All investment adviser firms · Page 124
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- PSG EQUITY L.L.C.CRD 295103 · BOSTON, MA$30,177,186,496.00Regulatory AUM · August 2026
- PSI ADVISORS, LLCCRD 285880 · TAMPA, FL$800,938,904.00Regulatory AUM · August 2026
- PSP RESEARCH LLCCRD 333271$178,637,243.00Regulatory AUM · August 2026
- PT ASSET MANAGEMENT, LLCCRD 107619 · CHICAGO, IL$11,345,900,304.00Regulatory AUM · August 2026
- PT CAPITAL ADVISORS, LLCCRD 168601 · ANCHORAGE, AK$56,879,600.00Regulatory AUM · August 2026
- PTM WEALTH MANAGEMENT, LLCCRD 308944 · NORTH WALES, PA$310,164,831.00Regulatory AUM · August 2026
- PUBLIC ADVISORS LLCCRD 318234 · NEW YORK, NY$18,797,471.00Regulatory AUM · August 2026
- PUBLIC EQUITY PARTNERS, LLCCRD 126765$187,000,000.00Regulatory AUM · August 2026
- PUBLIC SAFETY FINANCIAL GROUP, LLCCRD 342737 · HOUSTON, TXNot availableRegulatory AUM · August 2026
- PUBLIC TRUST ADVISORS, LLCCRD 159189 · DENVER, CO$104,243,535,249.00Regulatory AUM · August 2026
- PUENTES MAYORGA ADVISERS, S.A.SCRD 292085$1,300,000.00Regulatory AUM · August 2026
- PUFF WEALTH MANAGEMENT LLCCRD 298177 · HADDONFIELD, NJ$134,826,592.00Regulatory AUM · August 2026
- PUGH CAPITAL MANAGEMENT, INC.CRD 111765 · SEATTLE, WA$12,821,941,180.00Regulatory AUM · August 2026
- PUISSANCE CAPITAL MANAGEMENT LPCRD 175226$45,000,000.00Regulatory AUM · August 2026
- PULLEN INVESTMENT MANAGEMENT, LLCCRD 310149 · BRADENTON, FL$220,954,261.00Regulatory AUM · August 2026
- PULLIAM FAMILY OFFICE, LLCCRD 338839 · CRESTED BUTTE, CO$141,743,358.00Regulatory AUM · August 2026
- PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.CRD 117962 · EDINA, MN$2,026,865,282.00Regulatory AUM · August 2026
- PUNCH CARD MANAGEMENT LPCRD 162939 · WINTER PARK, FL$505,397,719.00Regulatory AUM · August 2026
- PURA VIDA INVESTMENTS, LLCCRD 166703 · NEW YORK, NY$91,457,374.00Regulatory AUM · August 2026
- PURE FINANCIAL ADVISORS, LLCCRD 144316 · SAN DIEGO, CA$11,054,059,366.00Regulatory AUM · August 2026
- PUREFI WEALTH, LLCCRD 328459 · BOSTON, MA$326,410,945.00Regulatory AUM · August 2026
- PUREVEST, LLCCRD 318332 · STATEN ISLAND, NY$51,584,037.00Regulatory AUM · August 2026
- PUREWATER CAPITAL, LLCCRD 166154 · FORT WORTH, TX$149,496,644.00Regulatory AUM · August 2026
- PURKISS CAPITAL ADVISORS, LLCCRD 124324$842,154,244.00Regulatory AUM · August 2026
- PURSELL MANAGEMENT CO. LLCCRD 302011 · PEACHTREE CORNERS, GA$354,000,000.00Regulatory AUM · August 2026
- PURSUE WEALTH PARTNERS, LLCCRD 326348$243,363,686.00Regulatory AUM · August 2026
- PURSUIT FUND ADVISERS LLCCRD 333442$71,554,731.00Regulatory AUM · August 2026
- PURSUIT WEALTH MANAGEMENT, LLCCRD 337709 · RALEIGH, NC$457,453,266.00Regulatory AUM · August 2026
- PURTILL FINANCIAL LLCCRD 133764 · HIGHLAND HEIGHTS, OH$207,051,882.00Regulatory AUM · August 2026
- PURUS WEALTH MANAGEMENT, LLCCRD 174490 · NEWPORT BEACH, CA$658,133,545.00Regulatory AUM · August 2026
- PUTNAM INVESTMENT MANAGEMENT, LLCCRD 106629 · BOSTON, MA$117,238,832,053.00Regulatory AUM · August 2026
- PUTTERMAN, DEAN ELIOTCRD 111779 · HOUSTON, TX$324,484,824.00Regulatory AUM · August 2026
- PVA FINANCIAL LLCCRD 312523$136,853,656.00Regulatory AUM · August 2026
- PVG ASSET MANAGEMENT CORPCRD 105541 · CENTENNIAL, CO$624,910,848.00Regulatory AUM · August 2026
- PW ADVISORS, LLCCRD 336499 · TALLAHASSEE, FL$131,822,610.00Regulatory AUM · August 2026
- PW NOVA FINANCIAL SERVICES LLCCRD 333595 · NEWTOWN, PA$654,328,582.00Regulatory AUM · August 2026
- PYA WALTMAN CAPITAL, LLCCRD 137283 · KNOXVILLE, TN$1,005,970,630.00Regulatory AUM · August 2026
- PYRFORD INTERNATIONAL LTDCRD 105646$7,066,942,210.00Regulatory AUM · August 2026
- PZENA INVESTMENT MANAGEMENT LLCCRD 106847 · NEW YORK, NY$81,440,877,143.00Regulatory AUM · August 2026
- Q WEALTH USA INC.CRD 334008Not availableRegulatory AUM · August 2026
- Q2 WEALTH MANAGEMENT LLCCRD 314932 · LEXINGTON, KY$123,491,576.00Regulatory AUM · August 2026
- Q3 ADVISORS, LLCCRD 284220Not availableRegulatory AUM · August 2026
- Q3 ASSET MANAGEMENT CORPORATIONCRD 137839 · BIRMINGHAM, MI$794,693,359.00Regulatory AUM · August 2026
- QAPITAL INVEST, LLCCRD 283762 · NEW YORK, NY$42,060,000.00Regulatory AUM · August 2026
- QARMA TECHNOLOGY, INC.CRD 130751Not availableRegulatory AUM · August 2026
- QBOX FIDUCIARY SOLUTIONS, LLCCRD 167622 · FORT WAYNE, IN$429,174,633.00Regulatory AUM · August 2026
- QCA CAPITAL MANAGEMENT INCCRD 112104 · LOS ANGELES, CA$252,230,446.00Regulatory AUM · August 2026
- QCAM CURRENCY ASSET MANAGEMENTCRD 170341$6,614,000,000.00Regulatory AUM · August 2026
- QEP ADVISERS, LLCCRD 174733 · HOUSTON, TX$28,772,157,615.00Regulatory AUM · August 2026
- QFC ADVISORY LLCCRD 118886 · MARYVILLE, TN$128,841,915.00Regulatory AUM · August 2026
- QHP CAPITAL, L.P.CRD 311710 · RALEIGH, NC$4,568,233,295.00Regulatory AUM · August 2026
- QIC INVESTMENTS NO. 1 PTY LTDCRD 160732$5,483,339,551.00Regulatory AUM · August 2026
- QIC US INVESTMENT SERVICES INCCRD 161705 · NEW YORK, NY$7,524,366,517.00Regulatory AUM · August 2026
- QM ADVISORS LLCCRD 297438$140,091,484.00Regulatory AUM · August 2026
- QMP MANAGEMENT, LLCCRD 285478 · DALLAS, TX$174,335,222.00Regulatory AUM · August 2026
- QP CONSULTING, LLCCRD 129601 · TAKOMA PARK, MD$559,601,312.00Regulatory AUM · August 2026
- QP GLOBAL FAMILY OFFICES, LLCCRD 294879 · GREENWICH, CT$1,048,000,000.00Regulatory AUM · August 2026
- QP WEALTH MANAGEMENT, LLCCRD 301071 · BOCA RATON, FL$404,966,803.00Regulatory AUM · August 2026
- QRG CAPITAL MANAGEMENT, INC.CRD 305277 · BERWYN, PA$11,407,143,461.00Regulatory AUM · August 2026
- QSEMBLE CAPITAL MANAGEMENT, LPCRD 290920 · NEW YORK CITY, NY$1,954,705,510.00Regulatory AUM · August 2026
- QSO CAPITAL MANAGEMENT LLCCRD 340892 · FORT LAUDERDALE, FL$250,000,000.00Regulatory AUM · August 2026
- QTR FAMILY WEALTH, LLCCRD 331655 · LAKE MARY, FL$749,321,996.00Regulatory AUM · August 2026
- QTRON INVESTMENTS LLCCRD 285608 · BOSTON, MA$1,226,565,854.00Regulatory AUM · August 2026
- QUABBIN ADVISORS, LLCCRD 160019 · AMHERST, MA$109,766,450.00Regulatory AUM · August 2026
- QUAD CITY INVESTMENT ADVISORS, LLCCRD 112187 · MOLINE, IL$407,964,628.00Regulatory AUM · August 2026
- QUAD INVESTMENT MANAGEMENT CORP.CRD 331606$2,623,829,206.00Regulatory AUM · August 2026
- QUAD PARTNERS LLCCRD 160097 · NEW YORK, NY$743,355,802.00Regulatory AUM · August 2026
- QUAD-C MANAGEMENT, INC.CRD 161395 · CHARLOTTESVILLE, VA$3,546,720,000.00Regulatory AUM · August 2026
- QUAD-CITIES INVESTMENT GROUP, LLCCRD 154113 · DAVENPORT, IA$425,502,001.00Regulatory AUM · August 2026
- QUADCAP WEALTH MANAGEMENT, LLCCRD 151490 · FRISCO, TX$1,340,491,684.00Regulatory AUM · August 2026
- QUADRA GESTAO DE RECURSOS S.A.CRD 324520$815,826,388.00Regulatory AUM · August 2026
- QUADRANT CAPITAL GROUP LLCCRD 147253 · CINCINNATI, OH$5,400,048,804.00Regulatory AUM · August 2026
- QUADRANT PRIVATE WEALTH MANAGEMENT, LLCCRD 277044 · CENTER VALLEY, PA$2,095,947,916.00Regulatory AUM · August 2026
- QUADRATIC CAPITAL MANAGEMENT LLCCRD 172768 · GREENWICH, CT$508,137,558.00Regulatory AUM · August 2026
- QUADRATURE US INC.CRD 332328 · NEW YORK, NY$28,802,421,870.00Regulatory AUM · August 2026
- QUAKER WEALTH MANAGEMENT LLCCRD 284546 · MOORESTOWN, NJ$449,277,262.00Regulatory AUM · August 2026
- QUALIVIAN INVESTMENT PARTNERS LPCRD 291227$2,820,000.00Regulatory AUM · August 2026
- QUAN VEST CONSULTANTS INCCRD 104714 · MANHASSET, NYNot availableRegulatory AUM · August 2026
- QUANGENTICS INC.CRD 338078Not availableRegulatory AUM · August 2026
- QUANT ALPHA DECISIONS LLCCRD 339893 · NAPLES, FLNot availableRegulatory AUM · August 2026
- QUANTBASE, LLCCRD 315414 · NEW YORK, NY$26,624,418.00Regulatory AUM · August 2026
- QUANTBOT TECHNOLOGIES, LPCRD 170824 · NEW YORK, NY$6,650,741,370.00Regulatory AUM · August 2026
- QUANTCA FINANCIAL LLCCRD 329324 · EDMONDS, WA$10,390.00Regulatory AUM · August 2026
- QUANTCORE CAPITAL MANAGEMENT, LLCCRD 166321$5,000,000.00Regulatory AUM · August 2026
- QUANTECH SOLUTION PARTNERS NORTH AMERICA INC.CRD 315603 · NY, NY$517,928,039.00Regulatory AUM · August 2026
- QUANTEL ASSET MANAGEMENT LLCCRD 311013 · NEW YORK, NY$59,712,398.00Regulatory AUM · August 2026
- QUANTESSENCE CAPITAL LLCCRD 330051$45,462,000.00Regulatory AUM · August 2026
- QUANTIFY CHAOS ADVISORS, LLCCRD 328864$133,172,257.00Regulatory AUM · August 2026
- QUANTINNO CAPITAL MANAGEMENT LPCRD 298733 · NEW YORK, NY$60,907,944,122.00Regulatory AUM · August 2026
- QUANTITATIVE ASSET MANAGEMENT, LLCCRD 143279 · MINNETONKA, MN$187,409,295.00Regulatory AUM · August 2026
- QUANTITATIVE FINANCE LLCCRD 323380Not availableRegulatory AUM · August 2026
- QUANTITATIVE FINANCIAL STRATEGIES LLCCRD 331416$156,199,967.00Regulatory AUM · August 2026
- QUANTITATIVE INVESTMENT MANAGEMENT, LLCCRD 156869 · CHARLOTTESVILLE, VA$1,670,609,931.00Regulatory AUM · August 2026
- QUANTITATIVE PROCESS, LLCCRD 165699 · CHARLOTTE, NC$502,114,653.00Regulatory AUM · August 2026
- QUANTITATIVE SYSTEMATIC STRATEGIES LLCCRD 165895 · ST. AUGUSTINE, FL$2,833,973,585.00Regulatory AUM · August 2026
- QUANTIX COMMODITIES LPCRD 317784 · GREENWICH, CT$1,952,992,819.00Regulatory AUM · August 2026
- QUANTOR CAPITAL LLCCRD 332629 · HOUSTON, TX$176,422,478.00Regulatory AUM · August 2026
- QUANTUM ADVISERS, LLCCRD 160267 · HOUSTON, TX$490,634,138.00Regulatory AUM · August 2026
- QUANTUM ADVISORS PRIVATE LIMITEDCRD 141476$1,754,989,507.00Regulatory AUM · August 2026
- QUANTUM CAPITAL ADVISORS, LLCCRD 162826$797,887,852.00Regulatory AUM · August 2026