All investment adviser firms · Page 136
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- SCOTT CONYERS CAPITAL MANAGEMENT, INC.CRD 136549$96,700,000.00Regulatory AUM · August 2026
- SCOTT MARSH FINANCIAL, LLCCRD 122169$313,002,752.00Regulatory AUM · August 2026
- SCOTT W. HANCOCKCRD 161316$185,856,427.00Regulatory AUM · August 2026
- SCOTTSDALE WEALTH PLANNING, INC.CRD 169248 · SCOTTSDALE, AZ$171,508,301.00Regulatory AUM · August 2026
- SCOUT ENERGY MANAGEMENT LLCCRD 161832 · DALLAS, TX$1,863,479,498.00Regulatory AUM · August 2026
- SCOUT INVESTMENTS, INC.CRD 111787 · KANSAS CITY, MO$36,569,657,723.00Regulatory AUM · August 2026
- SCOUT WEALTH ADVISORS LLCCRD 338629 · PASADENA, CANot availableRegulatory AUM · July 2026
- SCP INVESTMENT, LPCRD 283397$1,177,599,510.00Regulatory AUM · August 2026
- SCRATCH CAPITAL LLCCRD 318835 · BOISE, ID$230,052,827.00Regulatory AUM · August 2026
- SCS CAPITAL MANAGEMENT LLCCRD 122258 · BOSTON, MA$48,650,197,284.00Regulatory AUM · August 2026
- SCULATI WEALTH MANAGEMENT, LLCCRD 158783 · BLOOMFIELD HILLS, MI$381,475,086.00Regulatory AUM · August 2026
- SCULPTOR ADVISORS LLCCRD 319598 · NEW YORK, NY$988,960,891.00Regulatory AUM · August 2026
- SCULPTOR CAPITAL LPCRD 107913 · NEW YORK, NY$52,683,648,837.00Regulatory AUM · August 2026
- SDC CAPITAL PARTNERS, LLCCRD 291389 · NEW YORK, NY$9,484,510,000.00Regulatory AUM · August 2026
- SDR INVESTMENT MANAGEMENT, INC.CRD 108682 · LONGWOOD, FL$188,567,348.00Regulatory AUM · August 2026
- SDS REAL ESTATE ADVISORSCRD 309932 · LOS ANGELES, CA$473,755,680.00Regulatory AUM · August 2026
- SEA CLIFF PARTNERS MANAGEMENT, LPCRD 316909 · SAN FRANCISCO, CA$239,398,693.00Regulatory AUM · August 2026
- SEA HUNTER CAPITAL LLCCRD 287710 · PALM BEACH GARDENS, FL$117,199,452.00Regulatory AUM · August 2026
- SEABIRD FINANCIAL CORPORATIONCRD 284125 · SAN DIEGO, CA$419,136,366.00Regulatory AUM · August 2026
- SEABORN FINANCIAL, LLCCRD 159073$151,302,065.00Regulatory AUM · August 2026
- SEABRIDGE INVESTMENT ADVISORS LLCCRD 108681 · SUMMIT, NJ$771,222,213.00Regulatory AUM · August 2026
- SEABURY CAPITAL MANAGEMENT LLCCRD 334999 · NEW YORK, NY$3,020,000,000.00Regulatory AUM · August 2026
- SEACREST INVESTMENT MANAGEMENT, LLCCRD 143670 · PURCHASE, NY$110,925,319.00Regulatory AUM · August 2026
- SEACREST WEALTH MANAGEMENT, LLCCRD 147092 · PURCHASE, NY$1,533,465,779.00Regulatory AUM · August 2026
- SEAFARER CAPITAL PARTNERS, LLCCRD 158671 · LARKSPUR, CA$3,381,788,479.00Regulatory AUM · August 2026
- SEAHORSE FINANCIAL ADVISERS INC.CRD 117407 · MILLBROOK, NY$86,722,929.00Regulatory AUM · August 2026
- SEAL COVE CAPITAL LLCCRD 332033$134,858,476.00Regulatory AUM · August 2026
- SEAMANS CAPITAL MANAGEMENT, LLCCRD 118404 · WALTHAM, MA$170,677,730.00Regulatory AUM · August 2026
- SEAMOUNT FINANCIAL GROUP INCCRD 107834 · COLORADO SPRINGS, CO$745,240,537.00Regulatory AUM · August 2026
- SEAPORT CAPITAL, LLCCRD 160734 · NEW YORK, NY$418,165,390.00Regulatory AUM · August 2026
- SEAPORT GLOBAL ADVISORS, LLCCRD 154287 · BOSTON, MA$46,294,391.00Regulatory AUM · August 2026
- SEAPORT GLOBAL ASSET MANAGEMENT LLCCRD 298944 · NEW YORK, NY$80,038,704.00Regulatory AUM · August 2026
- SEARCH FUND ACCELERATOR, LLCCRD 281491 · NEW ORLEANS, LA$298,889,000.00Regulatory AUM · August 2026
- SEARCHLIGHT CAPITAL PARTNERS, L.P.CRD 161958 · NEW YORK, NY$17,513,561,018.00Regulatory AUM · August 2026
- SEARCY FINANCIAL SERVICES, INC.CRD 105807 · OVERLAND PARK, KS$513,972,511.00Regulatory AUM · August 2026
- SEARLE & CO.CRD 13035 · GREENWICH, CT$629,892,525.00Regulatory AUM · August 2026
- SEASCAPE CAPITAL MANAGEMENT,LLCCRD 126928 · PORTSMOUTH, NH$466,902,692.00Regulatory AUM · August 2026
- SEASIDE EQUITY PARTNERS, LLCCRD 307171 · SAN DIEGO, CA$1,367,116,915.00Regulatory AUM · August 2026
- SEASIDE WEALTH ADVISORS LLCCRD 327645$103,460,697.00Regulatory AUM · August 2026
- SEASIDE WEALTH MANAGEMENT, INC.CRD 271039 · CARLSBAD, CA$459,283,506.00Regulatory AUM · August 2026
- SEASON INVESTMENTS, LLCCRD 158070 · COLORADO SPRINGS, CO$159,692,694.00Regulatory AUM · August 2026
- SEATTLE WEALTH MANAGEMENT LLCCRD 285877 · SEATTLE, WA$131,301,861.00Regulatory AUM · August 2026
- SEAVIEW INVESTMENT MANAGERS LLCCRD 300155 · CORAL GABLES, FL$1,369,637,924.00Regulatory AUM · August 2026
- SEAWAY ADVISORS,LTD.CRD 149745 · FAIRPORT, NY$50,842,394.00Regulatory AUM · August 2026
- SEBETIC ADVISORS, LLCCRD 306261$94,388,000.00Regulatory AUM · August 2026
- SEBOLD CAPITAL MANAGEMENT, INCCRD 122941 · LISLE, IL$364,310,949.00Regulatory AUM · August 2026
- SECFI ADVISORY LIMITEDCRD 306961 · NEW YORK, NY$225,867,055.00Regulatory AUM · August 2026
- SECHREST FINANCIAL SERVICES LLCCRD 128688 · ACTON, MA$199,211,839.00Regulatory AUM · August 2026
- SECOND 50 FINANCIAL LLCCRD 318626 · MANHATTAN BEACH, CA$341,645,342.00Regulatory AUM · August 2026
- SECOND ALPHA PARTNERS, LLCCRD 282418 · NEW YORK, NY$438,367,252.00Regulatory AUM · August 2026
- SECOND HALF FINANCIAL PARTNERS, LLCCRD 163454 · SEBRING, FL$128,000,000.00Regulatory AUM · August 2026
- SECOND LINE CAPITAL, LLCCRD 324386 · METAIRIE, LA$1,324,089,165.00Regulatory AUM · August 2026
- SECOND SUMMIT WEALTH MANAGEMENT, LLCCRD 317984$149,661,050.00Regulatory AUM · August 2026
- SECONDMARKET FINANCIAL, LLCCRD 333332 · NEW YORK, NY$150,016,040.00Regulatory AUM · August 2026
- SECTION PARTNERS MANAGEMENT, LLCCRD 314618 · PALO ALTO, CA$590,032,567.00Regulatory AUM · August 2026
- SECTOR ANALYSTS LLCCRD 169789 · ALLENTOWN, PA$238,163,786.00Regulatory AUM · August 2026
- SECTORAL ASSET MANAGEMENT INC.CRD 110345$331,382,938.00Regulatory AUM · August 2026
- SECURA FINANCIAL, LLCCRD 137324 · ORANGE, CA$319,926,000.00Regulatory AUM · August 2026
- SECURE ASSET MANAGEMENT, L.L.C.CRD 144046 · TROY, MI$870,615,187.00Regulatory AUM · August 2026
- SECURE INVESTMENT MANAGEMENT, LLCCRD 141195 · TUCSON, AZ$42,909,330.00Regulatory AUM · August 2026
- SECURE PLANNING, LLCCRD 42179 · PORTSMOUTH, NH$187,014,564.00Regulatory AUM · August 2026
- SECURE RETIREMENT FINANCIAL & INSURANCE SERVICES CORP.CRD 132777 · SAN RAMON, CA$101,995,843.00Regulatory AUM · August 2026
- SECURE WEALTH, INC.CRD 290572 · BOCA RATON, FL$132,000,000.00Regulatory AUM · August 2026
- SECURED PRINCIPAL ADVISORS LLCCRD 339795 · SANTA MONICA, CANot availableRegulatory AUM · July 2026
- SECURED RETIREMENT ADVISORS, LLCCRD 144239 · ST LOUIS PARK, MN$255,083,132.00Regulatory AUM · August 2026
- SECURIAN ASSET MANAGEMENT, INC.CRD 109905 · ST PAUL, MN$41,558,122,082.00Regulatory AUM · August 2026
- SECURIS INVESTMENT PARTNERS LLPCRD 161295$2,290,044,766.00Regulatory AUM · August 2026
- SECURITIZE CAPITAL LLCCRD 315859 · MIAMI, FL$530,192,153.00Regulatory AUM · August 2026
- SECURITY CAPITAL RESEARCH & MANAGEMENT INCORPORATEDCRD 106201 · CHICAGO, IL$3,302,037,274.00Regulatory AUM · August 2026
- SECURITY FINANCIAL SERVICES, INC.CRD 122050 · FORT WAYNE, IN$1,342,010,836.00Regulatory AUM · August 2026
- SECURITY FIRST FINANCIAL INC.CRD 122408 · SWARTZ CREEK, MI$299,520,495.00Regulatory AUM · August 2026
- SECURITY INVESTORS, LLCCRD 105477 · NEW YORK, NY$7,974,551,429.00Regulatory AUM · August 2026
- SEED WEALTH MANAGEMENT, INC.CRD 171920$188,800,000.00Regulatory AUM · August 2026
- SEEDS INVESTOR LLCCRD 308909 · NEW YORK, NY$1,001,233,189.00Regulatory AUM · August 2026
- SEEDSAFE FINANCIAL LLCCRD 283887$125,174,066.00Regulatory AUM · August 2026
- SEEK FIRST INC.CRD 312546 · CAMPBELL, CA$251,000,000.00Regulatory AUM · August 2026
- SEELAUS ASSET MANAGEMENT, LLCCRD 149582 · CHATHAM, NJ$1,704,252,230.00Regulatory AUM · August 2026
- SEER CAPITAL MANAGEMENT LPCRD 152164 · NEW YORK, NY$1,057,482,230.00Regulatory AUM · August 2026
- SEGAL ADVISORS, INC.CRD 114687 · NEW YORK, NY$50,152,300,240.00Regulatory AUM · August 2026
- SEGALL BRYANT & HAMILL, LLCCRD 106505 · CHICAGO, IL$22,636,030,345.00Regulatory AUM · August 2026
- SEGMENT WEALTH MANAGEMENT, LLCCRD 164877 · HOUSTON, TX$2,069,231,258.00Regulatory AUM · August 2026
- SEGRA CAPITAL MANAGEMENT, LLCCRD 167306 · PALM BEACH, FL$820,702,218.00Regulatory AUM · August 2026
- SEI INVESTMENTS MANAGEMENT CORPCRD 105146 · OAKS, PA$216,428,500,660.00Regulatory AUM · August 2026
- SEIDLER KUTSENDA MANAGEMENT COMPANY, LLCCRD 156909 · MARINA DEL REY, CA$5,941,442,507.00Regulatory AUM · August 2026
- SEIGA ASSET MANAGEMENT LIMITEDCRD 288614$1,358,200,000.00Regulatory AUM · August 2026
- SEIX CLO MANAGEMENT LLCCRD 285354 · PARK RIDGE, NJ$335,578,839.00Regulatory AUM · August 2026
- SEIZERT CAPITAL PARTNERS, LLCCRD 108954 · BIRMINGHAM, MI$2,484,751,154.00Regulatory AUM · August 2026
- SELBY LANE CAPITAL, LLCCRD 325345 · CHARLOTTESVILLE, VA$505,422,313.00Regulatory AUM · August 2026
- SELBY WEALTH MANAGEMENT, LLCCRD 334084 · EMERYVILLE, CA$544,790,253.00Regulatory AUM · August 2026
- SELDON CAPITAL LPCRD 300755 · SAN FRANCISCO, CA$517,751,325.00Regulatory AUM · August 2026
- SELECT EQUITY GROUP, L.P.CRD 168496 · NEW YORK, NY$36,383,791,684.00Regulatory AUM · August 2026
- SELECT INVESTMENT SOLUTIONS, LLCCRD 318820 · WASHINGTON, DC$37,087,592.00Regulatory AUM · August 2026
- SELECT MONEY MANAGEMENT, INC.CRD 153256 · LOS ANGELES, CA$1,804,636,978.00Regulatory AUM · August 2026
- SELECTIVE CAPITAL SRLCRD 164589$4,117,045.00Regulatory AUM · August 2026
- SELECTIVE WEALTH MANAGEMENT, INC.CRD 164882 · FOREST, VA$454,812,962.00Regulatory AUM · August 2026
- SELKIRK MANAGEMENT, LLCCRD 162808 · CHATHAM, NJ$443,024,794.00Regulatory AUM · August 2026
- SELKIRK WEALTH ADVISORS, LLCCRD 173605 · SPOKANE, WA$184,438,421.00Regulatory AUM · August 2026
- SELLARONDA GLOBAL MANAGEMENT LPCRD 325400 · NEW YORK, NY$493,140,959.00Regulatory AUM · August 2026
- SELLWOOD INVESTMENT PARTNERS LLCCRD 164696 · PORTLAND, OR$2,282,700,000.00Regulatory AUM · August 2026
- SEMINAL FOOD AND NUTRITION INVESTMENTS, LLCCRD 317836 · WAYNE, PA$613,180,673.00Regulatory AUM · August 2026