All investment adviser firms · Page 111
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- OLD PEAK FINANCE LLCCRD 154804 · CHAPEL HILL, NC$714,051,916.00Regulatory AUM · August 2026
- OLD PEAK LIMITEDCRD 284472$1,327,530,830.00Regulatory AUM · August 2026
- OLD PORT ADVISORS, INCCRD 108228 · PORTLAND, ME$782,788,909.00Regulatory AUM · August 2026
- OLD ROCK ASSET MANAGEMENT LLCCRD 145748$191,577,912.00Regulatory AUM · August 2026
- OLD SLIP REGISTERED INVESTMENT ADVISORS, LLCCRD 297976 · NEW YORK, NY$305,000,000.00Regulatory AUM · August 2026
- OLD VINE CAPITAL, LLCCRD 305172$167,047,136.00Regulatory AUM · August 2026
- OLD WEST INVESTMENT MANAGEMENT, LLCCRD 148343 · LOS ANGELES, CA$915,678,156.00Regulatory AUM · August 2026
- OLDE WEALTH MANAGEMENT, LLCCRD 308991$376,861,627.00Regulatory AUM · August 2026
- OLDFIELD PARTNERS LLPCRD 140556$1,702,048,687.00Regulatory AUM · August 2026
- OLDFIELD WEALTH PARTNERS LLCCRD 332765 · BANGOR, ME$109,966,376.00Regulatory AUM · August 2026
- OLIO FINANCIAL PLANNING, LLCCRD 282355 · MCLEAN, VA$600,505,998.00Regulatory AUM · August 2026
- OLISTICO WEALTH, LLCCRD 315028 · TULSA, OK$371,509,330.00Regulatory AUM · August 2026
- OLIVE BRANCH CAPITAL, LLCCRD 302094$140,247,773.00Regulatory AUM · August 2026
- OLIVE STREET CAPITAL PARTNERS LLCCRD 300115 · LOS ANGELES, CA$165,329,411.00Regulatory AUM · August 2026
- OLIVE STREET INVESTMENT ADVISERS, LLCCRD 166710 · ST. LOUIS, MO$203,755,416,203.00Regulatory AUM · August 2026
- OLIVE TECHNOLOGY VENTURES MANAGEMENT, LLCCRD 289384 · PALO ALTO, CA$1,103,958,958.00Regulatory AUM · August 2026
- OLIVEIRA WEALTH, LLCCRD 315326 · MODESTO, CA$332,398,890.00Regulatory AUM · August 2026
- OLIVER CAPITAL MANAGEMENT, LLCCRD 127606 · SEATTLE, WA$505,526,239.00Regulatory AUM · August 2026
- OLIVER LUXXE ASSETS LLCCRD 169588 · GLADSTONE, NJ$981,937,547.00Regulatory AUM · August 2026
- OLSTEIN CAPITAL MANAGEMENT, L.P.CRD 38474 · PURCHASE, NY$564,084,196.00Regulatory AUM · July 2026
- OLYMPIAD RESEARCH LPCRD 304420 · STAMFORD, CT$639,637,147.00Regulatory AUM · August 2026
- OLYMPUS ADVISORS, LLCCRD 160851 · STAMFORD, CT$9,245,149,670.00Regulatory AUM · August 2026
- OLYMPUS CAPITAL HOLDINGS ASIA LLCCRD 157522 · MOUNT KISCO, NY$852,142,120.00Regulatory AUM · August 2026
- OLYMPUS PEAK ASSET MANAGEMENT LPCRD 299460$702,035,622.00Regulatory AUM · August 2026
- OLYMPUS PEAKS FINANCIAL, LLCCRD 283040 · SANDY, UT$141,443,347.00Regulatory AUM · August 2026
- OM ADVISERS LPCRD 309024 · SUMMIT, NJ$189,487,829.00Regulatory AUM · August 2026
- OMC FINANCIAL SERVICES LTDCRD 110528 · DEWITT, NY$328,480,614.00Regulatory AUM · August 2026
- OMEGA ADVISERS, LLC.CRD 291076$13,622,019.00Regulatory AUM · August 2026
- OMEGA CAPITAL MANAGEMENT,LLCCRD 129167 · FLANDERS, NJ$139,739,351.00Regulatory AUM · August 2026
- OMEGA FINANCIAL GROUP, LLCCRD 164147 · SANTA BARBARA, CA$552,413,654.00Regulatory AUM · August 2026
- OMEGA FUND MANAGEMENT, LLCCRD 157753 · BOSTON, MA$1,713,751,848.00Regulatory AUM · August 2026
- OMEGA WEALTH MANAGEMENT LLCCRD 132580 · ARLINGTON, VA$309,669,547.00Regulatory AUM · August 2026
- OMEN ADVISORY, LLCCRD 337532 · NEW YORK, NY$36,000.00Regulatory AUM · August 2026
- OMERS INFRASTRUCTURE US LIMITEDCRD 170309 · NEW YORK, NY$17,829,243,528.00Regulatory AUM · August 2026
- OMICRON ADVISORS, LLCCRD 165250 · LANCASTER, PA$151,150,448.00Regulatory AUM · August 2026
- OMNI 360 WEALTH, INC.CRD 124878 · PLAINSBORO, NJ$425,706,926.00Regulatory AUM · August 2026
- OMNI BRIDGEWAY MANAGEMENT (USA) LLCCRD 298001 · NEW YORK, NY$2,149,567,557.00Regulatory AUM · August 2026
- OMNI FINANCIAL LLCCRD 314670 · MADISON, WI$116,910,095.00Regulatory AUM · August 2026
- OMNIA FAMILY WEALTH, LLCCRD 170909 · AVENTURA, FL$994,578,445.00Regulatory AUM · August 2026
- OMNICAP GROUP LLCCRD 133387 · EL SEGUNDO, CA$6,508,395,000.00Regulatory AUM · August 2026
- OMNISTAR FINANCIAL GROUP, INC.CRD 138515 · WILMINGTON, NC$285,730,273.00Regulatory AUM · August 2026
- OMNITRUST WEALTH MANAGEMENT, INC.CRD 298025 · JACKSONVILLE, FL$107,206,083.00Regulatory AUM · August 2026
- ON FIELD INVESTMENT RESEARCH LLPCRD 297627Not availableRegulatory AUM · August 2026
- ON INVESTMENT MANAGEMENT COCRD 105662 · CINCINNATI, OH$3,152,519,169.00Regulatory AUM · August 2026
- ONCAP MANAGEMENT PARTNERS L.P.CRD 161167$3,709,000,000.00Regulatory AUM · August 2026
- ONCE CAPITAL MANAGEMENT, LLCCRD 289714 · NEW YORK, NY$422,142,855.00Regulatory AUM · August 2026
- ONDO CAPITAL MANAGEMENT LLCCRD 325197 · GREENWICH, CT$952,507,376.00Regulatory AUM · August 2026
- ONE + ONE WEALTH MANAGEMENT, LLCCRD 310906 · JUPITER, FL$382,956,903.00Regulatory AUM · August 2026
- ONE ADVISORY PARTNERS, LLCCRD 161614 · OVERLAND PARK, KS$369,523,347.00Regulatory AUM · August 2026
- ONE BOW RIVER ADVISERS, LLC.CRD 333311 · COLORADO SPRINGS, CO$525,923,463.00Regulatory AUM · August 2026
- ONE CAPITAL MANAGEMENT, LLCCRD 114861 · WESTLAKE VILLAGE, CA$8,525,961,547.00Regulatory AUM · August 2026
- ONE CHARLES PRIVATE WEALTH SERVICES, LLCCRD 286635 · HINGHAM, MA$1,094,633,947.00Regulatory AUM · August 2026
- ONE DAY IN JULY LLCCRD 284335 · BURLINGTON, VT$1,363,708,936.00Regulatory AUM · August 2026
- ONE DEGREE ADVISORS, INC.CRD 170392 · SAN DIEGO, CA$489,021,251.00Regulatory AUM · August 2026
- ONE FIN CAPITAL MANAGEMENT LPCRD 283490 · SAN FRANCISCO, CA$830,571,358.00Regulatory AUM · August 2026
- ONE INVESTMENT MANAGEMENT US LLCCRD 323617 · NEW YORK, NY$10,084,914,979.00Regulatory AUM · August 2026
- ONE LIFE FINANCIAL GROUP, INC.CRD 281792$117,982,819.00Regulatory AUM · August 2026
- ONE MADISON GROUP LLCCRD 320876 · NEW YORK, NY$7,023,974,030.00Regulatory AUM · August 2026
- ONE OAK CAPITAL MANAGEMENT, LLCCRD 170339 · PURCHASE, NY$418,535,463.00Regulatory AUM · August 2026
- ONE OAK HOLDINGS LLCCRD 334282$110,379,326.00Regulatory AUM · August 2026
- ONE QUEEN CAPITAL INC.CRD 315926$15,897,415,644.00Regulatory AUM · August 2026
- ONE RESOURCE GROUP WEALTH MANAGEMENT LLCCRD 293819 · DUBLIN, OH$182,371,106.00Regulatory AUM · August 2026
- ONE RIVER ASSET MANAGEMENT, LLCCRD 167835 · STAMFORD, CT$2,386,106,000.00Regulatory AUM · August 2026
- ONE ROCK CAPITAL PARTNERS, LLCCRD 160972 · NEW YORK, NY$9,698,493,603.00Regulatory AUM · August 2026
- ONE STONE GLOBAL LLCCRD 175052 · BOSTON, MANot availableRegulatory AUM · August 2026
- ONE STONE PARTNERS L.L.C.CRD 163742 · MIAMI, FL$289,692,773.00Regulatory AUM · August 2026
- ONE WAY HOLDINGS LLCCRD 315934 · FLOWER MOUND, TX$1,808,894,448.00Regulatory AUM · August 2026
- ONE WEALTH ADVISORS, LLCCRD 170910 · SAN FRANCISCO, CA$1,252,463,357.00Regulatory AUM · August 2026
- ONE WEALTH CAPITAL MANAGEMENT, LLCCRD 331395 · SCOTTSDALE, AZ$306,795,078.00Regulatory AUM · August 2026
- ONE WEALTH MANAGEMENT INVESTMENT AND ADVISORY SERVICES, LLCCRD 288030 · BOCA RATON, FL$193,499,450.00Regulatory AUM · August 2026
- ONE WEALTH MAP, LLCCRD 171750 · LAS VEGAS, NV$287,443,464.00Regulatory AUM · August 2026
- ONE WILLIAM STREET CAPITAL MANAGEMENT, LP.CRD 150522 · NEW YORK, NY$11,302,484,622.00Regulatory AUM · August 2026
- ONE68 GLOBAL CAPITAL, LLCCRD 284585 · NEW YORK, NY$50,000,000.00Regulatory AUM · August 2026
- ONE8ZERO8, LLCCRD 332702 · GREENSBORO, NC$644,556,885.00Regulatory AUM · August 2026
- ONEAMERICA ASSET MANAGEMENT, LLCCRD 165929 · INDIANAPOLIS, IN$24,424,414,533.00Regulatory AUM · August 2026
- ONEAMERICA SECURITIES, INC.CRD 4173 · INDIANAPOLIS, IN$306,108,437.00Regulatory AUM · August 2026
- ONEASCENT CAPITAL LLCCRD 323220 · BIRMINGHAM, AL$55,629,669.00Regulatory AUM · August 2026
- ONEASCENT FAMILY OFFICE LLCCRD 323305 · BIRMINGHAM, AL$544,486,722.00Regulatory AUM · August 2026
- ONEASCENT FINANCIAL SERVICES LLCCRD 284549 · BIRMINGHAM, AL$3,537,993,573.00Regulatory AUM · August 2026
- ONEASCENT INVESTMENT SOLUTIONS, LLCCRD 285512 · BIRMINGHAM, AL$987,228,107.00Regulatory AUM · August 2026
- ONEASCENT WEALTH MANAGEMENT LLCCRD 308057 · BIRMINGHAM, AL$475,574,303.00Regulatory AUM · August 2026
- ONEDIGITAL ASSET MANAGEMENT, LLCCRD 320608 · OVERLAND PARK, KS$762,310.00Regulatory AUM · August 2026
- ONEDIGITAL INVESTMENT ADVISORS LLCCRD 106766 · OVERLAND PARK, KS$155,409,677,415.00Regulatory AUM · August 2026
- ONEPRIME CAPITAL LLCCRD 299697 · PALO ALTO, CA$892,258,770.00Regulatory AUM · August 2026
- ONESTA INC.CRD 313009Not availableRegulatory AUM · July 2026
- ONEWELTH INCCRD 325277 · NEW YORK, NY$101,854,177.00Regulatory AUM · August 2026
- ONEX CREDIT ADVISOR, LLCCRD 330076 · ENGLEWOOD CLIFFS, NJ$417,847,630.00Regulatory AUM · August 2026
- ONEX CREDIT PARTNERS, LLCCRD 138941 · ENGLEWOOD CLIFFS, NJ$30,137,809,845.00Regulatory AUM · August 2026
- ONEX PARTNERS MANAGER LPCRD 160923$22,473,000,000.00Regulatory AUM · August 2026
- ONTRACK WEALTH MANAGEMENT, LLCCRD 311374 · CANTON, MI$112,418,745.00Regulatory AUM · August 2026
- ONWARD ADVISORS LLCCRD 316214 · PASADENA, CANot availableRegulatory AUM · August 2026
- ONYX BRIDGE WEALTH GROUP LLCCRD 306097 · TARRYTOWN, NY$1,370,368,948.00Regulatory AUM · August 2026
- ONYX FINANCIAL ADVISORS, LLCCRD 134881 · IDAHO FALLS, ID$506,448,769.00Regulatory AUM · August 2026
- ONYXPOINT GLOBAL MANAGEMENT LPCRD 288356 · NEW YORK, NY$481,207,699.00Regulatory AUM · August 2026
- OPAL ADVISORS, LLCCRD 164014 · BELLEVUE, WA$174,028,405.00Regulatory AUM · August 2026
- OPAL CAPITAL LLCCRD 322755 · BOCA RATON, FL$348,345,200.00Regulatory AUM · August 2026
- OPAL WEALTH ADVISORS, LLCCRD 289759 · JERICHO, NY$1,238,191,462.00Regulatory AUM · August 2026
- OPALEYE MANAGEMENT INC.CRD 124513 · BOSTON, MA$802,773,181.00Regulatory AUM · August 2026
- OPEN DOOR INVESTMENT MANAGEMENT LTD.CRD 159123 · SAN FRANCISCO, CA$183,384,087.00Regulatory AUM · August 2026
- OPEN FIELD CAPITAL LLCCRD 136313 · NEW YORK, NY$208,109,253.00Regulatory AUM · August 2026