All investment adviser firms · Page 129
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- RFG HOLDINGS INC.CRD 173862 · ARGYLE, TX$476,667,101.00Regulatory AUM · August 2026
- RFJ CAPITALCRD 338957$765,553.00Regulatory AUM · August 2026
- RFM FINANCIAL SOLUTIONS, LLCCRD 124468 · MT. PLEASANT, MI$260,133,683.00Regulatory AUM · August 2026
- RFP FINANCIAL GROUP, LLCCRD 293206 · ATLANTA, GA$191,956,396.00Regulatory AUM · August 2026
- RG FINANCIAL, LLCCRD 311162 · CARLSBAD, CA$158,090,464.00Regulatory AUM · August 2026
- RGA INVESTMENT ADVISORS, LLCCRD 149171 · GREAT NECK, NY$101,088,230.00Regulatory AUM · August 2026
- RHAME & GORRELL WEALTH MANAGEMENT, LLCCRD 283027 · THE WOODLANDS, TX$1,323,145,303.00Regulatory AUM · August 2026
- RHEECO, INC.CRD 301106 · NATICK, MA$119,224,000.00Regulatory AUM · August 2026
- RHINO INVESTMENT PARTNERS, INC.CRD 283692 · WEST CONSHOHOCKEN, PA$566,161,000.00Regulatory AUM · August 2026
- RHIZOME CAPITAL MANAGEMENT LLCCRD 317579$23,615,092.00Regulatory AUM · August 2026
- RHL GROUP, LLCCRD 330716 · HOLLY, MI$155,145,000.00Regulatory AUM · August 2026
- RHO ACCELERATION, LLCCRD 313160 · NEW YORK, NY$144,885,819.00Regulatory AUM · August 2026
- RHODES INVESTMENT ADVISORS, INC.CRD 114245 · FORT WORTH, TX$376,312,618.00Regulatory AUM · August 2026
- RHONE GROUP L.L.C.CRD 161731 · NEW YORK, NY$8,150,922,230.00Regulatory AUM · August 2026
- RHS FINANCIAL, LLCCRD 149435 · SAN FRANCISCO, CA$219,756,972.00Regulatory AUM · August 2026
- RHUMBLINE ADVISERS LTD PARTNERSHIPCRD 107151 · BOSTON, MA$136,475,186,874.00Regulatory AUM · August 2026
- RIA ADVISORY GROUP, LLCCRD 152566 · DES MOINES, IA$568,379,295.00Regulatory AUM · August 2026
- RIA GLOBAL RESEARCH, LLCCRD 332608 · HOUSTON, TX$928,433.00Regulatory AUM · August 2026
- RIA SERVICES, LLCCRD 281520 · WEST BEND, WI$276,097,524.00Regulatory AUM · August 2026
- RIA WEALTH ADVISORS, LLCCRD 312072 · ROUND ROCK, TX$126,497,000.00Regulatory AUM · August 2026
- RIALTO CAPITAL MANAGEMENT, LLCCRD 159998 · MIAMI, FL$21,734,263,139.00Regulatory AUM · August 2026
- RIALTO WEALTH MANAGEMENT, LLCCRD 319411 · SYRACUSE, NY$625,918,000.00Regulatory AUM · August 2026
- RIATA CAPITAL GROUP, LLCCRD 289948 · DALLAS, TX$901,092,500.00Regulatory AUM · August 2026
- RIBBIT MANAGEMENT COMPANY, LLCCRD 165308 · PALO ALTO, CA$20,775,390,188.00Regulatory AUM · August 2026
- RICE FINANCIAL CONSULTING, INC.CRD 170346 · LOS GATOS, CA$287,165,396.00Regulatory AUM · August 2026
- RICE HALL JAMES & ASSOCIATES LLCCRD 125410 · SAN DIEGO, CA$1,740,251,833.00Regulatory AUM · August 2026
- RICE PARK CAPITAL MANAGEMENT LPCRD 304990 · PLYMOUTH, MN$1,370,976,535.00Regulatory AUM · August 2026
- RICHARD BERNSTEIN ADVISORS LLCCRD 153577 · NEW YORK, NY$3,786,778,287.00Regulatory AUM · August 2026
- RICHARD G. SLATERCRD 112239$114,079,809.00Regulatory AUM · August 2026
- RICHARD P. SLAUGHTER ASSOCIATES, INC.CRD 109080 · AUSTIN, TX$905,151,221.00Regulatory AUM · August 2026
- RICHARD W. PAUL & ASSOCIATES, LLCCRD 156812 · NOVI, MI$372,819,349.00Regulatory AUM · August 2026
- RICHARD YOUNG ASSOCIATES, LTD.CRD 126124 · AUGUSTA, GA$1,195,344,742.00Regulatory AUM · August 2026
- RICHARDS, MERRILL & PETERSON, INC.CRD 713 · SPOKANE, WA$643,598,531.00Regulatory AUM · August 2026
- RICHARDSON CAPITAL MANAGEMENT, LLCCRD 130985 · MENOMONEE FALLS, WI$582,209,509.00Regulatory AUM · August 2026
- RICHARDSON FINANCIAL SERVICES INC.CRD 130715 · MEDWAY, MA$256,090,825.00Regulatory AUM · August 2026
- RICHARDSON WEALTH (USA) LIMITEDCRD 166090$243,943,262.00Regulatory AUM · August 2026
- RICHBROOK ADVISORS, LPCRD 316848 · NEW YORK, NY$1,652,912,409.00Regulatory AUM · August 2026
- RICHEY ADVISORS, INC.CRD 277137 · PLACENTIA, CA$159,654,662.00Regulatory AUM · August 2026
- RICHLINE CAPITAL MANAGEMENT INC.CRD 337765$23,000,000.00Regulatory AUM · August 2026
- RICHMOND BROTHERS, INC.CRD 158916 · JACKSON, MI$240,609,821.00Regulatory AUM · August 2026
- RICHMOND CAPITAL ADVISORS LLCCRD 327060 · MIAMI, FL$927,000.00Regulatory AUM · August 2026
- RICHMOND CAPITAL MANAGEMENT INCCRD 104636 · RICHMOND, VA$5,933,762,000.00Regulatory AUM · August 2026
- RICHMOND INVESTMENT SERVICES LLCCRD 327451 · MEQUON, WI$453,210,055.00Regulatory AUM · August 2026
- RICHMOND QUANTITATIVE ADVISORS, LLCCRD 288625$59,961,973.00Regulatory AUM · August 2026
- RICHWOOD INVESTMENT ADVISORS, LLCCRD 153550 · CINCINNATI, OH$155,072,855.00Regulatory AUM · August 2026
- RICKETTS FINANCIAL, LLCCRD 309381 · LOUISVILLE, KY$314,041,958.00Regulatory AUM · August 2026
- RIDGE CAPITAL MANAGEMENT, LLCCRD 127200 · JOHN CREEK, GA$186,024,178.00Regulatory AUM · August 2026
- RIDGE CREEK GLOBAL, INC.CRD 106992$254,777,351.00Regulatory AUM · August 2026
- RIDGECREST WEALTH PARTNERS, LLCCRD 311984 · SAN RAFAEL, CA$705,146,641.00Regulatory AUM · August 2026
- RIDGEGATE ADVISORS, LLCCRD 334233 · ENGLEWOOD, CO$118,964,626.00Regulatory AUM · August 2026
- RIDGELINE CAPITAL MANAGEMENT, LLCCRD 330668 · MEMPHIS, TN$228,307,588.00Regulatory AUM · August 2026
- RIDGELINE PRODUCTIONS LLCCRD 315118 · NEW YORK, NY$115,400,000.00Regulatory AUM · August 2026
- RIDGELINE RESEARCH LLCCRD 300807$136,969,283.00Regulatory AUM · August 2026
- RIDGELINE WEALTH ADVISORS, LLC.CRD 284843 · RALEIGH, NC$189,030,298.00Regulatory AUM · August 2026
- RIDGELINE WEALTH LLCCRD 318258 · MESA, AZ$172,751,375.00Regulatory AUM · August 2026
- RIDGELINE WEALTH PLANNING LLCCRD 307702 · CENTERVILLE, OH$259,550,914.00Regulatory AUM · August 2026
- RIDGEMONT PARTNERS MANAGEMENT, LLCCRD 157421 · CHARLOTTE, NC$10,260,108,839.00Regulatory AUM · August 2026
- RIDGEPATH CAPITAL MANAGEMENT LLCCRD 283343 · KNOXVILLE, TN$358,850,039.00Regulatory AUM · August 2026
- RIDGEPOST CAPITAL ADVISORS, LLCCRD 314664 · DALLAS, TX$288,401,067.00Regulatory AUM · August 2026
- RIDGEVIEW ASSET MANAGEMENT PARTNERS, LLCCRD 283786 · STAMFORD, CT$387,887,138.00Regulatory AUM · August 2026
- RIDGEWOOD ENERGY CORPORATIONCRD 142136 · HOUSTON, TX$3,281,156,957.00Regulatory AUM · August 2026
- RIDGEWOOD INFRASTRUCTURE, LLCCRD 291736 · NEW YORK, NY$1,818,677,395.00Regulatory AUM · August 2026
- RIDGEWOOD INVESTMENTS LLCCRD 121220 · SPRINGFIELD, NJ$419,172,164.00Regulatory AUM · August 2026
- RIGDEN ENTERPRISESCRD 326930 · ENGLEWOOD, CO$168,879,166.00Regulatory AUM · August 2026
- RIGGS ASSET MANAGEMENT CO INCCRD 107233 · DALLAS, PA$639,991,478.00Regulatory AUM · August 2026
- RIGHT SIDE CAPITAL MANAGEMENT, LLCCRD 166062 · SAN FRANCISCO, CA$346,724,229.00Regulatory AUM · August 2026
- RIGHTHAND CAPITAL, LLCCRD 307517 · WEST NEWTON, MA$182,322,481.00Regulatory AUM · August 2026
- RIGHTOAK ASSET MANAGEMENT, LLCCRD 337832$111,936,258.00Regulatory AUM · August 2026
- RIGHTWEALTH ADVISORS, LLCCRD 300656 · MIAMISBURG, OH$229,298,021.00Regulatory AUM · August 2026
- RIHO PARTNERS, LLCCRD 289840$182,243,308.00Regulatory AUM · August 2026
- RIK SAYLOR FINANCIAL, INC.CRD 165484 · FAIRFIELD, OH$199,162,536.00Regulatory AUM · August 2026
- RILEX CAPITAL LLCCRD 309783 · MANASQUAN, NJ$124,252,334.00Regulatory AUM · August 2026
- RILEY S. CROSBIE ADVISORY, LLCCRD 336507 · LOGAN, UT$118,881,531.00Regulatory AUM · August 2026
- RIMROCK CAPITAL MANAGEMENT LLCCRD 120410 · IRVINE, CA$3,851,562,308.00Regulatory AUM · August 2026
- RINALDI WEALTH MANAGEMENT, INC.CRD 311583 · BONITA SPRINGS, FL$243,200,000.00Regulatory AUM · August 2026
- RING MOUNTAIN CAPITAL, LLCCRD 288714 · TIBURON, CA$222,054,400.00Regulatory AUM · August 2026
- RINGS CAPITAL MANAGEMENT LLCCRD 166601 · CHICAGO, IL$652,998,453.00Regulatory AUM · August 2026
- RINKEY INVESTMENTSCRD 149576 · SAN DIEGO, CA$471,052,116.00Regulatory AUM · August 2026
- RIOBLANCO CAPITAL LLCCRD 325702 · SAN JUAN, PR$171,968,389.00Regulatory AUM · August 2026
- RIORDAN, LEWIS & HADEN, INCCRD 157138 · LOS ANGELES, CA$1,220,973,752.00Regulatory AUM · August 2026
- RIOT VENTURES MANAGEMENT, LLCCRD 288647 · VENICE, CA$1,086,131,727.00Regulatory AUM · August 2026
- RIPL WEALTH LLCCRD 342258Not availableRegulatory AUM · August 2026
- RIPOSTE CAPITAL LLCCRD 322217 · NEW YORK, NY$496,646,085.00Regulatory AUM · August 2026
- RIPPLE EFFECT ASSET MANAGEMENT LPCRD 331250 · NEW YORK, NY$218,429,224.00Regulatory AUM · August 2026
- RISCURA SOLUTIONS (UK) LIMITEDCRD 336474Not availableRegulatory AUM · August 2026
- RISE ADVISORS, LLCCRD 309760 · ROCHESTER, NY$441,162,450.00Regulatory AUM · August 2026
- RISING POINT CAPITAL MANAGEMENT, LLCCRD 341131 · CHICAGO, IL$219,649,179.00Regulatory AUM · August 2026
- RISK MANAGEMENT GROUP, LLCCRD 122366 · ROCKVILLE, MD$200,477,570.00Regulatory AUM · August 2026
- RISK PARADIGM GROUP, LLCCRD 155870 · BURLINGTON, MA$115,551,333.00Regulatory AUM · August 2026
- RISKBRIDGE ADVISORS, LLCCRD 310396 · NORWALK, CT$898,316,004.00Regulatory AUM · August 2026
- RISLEY CAPITAL MANAGEMENT LLCCRD 157271 · ELLISVILLE, MO$163,439,301.00Regulatory AUM · August 2026
- RITHM CAPITAL ADVISORS LLCCRD 334244 · NEW YORK, NY$825,668,609.00Regulatory AUM · August 2026
- RITHOLTZ WEALTH MANAGEMENTCRD 168652 · NEW YORK, NY$7,698,264,641.00Regulatory AUM · August 2026
- RITTER DANIHER FINANCIAL ADVISORY LLCCRD 321827 · CINCINNATI, OH$936,472,327.00Regulatory AUM · July 2026
- RITTMANN CAPITAL MANAGEMENT COCRD 108762 · MORAGA, CA$142,436,898.00Regulatory AUM · August 2026
- RIVA RIDGE CAPITAL MANAGEMENT LPCRD 137716 · NEW YORK, NY$757,507,276.00Regulatory AUM · August 2026
- RIVER ASSOCIATES INVESTMENTS, L.P.CRD 295692 · CHATTANOOGA, TN$815,481,000.00Regulatory AUM · August 2026
- RIVER CANYON FUND MANAGEMENT LLCCRD 169465 · DALLAS, TX$2,075,272,000.00Regulatory AUM · August 2026
- RIVER CITIES MANAGEMENT, INC. (F.K.A. MAYFIELD & ROBINSON, INC.)CRD 162297 · CINCINNATI, OH$682,102,163.00Regulatory AUM · August 2026
- RIVER CRESCENT ADVISORS, LLCCRD 334629 · SUFFOLK, VA$136,820,102.00Regulatory AUM · August 2026