All investment adviser firms · Page 137
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- SEMINARIO ASSET MANAGEMENT LLCCRD 339039 · CORAL GABLES, FLNot availableRegulatory AUM · August 2026
- SEMINOLE ADVISORY SERVICES, LLCCRD 148975 · BELLAIR BLUFFS, FL$242,523,032.00Regulatory AUM · August 2026
- SEMITAM BONAM LLCCRD 284461 · GOSHEN, NY$167,227,197.00Regulatory AUM · August 2026
- SEMMAX FINANCIAL ADVISORS, INC.CRD 144978 · WINSTON-SALEM, NC$495,360,847.00Regulatory AUM · August 2026
- SEMPER AUGUSTUS INVESTMENTS GROUP LLCCRD 108153 · HIGHLANDS RANCH, CO$982,168,444.00Regulatory AUM · August 2026
- SEMPOLINSKI, WILLIAM JOHNCRD 338120 · EASTON, MA$292,000,000.00Regulatory AUM · August 2026
- SEMUS WEALTH PARTNERS, LLCCRD 305758 · BOCA RATON, FL$262,660,482.00Regulatory AUM · August 2026
- SENATOR INVESTMENT GROUP LPCRD 160935 · NEW YORK, NY$4,923,579,337.00Regulatory AUM · August 2026
- SENDER COMPANY & PARTNERS, INC.CRD 282319 · NEW YORK, NY$264,787,054.00Regulatory AUM · August 2026
- SENDERO WEALTH MANAGEMENT, LLCCRD 145594 · SAN ANTONIO, TX$6,508,711,754.00Regulatory AUM · August 2026
- SENECA CAPITAL MANAGEMENT, LLCCRD 288206 · DENVER, CO$120,000,000.00Regulatory AUM · August 2026
- SENECA FINANCIAL ADVISORS LLCCRD 152824 · ROCHESTER, NY$847,190,882.00Regulatory AUM · August 2026
- SENECA MANAGEMENT LLCCRD 160345 · DENVER, CO$716,861,000.00Regulatory AUM · August 2026
- SENECA PRIVATE WEALTH, LLCCRD 334161 · LOS ANGELES, CA$29,863,050.00Regulatory AUM · August 2026
- SENESCHAL ADVISORS, LLCCRD 131618 · TACOMA, WA$301,275,190.00Regulatory AUM · August 2026
- SENGU CAPITAL LIMITEDCRD 333451$859,097,343.00Regulatory AUM · August 2026
- SENIOR TAX ADVISORY GROUP, INCCRD 318058 · COLORADO SPRINGS, CO$122,781,042.00Regulatory AUM · August 2026
- SENIORS HOUSING FUND MANAGER LLCCRD 334006 · TOLEDO, OH$3,787,103,316.00Regulatory AUM · August 2026
- SENSENIG CAPITAL ADVISORS, INC.CRD 142821 · COLLEGEVILLE, PA$212,881,912.00Regulatory AUM · August 2026
- SENSIBLE MONEY, LLCCRD 158641 · SCOTTSDALE, AZ$742,532,213.00Regulatory AUM · August 2026
- SENSIBLE PORTFOLIOS, LLCCRD 121045$194,674,073.00Regulatory AUM · August 2026
- SENTARA CAPITAL LLCCRD 161132 · MARIETTA, GA$119,566,470.00Regulatory AUM · August 2026
- SENTINEL ADVISORY GROUP, LLCCRD 338121 · MIDDLETON, WI$320,751,824.00Regulatory AUM · August 2026
- SENTINEL CAPITAL PARTNERS, L.L.C.CRD 160474 · NEW YORK, NY$8,955,819,639.00Regulatory AUM · August 2026
- SENTINEL DOME PARTNERS, LLCCRD 172019 · BURLINGAME, CA$1,592,156,440.00Regulatory AUM · August 2026
- SENTINEL FUND ADVISORS, INC.CRD 327262 · NEW YORK, NY$3,780,035,559.00Regulatory AUM · August 2026
- SENTINEL GLOBAL LPCRD 326444 · SAN FRANCISCO, CA$210,293,919.00Regulatory AUM · August 2026
- SENTINEL PENSION ADVISORS, LLCCRD 109901 · WAKEFIELD, MA$11,941,931,134.00Regulatory AUM · August 2026
- SENTINEL ROCK REALTY TRUST INC.CRD 337421 · MODESTO, CA$273,456,874.00Regulatory AUM · August 2026
- SENTINEL WEALTH MANAGEMENT, INC.CRD 122235 · RESTON, VA$388,786,800.00Regulatory AUM · August 2026
- SENTRY ADVISORS, LLCCRD 174042 · SAN FRANCISCO, CA$2,409,025,524.00Regulatory AUM · August 2026
- SENTRY INVESTMENT MANAGEMENT, L.L.C.CRD 105176 · STEVENS POINT, WI$1,434,035,455.00Regulatory AUM · August 2026
- SENTRY MANAGEMENT INCCRD 107379 · WICHITA FALLS, TX$5,440,124,412.00Regulatory AUM · August 2026
- SENTRY, LLCCRD 150593 · MEMPHIS, TN$2,329,646,715.00Regulatory AUM · August 2026
- SENVEST MANAGEMENT, LLCCRD 137312 · NEW YORK, NY$4,115,033,177.00Regulatory AUM · August 2026
- SEPHIRA INVESTMENT ADVISORS (UK) LIMITEDCRD 293524$208,679,495.00Regulatory AUM · August 2026
- SEPIO CAPITAL, LPCRD 285645 · SALT LAKE CITY, UT$5,641,210,181.00Regulatory AUM · August 2026
- SEPULVEDA MANAGEMENT LLCCRD 284290 · LOS ANGELES, CA$355,077,780.00Regulatory AUM · August 2026
- SEQUEL HOLDINGS, L.P.CRD 170237 · DALLAS, TX$563,006,702.00Regulatory AUM · August 2026
- SEQUENT ASSET MANAGEMENT, LLCCRD 148194 · HOUSTON, TX$1,055,825,621.00Regulatory AUM · August 2026
- SEQUENT PLANNING, LLCCRD 160381 · OMAHA, NE$589,473,003.00Regulatory AUM · August 2026
- SEQUENTIS CAPITAL LLCCRD 298533 · BOSTON, MA$101,535,976.00Regulatory AUM · August 2026
- SEQUINOX WEALTH MANAGEMENT, LLCCRD 335246 · LANCASTER, PA$160,000,000.00Regulatory AUM · August 2026
- SEQUOIA CAPITAL OPERATIONS, LLCCRD 157373 · MENLO PARK, CA$82,165,771,068.00Regulatory AUM · August 2026
- SEQUOIA FINANCIAL ADVISORS, L.L.C.CRD 117756 · AKRON, OH$32,243,580,060.00Regulatory AUM · August 2026
- SEQUOIA PLANNING & INVESTMENTS LLCCRD 109519$159,982,447.00Regulatory AUM · August 2026
- SEQUOIA SWISS FINANCIAL ADVISORS AGCRD 158031$212,348,742.00Regulatory AUM · August 2026
- SEQUOIA WEALTH MANAGEMENT GROUP LLCCRD 311268$238,361,413.00Regulatory AUM · August 2026
- SEQUOIA WEALTH MANAGEMENT, LLCCRD 170543 · BARRINGTON, IL$599,623,650.00Regulatory AUM · August 2026
- SER CAPITAL PARTNERS MANAGEMENT, LPCRD 307713 · REDWOOD CITY, CA$685,810,665.00Regulatory AUM · August 2026
- SERA CAPITAL MANAGEMENT LIMITED LIABILITY COMPANYCRD 120896 · ANNAPOLIS, MD$114,258,975.00Regulatory AUM · August 2026
- SERAPH CAPITAL ASSOCIATES, LLCCRD 165754 · BARTLESVILLE, OK$90,287,578.00Regulatory AUM · August 2026
- SERAPHIM CAPITAL MANAGEMENT, LLCCRD 170976$63,000,000.00Regulatory AUM · August 2026
- SERENGETI ASSET MANAGEMENT LPCRD 156366 · WEST PALM BEACH, FL$1,475,321,823.00Regulatory AUM · August 2026
- SERENITY CAPITAL ADVISORS INC.CRD 332396 · PITTSFORD, NY$64,279,683.00Regulatory AUM · August 2026
- SERENITY INVESTMENT ADVISORS LLCCRD 307924 · CHICAGO, IL$513,621,644.00Regulatory AUM · August 2026
- SERENT CAPITAL MANAGEMENT COMPANY, L.L.C.CRD 160292 · SAN FRANCISCO, CA$5,107,577,050.00Regulatory AUM · August 2026
- SERENUS WEALTH ADVISORS, LLCCRD 332034 · SANTA MONICA, CA$1,473,292,464.00Regulatory AUM · August 2026
- SERONE CAPITAL MANAGEMENT LLCCRD 338114 · NEW YORK, NY$116,106,077.00Regulatory AUM · August 2026
- SERONE CAPITAL MANAGEMENT LLPCRD 174288$2,731,118,174.00Regulatory AUM · August 2026
- SEROS FINANCIAL, LLCCRD 166808 · GILBERT, AZ$359,182,480.00Regulatory AUM · August 2026
- SERVANT FINANCIAL, LTD.CRD 135183$143,552,690.00Regulatory AUM · August 2026
- SERVATUS CAPITAL, LLCCRD 311428 · NAPLES, FL$110,135,315.00Regulatory AUM · August 2026
- SERVE CAPITAL PARTNERS, LLCCRD 284027 · AUSTIN, TX$2,501,300,000.00Regulatory AUM · August 2026
- SERVO WEALTH MANAGEMENT LLCCRD 159367 · OKLAHOMA CITY, OK$173,757,091.00Regulatory AUM · August 2026
- SESSA CAPITAL IM, L.P.CRD 166403 · NEW YORK, NY$7,524,173,067.00Regulatory AUM · August 2026
- SESTANTE WEALTH MANAGEMENT, LLCCRD 335152 · CORONADO, CA$433,884,051.00Regulatory AUM · August 2026
- SETARCOS WEALTH ADVISORS LLCCRD 157930 · PHILADELPHIA, PA$111,675,224.00Regulatory AUM · August 2026
- SETCHFIELD ASSOCIATES LLCCRD 113289 · BRADENTON, FL$192,800,000.00Regulatory AUM · August 2026
- SETPOINT MANAGEMENT LLCCRD 328702 · NEW YORK, NY$835,075,131.00Regulatory AUM · August 2026
- SETTIAN CAPITAL LPCRD 297691 · SAINT AUGUSTINE, FL$156,515,602.00Regulatory AUM · August 2026
- SEVEN BRIDGES ADVISORS LLCCRD 158722 · NEW YORK, NY$4,610,546,213.00Regulatory AUM · August 2026
- SEVEN CANYONS ADVISORS, LLCCRD 290334 · SALT LAKE CITY, UT$90,029,540.00Regulatory AUM · August 2026
- SEVEN GRAND MANAGERS LLCCRD 310026 · BRONXVILLE, NY$1,235,282,951.00Regulatory AUM · August 2026
- SEVEN HILLS CAPITAL ADVISORS, LLCCRD 175280 · CINCINNATI, OH$129,999,761.00Regulatory AUM · August 2026
- SEVEN HILLS CAPITAL CORP.CRD 338305$83,789,532.00Regulatory AUM · August 2026
- SEVEN HILLS FINANCIAL, LLCCRD 143190 · TALLAHASSEE, FL$280,921,678.00Regulatory AUM · August 2026
- SEVEN MILE ADVISORY LLCCRD 324114 · TALLAHASSEE, FL$416,839,207.00Regulatory AUM · August 2026
- SEVEN POST INVESTMENT OFFICE LPCRD 157435 · SAN FRANCISCO, CA$9,605,722,671.00Regulatory AUM · August 2026
- SEVEN SIX CAPITAL MANAGEMENT, LLCCRD 299257 · NEW YORK, NY$185,593,933.00Regulatory AUM · August 2026
- SEVEN SPRINGS WEALTH GROUP, LLCCRD 127411 · BRENTWOOD, TN$1,407,611,413.00Regulatory AUM · August 2026
- SEVENBRIDGE FINANCIAL GROUP, LLCCRD 281037 · HARRISBURG, PA$731,061,433.00Regulatory AUM · August 2026
- SEVENONESEVEN CAPITAL MANAGEMENT, LTDCRD 305092 · LANCASTER, PA$922,674,221.00Regulatory AUM · August 2026
- SEVENTWO LLCCRD 328900 · DENVER, CO$230,391,190.00Regulatory AUM · August 2026
- SEVERIN INVESTMENTS LLCCRD 166567 · ST. LOUIS, MO$141,853,000.00Regulatory AUM · August 2026
- SEYMOUR ASSET MANAGEMENT LLCCRD 291768 · NEW YORK, NY$877,534,532.00Regulatory AUM · August 2026
- SF ADVISERS, LLCCRD 316518 · BOSTON, MA$172,516,345.00Regulatory AUM · August 2026
- SF EQUITY PARTNERS MANAGEMENT, LLCCRD 162396 · SAN FRANCISCO, CA$555,962,008.00Regulatory AUM · August 2026
- SFAM, LLCCRD 145026 · ELMHURST, IL$896,524,840.00Regulatory AUM · August 2026
- SFC FINANCIAL LLCCRD 129817 · SUNSET HILLS, MO$208,271,173.00Regulatory AUM · August 2026
- SFE INVESTMENT COUNSEL INC.CRD 145530 · LOS ANGELES, CA$748,352,379.00Regulatory AUM · August 2026
- SFG WEALTH ADVISORS, LLCCRD 307368 · TAMPA, FL$187,673,116.00Regulatory AUM · August 2026
- SFG WEALTH MANAGEMENT, LLCCRD 285785 · TOWSON, MD$760,214,689.00Regulatory AUM · August 2026
- SFGA LLCCRD 168645 · HONOLULU, HI$110,064,758.00Regulatory AUM · August 2026
- SFI ADVISORS, LLCCRD 287929 · MONTCLAIR, NJ$176,000,000.00Regulatory AUM · August 2026
- SFM, LLCCRD 116564 · MANCHESTER, NH$403,185,072.00Regulatory AUM · August 2026
- SFMG, LLC.CRD 107548 · PLANO, TX$2,956,970,054.00Regulatory AUM · August 2026
- SFW CAPITAL PARTNERS, L.P.CRD 160561 · RYE, NY$476,848,727.00Regulatory AUM · August 2026
- SG CAPITAL MANAGEMENT LLCCRD 134471 · CHICAGO, IL$1,377,302,388.00Regulatory AUM · August 2026
- SG TRADING SOLUTIONS, LLCCRD 322928 · BOUNTIFUL, UT$911,716,174.00Regulatory AUM · August 2026