AQUAMARINE FINANCIAL (CAYMAN) LTD
CRD 335337
SEC snapshot · September 2026 · Latest ADV filing: 2026-06-03
Business overview
AQUAMARINE FINANCIAL (CAYMAN) LTD has reported regulatory assets under management: $5,761,492,014.00; reported employees: 5; and employees performing advisory functions: 2.
Reported services include portfolio management for pooled investment vehicles and portfolio management for other businesses and institutional clients. Reported compensation includes asset-based fees and performance-based fees.
Reported client categories include pooled investment vehicles (3 clients) and corporations or other businesses (fewer than five clients). Client counts are approximate.
Reported discretionary regulatory AUM is $5,761,492,014.00; non-discretionary regulatory AUM is unknown (source placeholder).
Filing details and sources
Services
AQUAMARINE FINANCIAL (CAYMAN) LTD reports providing portfolio management for pooled investment vehicles and portfolio management for other businesses and institutional clients. ADV Items 5.G · September 2026
Compensation
AQUAMARINE FINANCIAL (CAYMAN) LTD reports compensation through asset-based fees and performance-based fees. These categories do not specify a fee schedule or establish fee-only status. ADV Items 5.E · September 2026
Clients
AQUAMARINE FINANCIAL (CAYMAN) LTD’s reported client categories include pooled investment vehicles (3 clients; regulatory AUM $3,393,160,646.00) and corporations or other businesses (fewer than five clients; regulatory AUM $2,368,331,368.00). Client counts are approximate and are not account counts. Client-asset percentages are unavailable because the source values could not be reconciled with the published total. ADV Items 5.D · September 2026
Investment authority
AQUAMARINE FINANCIAL (CAYMAN) LTD reports $5,761,492,014.00 in discretionary regulatory AUM and unknown (source placeholder) in non-discretionary regulatory AUM. Discretionary management generally permits investment decisions without prior approval for each trade. Reported accounts: 7 discretionary and 0 non-discretionary. Accounts are not distinct clients. The components could not be fully reconciled with the published totals, so no percentage is calculated. ADV Items 5.F · September 2026
Business activities and affiliations
AQUAMARINE FINANCIAL (CAYMAN) LTD did not select any of the listed other business activities in Item 6.A. It did not select any of the listed related-person categories in Item 7.A. These disclosures do not establish ownership percentages or complete corporate structure. ADV Items 6.A; 7.A · September 2026
SEC source: IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34655879.CSV · row 15472. Reported names: Items 1.A/1.B; services: 5.G; compensation: 5.E; client categories: 5.D; regulatory AUM and accounts: 5.F; other business activities: 6.A; related persons: 7.A.
Percentages, when available, are calculated as reported category or discretionary regulatory AUM ÷ reported total regulatory AUM × 100, rounded to one decimal. Unknown source placeholders and missing amounts are not presented as zero. Counts marked “fewer than five” are preserved. Client counts are approximate and may use different household-counting practices across firms. The table does not infer a total number of clients.
| Client category | Reported clients | Reported regulatory AUM |
|---|---|---|
| individuals other than high-net-worth individuals | Not reported | not reported |
| high-net-worth individuals | Not reported | not reported |
| banking or thrift institutions | Not reported | not reported |
| investment companies | Not reported | not reported |
| business development companies | Not reported | not reported |
| pooled investment vehicles | 3 | $3,393,160,646.00 |
| pension and profit-sharing plans | Not reported | not reported |
| charitable organizations | Not reported | not reported |
| state or municipal government entities | Not reported | not reported |
| other investment advisers | Not reported | not reported |
| insurance companies | Not reported | not reported |
| sovereign wealth funds and foreign official institutions | Not reported | not reported |
| corporations or other businesses | Fewer than five | $2,368,331,368.00 |
| other client types | Not reported | not reported |
Discretionary accounts: 7; non-discretionary accounts: 0; total accounts: 7. This is an account count, not a client count.
Open the official firm record and Part 2 brochures for program-specific fees, minimums and investment approach. The current official record may be newer than this snapshot.
Source months identify the snapshot, not the valuation date or current registration status.
What changed?
Source-backed comparisons- May 15, 2026Filing date
Reported leadership
Not listed in the compared leadership records → MUNGALL, DAVID · Director
Compare source evidence
Derived comparison · Apr 10, 2026 to May 15, 2026
- Before: Apr 10, 2026 · IA_Schedule_A_B_20260401_20260430.csv · Schedule A · filing 2093637 (compared roster)
- After: May 15, 2026 · IA_Schedule_A_B_20260501_20260531.csv · Schedule A · filing 2101955 · row 13,231
- May 15, 2026Filing date
Reported leadership
Not listed in the compared leadership records → SILVA, EDUARDO, D'ANGELO P · Director
Compare source evidence
Derived comparison · Apr 10, 2026 to May 15, 2026
- Before: Apr 10, 2026 · IA_Schedule_A_B_20260401_20260430.csv · Schedule A · filing 2093637 (compared roster)
- After: May 15, 2026 · IA_Schedule_A_B_20260501_20260531.csv · Schedule A · filing 2101955 · row 13,232
- May 15, 2026Filing date
Reported leadership
MCLAUGHLIN, GWENDOLYN, ELIZABETH · Director → No longer listed in the compared leadership records
Compare source evidence
Derived comparison · Apr 10, 2026 to May 15, 2026
- Before: Apr 10, 2026 · IA_Schedule_A_B_20260401_20260430.csv · Schedule A · filing 2093637 · row 10,671
- After: May 15, 2026 · IA_Schedule_A_B_20260501_20260531.csv · Schedule A · filing 2101955 (compared roster)
- May 15, 2026Filing date
Reported leadership
Samadi, Jessica · Director → No longer listed in the compared leadership records
Compare source evidence
Derived comparison · Apr 10, 2026 to May 15, 2026
- Before: Apr 10, 2026 · IA_Schedule_A_B_20260401_20260430.csv · Schedule A · filing 2093637 · row 10,673
- After: May 15, 2026 · IA_Schedule_A_B_20260501_20260531.csv · Schedule A · filing 2101955 (compared roster)
Coverage and interpretation
0 adjacent monthly snapshot pairs reviewed; archive through Sep 2026. 3 comparable leadership filing pairs through Jun 3, 2026.
Changes reflect reported values and selected leadership records. Snapshot months are not event or valuation dates. Missing months and incomparable values are excluded. AUM changes are not investment returns or organic growth; filing differences do not establish hires, departures, acquisitions or their effective dates.
Growth and background
History through Sep 2026Reported regulatory AUM change was Unavailable in 2025, the last full calendar year. The average annual change over the preceding five years (2020–2024) was Unavailable.
Snapshot changes, not investment returns or organic growth. YTD is not annualized.
Calculation and source values
Annual growth = (December AUM ÷ prior December AUM − 1) × 100. The benchmark is the arithmetic mean of the five years before 2025. The difference is in percentage points (pp). YTD compares the latest source month with the preceding December. Source months are not valuation dates.
Only exact months with comparable reported regulatory AUM qualify. A missing or flagged value, a definition change, or zero starting AUM makes that comparison unavailable.
- Dec 2019 → Dec 2020: UnavailableNot available → Not available
- Dec 2020 → Dec 2021: UnavailableNot available → Not available
- Dec 2021 → Dec 2022: UnavailableNot available → Not available
- Dec 2022 → Dec 2023: UnavailableNot available → Not available
- Dec 2023 → Dec 2024: UnavailableNot available → Not available
- Dec 2024 → Dec 2025: UnavailableNot available → Not available
- Dec 2025 → Sep 2026: UnavailableNot available → $5,761,492,014.00
Firm background and coverage
Firm beginnings
No founding date verified for AQUAMARINE FINANCIAL (CAYMAN) LTD. Registration dates and the first archive appearance do not establish when a business was founded.
Reported leadership
In its Jun 3, 2026 filing, the firm reported the following recognized leadership and management titles in Schedule A:
- GUARINO, PETER, ROSERIO · Chief Compliance Officer (Schedule A row 10741)
- MUNGALL, DAVID · Director (Schedule A row 10742)
- SILVA, EDUARDO, D'ANGELO P · Director (Schedule A row 10743)
This is a selected view of Schedule A individuals, not a complete staff or ownership list. Titles are standardized; ambiguous or incomplete records are excluded.
Changes between filings
4 retained filings through Jun 3, 2026; 3 comparable filing pairs.
Apr 10, 2026 filing → May 15, 2026 filing
- Newly listed in the compared filing: MUNGALL, DAVID · Director (Schedule A row 13231).
- Newly listed in the compared filing: SILVA, EDUARDO, D'ANGELO P · Director (Schedule A row 13232).
- No longer listed in the compared filing: MCLAUGHLIN, GWENDOLYN, ELIZABETH · Director (Schedule A row 10671).
- No longer listed in the compared filing: Samadi, Jessica · Director (Schedule A row 10673).
Filing differences do not establish hiring or departure dates, or the significance of a change. A reported status-acquired date can refer to an earlier qualifying role. Invalid or future dates are not treated as usable dates. Coverage is limited to retained filings from January 2025 onward.
Business changes
SEC Item 4 succession disclosures · May 2023–Sep 2026. A succession can reflect an acquisition or reorganization; these records do not establish a complete merger, divestment or spin-out history.
No succession disclosure found for AQUAMARINE FINANCIAL (CAYMAN) LTD in the reviewed monthly files. This does not establish that no business changes occurred.
Firm history
First observed in this archive: Sep 2026. Snapshot months are not filing or valuation dates. Repeated values may reflect the same filing.
Regulatory AUM
Reported values · monthly snapshotsChart shows available values. The month slider includes the full archive.
SEC source · Sep 2026 ↗
Record 15472
Lines stop at missing months, unavailable values and definition changes. Only regulatory AUM is shown; earlier AUM uses a different reporting definition. Changes do not measure investment returns, flows or organic growth. Absence from a snapshot does not establish a closure.
Names observed in the archive 1
- AQUAMARINE FINANCIAL (CAYMAN) LTD
These are observation dates, not the effective dates of name changes or evidence of a merger.
Historical values and source evidence 244 months
Values are reported in the linked SEC files. “Not in source” means the field is absent from that extract. Flagged values are retained for review and excluded from the chart.
| Source month | Name observed | Regulatory AUM | Employees | Advisory employees | SEC evidence |
|---|---|---|---|---|---|
| Sep 2026 | AQUAMARINE FINANCIAL (CAYMAN) LTD | $5,761,492,014.00 | 5 | 2 | IA_SEC_-_FIRM_ROSTER_FOIA_DOWNLOAD_-_34655879.CSVrecord 15472 AUM: 5F(2)(c); employees: 5A; advisory: 5B(1) |
| Aug 2026 | No usable firm observation; this does not establish a closure | ||||
| Jul 2026 | No usable firm observation; this does not establish a closure | ||||
| Jun 2026 | No usable firm observation; this does not establish a closure | ||||
| May 2026 | No usable firm observation; this does not establish a closure | ||||
| Apr 2026 | No usable firm observation; this does not establish a closure | ||||
| Mar 2026 | No usable firm observation; this does not establish a closure | ||||
| Feb 2026 | No usable firm observation; this does not establish a closure | ||||
| Jan 2026 | No usable firm observation; this does not establish a closure | ||||
| Dec 2025 | No usable firm observation; this does not establish a closure | ||||
| Nov 2025 | Source availability notice | ||||
| Oct 2025 | Source availability notice | ||||
| Sep 2025 | No usable firm observation; this does not establish a closure | ||||
| Aug 2025 | No usable firm observation; this does not establish a closure | ||||
| Jul 2025 | No usable firm observation; this does not establish a closure | ||||
| Jun 2025 | No usable firm observation; this does not establish a closure | ||||
| May 2025 | No usable firm observation; this does not establish a closure | ||||
| Apr 2025 | No usable firm observation; this does not establish a closure | ||||
| Mar 2025 | No usable firm observation; this does not establish a closure | ||||
| Feb 2025 | No usable firm observation; this does not establish a closure | ||||
| Jan 2025 | No usable firm observation; this does not establish a closure | ||||
| Dec 2024 | No usable firm observation; this does not establish a closure | ||||
| Nov 2024 | No usable firm observation; this does not establish a closure | ||||
| Oct 2024 | No usable firm observation; this does not establish a closure | ||||
| Sep 2024 | No usable firm observation; this does not establish a closure | ||||
| Aug 2024 | No usable firm observation; this does not establish a closure | ||||
| Jul 2024 | No usable firm observation; this does not establish a closure | ||||
| Jun 2024 | No usable firm observation; this does not establish a closure | ||||
| May 2024 | No usable firm observation; this does not establish a closure | ||||
| Apr 2024 | No usable firm observation; this does not establish a closure | ||||
| Mar 2024 | No usable firm observation; this does not establish a closure | ||||
| Feb 2024 | No usable firm observation; this does not establish a closure | ||||
| Jan 2024 | No usable firm observation; this does not establish a closure | ||||
| Dec 2023 | No usable firm observation; this does not establish a closure | ||||
| Nov 2023 | No usable firm observation; this does not establish a closure | ||||
| Oct 2023 | No usable firm observation; this does not establish a closure | ||||
| Sep 2023 | No usable firm observation; this does not establish a closure | ||||
| Aug 2023 | No usable firm observation; this does not establish a closure | ||||
| Jul 2023 | No usable firm observation; this does not establish a closure | ||||
| Jun 2023 | No usable firm observation; this does not establish a closure | ||||
| May 2023 | No usable firm observation; this does not establish a closure | ||||
| Apr 2023 | No usable firm observation; this does not establish a closure | ||||
| Mar 2023 | No usable firm observation; this does not establish a closure | ||||
| Feb 2023 | No usable firm observation; this does not establish a closure | ||||
| Jan 2023 | No usable firm observation; this does not establish a closure | ||||
| Dec 2022 | No usable firm observation; this does not establish a closure | ||||
| Nov 2022 | No usable firm observation; this does not establish a closure | ||||
| Oct 2022 | No usable firm observation; this does not establish a closure | ||||
| Sep 2022 | No usable firm observation; this does not establish a closure | ||||
| Aug 2022 | No usable firm observation; this does not establish a closure | ||||
| Jul 2022 | No usable firm observation; this does not establish a closure | ||||
| Jun 2022 | No usable firm observation; this does not establish a closure | ||||
| May 2022 | No usable firm observation; this does not establish a closure | ||||
| Apr 2022 | No usable firm observation; this does not establish a closure | ||||
| Mar 2022 | No usable firm observation; this does not establish a closure | ||||
| Feb 2022 | No usable firm observation; this does not establish a closure | ||||
| Jan 2022 | No usable firm observation; this does not establish a closure | ||||
| Dec 2021 | No usable firm observation; this does not establish a closure | ||||
| Nov 2021 | No usable firm observation; this does not establish a closure | ||||
| Oct 2021 | No usable firm observation; this does not establish a closure | ||||
| Sep 2021 | No usable firm observation; this does not establish a closure | ||||
| Aug 2021 | No usable firm observation; this does not establish a closure | ||||
| Jul 2021 | No usable firm observation; this does not establish a closure | ||||
| Jun 2021 | No usable firm observation; this does not establish a closure | ||||
| May 2021 | No usable firm observation; this does not establish a closure | ||||
| Apr 2021 | No usable firm observation; this does not establish a closure | ||||
| Mar 2021 | No usable firm observation; this does not establish a closure | ||||
| Feb 2021 | No usable firm observation; this does not establish a closure | ||||
| Jan 2021 | No usable firm observation; this does not establish a closure | ||||
| Dec 2020 | No usable firm observation; this does not establish a closure | ||||
| Nov 2020 | No usable firm observation; this does not establish a closure | ||||
| Oct 2020 | No usable firm observation; this does not establish a closure | ||||
| Sep 2020 | No usable firm observation; this does not establish a closure | ||||
| Aug 2020 | No usable firm observation; this does not establish a closure | ||||
| Jul 2020 | No usable firm observation; this does not establish a closure | ||||
| Jun 2020 | No usable firm observation; this does not establish a closure | ||||
| May 2020 | No usable firm observation; this does not establish a closure | ||||
| Apr 2020 | No usable firm observation; this does not establish a closure | ||||
| Mar 2020 | No usable firm observation; this does not establish a closure | ||||
| Feb 2020 | No usable firm observation; this does not establish a closure | ||||
| Jan 2020 | No usable firm observation; this does not establish a closure | ||||
| Dec 2019 | No usable firm observation; this does not establish a closure | ||||
| Nov 2019 | No usable firm observation; this does not establish a closure | ||||
| Oct 2019 | No usable firm observation; this does not establish a closure | ||||
| Sep 2019 | No usable firm observation; this does not establish a closure | ||||
| Aug 2019 | No usable firm observation; this does not establish a closure | ||||
| Jul 2019 | No usable firm observation; this does not establish a closure | ||||
| Jun 2019 | No usable firm observation; this does not establish a closure | ||||
| May 2019 | No usable firm observation; this does not establish a closure | ||||
| Apr 2019 | No usable firm observation; this does not establish a closure | ||||
| Mar 2019 | No usable firm observation; this does not establish a closure | ||||
| Feb 2019 | No usable firm observation; this does not establish a closure | ||||
| Jan 2019 | Source availability notice | ||||
| Dec 2018 | No usable firm observation; this does not establish a closure | ||||
| Nov 2018 | No usable firm observation; this does not establish a closure | ||||
| Oct 2018 | No usable firm observation; this does not establish a closure | ||||
| Sep 2018 | No usable firm observation; this does not establish a closure | ||||
| Aug 2018 | No usable firm observation; this does not establish a closure | ||||
| Jul 2018 | No usable firm observation; this does not establish a closure | ||||
| Jun 2018 | No usable firm observation; this does not establish a closure | ||||
| May 2018 | No usable firm observation; this does not establish a closure | ||||
| Apr 2018 | No usable firm observation; this does not establish a closure | ||||
| Mar 2018 | No usable firm observation; this does not establish a closure | ||||
| Feb 2018 | No usable firm observation; this does not establish a closure | ||||
| Jan 2018 | No usable firm observation; this does not establish a closure | ||||
| Dec 2017 | No usable firm observation; this does not establish a closure | ||||
| Nov 2017 | No usable firm observation; this does not establish a closure | ||||
| Oct 2017 | No usable firm observation; this does not establish a closure | ||||
| Sep 2017 | No usable firm observation; this does not establish a closure | ||||
| Aug 2017 | No usable firm observation; this does not establish a closure | ||||
| Jul 2017 | No usable firm observation; this does not establish a closure | ||||
| Jun 2017 | No usable firm observation; this does not establish a closure | ||||
| May 2017 | No usable firm observation; this does not establish a closure | ||||
| Apr 2017 | No usable firm observation; this does not establish a closure | ||||
| Mar 2017 | No usable firm observation; this does not establish a closure | ||||
| Feb 2017 | No usable firm observation; this does not establish a closure | ||||
| Jan 2017 | No usable firm observation; this does not establish a closure | ||||
| Dec 2016 | No usable firm observation; this does not establish a closure | ||||
| Nov 2016 | No usable firm observation; this does not establish a closure | ||||
| Oct 2016 | No usable firm observation; this does not establish a closure | ||||
| Sep 2016 | No usable firm observation; this does not establish a closure | ||||
| Aug 2016 | No usable firm observation; this does not establish a closure | ||||
| Jul 2016 | No usable firm observation; this does not establish a closure | ||||
| Jun 2016 | No usable firm observation; this does not establish a closure | ||||
| May 2016 | No usable firm observation; this does not establish a closure | ||||
| Apr 2016 | No usable firm observation; this does not establish a closure | ||||
| Mar 2016 | No usable firm observation; this does not establish a closure | ||||
| Feb 2016 | No usable firm observation; this does not establish a closure | ||||
| Jan 2016 | No usable firm observation; this does not establish a closure | ||||
| Dec 2015 | No usable firm observation; this does not establish a closure | ||||
| Nov 2015 | No usable firm observation; this does not establish a closure | ||||
| Oct 2015 | No usable firm observation; this does not establish a closure | ||||
| Sep 2015 | No usable firm observation; this does not establish a closure | ||||
| Aug 2015 | No usable firm observation; this does not establish a closure | ||||
| Jul 2015 | No usable firm observation; this does not establish a closure | ||||
| Jun 2015 | No usable firm observation; this does not establish a closure | ||||
| May 2015 | No usable firm observation; this does not establish a closure | ||||
| Apr 2015 | No usable firm observation; this does not establish a closure | ||||
| Mar 2015 | No usable firm observation; this does not establish a closure | ||||
| Feb 2015 | No usable firm observation; this does not establish a closure | ||||
| Jan 2015 | No usable firm observation; this does not establish a closure | ||||
| Dec 2014 | No usable firm observation; this does not establish a closure | ||||
| Nov 2014 | No usable firm observation; this does not establish a closure | ||||
| Oct 2014 | No usable firm observation; this does not establish a closure | ||||
| Sep 2014 | No usable firm observation; this does not establish a closure | ||||
| Aug 2014 | No usable firm observation; this does not establish a closure | ||||
| Jul 2014 | No usable firm observation; this does not establish a closure | ||||
| Jun 2014 | No usable firm observation; this does not establish a closure | ||||
| May 2014 | No usable firm observation; this does not establish a closure | ||||
| Apr 2014 | No usable firm observation; this does not establish a closure | ||||
| Mar 2014 | No usable firm observation; this does not establish a closure | ||||
| Feb 2014 | No usable firm observation; this does not establish a closure | ||||
| Jan 2014 | No usable firm observation; this does not establish a closure | ||||
| Dec 2013 | No usable firm observation; this does not establish a closure | ||||
| Nov 2013 | No usable firm observation; this does not establish a closure | ||||
| Oct 2013 | No usable firm observation; this does not establish a closure | ||||
| Sep 2013 | No usable firm observation; this does not establish a closure | ||||
| Aug 2013 | No usable firm observation; this does not establish a closure | ||||
| Jul 2013 | No usable firm observation; this does not establish a closure | ||||
| Jun 2013 | No usable firm observation; this does not establish a closure | ||||
| May 2013 | No usable firm observation; this does not establish a closure | ||||
| Apr 2013 | No usable firm observation; this does not establish a closure | ||||
| Mar 2013 | No usable firm observation; this does not establish a closure | ||||
| Feb 2013 | No usable firm observation; this does not establish a closure | ||||
| Jan 2013 | No usable firm observation; this does not establish a closure | ||||
| Dec 2012 | No usable firm observation; this does not establish a closure | ||||
| Nov 2012 | No usable firm observation; this does not establish a closure | ||||
| Oct 2012 | No usable firm observation; this does not establish a closure | ||||
| Sep 2012 | No usable firm observation; this does not establish a closure | ||||
| Aug 2012 | No usable firm observation; this does not establish a closure | ||||
| Jul 2012 | No usable firm observation; this does not establish a closure | ||||
| Jun 2012 | No usable firm observation; this does not establish a closure | ||||
| May 2012 | No usable firm observation; this does not establish a closure | ||||
| Apr 2012 | No usable firm observation; this does not establish a closure | ||||
| Mar 2012 | No usable firm observation; this does not establish a closure | ||||
| Feb 2012 | No usable firm observation; this does not establish a closure | ||||
| Jan 2012 | No usable firm observation; this does not establish a closure | ||||
| Dec 2011 | No usable firm observation; this does not establish a closure | ||||
| Nov 2011 | No usable firm observation; this does not establish a closure | ||||
| Oct 2011 | No usable firm observation; this does not establish a closure | ||||
| Sep 2011 | No usable firm observation; this does not establish a closure | ||||
| Aug 2011 | No usable firm observation; this does not establish a closure | ||||
| Jul 2011 | No usable firm observation; this does not establish a closure | ||||
| Jun 2011 | No usable firm observation; this does not establish a closure | ||||
| May 2011 | No usable firm observation; this does not establish a closure | ||||
| Apr 2011 | No usable firm observation; this does not establish a closure | ||||
| Mar 2011 | No usable firm observation; this does not establish a closure | ||||
| Feb 2011 | No usable firm observation; this does not establish a closure | ||||
| Jan 2011 | No usable firm observation; this does not establish a closure | ||||
| Dec 2010 | No usable firm observation; this does not establish a closure | ||||
| Nov 2010 | No usable firm observation; this does not establish a closure | ||||
| Oct 2010 | No usable firm observation; this does not establish a closure | ||||
| Sep 2010 | No usable firm observation; this does not establish a closure | ||||
| Aug 2010 | No usable firm observation; this does not establish a closure | ||||
| Jul 2010 | No usable firm observation; this does not establish a closure | ||||
| Jun 2010 | No usable firm observation; this does not establish a closure | ||||
| May 2010 | No usable firm observation; this does not establish a closure | ||||
| Apr 2010 | No usable firm observation; this does not establish a closure | ||||
| Mar 2010 | No usable firm observation; this does not establish a closure | ||||
| Feb 2010 | No usable firm observation; this does not establish a closure | ||||
| Jan 2010 | No usable firm observation; this does not establish a closure | ||||
| Dec 2009 | No usable firm observation; this does not establish a closure | ||||
| Nov 2009 | No usable firm observation; this does not establish a closure | ||||
| Oct 2009 | No usable firm observation; this does not establish a closure | ||||
| Sep 2009 | No usable firm observation; this does not establish a closure | ||||
| Aug 2009 | No usable firm observation; this does not establish a closure | ||||
| Jul 2009 | No usable firm observation; this does not establish a closure | ||||
| Jun 2009 | No usable firm observation; this does not establish a closure | ||||
| May 2009 | No usable firm observation; this does not establish a closure | ||||
| Apr 2009 | No usable firm observation; this does not establish a closure | ||||
| Mar 2009 | No usable firm observation; this does not establish a closure | ||||
| Feb 2009 | No usable firm observation; this does not establish a closure | ||||
| Jan 2009 | No usable firm observation; this does not establish a closure | ||||
| Dec 2008 | No usable firm observation; this does not establish a closure | ||||
| Nov 2008 | Month not listed in SEC archive | ||||
| Oct 2008 | No usable firm observation; this does not establish a closure | ||||
| Sep 2008 | No usable firm observation; this does not establish a closure | ||||
| Aug 2008 | No usable firm observation; this does not establish a closure | ||||
| Jul 2008 | No usable firm observation; this does not establish a closure | ||||
| Jun 2008 | No usable firm observation; this does not establish a closure | ||||
| May 2008 | Month not listed in SEC archive | ||||
| Apr 2008 | No usable firm observation; this does not establish a closure | ||||
| Mar 2008 | No usable firm observation; this does not establish a closure | ||||
| Feb 2008 | No usable firm observation; this does not establish a closure | ||||
| Jan 2008 | No usable firm observation; this does not establish a closure | ||||
| Dec 2007 | Month not listed in SEC archive | ||||
| Nov 2007 | No usable firm observation; this does not establish a closure | ||||
| Oct 2007 | No usable firm observation; this does not establish a closure | ||||
| Sep 2007 | No usable firm observation; this does not establish a closure | ||||
| Aug 2007 | Month not listed in SEC archive | ||||
| Jul 2007 | No usable firm observation; this does not establish a closure | ||||
| Jun 2007 | Month not listed in SEC archive | ||||
| May 2007 | No usable firm observation; this does not establish a closure | ||||
| Apr 2007 | Month not listed in SEC archive | ||||
| Mar 2007 | Month not listed in SEC archive | ||||
| Feb 2007 | Month not listed in SEC archive | ||||
| Jan 2007 | Month not listed in SEC archive | ||||
| Dec 2006 | Month not listed in SEC archive | ||||
| Nov 2006 | Month not listed in SEC archive | ||||
| Oct 2006 | Month not listed in SEC archive | ||||
| Sep 2006 | Month not listed in SEC archive | ||||
| Aug 2006 | Month not listed in SEC archive | ||||
| Jul 2006 | Month not listed in SEC archive | ||||
| Jun 2006 | No usable firm observation; this does not establish a closure | ||||
Jurisdiction map
Reported notice filings
Notice-filing jurisdictions were not reported in this snapshot.
Hover or tap a state for its details. Use Tab to enter the map, arrow keys to move through states alphabetically, and Home or End to jump to the first or last state. A full text list is below.
California
Notice-filing data unavailable
Reported effective dateNot reported
0 of 1 listed offices mapped. Larger dots identify the principal office; offices at the same location may overlap. Locations are approximate Census address matches.
Office filing: . The firm reported 0 additional offices as of its last fiscal year end. The SEC schedule may list only the largest 25 additional offices. Listed records and reported totals can differ. Unmatched addresses and locations outside this U.S. map have no dot. Private-residence addresses are withheld.
Listed offices and source evidence (1)
Principal-office table: IA_ADV_Base_A_20260601_20260630.csv. Additional-office table: IA_Schedule_D_1F_20260601_20260630.csv. Form ADV filing 2110750.
- Principal officeSEC filing · Item 1.F · row 1637
C/O ZEDRA FUND ADMINISTRATION (CAYMAN) LTD, 23 LIME TREE BAY AVENUE, GRAND CAYMAN, Cayman Islands, KY1-1002
Outside this map
Notice filings are reports to jurisdictions, not office locations or proof of current registration. This map uses the profile’s source month; the history slider does not change it.
SEC source · September 2026Field: Jurisdiction Notice Filed-Effective Date · Row 15,472
Map boundaries: U.S. Census via us-atlas (ISC license).
Client categories
Reported counts · categories may overlap- Individual clients (other than high net worth)
- Not reportedObserved missing state
- High net worth individual clients
- Not reportedObserved missing state
- Banking or thrift institution clients
- Not reportedObserved missing state
- Investment company clients
- Not reportedObserved missing state
- Business development company clients
- Not reportedObserved missing state
- Other pooled investment vehicle clients
- 3Reported in SEC monthly data
- Pension and profit-sharing plan clients
- Not reportedObserved missing state
- Charitable organization clients
- Not reportedObserved missing state
- State or municipal government clients
- Not reportedObserved missing state
- Other investment adviser clients
- Not reportedObserved missing state
- Insurance company clients
- Not reportedObserved missing state
- Sovereign wealth fund or foreign official clients
- Not reportedObserved missing state
- Corporation or other business clients
- SuppressedReported in SEC monthly data
- Other clients
- Not reportedObserved missing state
Firm identity
Reported identifiers- CRD number
- 335337Reported in SEC monthly data
- Legal name
- AQUAMARINE FINANCIAL (CAYMAN) LTDReported in SEC monthly data
Regulatory assets under management do not measure investment performance. Client categories are reported counts, not a recommendation or service guarantee.
Sources and verification
- Profile snapshot
- September 2026
- Latest filing in this snapshot
- 2026-06-03
- Historical archive coverage
- June 2006–September 2026
- Latest observation for this firm
- September 2026
View current official adviser record →
This directory uses monthly snapshots. The current official record may contain newer filings or registration information.
Report a data issue
Email us the reported field, what needs checking and a supporting public source. Include CRD 335337 and source month 2026-09 if writing your own message. Do not include account numbers or other sensitive information.
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