All investment adviser firms · Page 11
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- AON INVESTMENTS USA INC.CRD 105596 · CHICAGO, IL$150,986,402,821.00Regulatory AUM · August 2026
- AON SECURITIES LLCCRD 4138 · CHICAGO, ILNot availableRegulatory AUM · August 2026
- AOT INVEST LLCCRD 319016 · DAVENPORT, IA$93,870,000.00Regulatory AUM · August 2026
- AP CAPITAL DELAWARE LLCCRD 315796 · NEW YORK, NY$134,764,420.00Regulatory AUM · August 2026
- AP WEALTH MANAGEMENT, LLCCRD 156417 · AUGUSTA, GA$339,554,592.00Regulatory AUM · August 2026
- APAX PARTNERS US, LLCCRD 157110 · NEW YORK, NY$768,250,547.00Regulatory AUM · August 2026
- APC ASSET DEVELOPMENT I, LPCRD 328513 · NEWPORT BEACH, CA$2,250,588,535.00Regulatory AUM · August 2026
- APC ASSET DEVELOPMENT II, LPCRD 328587 · NEWPORT BEACH, CA$2,060,624,142.00Regulatory AUM · August 2026
- APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLCCRD 172151 · ANCHORAGE, AK$1,156,213,886.00Regulatory AUM · August 2026
- APEIRON RIA LLCCRD 289273 · DALLAS, TX$852,000,000.00Regulatory AUM · August 2026
- APELLA CAPITAL, LLCCRD 171106 · WEST HARTFORD, CT$11,065,217,421.00Regulatory AUM · August 2026
- APERIO GROUP, LLCCRD 111616 · SAUSALITO, CA$152,125,253,086.00Regulatory AUM · August 2026
- APERTURE ADVISORS LLCCRD 327627$16,000,000.00Regulatory AUM · August 2026
- APERTURE INVESTORS, LLCCRD 295468 · NEW YORK, NY$6,062,290,738.00Regulatory AUM · August 2026
- APEX CAPITAL MANAGEMENT, L.L.C.CRD 117059 · LAFAYETTE, LA$225,190,934.00Regulatory AUM · August 2026
- APEX INVESTMENT GROUP, LLCCRD 333593 · HUDSON, MA$211,108,269.00Regulatory AUM · August 2026
- APEX INVESTMENTS MANAGEMENT US, LLCCRD 322874 · COCONUT GROVE, FL$392,490,285.00Regulatory AUM · August 2026
- APEX INVESTMENTS MANAGEMENT, S.A.CRD 323044$392,490,285.00Regulatory AUM · August 2026
- APEX STRATEGIC WEALTH, LLCCRD 308569 · CHATTANOOGA, TN$292,139,662.00Regulatory AUM · August 2026
- APEX WEALTH ADVISORS LLCCRD 316564$122,151,571.00Regulatory AUM · August 2026
- APEX WEALTH MANAGEMENT, LLCCRD 317091 · BEDFORD, NH$191,060,986.00Regulatory AUM · August 2026
- APFORIA LTDCRD 327176 · VIRGINIA BEACH, VA$101,914,296.00Regulatory AUM · August 2026
- APG ASSET MANAGEMENT US, INCCRD 160795 · NEW YORK, NY$141,326,309,861.00Regulatory AUM · August 2026
- APHIAS CAPITAL, L.P.CRD 336255 · SAN FRANCISCO, CA$675,752,500.00Regulatory AUM · August 2026
- API FINANCIAL ADVISORS, LLCCRD 304586 · ROCKLEDGE, FL$84,651,087.00Regulatory AUM · August 2026
- APIS & HERITAGE CAPITAL PARTNERS, LLCCRD 315195 · WASHINGTON, DC$231,057,449.00Regulatory AUM · August 2026
- APIS CAPITAL ADVISORS, LLCCRD 131200 · NEW YORK, NY$1,421,086,075.00Regulatory AUM · August 2026
- APO FINANCIAL SERVICES, LLCCRD 297647 · WESTMINSTER, CO$124,251,289.00Regulatory AUM · August 2026
- APOGEM CAPITAL LLCCRD 309234 · NEW YORK, NY$43,819,423,421.00Regulatory AUM · August 2026
- APOLLO CAPITAL CREDIT ADVISER, LLCCRD 286485 · NEW YORK, NY$2,352,678,018.00Regulatory AUM · August 2026
- APOLLO CAPITAL MANAGEMENT, L.P.CRD 143161 · NEW YORK, NY$718,476,737,320.00Regulatory AUM · August 2026
- APOLLO CREDIT MANAGEMENT, LLCCRD 156115 · NEW YORK, NY$29,972,497,373.00Regulatory AUM · August 2026
- APOLLO INVESTMENT MANAGEMENT, L.P.CRD 130610 · NEW YORK, NY$3,323,644,797.00Regulatory AUM · August 2026
- APOLLO MANAGER, LLCCRD 327828 · NEW YORK, NY$3,555,400,091.00Regulatory AUM · August 2026
- APOLLO MPS MANAGEMENT, LLCCRD 338148 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- APOLLO REAL ESTATE FUND ADVISER, LLCCRD 169120 · NEW YORK, NY$4,269,091,755.00Regulatory AUM · August 2026
- APOLLO S3 RIC MANAGEMENT, L.P.CRD 330339 · NEW YORK, NY$423,846,983.00Regulatory AUM · August 2026
- APOLLO WEALTH MANAGEMENT, LLCCRD 144673$39,336,809.00Regulatory AUM · August 2026
- APOLLON FINANCIAL, LLCCRD 321217 · MOUNT PLEASANT, SC$1,447,040,552.00Regulatory AUM · August 2026
- APOLLON WEALTH MANAGEMENT, LLCCRD 291902 · MOUNT PLEASANT, SC$11,563,665,739.00Regulatory AUM · August 2026
- APPALACHIAN CAPITAL MANAGEMENT LTDCRD 120038 · ST. CLAIRSVILLE, OH$175,316,177.00Regulatory AUM · August 2026
- APPALOOSA LPCRD 281909 · SHORT HILLS, NJ$20,396,101,407.00Regulatory AUM · August 2026
- APPIAN WAY FINANCIAL LLCCRD 168109 · PASADENA, CA$142,870,837.00Regulatory AUM · August 2026
- APPLE & ASSOCIATESCRD 126849 · GRASS VALLEY, CA$137,703,665.00Regulatory AUM · August 2026
- APPLE TREE ASSET MANAGEMENT, LLCCRD 298437 · FORT WAYNE, IN$151,850,105.00Regulatory AUM · August 2026
- APPLESEED ADVISORY, LLCCRD 342466 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- APPLETON PARTNERS, INC.CRD 110049 · BOSTON, MA$12,552,053,767.00Regulatory AUM · August 2026
- APPLEWHITE FINANCIAL PLANNING, PLLCCRD 169799 · DALLAS, TX$153,132,711.00Regulatory AUM · August 2026
- APPLIED ACADEMICS LLCCRD 340114 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- APPLIED CAPITAL LLCCRD 128996$157,400,236.00Regulatory AUM · August 2026
- APPLIED CAPITAL LLCCRD 166175 · LITTLE ROCK, AR$357,525,640.00Regulatory AUM · August 2026
- APPLIED FINANCE ADVISORS, LLCCRD 140054 · SAN ANTONIO, TX$2,052,081,914.00Regulatory AUM · August 2026
- APPLIED FINANCE CAPITAL MANAGEMENT, LLCCRD 226755 · SAN JUAN, PR$4,443,037,725.00Regulatory AUM · August 2026
- APPLIED FUNDAMENTAL RESEARCH, LLCCRD 167645 · CAMBRIDGE, MA$142,861,474.00Regulatory AUM · August 2026
- APPLIED QUANTITATIVE INVESTMENTS LLCCRD 339159 · LONE TREE, CO$107,861,049.00Regulatory AUM · August 2026
- APPOMATTOX ADVISORY, INCCRD 153731 · NEW YORK, NY$425,626,549.00Regulatory AUM · August 2026
- APPROACH CAPITAL LLCCRD 291807$100,000,000.00Regulatory AUM · August 2026
- APPROACH RETIREMENT ADVISORS, LLCCRD 166221 · BIRMINGHAM, AL$227,468,365.00Regulatory AUM · August 2026
- APRICITY FINANCIAL, LLCCRD 330201$110,796,561.00Regulatory AUM · August 2026
- APRICUS WEALTH LLCCRD 306239 · BEAUFORT, SC$335,686,442.00Regulatory AUM · August 2026
- APRIEM ADVISORSCRD 108188 · IRVINE, CA$1,483,716,736.00Regulatory AUM · August 2026
- APRIO WEALTH MANAGEMENT, LLCCRD 127333 · ATLANTA, GA$4,154,843,929.00Regulatory AUM · August 2026
- APS ADVISORSCRD 153504 · JACKSON, CA$197,246,667.00Regulatory AUM · August 2026
- APS ASSET MANAGEMENT PTE LTDCRD 109189$2,225,901,406.00Regulatory AUM · August 2026
- APS MANAGEMENT GROUP, INC.CRD 284697 · TORRANCE, CA$217,405,713.00Regulatory AUM · August 2026
- APS WEALTH MANAGEMENT, LLCCRD 298233 · MELVILLE, NY$311,548,181.00Regulatory AUM · August 2026
- APT WEALTH USA PTY LTDCRD 342273Not availableRegulatory AUM · August 2026
- APTUS CAPITAL ADVISORS, LLCCRD 167626 · FAIRHOPE, AL$14,141,557,319.00Regulatory AUM · August 2026
- APTUS FINANCIAL LLCCRD 280033Not availableRegulatory AUM · August 2026
- AQR ARBITRAGE, LLCCRD 114626 · GREENWICH, CT$4,384,055,877.00Regulatory AUM · August 2026
- AQR CAPITAL MANAGEMENT, LLCCRD 111883 · GREENWICH, CT$311,703,264,770.00Regulatory AUM · August 2026
- AQS ASSET MANAGEMENT, L.L.C.CRD 131544 · AUSTIN, TX$4,066,280,421.00Regulatory AUM · August 2026
- AQUA ADVISORS LLCCRD 285399$298,810,311.00Regulatory AUM · August 2026
- AQUA CAPITAL ADVISORS LLCCRD 151887 · LOS ANGELES, CA$143,769,398.00Regulatory AUM · August 2026
- AQUALIS PARTNERS LLCCRD 342218 · DARIEN, CTNot availableRegulatory AUM · August 2026
- AQUARIAN HOLDINGS INVESTMENT MANAGEMENT LLCCRD 292769 · NEW YORK, NY$26,696,745,931.00Regulatory AUM · August 2026
- AQUARIAN HOLDINGS MANAGEMENT LLCCRD 293116 · NEW YORK, NY$1,782,178,303.00Regulatory AUM · August 2026
- AQUATIC CAPITAL MANAGEMENT LLCCRD 307291 · CHICAGO, IL$5,430,350,270.00Regulatory AUM · August 2026
- AQUILINE MANAGEMENT HOLDINGS LPCRD 327352 · NEW YORK, NY$12,265,001,536.00Regulatory AUM · August 2026
- AQUIRE WEALTH ADVISORS, LLCCRD 149559 · SALT LAKE CITY, UT$504,001,496.00Regulatory AUM · August 2026
- AR ASSET MANAGEMENT, INC.CRD 110342 · WEST HOLLYWOOD, CA$602,638,535.00Regulatory AUM · August 2026
- ARA ADVISERS, LLCCRD 298845 · HOUSTON, TX$6,785,474,521.00Regulatory AUM · August 2026
- ARA GC PARTNERS, LLCCRD 334354 · HOUSTON, TX$935,931,451.00Regulatory AUM · August 2026
- ARABLE CAPITAL PARTNERS, LLCCRD 287629 · BELLEVUE, WA$671,203,734.00Regulatory AUM · August 2026
- ARAGON CAPITAL LLCCRD 166958 · FORT LAUDERDALE, FL$349,286,143.00Regulatory AUM · August 2026
- ARAGON FAMILY OFFICE LLCCRD 337597 · HOMEWOOD, AL$112,050,000.00Regulatory AUM · August 2026
- ARAGON GLOBAL MANAGEMENT, LPCRD 156043 · MIAMI, FL$368,989,194.00Regulatory AUM · August 2026
- ARARAT CAPITAL MANAGEMENT LPCRD 291783 · WESTPORT, CT$358,607,563.00Regulatory AUM · August 2026
- ARAVALLI CAPITAL MANAGEMENT LPCRD 327861 · NEW YORK, NY$191,396,303.00Regulatory AUM · August 2026
- ARAX ADVISORY PARTNERS, LLCCRD 133535 · NEW YORK, NY$26,524,973,206.00Regulatory AUM · August 2026
- ARBA CREDIT MANAGEMENT, L.P.CRD 304734 · CONSHOHOCKEN, PA$289,105,601.00Regulatory AUM · August 2026
- ARBALPHA CAPITAL, LLCCRD 327158 · MIAMI, FL$121,564,988.00Regulatory AUM · August 2026
- ARBION LIMITEDCRD 155663$2,231,126,780.00Regulatory AUM · August 2026
- ARBITER PARTNERS CAPITAL MANAGEMENT, LLCCRD 156290 · NEW YORK, NY$1,250,700,000.00Regulatory AUM · August 2026
- ARBOR CAPITAL MANAGEMENT INCCRD 111362 · ANCHORAGE, AK$372,480,626.00Regulatory AUM · August 2026
- ARBOR FINANCIAL SERVICES, LLCCRD 150713 · DOWNERS GROVE, IL$122,215,136.00Regulatory AUM · August 2026
- ARBOR INVESTMENT ADVISORS, LLCCRD 111077 · WINSTON SALEM, NC$1,288,361,286.00Regulatory AUM · August 2026
- ARBOR INVESTMENT MANAGEMENT, LLCCRD 154735 · ANN ARBOR, MI$162,000,000.00Regulatory AUM · August 2026
- ARBOR INVESTMENTS MANAGEMENT, LLCCRD 157442 · PALM BEACH, FL$3,476,578,967.00Regulatory AUM · August 2026
- ARBOR PRIVATE WEALTH, LLCCRD 315812 · ASHBURN, VA$160,140,646.00Regulatory AUM · August 2026