All investment adviser firms · Page 127
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- $612,164,932.00Regulatory AUM · August 2026
- RED MOUNTAIN FINANCIAL PARTNERS, LLCCRD 174672 · DURANGO, CO$225,585,331.00Regulatory AUM · August 2026
- RED MOUNTAIN FINANCIAL, LLCCRD 277100$184,434,833.00Regulatory AUM · August 2026
- RED OAK FINANCIAL GROUP, LLCCRD 166912 · TOWSON, MD$1,040,249,413.00Regulatory AUM · August 2026
- RED REEF ADVISORS LLCCRD 174748 · BOCA RATON, FL$134,974,430.00Regulatory AUM · August 2026
- RED SEVENCRD 168542 · ESCONDIDO, CA$104,395,000.00Regulatory AUM · August 2026
- RED SPRUCE CAPITAL, LLCCRD 158720 · BERWYN, PA$256,905,735.00Regulatory AUM · August 2026
- RED TORTOISE, LLCCRD 282509 · ATLANTA, GA$382,268,479.00Regulatory AUM · July 2026
- RED WAVE INVESTMENTS LLCCRD 153198 · DILLSBURG, PA$397,735,451.00Regulatory AUM · August 2026
- REDBIRD CAPITAL PARTNERS MANAGEMENT LLCCRD 168862 · NEW YORK, NY$14,007,766,494.00Regulatory AUM · August 2026
- REDBLACK ADVISERS, INC.CRD 151692 · ORADELL, NJ$823,643,692.00Regulatory AUM · August 2026
- REDBUD ADVISORS LLCCRD 300477 · AUSTIN, TX$367,790,401.00Regulatory AUM · August 2026
- REDDING RIDGE ASSET MANAGEMENT (UK) LLPCRD 284256$13,226,122,808.00Regulatory AUM · August 2026
- REDDING RIDGE ASSET MANAGEMENT LLCCRD 283058 · NEW YORK, NY$33,323,339,623.00Regulatory AUM · August 2026
- REDE WEALTH, LLCCRD 173346 · CHARLOTTESVILLE, VA$346,105,910.00Regulatory AUM · August 2026
- REDEEM FINANCIAL GROUP LLCCRD 313761 · GILBERT, AZ$118,646,328.00Regulatory AUM · August 2026
- REDEFINE VENTURES LLCCRD 323691 · BOULDER, CO$1,283,191,036.00Regulatory AUM · August 2026
- REDEMPTION CAPITAL PARTNERS, LLCCRD 310824 · MIDLAND, TX$237,337,964.00Regulatory AUM · August 2026
- REDHAWK WEALTH ADVISORS, INC.CRD 146616 · MINNEAPOLIS, MN$1,456,218,697.00Regulatory AUM · August 2026
- REDMILE GROUP, LLCCRD 143606 · LARKSPUR, CA$4,701,099,967.00Regulatory AUM · August 2026
- REDMOND ASSET MANAGEMENT, LLCCRD 138706 · HENRICO, VA$537,229,250.00Regulatory AUM · August 2026
- REDMONT WEALTH ADVISORS LLCCRD 310981 · CHICAGO, IL$4,783,912.00Regulatory AUM · August 2026
- REDSTONE ADVISORS INCCRD 107699 · WICHITA, KS$490,614,150.00Regulatory AUM · August 2026
- REDSTONE WEALTH MANAGEMENT, LLCCRD 311525 · OKLAHOMA CITY, OK$187,700,203.00Regulatory AUM · August 2026
- REDSWAN PC, INCCRD 307278 · HOUSTON, TX$165,260,000.00Regulatory AUM · August 2026
- REDW WEALTH LLCCRD 109446 · ALBUQUERQUE, NM$869,194,004.00Regulatory AUM · August 2026
- REDWOOD ADVISORY, LLCCRD 322770 · NEW YORK, NY$88,498,816.00Regulatory AUM · August 2026
- REDWOOD CAPITAL MANAGEMENT, LLCCRD 158243 · NEW YORK, NY$10,959,742,443.00Regulatory AUM · August 2026
- REDWOOD COAST FINANCIAL PARTNERSCRD 226560 · EUREKA, CA$151,840,000.00Regulatory AUM · August 2026
- REDWOOD FAMILY WEALTH LLCCRD 334013 · ADDISON, TX$258,543,539.00Regulatory AUM · August 2026
- REDWOOD FINANCIAL NETWORK CORP.CRD 157834 · SOLON, OH$262,831,870.00Regulatory AUM · August 2026
- REDWOOD FINANCIAL PLANNING, LLCCRD 291250 · SCOTCH PLAINS, NJ$388,845,592.00Regulatory AUM · August 2026
- REDWOOD GROVE CAPITAL, LLCCRD 286228 · NEW YORK, NY$364,000,000.00Regulatory AUM · August 2026
- REDWOOD GROVE WEALTH MANAGEMENT LLCCRD 150667 · SAN RAFAEL, CA$151,319,342.00Regulatory AUM · August 2026
- REDWOOD HOLDINGS, LLCCRD 173916 · SANTA MONICA, CA$836,976,086.00Regulatory AUM · August 2026
- REDWOOD INVESTMENT GROUP, INCCRD 168017 · FORT BRAGG, CA$230,299,398.00Regulatory AUM · August 2026
- REDWOOD INVESTMENT MANAGEMENT, LLC.CRD 153139 · SCOTTSDALE, AZ$2,472,561,560.00Regulatory AUM · August 2026
- REDWOOD INVESTMENTS, LLCCRD 133028 · BOSTON, MA$710,148,725.00Regulatory AUM · August 2026
- REDWOOD PARK ADVISORS, LLCCRD 307958 · REDWOOD CITY, CA$170,335,362.00Regulatory AUM · August 2026
- REDWOOD WEALTH MANAGEMENT GROUP, LLCCRD 281741 · MEDFORD, NJ$317,200,751.00Regulatory AUM · August 2026
- REEDMARK ADVISORS, LLCCRD 173760 · SOMERVILLE, NJ$564,554,539.00Regulatory AUM · August 2026
- REEF INVESTMENT MANAGEMENT LLCCRD 309186 · LEHI, UT$234,318,688.00Regulatory AUM · August 2026
- REES WEALTH MANAGEMENT, LLCCRD 335458 · SARASOTA, FL$115,735,000.00Regulatory AUM · August 2026
- REFINED WEALTH MANAGEMENTCRD 169563 · SALT LAKE CITY, UT$210,909,614.00Regulatory AUM · August 2026
- REFINITIV GLOBAL MARKETS INC.CRD 109120 · BOSTON, MANot availableRegulatory AUM · August 2026
- REFLECTION ASSET MANAGEMENT, LLCCRD 306663$228,900,000.00Regulatory AUM · August 2026
- REFLOW SERVICES, LLCCRD 158301 · SAN FRANCISCO, CA$521,410,666.00Regulatory AUM · August 2026
- REFRAME WEALTH, LLCCRD 313386 · FAIRFAX, VA$394,837,521.00Regulatory AUM · August 2026
- REGAL ADVISORY SERVICES, INC.CRD 123842 · GLENVIEW, IL$121,430,017.00Regulatory AUM · August 2026
- REGAL HEALTHCARE CAPITAL MANAGEMENT, LLCCRD 294006 · NEW YORK, NY$1,511,698,537.00Regulatory AUM · August 2026
- REGAL INVESTMENT ADVISORS LLCCRD 125004 · KENTWOOD, MI$2,877,296,720.00Regulatory AUM · August 2026
- REGAN CAPITAL, LLCCRD 158294 · DALLAS, TX$3,589,059,858.00Regulatory AUM · August 2026
- REGATTA CAPITAL GROUP, LLCCRD 145363 · EL SEGUNDO, CA$1,551,654,295.00Regulatory AUM · August 2026
- REGATTA LOAN MANAGEMENT LLCCRD 226518 · NEW YORK, NY$3,331,511,982.00Regulatory AUM · July 2026
- REGATTA RESEARCH & MONEY MANAGEMENT L.L.C.CRD 113181 · METAIRIE, LA$211,476,970.00Regulatory AUM · August 2026
- REGENCY CAPITAL MANAGEMENT INC.CRD 312435 · HONOLULU, HI$364,074,897.00Regulatory AUM · August 2026
- REGENT PEAK WEALTH ADVISORS, LLCCRD 298259 · ATLANTA, GA$785,861,395.00Regulatory AUM · August 2026
- REGENT PROPERTIES, LLCCRD 309360 · LOS ANGELES, CA$1,773,700,776.00Regulatory AUM · August 2026
- REGENTS GATE CAPITAL LLPCRD 331810$1,213,843,922.00Regulatory AUM · August 2026
- REGENTS PARK FUNDS, LLCCRD 284684 · IRVINE, CA$432,967,118.00Regulatory AUM · July 2026
- REGENTS PARTNERS, LLCCRD 322915$201,163,479.00Regulatory AUM · August 2026
- REGIMEN WEALTH, LLCCRD 309672 · ATLANTA, GA$365,160,462.00Regulatory AUM · August 2026
- REGIONS INVESTMENT MANAGEMENT, INC.CRD 111715 · BIRMINGHAM, AL$20,139,489,452.00Regulatory AUM · August 2026
- REGIS METRO ASSOCIATES, INC.CRD 160859 · SAN FRANCISCO, CA$617,810,275.00Regulatory AUM · August 2026
- REGISTER FINANCIAL ADVISORS, LLCCRD 143884 · ATLANTA, GA$488,454,320.00Regulatory AUM · August 2026
- REH WEALTH ADVISORS LLCCRD 153826 · RALEIGH, NC$110,469,354.00Regulatory AUM · August 2026
- REHMANN CAPITAL ADVISORY GROUP, LLCCRD 123047 · LANSING, MI$5,271,218,000.00Regulatory AUM · August 2026
- REI WEALTH MANAGEMENT LLCCRD 172220$196,823,666.00Regulatory AUM · August 2026
- REICHARD CAPITAL, LLCCRD 305695 · CHARLOTTE, NC$341,048,577.00Regulatory AUM · August 2026
- REICON WEALTH ADVISORS, LLCCRD 315043 · ATLANTA, GA$220,065,095.00Regulatory AUM · August 2026
- REIFY WEALTH ADVISORS, INC.CRD 121978 · INDIANAPOLIS, IN$524,414,189.00Regulatory AUM · August 2026
- REIK & CO., LLCCRD 142414$322,145,449.00Regulatory AUM · August 2026
- REINHART PARTNERS, LLCCRD 106432 · MEQUON, WI$2,470,608,736.00Regulatory AUM · August 2026
- REINOVA CAPITAL ADVISORS LLCCRD 340095 · GREENWICH, CT$175,000,000.00Regulatory AUM · August 2026
- REITZ CAPITAL ADVISORS LLCCRD 167088 · FREELAND, MI$103,411,751.00Regulatory AUM · August 2026
- RELATED FUND MANAGEMENT, LLCCRD 156543 · NEW YORK, NY$14,022,715,669.00Regulatory AUM · August 2026
- RELATION WEALTH MANAGEMENT, INC.CRD 329961 · TULSA, OK$541,213,086.00Regulatory AUM · August 2026
- RELATIVE SENTIMENT TECHNOLOGIES, LLCCRD 318050$105,360,000.00Regulatory AUM · August 2026
- RELEVANT WEALTH ADVISORS, LLCCRD 1489 · MILL VALLEY, CA$799,000,000.00Regulatory AUM · August 2026
- RELEVE FINANCIAL GROUP, LLCCRD 285243 · SCOTTSDALE, AZ$255,563,347.00Regulatory AUM · August 2026
- RELIANT CONSULTING & RESEARCH, INC.CRD 114445Not availableRegulatory AUM · August 2026
- RELIANT INVESTMENT MANAGEMENT, LLCCRD 111220 · MEMPHIS, TN$1,471,512,409.00Regulatory AUM · August 2026
- RELIANT INVESTMENT PARTNERS, LLCCRD 297369 · PINEHURST, NC$268,274,719.00Regulatory AUM · August 2026
- RELIANT WEALTH PLANNING, LLCCRD 286230 · LOUISVILLE, KY$595,209,756.00Regulatory AUM · August 2026
- RELYEA ZUCKERBERG HANSON, LLCCRD 125696 · STAMFORD, CT$2,448,559,106.00Regulatory AUM · August 2026
- REMEDIUM CAPITAL PARTNERS, LLCCRD 340302 · WEST PALM BEACH, FL$319,000,000.00Regulatory AUM · August 2026
- REMORA CAPITAL MANAGEMENT, LLCCRD 316160 · NASHVILLE, TN$268,553,342.00Regulatory AUM · August 2026
- REMOTIV LLCCRD 146082 · COCONUT GROVE, FLNot availableRegulatory AUM · August 2026
- REMPART ASSET MANAGEMENT INC.CRD 154209$705,183,288.00Regulatory AUM · August 2026
- REMY INVESTORS & CONSULTANTS, LLCCRD 326958 · LOS ANGELES, CA$887,580,225.00Regulatory AUM · August 2026
- RENA ADVISORS LLCCRD 164431 · PEARL RIVER, NY$54,482,287.00Regulatory AUM · August 2026
- RENAISSANCE CAPITAL LLCCRD 109945 · STAMFORD, CT$144,300,000.00Regulatory AUM · August 2026
- RENAISSANCE HOLDINGS, LLCCRD 175254 · RIDGELAND, MS$147,482,035.00Regulatory AUM · August 2026
- RENAISSANCE INVESTMENT GROUP, LLCCRD 153679 · LENOX, MA$726,084,772.00Regulatory AUM · August 2026
- RENAISSANCE TECHNOLOGIES LLCCRD 106661 · NEW YORK, NY$96,378,537,116.00Regulatory AUM · August 2026
- RENAISSANCE VENTURE CAPITAL MANAGEMENT, INC.CRD 162268 · ANN ARBOR, MI$292,688,976.00Regulatory AUM · August 2026
- RENAISSANCE WEALTH ADVISORS, LLCCRD 300007 · NEWTON, MA$109,897,240.00Regulatory AUM · August 2026
- RENAUD & COMPANY, LLCCRD 115337 · O'FALLON, MO$210,711,241.00Regulatory AUM · August 2026
- RENCH WEALTH MANAGEMENT, INC.CRD 159983 · DENTON, TX$495,858,047.00Regulatory AUM · August 2026
- RENOVO CAPITAL, LLCCRD 164144 · DALLAS, TX$1,008,113,589.00Regulatory AUM · August 2026