All investment adviser firms · Page 125
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- QUANTUM CAPITAL INVESTMENTS, INC.CRD 156037$153,000,000.00Regulatory AUM · August 2026
- QUANTUM CAPITAL MANAGEMENT, LLCCRD 111083 · NORTHFIELD, NJ$1,003,231,212.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL ADVISORS INCCRD 113563 · ROCKVILLE, MD$557,546,297.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL ADVISORS, LLCCRD 317386 · SANTA MONICA, CA$1,484,111,762.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL PARTNERS LLCCRD 138112 · OVERLAND PARK, KS$148,559,060.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL PLANNING SERVICES, INC.CRD 115877 · SPOKANE, WA$727,199,491.00Regulatory AUM · August 2026
- QUANTUM FINANCIAL SERVICES INC.CRD 121631 · INDIANAPOLIS, IN$730,899,118.00Regulatory AUM · August 2026
- QUANTUM LEAP CAPITAL, LLCCRD 165310 · SOUTH BURLINGTON, VT$120,541,805.00Regulatory AUM · August 2026
- QUANTUM PORTFOLIO MANAGEMENT, LLCCRD 326280 · NEW YORK, NY$339,573,046.00Regulatory AUM · August 2026
- QUANTUM PRIVATE WEALTH, LLCCRD 307358 · TAMPA, FL$417,996,028.00Regulatory AUM · August 2026
- QUARRY HILL ADVISORS, LLCCRD 288334 · SAINT PAUL, MN$394,847,559.00Regulatory AUM · August 2026
- QUARTUS INVESTMENT ADVISORS LLCCRD 287597 · NEW YORK, NY$155,124,219.00Regulatory AUM · August 2026
- QUARTZ PARTNERS, LLCCRD 174327 · SARATOGA SPRINGS, NY$611,945,874.00Regulatory AUM · August 2026
- QUASAR ADVISORS LLCCRD 342429 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- QUATTRO ADVISORS L.L.C.CRD 146438 · PITTSBURGH, PA$661,740,858.00Regulatory AUM · August 2026
- QUATTRO FINANCIAL ADVISORS LLCCRD 284852 · MONTGOMERY, TX$1,655,215,292.00Regulatory AUM · August 2026
- QUEEN B ADVISORS, LLCCRD 306413 · SAN ANTONIO, TX$117,865,342.00Regulatory AUM · August 2026
- QUEEN CITY CAPITAL MANAGEMENT, LLCCRD 162785 · CINCINNATI, OH$114,372,169.00Regulatory AUM · August 2026
- QUEENBRIDGE CAPITAL, LLCCRD 324027 · PITTSFORD, NY$79,105,700.00Regulatory AUM · August 2026
- QUENT CAPITAL, LLCCRD 308203 · NEW YORK, NY$2,054,686,214.00Regulatory AUM · August 2026
- QUEST 10 WEALTH BUILDERS, INC.CRD 154092 · FUQUAY-VARINA, NC$237,739,145.00Regulatory AUM · August 2026
- QUEST INVESTMENT MANAGEMENT, LLCCRD 110640 · LAKE OSWEGO, OR$1,709,267,441.00Regulatory AUM · August 2026
- QUEST WEALTH SOLUTIONS, INC.CRD 341599 · MANSFIELD, OHNot availableRegulatory AUM · August 2026
- QUID CAPITAL GROUP HOLDINGS, LLCCRD 297179 · SANTA MONICA, CA$7,762,526,892.00Regulatory AUM · August 2026
- QUIET CAPITAL MANAGEMENT, LLCCRD 287484 · SAN FRANCISCO, CA$5,390,979,083.00Regulatory AUM · August 2026
- QUILLU INCCRD 170975 · SAN FRANCISCO, CA$30,003,871.00Regulatory AUM · August 2026
- QUILVEST CAPITAL PARTNERS MANAGEMENT, LLCCRD 175159 · NEW YORK, NY$4,342,278,853.00Regulatory AUM · August 2026
- QUINBROOK INFRASTRUCTURE PARTNERS LLCCRD 287822 · NEW YORK, NY$8,952,975,521.00Regulatory AUM · August 2026
- QUINCY WELLS ADVISORS, LLCCRD 307477 · CHICAGO, IL$87,346,834.00Regulatory AUM · August 2026
- QUINN OPPORTUNITY PARTNERS LLCCRD 167470 · CHARLOTTESVILLE, VA$2,613,980,988.00Regulatory AUM · August 2026
- QUINT CAPITAL CORPORATIONCRD 26586 · NEW YORK, NY$162,105,666.00Regulatory AUM · August 2026
- QUINT WEALTH MANAGEMENT, INC.CRD 168463 · WAPPINGERS FALLS, NY$110,371,469.00Regulatory AUM · August 2026
- QUISH & CO. LLCCRD 146212 · BOULDER, CO$154,181,658.00Regulatory AUM · August 2026
- QUONA CAPITAL MANAGEMENT LLCCRD 277131 · WASHINGTON, DC$1,046,676,637.00Regulatory AUM · August 2026
- QUORUS INC.CRD 323161 · WESTPORT, CT$148,224,228.00Regulatory AUM · August 2026
- QUOTIENT WEALTH ASSET MANAGEMENT, LLCCRD 336552 · DALLAS, TXNot availableRegulatory AUM · August 2026
- QUOTIENT WEALTH PARTNERS, LLCCRD 326819 · DALLAS, TX$4,611,708,648.00Regulatory AUM · August 2026
- QVIDTVM MANAGEMENT LLCCRD 309456 · THE WOODLANDS, TX$555,798,615.00Regulatory AUM · August 2026
- QVR LLCCRD 288357 · SAN FRANCISCO, CA$1,129,999,106.00Regulatory AUM · August 2026
- QVT FINANCIAL LPCRD 156508 · NEW YORK, NY$1,786,665,823.00Regulatory AUM · August 2026
- R & R FINANCIAL PLANNERS, INC.CRD 113291 · EAST MEADOW, NY$60,130,896.00Regulatory AUM · August 2026
- R M DAVIS INCCRD 105448 · PORTLAND, ME$8,154,674,961.00Regulatory AUM · August 2026
- R SQUARED BM LLCCRD 308920 · EL SEGUNDO, CA$3,348,760,176.00Regulatory AUM · August 2026
- R. F. LAFFERTY & CO., INC.CRD 2498 · NEW YORK, NY$129,823,421.00Regulatory AUM · August 2026
- R. S. CRUM, INC.CRD 158621 · NEWPORT BEACH, CA$720,678,466.00Regulatory AUM · August 2026
- R. SEEGER WEALTH MANAGEMENT, LTDCRD 152258 · LINDENHURST, NY$72,146,811.00Regulatory AUM · August 2026
- R. STEWART EADS INVESTMENT COUNSEL, INC.CRD 105524 · ATLANTA, GA$240,493,266.00Regulatory AUM · August 2026
- R.G. NIEDERHOFFER CAPITAL MANAGEMENT, INC.CRD 137788 · SUNNY ISLES BEACH, FL$33,600,000.00Regulatory AUM · August 2026
- R.H. DINEL INVESTMENT COUNSEL,INC.CRD 106688 · LOS ANGELES, CA$153,513,362.00Regulatory AUM · August 2026
- R.H. INVESTMENT GROUP, LLCCRD 115994 · SCOTTSDALE, AZ$238,461,764.00Regulatory AUM · August 2026
- R.I.T. WEALTH ADVISORS INC.CRD 339934 · SAN LUIS OBISPO, CANot availableRegulatory AUM · August 2026
- R.J. CLOUD ADVISORS & COMPANYCRD 289371 · BIXBY, OK$171,286,108.00Regulatory AUM · August 2026
- R.L. EVANS CO. INC.CRD 110699 · BELLEVUE, WA$682,588,885.00Regulatory AUM · August 2026
- R.M.SINCERBEAUX CAPITAL MANAGEMENT, LLC.CRD 145159 · NEW YORK, NY$227,067,889.00Regulatory AUM · August 2026
- R.T. JONES CAPITAL EQUITIES MANAGEMENT INC.CRD 131804 · ST. LOUIS, MO$351,765,962.00Regulatory AUM · August 2026
- R.V. KUHNS & ASSOCIATES, INC.CRD 18005 · PORTLAND, OR$827,917,299.00Regulatory AUM · August 2026
- R.W. ROGE & COMPANY, INCCRD 104645 · BOHEMIA, NY$419,458,150.00Regulatory AUM · August 2026
- R2 ASSET MANAGEMENT, LLCCRD 325487Not availableRegulatory AUM · August 2026
- R2 CAPITAL STRATEGIES, LLCCRD 338490 · LINCOLN, NE$236,037,275.00Regulatory AUM · August 2026
- RA CAPITAL MANAGEMENT, LPCRD 160174 · BOSTON, MA$16,401,931,385.00Regulatory AUM · August 2026
- RAAB & MOSKOWITZ ASSET MANAGEMENT LLCCRD 111987 · CHATHAM, NJ$642,869,307.00Regulatory AUM · August 2026
- RABE INVESTMENT CONSULTING GROUPCRD 316029 · RICHFIELD, OH$147,344,962.00Regulatory AUM · August 2026
- RABENOLD ADVISORS, INC.CRD 283882 · WILLIAMSVILLE, NY$35,557,038.00Regulatory AUM · August 2026
- RAC STRATEGIC PARTNERS LLCCRD 342449Not availableRegulatory AUM · August 2026
- RACHOR INVESTMENT ADVISORY SERVICES, LLCCRD 105495 · LINDEN, MI$238,062,651.00Regulatory AUM · August 2026
- RADCLIFF MANAGEMENT LLCCRD 287589 · NEW YORK, NY$2,913,655,755.00Regulatory AUM · August 2026
- RADCLIFFE CAPITAL MANAGEMENT, L.P.CRD 136028 · BALA CYNWYD, PA$5,144,022,980.00Regulatory AUM · August 2026
- RADEMACHER FINANCIAL, INC.CRD 114067 · LAWRENCE, KS$234,295,142.00Regulatory AUM · August 2026
- RADIAL EQUITY PARTNERS LPCRD 308513 · NEW YORK, NY$668,549,625.00Regulatory AUM · August 2026
- RADIAN CAPITAL LLCCRD 288340 · NEW YORK, NY$1,941,319,817.00Regulatory AUM · August 2026
- RADIAN INVESTMENT MANAGEMENT LLCCRD 325109 · NEW YORK, NY$428,851,000.00Regulatory AUM · August 2026
- RADIANX CAPITAL, LLCCRD 298178 · NEW YORK, NY$1,022,269,285.00Regulatory AUM · August 2026
- RADIUS WEALTH MANAGEMENT, INC.CRD 168159 · BOSTON, MA$158,706,471.00Regulatory AUM · August 2026
- RADIX FINANCIAL, LLCCRD 171159$231,626,416.00Regulatory AUM · August 2026
- RADIX ORGANIZATION, INC.CRD 172791 · NEW YORK, NY$200,085,035.00Regulatory AUM · August 2026
- RADNOR CAPITAL MANAGEMENT, LLCCRD 159559 · WAYNE, PA$854,821,698.00Regulatory AUM · August 2026
- RAE & LIPSKIE INVESTMENT COUNSEL INC.CRD 327652$1,066,219,716.00Regulatory AUM · August 2026
- RAFFA WEALTH MANAGEMENT LLCCRD 136971$1,698,115,469.00Regulatory AUM · August 2026
- RAFFERTY ASSET MANAGEMENT, LLCCRD 112526 · NEW YORK, NY$55,241,777,722.00Regulatory AUM · August 2026
- RAFFLES CAPITAL MANAGEMENT, LLCCRD 161565 · NEW YORK, NY$270,248,591.00Regulatory AUM · August 2026
- RAGA PARTNERS LPCRD 316791 · NEW YORK, NY$2,195,494,520.00Regulatory AUM · August 2026
- RAHLFS CAPITAL, LLCCRD 127425$271,552,620.00Regulatory AUM · August 2026
- RAIJIN AI, INC.CRD 342079 · BROOKLYN, NYNot availableRegulatory AUM · August 2026
- RAIL SPLITTER CAPITAL ADVISERS, LLCCRD 338780 · CHICAGO, IL$60,956,884.00Regulatory AUM · August 2026
- RAIL-SPLITTER CAPITAL MANAGEMENT LLCCRD 338394 · WINNETKA, IL$484,088,810.00Regulatory AUM · August 2026
- RAINE CAPITAL LLCCRD 157939 · NEW YORK, NY$2,754,900,000.00Regulatory AUM · August 2026
- RAINEY & RANDALL WEALTH ADVISORS, INC.CRD 116251 · CELEBRATION, FL$918,192,298.00Regulatory AUM · August 2026
- RAINIER CAPITAL PARTNERS LPCRD 315967 · SEATTLE, WA$379,496,389.00Regulatory AUM · August 2026
- RAINIER FAMILY WEALTH, INC.CRD 332062 · TACOMA, WA$331,473,591.00Regulatory AUM · August 2026
- RAINIER INVESTMENT MANAGEMENT LLCCRD 105556 · SEATTLE, WA$581,139,481.00Regulatory AUM · August 2026
- RAINWATER EQUITY LLCCRD 333696$19,142,012.00Regulatory AUM · August 2026
- RAISON ASSET MANAGEMENT CORP.CRD 282147$106,097,249.00Regulatory AUM · August 2026
- RAITH CAPITAL PARTNERS, LLCCRD 166815 · NEW YORK, NY$2,834,849,438.00Regulatory AUM · August 2026
- RALEIGH CAPITAL MANAGEMENT INC.CRD 149538 · CARY, NC$397,774,895.00Regulatory AUM · August 2026
- RALICKI & COMPANY, P.A.CRD 141192 · STUART, FL$128,972,017.00Regulatory AUM · August 2026
- RALL CAPITAL MANAGEMENT, INC.CRD 132827 · ROCKLEDGE, FL$122,740,098.00Regulatory AUM · August 2026
- RALLYDAY PARTNERS, LLCCRD 307309 · DENVER, CO$384,142,375.00Regulatory AUM · August 2026
- RAM ACTIVE INVESTMENTS S.A.CRD 226589$2,393,210,687.00Regulatory AUM · August 2026
- RAM INVESTMENT PARTNERS, LLCCRD 161077 · BELLEVUE, WA$1,187,330,321.00Regulatory AUM · August 2026
- RAM REALTY ADVISORS LLCCRD 160238 · PALM BEACH GARDENS, FL$2,143,370,136.00Regulatory AUM · August 2026