOOD FINANCIAL PARTNERS, LLCCRD 301329 · WESTLAKE VILLAGE, CA$293,848,203.00Regulatory AUM · August 2026
- SHFP, LLCCRD 171571$88,892,000.00Regulatory AUM · August 2026
- SHIELD WEALTH ADVISORS, LLC.CRD 309538 · WILLIAMSVILLE, NY$68,366,197.00Regulatory AUM · August 2026
- $164,277.00Regulatory AUM · August 2026
- SHIKHARA INVESTMENT MANAGEMENT LPCRD 329963 · NEW YORK, NY$226,929,323.00Regulatory AUM · August 2026
- SHIKIAR ASSET MANAGEMENT INCCRD 107533 · NEW YORK, NY$564,000,000.00Regulatory AUM · August 2026
- SHIMA CAPITAL MANAGEMENT LLCCRD 320929 · IRVINE, CA$164,638,011.00Regulatory AUM · August 2026
- SHINING ROCK ADVISORS LLCCRD 311295 · ASHEVILLE, NC$153,800,989.00Regulatory AUM · August 2026
- SHIRA RIDGE WEALTH MANAGEMENTCRD 117627 · SAN RAFAEL, CA$366,404,410.00Regulatory AUM · August 2026
- SHOKER INVESTMENT COUNSEL INC.CRD 107857$510,758,273.00Regulatory AUM · August 2026
- SHOPE FINANCIAL PLANNING, INC.CRD 144056 · CAMILLUS, NY$65,622,520.00Regulatory AUM · August 2026
- SHORE CAPITAL PARTNERS MANAGEMENT, L.P.CRD 166745 · CHICAGO, IL$9,257,783,507.00Regulatory AUM · August 2026
- SHORE POINT ADVISORS, LLCCRD 296848 · BRIELLE, NJ$327,720,533.00Regulatory AUM · August 2026
- SHOREBIRD CAPITAL, LPCRD 285437 · SAN ANTONIO, TXNot availableRegulatory AUM · August 2026
- SHOREBRIDGE CAPITAL MANAGEMENT, LLCCRD 290660 · SUMMIT, NJ$735,085,322.00Regulatory AUM · August 2026
- SHORECLIFF ASSET MANAGEMENT COMPANY LLCCRD 324111 · NEWPORT BEACH, CA$1,411,696,853.00Regulatory AUM · August 2026
- SHOREHAVEN WEALTH PARTNERS, LLCCRD 308026 · RED BANK, NJ$541,514,920.00Regulatory AUM · August 2026
- SHOREHILL CAPITAL LLCCRD 286004 · CHICAGO, IL$576,197,431.00Regulatory AUM · August 2026
- SHORELINE CAPITAL MANAGEMENT, LTD.CRD 161466$75,908,361.00Regulatory AUM · August 2026
- SHORELINE EQUITY PARTNERS, LLCCRD 301128 · NEPTUNE BEACH, FL$815,165,048.00Regulatory AUM · August 2026
- SHORENSTEIN INVESTMENT ADVISERS LLCCRD 328584 · SAN FRANCISCO, CA$787,525,356.00Regulatory AUM · August 2026
- SHOREVEST PARTNERS, LTD.CRD 284681$243,995,831.00Regulatory AUM · August 2026
- SHOREVIEW INDUSTRIES V, LLCCRD 156686 · MINNEAPOLIS, MN$1,166,717,455.00Regulatory AUM · August 2026
- SHOTEN CAPITAL LPCRD 339620 · AUSTIN, TX$622,440,516.00Regulatory AUM · August 2026
- SHOTWELL RUTTER BAER INCCRD 122789 · LANSING, MI$183,887,687.00Regulatory AUM · August 2026
- SHP WEALTH MANAGEMENT, LLCCRD 174697 · PLYMOUTH, MA$1,919,937,476.00Regulatory AUM · August 2026
- SHREWSBURY RIVER CAPITAL LPCRD 289785 · RED BANK, NJ$757,521,226.00Regulatory AUM · August 2026
- SHRIER WEALTH MANAGEMENT, LLCCRD 332673 · LOS ANGELES, CA$390,598,453.00Regulatory AUM · August 2026
- SHUFRO, ROSE & CO., LLCCRD 3403 · NEW YORK, NY$2,463,652,453.00Regulatory AUM · August 2026
- SHULMAN DEMEO ASSET MANAGEMENT, LLCCRD 142897 · LAKE SUCCESS, NY$815,352,776.00Regulatory AUM · August 2026
- SHUM FINANCIAL GROUP, INC.CRD 285426 · ALAMEDA, CA$321,953,763.00Regulatory AUM · August 2026
- SHUSTER ADVISORY GROUP, LLCCRD 170233 · PASADENA, CA$10,318,497,572.00Regulatory AUM · August 2026
- SHUTTLEWORTH & COMPANYCRD 121382 · POWELL, OH$173,016,187.00Regulatory AUM · August 2026
- SICART ASSOCIATES, LLCCRD 285275 · NEW YORK, NY$455,384,758.00Regulatory AUM · August 2026
- SIDDHI CAPITAL, LLCCRD 314493 · MERIDIAN, ID$303,667,471.00Regulatory AUM · August 2026
- SIDEPOCKET INCCRD 312031 · SAN FRANCISCO, CA$914,547.00Regulatory AUM · August 2026
- SIDOXIA CAPITAL MANAGEMENT, LLCCRD 145969 · NEWPORT BEACH, CA$149,045,501.00Regulatory AUM · August 2026
- SIDUS INVESTMENT MANAGEMENT, LLCCRD 160406 · NEW YORK, NY$55,089,798.00Regulatory AUM · August 2026