All investment adviser firms · Page 126
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- RAMIAH INVESTMENT GROUP, INC.CRD 130919 · BROOKFIELD, WI$283,307,890.00Regulatory AUM · August 2026
- RAMIREZ ASSET MANAGEMENT, INC.CRD 110637 · NEW YORK, NY$12,269,846,700.00Regulatory AUM · August 2026
- RAMP ADVISORY LLCCRD 342371 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- RAMSAY STATTMAN VELA & PRICE INCCRD 105156 · COLORADO SPRINGS, CO$778,517,511.00Regulatory AUM · August 2026
- RAMSEY HILL ASSET MANAGEMENT LLCCRD 156768$132,117,753.00Regulatory AUM · August 2026
- RAMSEY QUANTITATIVE SYSTEMS, INC.CRD 175257 · LOUISVILLE, KY$691,360,721.00Regulatory AUM · August 2026
- RANCH CAPITAL ADVISORS INC.CRD 300966 · SARASOTA, FL$385,539,477.00Regulatory AUM · August 2026
- RAND ADVISORS, LLCCRD 172839$139,023,447.00Regulatory AUM · August 2026
- RAND CAPITAL MANAGEMENT LLCCRD 304504 · BUFFALO, NY$136,707,933.00Regulatory AUM · August 2026
- RANDALL & ASSOCIATES WEALTH MANAGEMENT, INC.CRD 323846 · BUTLER, PA$167,249,376.00Regulatory AUM · August 2026
- RANDALL FINANCIAL GROUP, LLCCRD 134804 · SMITHFILED, RI$107,551,908.00Regulatory AUM · August 2026
- RANDOLPH CO INCCRD 104868 · CINCINNATI, OH$1,082,186,662.00Regulatory AUM · August 2026
- RANGE ADVISORY, LLCCRD 321969 · MCLEAN, VA$653,945,567.00Regulatory AUM · August 2026
- RANGE FINANCIAL GROUP, LLCCRD 290001 · TIGARD, OR$408,081,122.00Regulatory AUM · August 2026
- RANGE ROCK CAPITAL LLCCRD 334203 · WELLESLEY, MA$548,307,696.00Regulatory AUM · August 2026
- RANGELEY CAPITAL, LLCCRD 152725 · NEW CANAAN, CT$220,487,546.00Regulatory AUM · August 2026
- RANGER ALTERNATIVE MANAGEMENT, L.P.CRD 145543 · DALLAS, TX$54,470,413.00Regulatory AUM · August 2026
- RANGER INVESTMENT MANAGEMENT,L.P.CRD 124414 · DALLAS, TX$1,483,846,197.00Regulatory AUM · August 2026
- RANSOM ADVISORY, LTDCRD 318747$317,927,651.00Regulatory AUM · July 2026
- RAPID SCALE LLCCRD 318269$18,000,000.00Regulatory AUM · August 2026
- RARE CAPITAL MANAGEMENT, LLCCRD 341500 · NASHVILLE, TN$333,641,082.00Regulatory AUM · August 2026
- RARE WOLF CAPITAL LLCCRD 334465 · BELLEVUE, WA$179,594,386.00Regulatory AUM · August 2026
- RAREVIEW CAPITAL LLCCRD 284474 · LAS VEGAS, NV$537,519,047.00Regulatory AUM · August 2026
- RASP WEALTH SOLUTIONS, LLCCRD 328248$105,750,102.00Regulatory AUM · August 2026
- RATAN CAPITAL MANAGEMENT, LPCRD 160440 · MIAMI, FL$401,858,567.00Regulatory AUM · August 2026
- RATHBONES INVESTMENT MANAGEMENT LIMITEDCRD 124925$135,087,393,955.00Regulatory AUM · August 2026
- RATHER & KITTRELL, INC.CRD 114885 · KNOXVILLE, TN$2,252,296,454.00Regulatory AUM · August 2026
- RATIONAL ADVISORS, INC.CRD 111452 · SAN JUAN, PR$2,562,080,825.00Regulatory AUM · August 2026
- RATIONAL INVESTMENT MANAGEMENT, LLCCRD 163057$402,587,949.00Regulatory AUM · August 2026
- RATSON ADVISORY LLCCRD 330091 · NEW YORK, NY$2,388,380,041.00Regulatory AUM · August 2026
- RAUB BROCK CAPITAL MANAGEMENT, LPCRD 153994 · LARKSPUR, CA$2,928,521,119.00Regulatory AUM · August 2026
- RAVEN CAPITAL MANAGEMENT LLCCRD 164755 · NEW YORK, NY$139,262,557.00Regulatory AUM · August 2026
- RAVEN CREDIT CAPITAL MANAGEMENT LLCCRD 331556 · NEW YORK, NY$1,460,175,241.00Regulatory AUM · August 2026
- RAVEN MUSIC PARTNERS LLCCRD 332058 · PALM BEACH GARDENS, FL$265,421,808.00Regulatory AUM · August 2026
- RAVENSTONE CAPITAL MANAGEMENT INC.CRD 338898$370,890,873.00Regulatory AUM · August 2026
- RAVENSWOOD PARTNERS LPCRD 327106 · MCLEAN, VA$436,146,000.00Regulatory AUM · August 2026
- RAYBURN WEST FINANCIAL SERVICES LLCCRD 145264 · NASHVILLE, TN$242,553,562.00Regulatory AUM · August 2026
- RAYLIANT INVESTMENT RESEARCHCRD 306119 · WALNUT, CA$203,450,744.00Regulatory AUM · August 2026
- RAYMOND JAMES (USA) LTDCRD 25853$1,991,381,912.00Regulatory AUM · August 2026
- RAYMOND JAMES & ASSOCIATES, INC.CRD 705 · ST. PETERSBURG, FL$500,955,604,975.00Regulatory AUM · August 2026
- RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD 149018 · SAINT PETERSBURG, FL$390,042,864,529.00Regulatory AUM · August 2026
- RAYS CAPITAL PARTNERS LIMITEDCRD 171821$547,185,000.00Regulatory AUM · August 2026
- RB CAPITAL MANAGEMENT, LLCCRD 125678 · RENO, NV$930,603,372.00Regulatory AUM · August 2026
- RBA WEALTH MANAGEMENT, LLCCRD 291029 · NEWPORT BEACH, CA$452,114,214.00Regulatory AUM · August 2026
- RBB TREASURY LLCCRD 314581 · NEW YORK, NY$1,892,904,589.00Regulatory AUM · August 2026
- RBC CAPITAL MARKETS, LLCCRD 31194 · NEW YORK, NY$310,428,968,904.00Regulatory AUM · August 2026
- RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.CRD 107173 · MINNEAPOLIS, MN$104,487,615,868.00Regulatory AUM · August 2026
- RBC GLOBAL ASSET MANAGEMENT (UK) LIMITEDCRD 168551$178,013,003,869.00Regulatory AUM · August 2026
- RBC PRIVATE COUNSEL (USA) INC.CRD 109648$7,887,634,770.00Regulatory AUM · August 2026
- RBC ROCHDALE, LLCCRD 117198 · NEW YORK, NY$72,960,498,578.00Regulatory AUM · August 2026
- RBC SECURITIES, INC.CRD 103705 · LOS ANGELES, CA$1,515,102,638.00Regulatory AUM · August 2026
- RBF CAPITAL MANAGEMENT, INC.CRD 164524 · SARASOTA, FL$160,569,912.00Regulatory AUM · August 2026
- RBG WEALTH ADVISORS LLCCRD 319486 · MEMPHIS, TN$154,758,579.00Regulatory AUM · August 2026
- RBO & CO, LLCCRD 112172 · ST. HELENA, CA$654,800,354.00Regulatory AUM · August 2026
- RBP INVESTMENT ADVISORS INC.CRD 137830$181,527,626.00Regulatory AUM · August 2026
- RBS WEALTH MANAGEMENT, LLCCRD 336536 · ALTO, MI$322,324,114.00Regulatory AUM · August 2026
- RCF ASSET MANAGEMENT GROUP 3, LLCCRD 312212 · STUDIO CITY, CANot availableRegulatory AUM · August 2026
- RCF ASSET MANAGEMENT GROUP 4, LLCCRD 326500 · STUDIO CITY, CANot availableRegulatory AUM · August 2026
- RCF MANAGEMENT, LLCCRD 161007 · DENVER, CO$1,757,000,045.00Regulatory AUM · August 2026
- RCLCO FUND ADVISORS, LLCCRD 167905 · LOS ANGELES, CANot availableRegulatory AUM · August 2026
- RCM GA MANAGER LLCCRD 331637 · NEW YORK, NY$1,305,986,917.00Regulatory AUM · August 2026
- RCM ROBINSON CAPITAL MANAGEMENT LLCCRD 112814 · SACRAMENTO, CA$61,800,813.00Regulatory AUM · August 2026
- RCN WEALTH ADVISORS, INC.CRD 163562$74,529,000.00Regulatory AUM · August 2026
- RCP ADVISORS 2, LLCCRD 289963 · DALLAS, TX$18,206,802,931.00Regulatory AUM · August 2026
- RCP ADVISORS, LLCCRD 119813 · CHICAGO, IL$20,969,058.00Regulatory AUM · August 2026
- RCS FINANCIAL PLANNING, LLCCRD 291678 · ANNAPOLIS, MD$280,955,416.00Regulatory AUM · August 2026
- RCW MANAGEMENT, LLCCRD 314312 · JACKSONVILLE, FL$179,631,771.00Regulatory AUM · August 2026
- RD LEWIS HOLDINGS, INC.CRD 156073 · MAITLAND, FL$256,787,908.00Regulatory AUM · August 2026
- RDA FINANCIAL NETWORK, INC.CRD 147309 · AKRON, IA$675,162,330.00Regulatory AUM · August 2026
- RDG CAPITAL MANAGEMENT LLCCRD 329749 · PITTSFORD, NY$131,785,345.00Regulatory AUM · August 2026
- RDM CAPITAL ASSOCIATES INCCRD 106941 · RED BANK, NJ$164,459,124.00Regulatory AUM · August 2026
- RDST CAPITAL LLCCRD 284645 · SEATTLE, WA$1,276,991,597.00Regulatory AUM · August 2026
- REA FINANCIAL, INCCRD 340696 · ORLANDO, FLNot availableRegulatory AUM · August 2026
- REACH WEALTH MANAGEMENT LLCCRD 333710 · ST. GEORGE, UT$184,663,817.00Regulatory AUM · August 2026
- REACT INVESTMENT SOLUTIONS, LLCCRD 150801 · LOS GATOS, CANot availableRegulatory AUM · August 2026
- READ & POWELL FINANCIAL SERVICES, LLCCRD 130189 · ELKO, NV$159,688,386.00Regulatory AUM · August 2026
- READYSTATE ASSET MANAGEMENT LPCRD 317277 · CHICAGO, IL$10,255,413,976.00Regulatory AUM · August 2026
- REAGAN COMPANIES ASSET MANAGEMENT, INCCRD 161648 · SYRACUSE, NY$1,160,784,261.00Regulatory AUM · August 2026
- REALITY FINANCIAL PLANNING SERVICES, LLCCRD 143352 · SARASOTA, FL$125,936,912.00Regulatory AUM · August 2026
- $574,210,285.00Regulatory AUM · August 2026
- REALTA INVESTMENT ADVISORS, INCCRD 134952 · WILMINGTON, DE$385,389,938.00Regulatory AUM · August 2026
- REALTERM TRANSPORTATION LLCCRD 322689 · ANNAPOLIS, MD$10,868,413,000.00Regulatory AUM · August 2026
- REAP FINANCIAL GROUP, LLCCRD 144560 · AUSTIN, TX$648,236,003.00Regulatory AUM · August 2026
- REB CAPITAL MANAGEMENT, LLCCRD 301890 · DALLAS, TX$224,460,616.00Regulatory AUM · August 2026
- REBALANCE LLCCRD 158242 · PALO ALTO, CA$1,928,102,130.00Regulatory AUM · August 2026
- REBEL FINANCIAL, LLC.CRD 168263 · GROVEPORT, OH$370,490,808.00Regulatory AUM · August 2026
- RECHTER WEALTH MANAGEMENT, LLCCRD 125254$133,503,749.00Regulatory AUM · August 2026
- RECIPROCAL VENTURE MANAGEMENT, L.L.C.CRD 288520 · NEW YORK, NY$196,926,863.00Regulatory AUM · August 2026
- RECKONER CAPITAL MANAGEMENT LLCCRD 333863 · NEW YORK, NY$273,401,293.00Regulatory AUM · August 2026
- RECOGNIZE PARTNERS LPCRD 311156 · NEW YORK, NY$3,330,097,227.00Regulatory AUM · August 2026
- RECORD CURRENCY MANAGEMENT (US) INCCRD 171338 · NEW YORK, NY$19,661,423,316.00Regulatory AUM · August 2026
- RECORD CURRENCY MANAGEMENT LIMITEDCRD 110893$114,157,868,775.00Regulatory AUM · August 2026
- RECURRENT INVESTMENT ADVISORS LLCCRD 288694 · HOUSTON, TX$1,381,535,163.00Regulatory AUM · August 2026
- RECURRING CAPITAL MANAGEMENT COMPANY, LLCCRD 285114 · AUSTIN, TX$250,439,072.00Regulatory AUM · August 2026
- RED ARTS CAPITAL MANAGEMENT, LLCCRD 316396 · CHICAGO, IL$619,466,715.00Regulatory AUM · August 2026
- RED CEDAR INVESTMENT MANAGEMENT, LLCCRD 170939 · GRAND RAPIDS, MI$3,328,007,890.00Regulatory AUM · August 2026
- RED CLIFF ASSET MANAGEMENT LIMITEDCRD 169318$1,545,172,243.00Regulatory AUM · August 2026
- RED CRANE WEALTH MANAGEMENT, LLCCRD 284006 · PALO ALTO, CA$151,574,482.00Regulatory AUM · August 2026
- RED DOOR WEALTH MANAGEMENT, LLCCRD 153235 · MEMPHIS, TN$3,085,696,189.00Regulatory AUM · August 2026
- RED IRON GROUP MANAGEMENT, LLCCRD 317920 · MENLO PARK, CA$461,614,000.00Regulatory AUM · August 2026