All investment adviser firms · Page 112
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- OPEN SOURCE INVESTMENTS, LLCCRD 287501$130,717,514.00Regulatory AUM · August 2026
- OPEN WINDOW FINANCIAL SOLUTIONS, LTD.CRD 131562 · RENO, NV$284,403,489.00Regulatory AUM · August 2026
- OPENAIR FINANCIAL, LLCCRD 300362 · SOUTHLAKE, TX$318,000,000.00Regulatory AUM · August 2026
- OPENARC CORPORATE ADVISORY, LLCCRD 336837 · ATLANTA, GA$10,094,562,750.00Regulatory AUM · August 2026
- OPENGATE CAPITAL MANAGEMENT, LLCCRD 213518 · NEW YORK, NY$666,821,866.00Regulatory AUM · August 2026
- OPENVEST ACCESS LLCCRD 328152 · AVENTURA, FL$353,485.00Regulatory AUM · August 2026
- OPENVIEW ADVISORS, LLCCRD 316766 · BOSTON, MA$839,018,580.00Regulatory AUM · August 2026
- OPEROSE ADVISORS LLCCRD 287465 · MILWAUKEE, WI$2,038,167,082.00Regulatory AUM · August 2026
- OPES WEALTH MANAGEMENT, LLCCRD 299704 · MENLO PARK, CA$822,283,010.00Regulatory AUM · August 2026
- OPHIR ASSET MANAGEMENT US LLCCRD 312619 · DENVER, CO$1,268,507,779.00Regulatory AUM · August 2026
- OPINICUS CAPITAL, INC.CRD 168344 · TAMPA, FL$297,062,482.00Regulatory AUM · August 2026
- OPPENHEIMER & CO. INC.CRD 249 · NEW YORK, NY$36,710,705,748.00Regulatory AUM · August 2026
- OPPENHEIMER + CLOSE, LLCCRD 15168 · NEW YORK, NY$93,012,013.00Regulatory AUM · August 2026
- OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLCCRD 140485 · NEW YORK, NY$177,846,145.00Regulatory AUM · August 2026
- OPPENHEIMER ASSET MANAGEMENT INC.CRD 105559 · NEW YORK, NY$21,327,096,828.00Regulatory AUM · August 2026
- OPPENHEIMER INVESTMENT MANAGEMENT LLCCRD 133243 · NEW YORK, NY$929,416,169.00Regulatory AUM · August 2026
- OPPENHEIMERFUNDS INCCRD 104983 · ATLANTA, GA$827,684.00Regulatory AUM · August 2026
- OPPORTUNUS WEALTH MANAGEMENT, LLCCRD 300141$102,895,047.00Regulatory AUM · August 2026
- OPPVEST, LLCCRD 296317 · NEW YORK, NY$217,825,124.00Regulatory AUM · August 2026
- OPTAS, LLCCRD 299965 · DRIPPING SPRINGS, TX$881,910,703.00Regulatory AUM · August 2026
- OPTI CAPITAL MANAGEMENT LPCRD 292742 · NEW YORK, NY$1,761,311,310.00Regulatory AUM · August 2026
- OPTIMA ASSET MANAGEMENT INCCRD 106095 · DALLAS, TX$657,409,445.00Regulatory AUM · August 2026
- OPTIMA ASSET MANAGEMENT LPCRD 299826 · NEW YORK, NY$891,567,747.00Regulatory AUM · August 2026
- OPTIMA CAPITAL LLCCRD 310146 · BEAVERTON, OR$379,783,137.00Regulatory AUM · August 2026
- OPTIMA CAPITAL MANAGEMENT LLCCRD 306036 · TEMPE, AZ$150,319,761.00Regulatory AUM · August 2026
- OPTIMAL CAPITAL ADVISORS, LLCCRD 144719 · TRAVERSE CITY, MI$119,931,878.00Regulatory AUM · August 2026
- OPTIMAL TAX ASSET MANAGEMENT, INC.CRD 340466 · BELLEVUE, WANot availableRegulatory AUM · August 2026
- OPTIMIST RETIREMENT GROUP, LLCCRD 119086 · BELLEVUE, WA$245,276,023.00Regulatory AUM · August 2026
- OPTIMIST VENTURES LLCCRD 337808 · NEW YORK, NY$311,310,668.00Regulatory AUM · August 2026
- OPTIMIZE FINANCIAL INC.CRD 315963 · IRVINE, CA$221,735,704.00Regulatory AUM · August 2026
- OPTIMIZE WEALTH MANAGEMENT INC.CRD 333695Not availableRegulatory AUM · August 2026
- OPTIMIZED INVESTMENT PARTNERS, LLCCRD 322145$525,000,000.00Regulatory AUM · August 2026
- OPTIMUM FINANCIAL SERVICES, LLCCRD 105878 · JACKSON, MS$300,193,261.00Regulatory AUM · August 2026
- OPTIMUM QUANTVEST CORPORATIONCRD 301469 · DALLAS, TX$695,131,211.00Regulatory AUM · August 2026
- OPTIMUS CAPITAL ADVISORS, LLCCRD 147500 · COPPELL, TX$264,138,598.00Regulatory AUM · August 2026
- OPTION RESEARCH & TECHNOLOGY SERVICES, LLCCRD 293933 · PORTSMOUTH, NHNot availableRegulatory AUM · August 2026
- OPTIVEST, INC.CRD 137070 · SAN JUAN CAPISTRANO, CA$319,437,498.00Regulatory AUM · August 2026
- OPTIVISE ADVISORY SERVICES LLCCRD 301764 · FRANKLIN, TN$287,936,257.00Regulatory AUM · August 2026
- OPTO INVESTMENT MANAGEMENT, LLCCRD 316847 · NEW YORK, NY$928,573,008.00Regulatory AUM · August 2026
- OPTOS REAL ESTATE CREDIT, LLCCRD 343298 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- OPULEN FINANCIAL GROUP, LLCCRD 173963 · ARLINGTON, VA$171,825,919.00Regulatory AUM · August 2026
- OPULUS LLCCRD 304763 · DOYLESTOWN, PA$104,887,661.00Regulatory AUM · August 2026
- OPUS CAPITAL GROUP, LLCCRD 106528 · CINCINNATI, OH$1,513,496,825.00Regulatory AUM · August 2026
- OPUS FINANCIAL SOLUTIONS LLCCRD 282311 · DOWNERS GROVE, IL$150,842,783.00Regulatory AUM · August 2026
- OPUS INVESTMENT MANAGEMENT LLCCRD 163262 · NEW YORK, NY$331,854,539.00Regulatory AUM · August 2026
- OPUS PRIVATE WEALTH GROUP, LLCCRD 171317 · ORANGE, CA$127,983,745.00Regulatory AUM · August 2026
- ORANGE AVENUE ADVISORS LLCCRD 339327 · ORLANDO, FL$480,666,394.00Regulatory AUM · August 2026
- ORANGE INVESTMENT ADVISORS, INC.CRD 107387 · GOSHEN, NY$1,668,397,741.00Regulatory AUM · August 2026
- ORANGE INVESTMENT ADVISORS, LLCCRD 289406 · WINTER PARK, FL$764,990,641.00Regulatory AUM · August 2026
- ORANGEWOOD PARTNERS MANAGEMENT LLCCRD 282292 · NEW YORK, NY$1,342,488,503.00Regulatory AUM · August 2026
- ORASIS CAPITALCRD 172536$87,000,000.00Regulatory AUM · August 2026
- ORBIMED ADVISORS LLCCRD 118608 · NEW YORK, NY$20,607,970,000.00Regulatory AUM · August 2026
- ORBIS INVESTMENT MANAGEMENT (U.S.), L.P.CRD 158511 · SAN FRANCISCO, CA$405,417,417.00Regulatory AUM · August 2026
- ORCA INVESTMENT MANAGEMENT, LLCCRD 144377 · LAKE OSWEGO, OR$211,654,859.00Regulatory AUM · August 2026
- ORCA WEALTH MANAGEMENT, LLCCRD 310053 · NEW PORT RICHEY, FL$224,401,139.00Regulatory AUM · August 2026
- ORCAM FINANCIAL GROUP, LLCCRD 164874$238,930,000.00Regulatory AUM · August 2026
- ORCHARD ADVISORS LLCCRD 284061$89,217,268.00Regulatory AUM · August 2026
- ORCHARD CAPITAL MANAGEMENT, LLCCRD 269957 · CHICAGO, IL$111,840,000.00Regulatory AUM · August 2026
- ORCHARD CITY WEALTH MANAGEMENT, LLCCRD 292274 · LOS GATOS, CA$116,119,975.00Regulatory AUM · August 2026
- ORCHARD GLOBAL ASSET MANAGEMENT LLPCRD 287599$11,283,147,691.00Regulatory AUM · August 2026
- ORCHID ADVISORY, LLCCRD 327750 · DALLAS, TX$295,658,752.00Regulatory AUM · August 2026
- OREGON PACIFIC WEALTH MANAGEMENT, LLCCRD 283958 · MEDFORD, OR$156,346,247.00Regulatory AUM · August 2026
- OREI ADVISORS LPCRD 284241 · AUSTIN, TX$2,181,051,006.00Regulatory AUM · August 2026
- ORG PORTFOLIO MANAGEMENT LLCCRD 130198 · BEACHWOOD, OH$6,380,281,928.00Regulatory AUM · August 2026
- ORGEL WEALTH MANAGEMENT, LLCCRD 168219 · ALTOONA, WI$9,548,675,912.00Regulatory AUM · August 2026
- ORIBEL CAPITAL MANAGEMENT, LPCRD 283118 · NEW YORK, NY$1,366,557,089.00Regulatory AUM · August 2026
- ORIDIAN CAPITAL MANAGEMENT, L.P.CRD 155834 · WASHINGTON, DC$1,201,575,709.00Regulatory AUM · August 2026
- ORIENTAL BANKCRD 312982 · SAN JUAN, PR$322,613,665.00Regulatory AUM · August 2026
- ORIENTAL FINANCIAL SERVICES LLCCRD 29753 · SAN JUAN, PR$419,555,784.00Regulatory AUM · August 2026
- ORIGAMI CAPITAL PARTNERS, LLCCRD 160054 · CHICAGO, IL$1,483,231,476.00Regulatory AUM · August 2026
- ORIGEM INTERNATIONAL ADVISORY LLCCRD 333738$3,417,639.00Regulatory AUM · August 2026
- ORIGIN CREDIT ADVISERS, LLCCRD 324839 · DENVER, CO$537,990,307.00Regulatory AUM · August 2026
- ORIGIN INVESTMENT ADVISORY LLCCRD 305353$34,660,000.00Regulatory AUM · August 2026
- ORIN GREEN FINANCIAL, LLCCRD 285670 · SAN DIEGO, CA$528,799,870.00Regulatory AUM · August 2026
- ORION CAPITAL MANAGEMENT LLCCRD 119428 · CORONADO, CA$370,918,114.00Regulatory AUM · August 2026
- ORION INVESTMENT COCRD 110867 · ST LOUIS, MO$515,417,794.00Regulatory AUM · August 2026
- ORION PARTNERS, LLCCRD 342113 · SAN FRANCISCO, CANot availableRegulatory AUM · August 2026
- ORION PORTFOLIO SOLUTIONS, LLCCRD 107975 · OMAHA, NE$64,842,135,351.00Regulatory AUM · August 2026
- ORION RESOURCE PARTNERS (USA), LPCRD 161327 · NEW YORK, NY$7,911,772,394.00Regulatory AUM · August 2026
- ORIX ADVISERS, LLCCRD 307580 · NEW YORK, NY$9,625,175,717.00Regulatory AUM · August 2026
- ORKILA MANAGEMENT, LLCCRD 171242 · NEW YORK, NY$1,132,037,268.00Regulatory AUM · August 2026
- ORLEANS CAPITAL MANAGEMENT CORPCRD 111359 · MANDEVILLE, LA$2,126,643,309.00Regulatory AUM · August 2026
- ORMONDE INVESTMENT MANAGEMENT, LLCCRD 313328 · DALLAS, TX$105,344,195.00Regulatory AUM · August 2026
- OROGRAPHIC FINANCIAL ADVISORS, LLCCRD 323980$207,665,765.00Regulatory AUM · August 2026
- ORRELL CAPITAL MANAGMENT, INC.CRD 112487 · LIVERMORE, CA$238,933,634.00Regulatory AUM · August 2026
- ORSER CAPITAL MANAGEMENT LLCCRD 144847 · SOUTHLAKE, TX$289,781,292.00Regulatory AUM · August 2026
- ORSO PARTNERS, LPCRD 304196 · SOUTH SAN FRANCISCO, CA$387,457,490.00Regulatory AUM · August 2026
- ORTELIUS CAPITAL PARTNERS, LLCCRD 138284 · NEW YORK, NY$143,754,825.00Regulatory AUM · August 2026
- ORVIETO PARTNERS, L.P.CRD 313475 · BOSTON, MA$188,626,235.00Regulatory AUM · August 2026
- OSAIC ADVISORY SERVICES, LLCCRD 171070 · ATLANTA, GA$15,479,826,382.00Regulatory AUM · August 2026
- OSAIC INSTITUTIONS, INC.CRD 35371 · MERIDEN, CT$6,494,001,878.00Regulatory AUM · August 2026
- OSAIC WEALTH, INC.CRD 23131 · SCOTTSDALE, AZ$234,858,518,740.00Regulatory AUM · August 2026
- OSBON CAPITAL MANAGEMENT, LLCCRD 134731 · BOSTON, MA$205,298,967.00Regulatory AUM · August 2026
- OSBORNE PARTNERS CAPITAL MANAGEMENT LLCCRD 108100 · SAN FRANCISCO, CA$2,651,267,552.00Regulatory AUM · August 2026
- OSCEOLA CAPITAL MANAGEMENT, LLCCRD 301565 · TAMPA, FL$322,280,610.00Regulatory AUM · August 2026
- OSMOSIS INVESTMENT MANAGEMENT US LLCCRD 283049$298,870,081.00Regulatory AUM · August 2026
- OSP, LLCCRD 169245 · EDINA, MN$1,427,581,972.00Regulatory AUM · August 2026
- OSPRAIE MANAGEMENT, LLCCRD 305479 · RYE, NY$1,259,666,459.00Regulatory AUM · August 2026
- OSPREY CAPITAL MANAGEMENT CORP.CRD 172524 · MIAMI BEACH, FL$197,200,000.00Regulatory AUM · August 2026
- OSPREY PRIVATE WEALTH LLCCRD 331295 · NEW YORK, NY$448,377,625.00Regulatory AUM · August 2026