All investment adviser firms · Page 130
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- RIVER PARTNERS CAPITAL MANAGEMENT, LPCRD 172496 · NEW YORK, NY$1,319,282,408.00Regulatory AUM · August 2026
- RIVER RAISIN INVESTMENT PARTNERS, INC.CRD 298014 · MONROE, MI$163,541,000.00Regulatory AUM · August 2026
- RIVER ROAD ASSET MANAGEMENT, LLCCRD 134918 · LOUISVILLE, KY$9,852,886,578.00Regulatory AUM · August 2026
- RIVER STREET ADVISORS, LLCCRD 153537 · AURORA, IL$539,229,205.00Regulatory AUM · August 2026
- RIVER WEALTH ADVISORS LLCCRD 173767 · CAMP HILL, PA$1,469,312,573.00Regulatory AUM · August 2026
- RIVER'S EDGE WEALTH MANAGEMENT LLCCRD 313711 · BEAVER, PA$157,086,676.00Regulatory AUM · August 2026
- RIVER1 ASSET MANAGEMENT LLCCRD 329230 · MILWAUKEE, WI$107,816,345.00Regulatory AUM · August 2026
- RIVERBEND CAPITAL ADVISORS, LLCCRD 157117 · CHICAGO, IL$1,104,592,273.00Regulatory AUM · August 2026
- RIVERBEND WEALTH MANAGEMENT, LLCCRD 302031 · MYRTLE BEACH, SC$280,977,751.00Regulatory AUM · August 2026
- RIVERBRIDGE PARTNERS LLCCRD 108074 · MINNEAPOLIS, MN$5,027,039,568.00Regulatory AUM · August 2026
- RIVERCHASE WEALTH MANAGEMENT, LLCCRD 156950 · FLOWER MOUND, TX$251,469,812.00Regulatory AUM · August 2026
- RIVERCREST CAPITAL MANAGEMENT LLCCRD 284911 · FORT WORTH, TX$285,739,645.00Regulatory AUM · August 2026
- RIVERFRONT INVESTMENT GROUP, LLCCRD 146221 · RICHMOND, VA$2,221,276,035.00Regulatory AUM · August 2026
- RIVERGLADE CAPITAL MANAGEMENT, L.P.CRD 290557 · CHICAGO, IL$846,895,088.00Regulatory AUM · August 2026
- RIVERGLADES FAMILY OFFICES, LLCCRD 171584 · NAPLES, FL$221,381,648.00Regulatory AUM · August 2026
- RIVERMONT CAPITAL MANAGEMENT LPCRD 311888 · NEW YORK, NY$617,938,719.00Regulatory AUM · August 2026
- RIVERNORTH CAPITAL MANAGEMENT, LLCCRD 122020 · WEST PALM BEACH, FL$6,167,773,294.00Regulatory AUM · August 2026
- RIVERPARK ADVISORS, LLCCRD 150646 · NEW YORK, NY$836,000,000.00Regulatory AUM · August 2026
- RIVERPARK CAPITAL MANAGEMENT LLCCRD 150798 · NEW YORK, NY$299,000,000.00Regulatory AUM · August 2026
- RIVERPATH INVESTMENTS LLCCRD 226671$362,919,669.00Regulatory AUM · August 2026
- RIVERPLACE CAPITAL MANAGEMENT INCCRD 109079 · JACKSONVILLE, FL$267,357,835.00Regulatory AUM · August 2026
- RIVERPOINT WEALTH MANAGEMENT HOLDINGS, LLCCRD 168346 · CHICAGO, IL$906,237,138.00Regulatory AUM · August 2026
- RIVERROCK ASSET MANAGEMENT LLCCRD 147691 · HOUSTON, TXNot availableRegulatory AUM · August 2026
- RIVERSEDGE ADVISORS, LLCCRD 298390 · WILMINGTON, DE$928,361,820.00Regulatory AUM · August 2026
- RIVERSIDE PARTNERS, LLCCRD 160523 · NEW YORK, NY$13,530,141,526.00Regulatory AUM · August 2026
- RIVERSIDE PARTNERS, LLCCRD 160754 · BOSTON, MA$923,673,729.00Regulatory AUM · August 2026
- RIVERSPAN PARTNERS LPCRD 320667 · CHICAGO, IL$338,619,081.00Regulatory AUM · August 2026
- RIVERSTONE ADVISORS, LLCCRD 130346$640,943,431.00Regulatory AUM · August 2026
- RIVERSTONE ASSET MANAGEMENT, LLCCRD 161087 · LOUISVILLE, KY$103,037,541.00Regulatory AUM · August 2026
- RIVERSTONE INVESTMENT GROUP LLCCRD 130849 · NEW YORK, NY$7,244,278,111.00Regulatory AUM · August 2026
- RIVERTREE ADVISORS, LLCCRD 168065 · WINTER PARK, FL$184,433,508.00Regulatory AUM · August 2026
- RIVERTREE WEALTH LLCCRD 329595 · LITTLE ROCK, AR$143,107,874.00Regulatory AUM · August 2026
- RIVERVIEW CAPITAL ADVISERS LLCCRD 140377 · BOSTON, MA$624,065,302.00Regulatory AUM · August 2026
- RIVERVIEW RESEARCH, LLCCRD 162318 · INDEPENDENCE, OH$990,832,813.00Regulatory AUM · August 2026
- RIVERWALK CAPITAL PARTNERS, LLCCRD 328320 · CHICAGO, IL$16,170,000.00Regulatory AUM · August 2026
- RIVERWATER PARTNERS LLCCRD 283540 · MILWAUKEE, WI$660,866,025.00Regulatory AUM · August 2026
- RIVERWEST INVESTMENT MANAGEMENT, LLCCRD 339697 · NEW YORK, NY$254,102,933.00Regulatory AUM · August 2026
- RIVERWOOD CAPITAL MANAGEMENT L.P.CRD 158267 · MENLO PARK, CA$6,165,990,843.00Regulatory AUM · August 2026
- RIZVI TRAVERSE MANAGEMENT, LLCCRD 160733 · WEST PALM BEACH, FL$1,285,359,505.00Regulatory AUM · August 2026
- RJ PATTERSON CAPITAL INVESTMENT GROUP INC.CRD 281752 · SAN DIEGO, CA$142,396,919.00Regulatory AUM · August 2026
- RJ20, INC.CRD 149575Not availableRegulatory AUM · August 2026
- RJA ASSET MANAGEMENT LLCCRD 153428 · STAMFORD, CT$588,940,507.00Regulatory AUM · August 2026
- RJJ PASADENA SECURITIES, INC.CRD 8425 · HENDERSON, NV$110,288,148.00Regulatory AUM · August 2026
- RJP INVESTMENT ADVISORS, LLPCRD 111536 · INDIANAPOLIS, IN$188,687,960.00Regulatory AUM · August 2026
- RK ASSET MANAGEMENT, LLCCRD 121886$107,024,370.00Regulatory AUM · August 2026
- RK CAPITAL MANAGEMENT, LLCCRD 314175 · WESTON, FL$1,719,032,116.00Regulatory AUM · August 2026
- RKL WEALTH MANAGEMENT LLCCRD 122693 · LANCASTER, PA$2,508,067,068.00Regulatory AUM · August 2026
- RLB FINANCIAL LLCCRD 151778 · SPRINGFIELD, MO$173,597,197.00Regulatory AUM · August 2026
- RLH CAPITAL, LLCCRD 321913$196,805,686.00Regulatory AUM · August 2026
- RLJ EQUITY PARTNERS, LLCCRD 162006 · BETHESDA, MD$109,129,886.00Regulatory AUM · August 2026
- RM ADVISER, LLCCRD 283877 · ORLANDO, FL$128,254,277.00Regulatory AUM · August 2026
- RM FINANCIAL SERVICES, LLCCRD 304297 · FALMOUTH, ME$245,391,882.00Regulatory AUM · August 2026
- RM INVESTMENT STRATEGIES, LLCCRD 322828 · GRAND RAPIDS, MI$21,931,516.00Regulatory AUM · August 2026
- RM PRIVATE WEALTH MANAGEMENT INC.CRD 300082 · MIAMI, FL$340,883,458.00Regulatory AUM · August 2026
- RMDR ADVISORS, INC.CRD 118473$193,166,185.00Regulatory AUM · August 2026
- RMG WEALTH MANAGEMENT, LLCCRD 310363 · PLATTEVILLE, WI$913,963,492.00Regulatory AUM · August 2026
- RMR CAPITAL MANAGEMENT LLCCRD 285334 · TUSTIN, CA$170,842,000.00Regulatory AUM · August 2026
- RMR WEALTH BUILDERS, INC.CRD 169005 · MONTCLAIR, NJ$2,885,624,988.00Regulatory AUM · August 2026
- RMR WEALTH MANAGEMENTCRD 152266 · NEW YORK, NY$195,372,517.00Regulatory AUM · August 2026
- RMW ADVISORS, LLCCRD 159293 · HOUSTON, TX$390,930,642.00Regulatory AUM · August 2026
- RMWCCRD 147359 · NEW YORK, NY$807,416,251.00Regulatory AUM · August 2026
- RNC CAPITAL MANAGEMENT LLCCRD 108618 · LOS ANGELES, CA$5,098,100,479.00Regulatory AUM · August 2026
- RNC RIA LLCCRD 336740 · BRAINTREE, MA$50,556,312.00Regulatory AUM · August 2026
- ROAD CAPITAL MANAGEMENT LPCRD 317609$265,721,142.00Regulatory AUM · August 2026
- ROAN CAPITAL PARTNERS, LLCCRD 293119 · JOHNSON CITY, TN$152,023,601.00Regulatory AUM · August 2026
- ROARK CAPITAL MANAGEMENT, LLCCRD 160368 · ATLANTA, GA$34,177,087,625.00Regulatory AUM · August 2026
- ROBASCIOTTI & ASSOCIATES , INC.CRD 151411$320,352,000.00Regulatory AUM · August 2026
- ROBBINS FARLEY LLCCRD 286581 · BEDFORD, NH$252,865,278.00Regulatory AUM · August 2026
- ROBBINS FINANCIAL ADVISORY SERVICE INCCRD 106088 · ERIE, PA$241,654,345.00Regulatory AUM · August 2026
- ROBECO INSTITUTIONAL ASSET MANAGEMENT US INCCRD 107367 · NEW YORK, NY$4,755,160,454.00Regulatory AUM · August 2026
- ROBERT HARRELL INCORPORATEDCRD 106191 · AUSTIN, TX$885,296,771.00Regulatory AUM · August 2026
- ROBERT L. BENDER, INC. DBA ROBERT BENDER & ASSOCIATESCRD 109766 · PASADENA, CA$510,925,781.00Regulatory AUM · August 2026
- ROBERT PRISKE, LLCCRD 108072 · HONOLULU, HI$219,900,000.00Regulatory AUM · August 2026
- ROBERT W. BAIRD & CO. INCORPORATEDCRD 8158 · MILWAUKEE, WI$394,068,801,480.00Regulatory AUM · August 2026
- ROBERTS WEALTH ADVISORS, LLCCRD 308827 · MENLO PARK, CA$445,994,091.00Regulatory AUM · August 2026
- ROBERTS, GLORE & CO.CRD 109792 · DEERFIELD, IL$938,401,916.00Regulatory AUM · August 2026
- ROBERTSON INVESTMENT MANAGEMENTCRD 115425 · HOUSTON, TX$534,120,550.00Regulatory AUM · August 2026
- ROBERTSON OPPORTUNITY CAPITAL, LLCCRD 118484 · DALLAS, TX$358,680,296.00Regulatory AUM · August 2026
- ROBERTSON STEPHENS WEALTH MANAGEMENT, LLCCRD 289977 · SAN FRANCISCO, CA$8,763,969,974.00Regulatory AUM · August 2026
- ROBINHOOD ASSET MANAGEMENT, LLCCRD 323736 · MENLO PARK, CA$1,518,264,544.00Regulatory AUM · August 2026
- ROBINHOOD VENTURES DE, LLCCRD 339165 · MENLO PARK, CA$655,315,945.00Regulatory AUM · August 2026
- ROBINSON CAPITAL MANAGEMENT, LLCCRD 166182 · GROSSE POINTE FARMS, MI$1,539,404,905.00Regulatory AUM · August 2026
- ROBINSON INVESTMENT GROUP INCCRD 107454$19,613,607.00Regulatory AUM · August 2026
- ROBINSON SMITH WEALTH ADVISORS, LLCCRD 123098 · SOUTH PORTLAND, ME$444,890,879.00Regulatory AUM · August 2026
- ROBINSON VALUE MANAGEMENT, LTD.CRD 110156 · SAN ANTONIO, TX$202,292,946.00Regulatory AUM · August 2026
- ROBINSWOOD FINANCIAL LLCCRD 143417 · KIRKLAND, WA$453,158,513.00Regulatory AUM · August 2026
- ROBLE, BELKO AND COMPANY, INC.CRD 123286 · SEWICKLEY, PA$1,552,856,077.00Regulatory AUM · August 2026
- ROBO ADVISOR, INC.CRD 155976 · LAKE MARY, FLNot availableRegulatory AUM · August 2026
- ROBOTTI & COMPANY ADVISORS, LLCCRD 128093 · NEW YORK, NY$949,803,325.00Regulatory AUM · August 2026
- ROC PARTNERS (US) LLCCRD 333044$105,377,101.00Regulatory AUM · August 2026
- ROC360 ADVISORS LLCCRD 326954 · NEW YORK, NY$1,445,097,551.00Regulatory AUM · August 2026
- ROCHESTER INVESTMENTS INCCRD 306782 · ROCHESTER, NY$69,546,598.00Regulatory AUM · August 2026
- ROCHESTER WEALTH STRATEGIES, LLCCRD 299150 · ROCHESTER, MI$177,757,083.00Regulatory AUM · August 2026
- ROCK CREEK GROUP LLCCRD 125409 · WASHINGTON, DC$18,384,608,002.00Regulatory AUM · August 2026
- ROCK CREEK WEALTH MANAGEMENT, LLCCRD 336666 · HILLSBORO, OR$101,145,657.00Regulatory AUM · August 2026
- ROCK HARBOR PARTNERS LLCCRD 322545 · LARCHMONT, NY$2,665,606,649.00Regulatory AUM · August 2026
- ROCK HILL CAPITAL GROUP, LLCCRD 163129 · HOUSTON, TX$238,768,632.00Regulatory AUM · August 2026
- ROCK ISLAND CAPITAL, LLCCRD 161623 · OAK BROOK, IL$636,558,000.00Regulatory AUM · August 2026
- ROCK POINT ADVISORS, LLCCRD 130825 · BURLINGTON, VT$655,711,792.00Regulatory AUM · August 2026
- ROCK SPRINGS CAPITAL MANAGEMENT LPCRD 168648 · BALTIMORE, MD$2,426,287,072.00Regulatory AUM · August 2026