All investment adviser firms · Page 13
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- ARIA WEALTH PARTNERS, LLCCRD 334270 · CHARLOTTESVILLE, VA$112,343,257.00Regulatory AUM · August 2026
- ARIADNE WEALTH MANAGEMENT, LPCRD 170999 · SANTA BARBARA, CA$627,284,110.00Regulatory AUM · August 2026
- ARIAM GLOBAL INC.CRD 343104 · SAN DIEGO, CANot availableRegulatory AUM · August 2026
- ARIAS RESOURCE CAPITAL MANAGEMENT LPCRD 155885 · MIAMI, FL$90,752,224.00Regulatory AUM · August 2026
- ARIEL ALTERNATIVES, LLCCRD 314178 · CHICAGO, IL$1,510,990,112.00Regulatory AUM · August 2026
- ARIEL INVESTMENTS, LLCCRD 108211 · CHICAGO, IL$12,778,080,506.00Regulatory AUM · August 2026
- ARIES WEALTH MANAGEMENT, LLCCRD 175477 · PORTLAND, ME$658,598,502.00Regulatory AUM · August 2026
- ARIMATHEACRD 330140 · FORT BRAGG, CA$39,945,222.00Regulatory AUM · August 2026
- ARIN RISK ADVISORS LLCCRD 151491 · CONSHOHOCKEN, PA$10,186,153,552.00Regulatory AUM · August 2026
- ARINI CAPITAL MANAGEMENT LIMITEDCRD 331241$35,527,062,904.00Regulatory AUM · August 2026
- ARINI CAPITAL MANAGEMENT US LLCCRD 331263 · NEW YORK, NY$27,990,857,842.00Regulatory AUM · August 2026
- ARIS INVESTING LLCCRD 325320 · GLENVIEW, IL$3,313,938,316.00Regulatory AUM · August 2026
- ARIS MANAGEMENT, LLCCRD 317315 · NEW YORK, NY$2,081,151,639.00Regulatory AUM · August 2026
- ARISTA ADVISORY GROUP, LLCCRD 285722 · ALBANY, NY$143,681,257.00Regulatory AUM · August 2026
- ARISTA WEALTH MANAGEMENT, LLCCRD 141504 · LAS VEGAS, NV$1,201,806,676.00Regulatory AUM · August 2026
- ARISTEIA CAPITAL, LLCCRD 135986 · GREENWICH, CT$13,734,838,866.00Regulatory AUM · August 2026
- ARISTIDES CAPITAL LLCCRD 162368 · LOUISVILLE, KY$541,426,176.00Regulatory AUM · August 2026
- ARISTON SERVICES GROUP, LLCCRD 146255 · SAN DIEGO, CA$526,976,174.00Regulatory AUM · August 2026
- ARISTOTLE ATLANTIC PARTNERS, LLCCRD 285721 · SARASOTA, FL$2,222,137,002.00Regulatory AUM · August 2026
- ARISTOTLE CAPITAL BOSTON, LLCCRD 173198 · BOSTON, MA$1,831,250,587.00Regulatory AUM · August 2026
- ARISTOTLE CAPITAL MANAGEMENT, LLCCRD 109876 · LOS ANGELES, CA$43,543,321,650.00Regulatory AUM · August 2026
- ARISTOTLE INVESTMENT SERVICES, LLCCRD 324207 · NEWPORT BEACH, CA$16,503,921,924.00Regulatory AUM · August 2026
- ARISTOTLE PACIFIC CAPITAL, LLCCRD 298050 · NEWPORT BEACH, CA$26,760,654,837.00Regulatory AUM · August 2026
- ARISTOTLE PACIFIC CLO ADVISER III, LLCCRD 339520 · NEWPORT BEACH, CANot availableRegulatory AUM · August 2026
- ARIXA MANAGEMENT, LLCCRD 336603 · LOS ANGELES, CA$647,890,940.00Regulatory AUM · August 2026
- ARJUNA CAPITAL, LLCCRD 283713 · MANCHESTER, MA$642,360,277.00Regulatory AUM · August 2026
- ARK & TLK INVESTMENTS, LLCCRD 205512 · OKLAHOMA CITY, OK$751,448,285.00Regulatory AUM · August 2026
- ARK ADVISORS LLCCRD 167456 · BLOOMINGTON, IL$195,639,810.00Regulatory AUM · August 2026
- ARK INVESTMENT MANAGEMENT LLCCRD 169525 · ST. PETERSBURG, FL$15,980,171,090.00Regulatory AUM · August 2026
- ARK ROYAL WEALTH MANAGEMENT LLCCRD 175151 · RALEIGH, NC$169,309,000.00Regulatory AUM · August 2026
- ARK WEALTH ADVISORS, LLCCRD 309396 · YORBA LINDA, CA$117,960,866.00Regulatory AUM · August 2026
- ARK WEALTH MANAGEMENT, LLCCRD 317264 · AUSTIN, TX$216,000,000.00Regulatory AUM · August 2026
- ARKA CAPITAL A.M. LTDCRD 339997$263,809,998.00Regulatory AUM · August 2026
- ARKADIOS WEALTH ADVISORS LLCCRD 288863 · ATLANTA, GA$8,789,840,262.00Regulatory AUM · August 2026
- ARKFELD WEALTH STRATEGIES, L.L.C.CRD 293175 · OMAHA, NE$537,974,000.00Regulatory AUM · August 2026
- ARKHOUSE MANAGEMENT CO. LPCRD 325180 · NEW YORK, NY$122,851,034.00Regulatory AUM · August 2026
- ARKOS GLOBAL ADVISORS, LLCCRD 287466 · HOUSTON, TX$1,154,934,615.00Regulatory AUM · August 2026
- ARKVIEW CAPITAL, L.P.CRD 316130 · STAMFORD, CT$355,949,280.00Regulatory AUM · August 2026
- ARLEN CAPITAL, LLCCRD 118113 · WARWICK, RI$348,820,421.00Regulatory AUM · August 2026
- ARLINGTON CAPITAL MANAGEMENT, INC.CRD 114801 · ARLINGTON HEIGHTS, IL$235,943,435.00Regulatory AUM · August 2026
- ARLINGTON FINANCIAL ADVISORS, LLCCRD 283288 · SANTA BARBARA, CA$1,237,000,000.00Regulatory AUM · August 2026
- ARLINGTON MANAGEMENT EMPLOYEES, LLCCRD 160265 · BETHESDA, MD$18,194,604,408.00Regulatory AUM · August 2026
- ARLINGTON PARTNERS LLCCRD 109335 · BIRMINGHAM, AL$2,311,652,119.00Regulatory AUM · August 2026
- ARLON ADVISOR LLCCRD 160635 · NEW YORK, NY$1,176,714,706.00Regulatory AUM · August 2026
- ARM FINANCIAL LLCCRD 144340$49,000,000.00Regulatory AUM · August 2026
- ARMADA ADVISORS, INC.CRD 150416 · PENSACOLA, FL$190,302,673.00Regulatory AUM · August 2026
- ARMADA CAPITAL LLCCRD 307382$89,907,916.00Regulatory AUM · August 2026
- ARMADA ETF ADVISORS LLCCRD 317979 · NOVI, MI$10,170,000.00Regulatory AUM · August 2026
- ARMADILLO LITIGATION FUNDING LLCCRD 310764 · HOUSTON, TX$581,359,742.00Regulatory AUM · August 2026
- ARMBRUSTER CAPITAL MANAGEMENT, INC.CRD 151590 · PITTSFORD, NY$1,055,065,472.00Regulatory AUM · August 2026
- ARMISTICE CAPITAL LLCCRD 168978 · NEW YORK, NY$4,724,705,592.00Regulatory AUM · August 2026
- ARMOR ADVISORS, L.L.C.CRD 157238 · NEW YORK, NY$485,533,318.00Regulatory AUM · August 2026
- ARMOR INVESTMENT ADVISORS, LLCCRD 134200 · RALEIGH, NC$355,950,613.00Regulatory AUM · August 2026
- ARMORY CAPITAL GROUP, LLCCRD 148240 · EL SEGUNDO, CANot availableRegulatory AUM · August 2026
- ARMORY CAPITAL MANAGEMENT, LLCCRD 149008 · SYRACUSE, NY$167,132,882.00Regulatory AUM · August 2026
- ARMOUR CAPITAL MANAGEMENT LPCRD 164570 · VERO BEACH, FL$21,005,159,752.00Regulatory AUM · August 2026
- ARMOUR WEALTH ADVISORS, LLCCRD 306171 · TUMWATER, WA$110,366,065.00Regulatory AUM · August 2026
- ARMSTRONG ADVISORY GROUP INC.CRD 318662 · NEEDHAM, MA$1,668,179,022.00Regulatory AUM · August 2026
- ARMSTRONG, FLEMING & MOORE, INC.CRD 107347 · WASHINGTON, DC$1,272,666,171.00Regulatory AUM · August 2026
- ARNHOLD LLCCRD 290117 · NEW YORK, NY$6,442,592,196.00Regulatory AUM · August 2026
- ARNIE ADVISORS LLCCRD 307049$52,050.00Regulatory AUM · August 2026
- ARNOLD CASTELLANO AND ASSOCIATES, LLCCRD 117369 · SHREVEPORT, LA$129,542,260.00Regulatory AUM · August 2026
- ARNOLD FINANCIAL PLANNING LLCCRD 283698 · HIAWATHA, IA$168,230,596.00Regulatory AUM · August 2026
- ARNOLD WEITZ & COCRD 108026 · ELKHORN, NE$438,072,517.00Regulatory AUM · August 2026
- AROHI ASSET MANAGEMENT PTE LTD.CRD 160798$1,052,171,894.00Regulatory AUM · August 2026
- AROSA CAPITAL MANAGEMENT LPCRD 169851 · MIAMI BEACH, FL$856,576,690.00Regulatory AUM · August 2026
- ARQ WEALTH ADVISORS, LLCCRD 147351 · SCOTTSDALE, AZ$1,109,267,076.00Regulatory AUM · August 2026
- ARRIEN INVESTMENTS, INC.CRD 321819 · BOISE, ID$226,582,421.00Regulatory AUM · August 2026
- ARRINGTON CAPITAL INVESTMENT MANAGEMENT, LLCCRD 292038 · MIAMI, FL$1,407,546,010.00Regulatory AUM · August 2026
- ARRIVAL CAPITAL MANAGEMENT LLCCRD 126547 · NEW YORK, NY$42,378,743.00Regulatory AUM · August 2026
- ARROW CAPITAL MANAGEMENT, LLCCRD 165190 · NEW YORK, NY$174,791,342.00Regulatory AUM · August 2026
- ARROW CAPITAL PTY LTDCRD 317731$883,843,557.00Regulatory AUM · August 2026
- ARROW INVESTMENT ADVISORS, LLCCRD 139652 · LAUREL, MD$377,259,942.00Regulatory AUM · August 2026
- ARROW INVESTMENT MANAGEMENT, LLCCRD 334614 · NEW YORK, NY$85,635,966.00Regulatory AUM · August 2026
- ARROW WEALTH ADVISORS, INC.CRD 290853 · AUBURN, CA$121,234,291.00Regulatory AUM · August 2026
- ARROW WEALTH ADVISORY LLCCRD 296890$217,835,403.00Regulatory AUM · August 2026
- ARROWHEAD INVESTMENT MANAGEMENT LLCCRD 285032 · WHITE PLAINS, NY$77,610,039.00Regulatory AUM · August 2026
- ARROWMARK ASSET MANAGEMENT, LLCCRD 307161 · DENVER, CO$224,437,987.00Regulatory AUM · August 2026
- ARROWMARK COLORADO HOLDINGS, LLCCRD 149120 · DENVER, CO$21,020,442,509.00Regulatory AUM · August 2026
- ARROWROOT CAPITAL MANAGEMENT, LLCCRD 285193 · MARINA DEL REY, CA$465,465,723.00Regulatory AUM · August 2026
- ARROWROOT FAMILY OFFICE, LLCCRD 168744 · MARINA DEL REY, CA$430,684,413.00Regulatory AUM · August 2026
- ARROWSTREET CAPITAL, LIMITED PARTNERSHIPCRD 111298 · BOSTON, MA$351,322,949,038.00Regulatory AUM · August 2026
- ARROYO ENERGY INVESTMENT PARTNERS LLCCRD 173735 · SPRING, TX$2,277,670,792.00Regulatory AUM · August 2026
- ARROYO INVESTMENT GROUP, LLCCRD 130243 · PASADENA, CA$319,454,438.00Regulatory AUM · August 2026
- ARS INVESTMENT PARTNERS, LLCCRD 5845 · NEW YORK, NY$2,705,726,063.00Regulatory AUM · August 2026
- ARS WEALTH ADVISORS GROUP, LLCCRD 314882 · ST. PETERSBURG, FL$1,641,226,278.00Regulatory AUM · August 2026
- ARSENAL CAPITAL ADVISORS LLCCRD 325612 · CONSHOHOCKEN, PA$267,086,889.00Regulatory AUM · August 2026
- ARSENAL CAPITAL MANAGEMENT LPCRD 156896 · NEW YORK, NY$9,715,621,888.00Regulatory AUM · August 2026
- ARSENAL VENTURE PARTNERS, INC.CRD 160426 · WINTER PARK, FL$393,832,888.00Regulatory AUM · August 2026
- ARTA FINANCE WEALTH MANAGEMENT, LLCCRD 318714 · MOUNTAIN VIEW, CA$153,444,718.00Regulatory AUM · August 2026
- ARTEMIS CAPITAL PARTNERS MANAGEMENT CO., LLCCRD 285607 · BOSTON, MA$441,542,162.00Regulatory AUM · August 2026
- ARTEMIS REAL ESTATE PARTNERS, LLCCRD 160668 · CHEVY CHASE, MD$11,420,365,281.00Regulatory AUM · August 2026
- ARTEMIS WEALTH ADVISORS, LLCCRD 150810 · PORT WASHINGTON, NY$1,914,524,485.00Regulatory AUM · August 2026
- ARTESA FINANCIAL GROUP, LLCCRD 153741 · CONROE, TX$126,615,003.00Regulatory AUM · August 2026
- ARTESIAN CAPITAL MANAGEMENT (DELAWARE) LPCRD 325768 · NEW YORK, NY$37,700,000.00Regulatory AUM · August 2026
- ARTHEDGE CAPITAL MANAGEMENT, LLCCRD 151181$154,958,060.00Regulatory AUM · August 2026
- Not availableRegulatory AUM · August 2026
- ARTHUR M. COHEN & ASSOCIATES LLCCRD 105894 · NORTHBROOK, IL$1,111,514,757.00Regulatory AUM · August 2026
- ARTHUR VENTURES MANAGEMENT 2, LLCCRD 326592 · MINNEAPOLIS, MN$2,564,652,508.00Regulatory AUM · August 2026
- ARTIA GLOBAL PARTNERS LPCRD 322091 · MIAMI, FL$778,890,878.00Regulatory AUM · August 2026