These are exact December source-month observations, with the latest partial-year month shown separately. They are not annual averages or annualized values. Missing months are not replaced with nearby filings. Bars start at zero; labels are abbreviated and exact values appear below. Source months are not valuation dates. Employee ranges and flagged values are not plotted as exact counts.

The monthly-history evidence below identifies source files, rows and fields.

Current ratios use the profile’s October 2026 reported regulatory AUM divided by its employee count or advisory-function employee count. Exact source values appear in the reported business fields below. Dollar ratios are rounded to cents; ratio changes use unrounded amounts and counts.

Annualized AUM change = ((ending regulatory AUM ÷ starting regulatory AUM)^(1 ÷ years) − 1) × 100. Three- and five-year periods end in the last complete calendar year. Every December observation in a period must contain comparable regulatory AUM, and each starting value must be positive. Values are rounded to one decimal. This compound rate differs from the arithmetic five-year average shown in Growth and history. YTD staffing changes are not annualized.

These derived comparisons use the 17,432 firms in the selected public directory nationwide. This is the currently published population, not every firm that existed during the historical period; firms absent from today’s directory are not included.

Each firm is assigned to the band containing its positive reported regulatory AUM at the start of that comparison. Bands include their lower boundary and exclude their upper boundary. Only exact source-month endpoints with reported regulatory AUM qualify. Missing, flagged, incompatible-definition and zero-starting values are excluded. No nearest-month substitution or partial-period annualization is used.

Growth = (ending AUM ÷ starting AUM − 1) × 100. The subject firm is excluded from all peer counts and statistics. At least 20 other firms must qualify. The median is the middle peer growth rate, or the mean of the two middle rates. Percentile = 100 × (peers with lower growth + half of peers with equal growth) ÷ qualified peers, rounded down to a whole number. Comparisons use exact values before display rounding.

The 75th-percentile peer growth rate uses the nearest-rank method: sort the qualified peers by growth and select position ceil(0.75 × peer count), counting from one. This rate is a reference point, not a guarantee of a top-quartile rank; ties use the midpoint ranking above. Bar lengths use the displayed rates rounded to one decimal. Each period has its own zero-based scale.

Top quartile: percentiles 75–100; second: 50–74; third: 25–49; fourth: 0–24. These are separate growth comparisons, not a combined score, financial-health rating or endorsement. Similar AUM does not establish similar businesses, and acquisition effects are not removed.

• Under $100 million
• $100 million to under $1 billion
• $1 billion to under $10 billion
• $10 billion to under $50 billion
• $50 billion to under $100 billion
• $100 billion to under $250 billion
• $250 billion to under $1 trillion
• $1 trillion and over

• Business-matched peers additionally share the same reported service group and majority client-asset group in October 2026 SEC data (Items 5.D and 5.G). Individual/small-business, pooled-vehicle and institutional portfolio-management services are grouped separately; multiple selected groups form a mixed-services group. Client groups combine individual and HNW assets, pooled-vehicle assets, or all other client assets. A majority requires more than 50% of reconciled total AUM. A known subtotal above 50% proves a majority without treating unknown cells as zero; a no-majority classification requires all categories to be known. Unknown service responses, unprovable client groups and unmatched source months are excluded. No historical business mix or seller intent is inferred. The same minimum peer count and growth calculations apply.
• SEC monthly adviser data · December 2024 · ia120224.xlsx · Field 5F(2)(c)
• SEC monthly adviser data · December 2025 · IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34319031.CSV · Field 5F(2)(c)
• SEC monthly adviser data · October 2026 · ia09012026.csv · Field 5F(2)(c)

1. Reported leadership · Jun 23, 2026 → Jun 30, 2026

   Compare source evidence

   Derived comparison · Jun 23, 2026 to Jun 30, 2026

   • Before: Jun 23, 2026 · IA_Schedule_A_B_20260601_20260630.csv · Schedule A · filing 2114889 · row 16,761
   • After: Jun 30, 2026 · IA_Schedule_A_B_20260601_20260630.csv · Schedule A · filing 2115608 · row 11,880

2. Reported leadership · Jun 23, 2026 → Jun 30, 2026

   Compare source evidence

   Derived comparison · Jun 23, 2026 to Jun 30, 2026

   • Before: Jun 23, 2026 · IA_Schedule_A_B_20260601_20260630.csv · Schedule A · filing 2114889 · row 16,762
   • After: Jun 30, 2026 · IA_Schedule_A_B_20260601_20260630.csv · Schedule A · filing 2115608 · row 11,881

Program-specific brochure fees and account minimums have not yet been verified for this profile. Reported compensation methods are not a fee schedule.

SEC source: ia09012026.csv · row 2648. Reported names: Items 1.A/1.B; services: 5.G; compensation: 5.E; client categories: 5.D; regulatory AUM and accounts: 5.F; other business activities: 6.A; related persons: 7.A.

Percentages, when available, are calculated as reported category or discretionary regulatory AUM ÷ reported total regulatory AUM × 100, rounded to one decimal. Unknown source placeholders and missing amounts are not presented as zero. Counts marked “fewer than five” are preserved. Client counts are approximate and may use different household-counting practices across firms. The table does not infer a total number of clients.

Discretionary accounts: 685; non-discretionary accounts: 15; total accounts: 700. This is an account count, not a client count.

Open the official firm record and Part 2 brochures for program-specific fees, minimums and investment approach. The current official record may be newer than this snapshot.

Source months identify the snapshot, not the valuation date or current registration status.