All investment adviser firms · Page 12
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- ARBOR REALTY COLLATERAL MANAGEMENT, LLCCRD 163425 · UNIONDALE, NY$4,584,753,355.00Regulatory AUM · August 2026
- ARBOR TRUST WEALTH ADVISORS, LLCCRD 169611 · ANN ARBOR, MI$611,402,502.00Regulatory AUM · August 2026
- ARBOR WEALTH ADVISORS LLCCRD 169570 · TROY, MI$657,749,792.00Regulatory AUM · August 2026
- ARBOR WEALTH MANAGEMENT, LLCCRD 168774 · TEMPE, AZ$138,051,761.00Regulatory AUM · August 2026
- ARBORFI ADVISORS, LLCCRD 305009 · ANN ARBOR, MI$148,397,411.00Regulatory AUM · August 2026
- ARBORSTONE FINANCIAL, LLCCRD 338225 · ANDOVER, MA$476,000,000.00Regulatory AUM · August 2026
- ARBOUR LANE CAPITAL MANAGEMENT LPCRD 298198 · STAMFORD, CT$7,297,263,299.00Regulatory AUM · August 2026
- ARBUS CAPITAL MANAGEMENT, LLCCRD 148709$130,185,093.00Regulatory AUM · August 2026
- ARC ADVISORY LLCCRD 330258 · SAN FRANCISCO, CA$708,278,677.00Regulatory AUM · August 2026
- ARC24 MANAGEMENT, LPCRD 331983 · NEW YORK, NY$179,656,661.00Regulatory AUM · August 2026
- ARC70 ADVISERS LPCRD 288087 · BURLINGAME, CA$1,904,239,651.00Regulatory AUM · August 2026
- ARCA CAPITAL MANAGEMENT, LLCCRD 305964 · MARINA DEL REY, CA$32,774,831.00Regulatory AUM · August 2026
- ARCA INVESTMENT MANAGEMENT, LLCCRD 298298 · MARINA DEL REY, CA$188,144,169.00Regulatory AUM · August 2026
- ARCA WEALTH, LLCCRD 174765 · PORTSMOUTH, NH$1,269,642,461.00Regulatory AUM · August 2026
- ARCADIA FUNDS, LLCCRD 166087 · BURLINGTON, MA$192,754,708.00Regulatory AUM · August 2026
- ARCADIA INVESTMENT ADVISORS, LLCCRD 109590 · EAGLE, ID$345,801,223.00Regulatory AUM · August 2026
- ARCADIA INVESTMENT PARTNERS LLCCRD 161426 · NEW YORK, NY$1,371,538,606.00Regulatory AUM · August 2026
- ARCADIA WEALTH MANAGEMENT, INC.CRD 165504 · SMITHTOWN, NY$383,594,739.00Regulatory AUM · August 2026
- ARCADIA WEALTH MANAGEMENT, LLCCRD 284925 · MANCHESTER, NH$445,515,434.00Regulatory AUM · August 2026
- ARCADIUS CAPITAL PARTNERS INC.CRD 173645$106,249,470.00Regulatory AUM · August 2026
- ARCAPITA INVESTMENT MANAGEMENT US INC.CRD 168148 · ATLANTA, GA$607,303,058.00Regulatory AUM · August 2026
- ARCATAUR CAPITAL MANAGEMENT LLCCRD 124663 · MILWAUKEE, WI$469,535,872.00Regulatory AUM · August 2026
- ARCH GLOBAL ADVISORS, LLCCRD 297397 · NEW YORK, NY$230,913,938.00Regulatory AUM · August 2026
- ARCH OTC LLCCRD 332061Not availableRegulatory AUM · July 2026
- ARCH PARTNERS WEALTH MANAGEMENT, INC.CRD 123735 · WATKINSVILLE, GA$109,152,241.00Regulatory AUM · August 2026
- ARCHAMBO FINANCIAL ADVISORS, INC.CRD 129927 · BARTLESVILLE, OK$163,077,864.00Regulatory AUM · August 2026
- ARCHEAN CAPITAL PARTNERS II, L.L.C.CRD 294346 · NEWTOWN SQUARE, PA$527,831,000.00Regulatory AUM · August 2026
- ARCHER CAPITAL GROUP MANAGEMENT, LLCCRD 317047 · LOS ANGELES, CA$659,567,714.00Regulatory AUM · August 2026
- ARCHER INVESTMENT CORPORATIONCRD 136403 · CARMEL, IN$1,012,991,000.00Regulatory AUM · August 2026
- ARCHER INVESTMENT MANAGEMENT, LLCCRD 146852$370,799,063.00Regulatory AUM · August 2026
- ARCHER POINTE WEALTH MANAGEMENT, LLCCRD 308777 · DAVIS, CA$185,573,000.00Regulatory AUM · August 2026
- ARCHETYPE ADVISORS, LLCCRD 156527 · DOYLESTOWN, PA$260,000,000.00Regulatory AUM · August 2026
- ARCHFORD CAPITAL STRATEGIES, LLCCRD 164482 · SWANSEA, IL$1,489,117,927.00Regulatory AUM · August 2026
- ARCHITECT CAPITAL CORP.CRD 315010 · SAN FRANCISCO, CA$1,230,566,006.00Regulatory AUM · August 2026
- ARCHITECT EQUITY MANAGEMENT, LLCCRD 328703 · EL SEGUNDO, CA$383,862,367.00Regulatory AUM · August 2026
- ARCHIV CAPITAL MANAGEMENT LPCRD 342658Not availableRegulatory AUM · August 2026
- ARCHON CAPITAL MANAGEMENT LLCCRD 130499 · SEATTLE, WA$214,648,357.00Regulatory AUM · August 2026
- ARCHON PARTNERS LLCCRD 155756$1,231,708,421.00Regulatory AUM · August 2026
- ARCHPOINT INVESTORS LLCCRD 151807 · CORAL GABLES, FL$4,133,118,802.00Regulatory AUM · August 2026
- ARCHVEST WEALTH ADVISORS, INC.CRD 172087 · CONCORD, CA$387,000,000.00Regulatory AUM · August 2026
- ARCHWAY PRIVATE WEALTH LLCCRD 288578$17,329,809.00Regulatory AUM · August 2026
- ARCHWAY WEALTH MANAGEMENT, LLCCRD 326816 · KIRKWOOD, MO$345,656,224.00Regulatory AUM · August 2026
- ARCLIGHT CAPITAL PARTNERS, LLCCRD 161228 · BOSTON, MA$13,544,705,540.00Regulatory AUM · August 2026
- ARCLINE INVESTMENT MANAGEMENT LPCRD 299352 · NASHVILLE, TN$26,464,957,791.00Regulatory AUM · August 2026
- ARCO GLOBAL MANAGEMENT, LLCCRD 287921 · GUAYNABO, PR$260,411,274.00Regulatory AUM · August 2026
- ARCTARIS IMPACT INVESTORS, LLCCRD 306898 · WELLESLEY, MA$347,298,770.00Regulatory AUM · August 2026
- ARCTIS GLOBAL LLCCRD 308220$106,000,000.00Regulatory AUM · August 2026
- ARCUS CAPITAL PARTNERS, LLCCRD 147346 · ATLANTA, GA$2,512,571,391.00Regulatory AUM · August 2026
- ARDAN EQUITY PARTNERS, LLCCRD 312470 · WEST PALM BEACH, FL$441,361,766.00Regulatory AUM · August 2026
- ARDEA INVESTMENT MANAGEMENT PTY LIMITEDCRD 312601$6,295,389,602.00Regulatory AUM · August 2026
- ARDEN FUND MANAGEMENT, LLCCRD 164662 · PHILADELPHIA, PA$1,107,418,697.00Regulatory AUM · August 2026
- ARDENT CAPITAL MANAGEMENT, INC.CRD 108264 · CINCINNATI, OH$327,015,414.00Regulatory AUM · August 2026
- ARDENWOOD ADVISORS, LLCCRD 337412$146,025,615.00Regulatory AUM · August 2026
- ARDIAN US LLCCRD 121326 · NEW YORK, NY$2,766,909,220.00Regulatory AUM · August 2026
- ARDINALL INVESTMENT MANAGEMENT LPCRD 298114 · NEW YORK, NY$28,529,445.00Regulatory AUM · August 2026
- ARDMORE ROAD ASSET MANAGEMENT LPCRD 311471 · WESTPORT, CT$2,831,762,434.00Regulatory AUM · August 2026
- ARDSLEY ADVISORY PARTNERS LPCRD 301116 · NORWALK, CT$1,635,701,621.00Regulatory AUM · August 2026
- ARENA CAPITAL ADVISORS LLCCRD 170313 · LOS ANGELES, CA$5,328,247,859.00Regulatory AUM · August 2026
- ARENA INVESTORS, LPCRD 269854 · NEW YORK, NY$2,987,246,763.00Regulatory AUM · August 2026
- ARÈNE CAPITAL MANAGEMENT LPCRD 337916 · NEW YORK, NY$12,994,520.00Regulatory AUM · August 2026
- ARES CAPITAL MANAGEMENT II LLCCRD 157292 · LOS ANGELES, CA$19,637,993,752.00Regulatory AUM · August 2026
- ARES CAPITAL MANAGEMENT LLCCRD 131619 · LOS ANGELES, CA$97,616,716,509.00Regulatory AUM · August 2026
- ARES COMMERCIAL REAL ESTATE MANAGEMENT LLCCRD 159050 · LOS ANGELES, CA$32,483,242,395.00Regulatory AUM · August 2026
- ARES FINANCIAL CONSULTING LLCCRD 282852 · CALABASAS, CA$243,880,799.00Regulatory AUM · August 2026
- ARES MANAGEMENT LLCCRD 130074 · LOS ANGELES, CA$458,821,489,418.00Regulatory AUM · August 2026
- ARES SYSTEMATIC CREDIT LIMITEDCRD 307090$9,893,083,586.00Regulatory AUM · August 2026
- ARETE WEALTH ADVISORS, LLCCRD 145488 · CHICAGO, IL$2,745,378,945.00Regulatory AUM · August 2026
- ARETE WEALTH STRATEGISTS, LLCCRD 167297$133,741,614.00Regulatory AUM · August 2026
- ARETEX CAPITAL MANAGEMENT, LPCRD 296753 · NEW YORK, NY$251,594,410.00Regulatory AUM · August 2026
- AREX CAPITAL MANAGEMENT, LPCRD 289595 · NEW YORK, NY$99,382,000.00Regulatory AUM · August 2026
- ARG PRIVATE WEALTH, LLCCRD 336183 · CINCINNATI, OH$279,970,726.00Regulatory AUM · August 2026
- ARGA INVESTMENT MANAGEMENT, LPCRD 153665 · STAMFORD, CT$24,571,096,652.00Regulatory AUM · August 2026
- ARGAND PARTNERS, LPCRD 282127 · NEW YORK, NY$827,024,118.00Regulatory AUM · August 2026
- ARGENT ADVISORS, INC.CRD 112028 · RUSTON, LA$1,713,265,623.00Regulatory AUM · August 2026
- ARGENT CAPITAL MANAGEMENT LLCCRD 107930 · CLAYTON, MO$3,987,501,445.00Regulatory AUM · August 2026
- ARGENT RETIREMENT PLAN ADVISORS, LLCCRD 165031 · NEW ORLEANS, LA$683,140,774.00Regulatory AUM · August 2026
- ARGENT WEALTH MANAGEMENT, INC.CRD 135376 · ROUND ROCK, TX$172,406,000.00Regulatory AUM · August 2026
- ARGENT WEALTH, LLCCRD 311685 · RIDGELAND, MS$487,289,663.00Regulatory AUM · August 2026
- ARGENTARII, LLCCRD 332112 · CINCINNATI, OH$431,869,342.00Regulatory AUM · August 2026
- ARGENTEM CREEK PARTNERS LPCRD 282070 · NEW YORK, NY$628,382,517.00Regulatory AUM · August 2026
- ARGENTIC INVESTMENT MANAGEMENT LLCCRD 289502 · NEW YORK, NY$1,811,100,000.00Regulatory AUM · August 2026
- ARGO INFRASTRUCTURE MANAGEMENT, LPCRD 335508 · NEW YORK, NY$133,520,677.00Regulatory AUM · August 2026
- ARGO INFRASTRUCTURE PARTNERS LPCRD 171246 · NEW YORK, NY$7,065,020,150.00Regulatory AUM · August 2026
- $200,644,339.00Regulatory AUM · August 2026
- ARGO WEALTH ADVISORY, LLCCRD 334041 · MCLEAN, VA$256,168,541.00Regulatory AUM · August 2026
- ARGONAUT PRIVATE CAPITAL, LPCRD 283878 · TULSA, OK$3,007,976,621.00Regulatory AUM · August 2026
- ARGONAUTICA PRIVATE WEALTH MANAGEMENT, INCCRD 316736 · WELLESLEY, MA$532,889,266.00Regulatory AUM · August 2026
- ARGONNE CAPITAL GROUP, LLCCRD 291254 · ATLANTA, GA$1,680,310,396.00Regulatory AUM · August 2026
- ARGOS CAPITAL PARTNERS, LLCCRD 116165 · ST. LOUIS, MO$2,613,170,190.00Regulatory AUM · August 2026
- ARGOS GLOBAL ADVISORS, LLCCRD 287672 · SANTA BARBARA, CA$13,000,000.00Regulatory AUM · August 2026
- ARGOS WEALTH ADVISORS LLCCRD 144481$1,038,974,470.00Regulatory AUM · August 2026
- ARGOSY CAPITAL GROUP, LLCCRD 160212 · WAYNE, PA$3,725,970,530.00Regulatory AUM · August 2026
- ARGOSY-LIONBRIDGE MANAGEMENT, LLCCRD 325413 · WAYNE, PA$189,069,851.00Regulatory AUM · August 2026
- ARGUS EQUITY PARTNERS, LLCCRD 306518$58,662,009.00Regulatory AUM · August 2026
- ARGUS INVESTORS' COUNSEL, INC.CRD 106981 · NEW YORK, NY$137,292,344.00Regulatory AUM · August 2026
- ARGYLE CAPITAL MANAGEMENT, LLCCRD 106576 · CENTER VALLEY, PA$355,653,506.00Regulatory AUM · August 2026
- ARGYLE CAPITAL PARTNERS, LLCCRD 162246 · LOS ANGELES, CA$213,561,022.00Regulatory AUM · August 2026
- ARI GROUP, LLCCRD 286049 · NEW YORK, NY$132,800,530.00Regulatory AUM · August 2026
- ARIA GROWTH PARTNERS LPCRD 315978 · NEW YORK, NY$203,621,275.00Regulatory AUM · August 2026
- ARIA WEALTH MANAGEMENT, INC.CRD 288450 · SARATOGA, CA$129,968,474.00Regulatory AUM · August 2026