All investment adviser firms · Page 113
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: August 2026
- OSTERWEIS CAPITAL MANAGEMENT INCCRD 105421 · SAN FRANCISCO, CA$439,351,047.00Regulatory AUM · August 2026
- OSTERWEIS CAPITAL MANAGEMENT LLCCRD 109580 · SAN FRANCISCO, CA$7,498,003,709.00Regulatory AUM · August 2026
- OSTROFE FINANCIAL CONSULTANTS INCCRD 110064 · GRASS VALLEY, CA$386,448,000.00Regulatory AUM · August 2026
- OT ADVISORS LLCCRD 328812 · BOCA RATON, FL$1,036,227.00Regulatory AUM · August 2026
- OT FINANCIAL, LLCCRD 170738 · TROY, OH$169,786,911.00Regulatory AUM · August 2026
- OT MANAGEMENT, LLCCRD 284192 · BOSTON, MA$232,426,928.00Regulatory AUM · August 2026
- OTG ASSET MANAGEMENT, LTD.CRD 309729$63,778,242.00Regulatory AUM · August 2026
- OTRO CAPITAL MANAGEMENT, LLCCRD 327232 · NEW YORK, NY$1,315,919,776.00Regulatory AUM · August 2026
- OTTAWA AVENUE PRIVATE CAPITAL, LLCCRD 282516 · GRAND RAPIDS, MI$22,946,378,989.00Regulatory AUM · August 2026
- OTTO & ASSOCIATES, INC.CRD 109493 · NORWICH, VT$286,640,870.00Regulatory AUM · August 2026
- OTUS CAPITAL MANAGEMENT LIMITEDCRD 284879$386,967,740.00Regulatory AUM · August 2026
- OUELLETTE WEALTH ADVISORY LLCCRD 289242 · LEXINGTON, MA$274,418,783.00Regulatory AUM · August 2026
- OUR WEALTH GUIDES, INC.CRD 296866 · WESTLAKE VILLAGE, CA$257,908,095.00Regulatory AUM · August 2026
- OUTBOUND FINANCIAL, INC.CRD 287697 · BOULDER, CO$151,226,554.00Regulatory AUM · August 2026
- OUTCOME DRIVEN STRATEGIES, LLCCRD 311398 · HUNT VALLEY, MD$360,433,390.00Regulatory AUM · August 2026
- OUTERLANDS CAPITAL MANAGEMENT, LLCCRD 327602 · NEW YORK, NY$6,894,602.00Regulatory AUM · August 2026
- OUTFITTER ENERGY MANAGEMENT, LLCCRD 286213 · HOUSTON, TX$239,632,394.00Regulatory AUM · August 2026
- OUTFITTERS FINANCIAL LLCCRD 291413 · BRUNSWICK, ME$157,697,840.00Regulatory AUM · August 2026
- OUTLANDER MANAGEMENT, LLCCRD 325268$378,821,786.00Regulatory AUM · August 2026
- OUTLOOK CAPITAL MANAGEMENT, LLCCRD 132339 · ARLINGTON HEIGHTS, IL$147,352,953.00Regulatory AUM · August 2026
- OUTLOOK WEALTH ADVISORS, LLCCRD 291465 · THE WOODLANDS, TX$593,701,413.00Regulatory AUM · August 2026
- OUTRUNNER CAPITAL, LLCCRD 331377 · AUSTIN, TX$498,467,796.00Regulatory AUM · August 2026
- OUTWING, LLCCRD 322444 · SANTA BARBARA, CA$332,833,767.00Regulatory AUM · August 2026
- OVATA CAPITAL MANAGEMENT LLCCRD 316669$441,900,000.00Regulatory AUM · August 2026
- OVERBROOK MANAGEMENT CORPORATIONCRD 117884 · NEW YORK, NY$1,121,106,153.00Regulatory AUM · August 2026
- OVERLAND ADVISORS, LLCCRD 325525 · NEW YORK, NY$3,034,415,688.00Regulatory AUM · August 2026
- OVERLAY MANAGEMENT, LLCCRD 324401 · ALPHARETTA, GA$168,634,170.00Regulatory AUM · August 2026
- OVERLOOK INVESTMENTS L.P.CRD 137931$8,092,764,000.00Regulatory AUM · August 2026
- OVERLOOK INVESTMENTS LIMITEDCRD 137926$8,092,764,000.00Regulatory AUM · August 2026
- OVERSEAS CAPITAL MANAGEMENT LLCCRD 318243$13,568,283.00Regulatory AUM · August 2026
- OVERWATCH CAPITAL ADVISORS LLCCRD 341636 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- OWEN LARUE, LLCCRD 289436 · ELIZABETHTOWN, KY$458,861,120.00Regulatory AUM · August 2026
- OWL CREEK ASSET MANAGEMENT, L.P.CRD 139371 · NEW YORK, NY$2,468,309,000.00Regulatory AUM · August 2026
- OWL CREEK WEALTH PARTNERS LLCCRD 331850 · DENVER, CO$602,277,002.00Regulatory AUM · August 2026
- OWL VENTURES, LLCCRD 172513 · SAN FRANCISCO, CA$2,503,637,298.00Regulatory AUM · August 2026
- OWLHOUSE CAPITAL LPCRD 328210 · NEW YORK, NY$145,608,926.00Regulatory AUM · August 2026
- OWLS NEST PARTNERS IA, LLCCRD 289811 · CHADDS FORD, PA$441,150,346.00Regulatory AUM · August 2026
- OWNER RESOURCE GROUP, LLCCRD 164028 · AUSTIN, TX$511,101,948.00Regulatory AUM · August 2026
- OXBOW ADVISORS, LLCCRD 156393 · AUSTIN, TX$2,464,526,181.00Regulatory AUM · August 2026
- OXBOW HOLDINGS, INC.CRD 339061 · CHARLEMONT, MANot availableRegulatory AUM · August 2026
- OXENFREE CAPITAL LLCCRD 327105 · MELBOURNE, FL$249,778,714.00Regulatory AUM · August 2026
- OXFORD CAPITAL MANAGEMENT, INC.CRD 118359 · RICHM0ND, VA$170,000,000.00Regulatory AUM · August 2026
- OXFORD FINANCE ADVISORS, LLCCRD 304433 · ALEXANDRIA, VA$2,406,939,233.00Regulatory AUM · August 2026
- OXFORD FINANCIAL GROUP, LTD. LLCCRD 105303 · CARMEL, IN$23,330,849,733.00Regulatory AUM · August 2026
- OXFORD GATE MANAGEMENT, LLCCRD 297061 · GREENWICH, CT$90,938,440.00Regulatory AUM · August 2026
- OXFORD HARRIMAN HOLDINGS ADV LLCCRD 340313 · INDIANAPOLIS, INNot availableRegulatory AUM · August 2026
- OXFORD LANE MANAGEMENT, LLCCRD 154380 · GREENWICH, CT$2,312,519,870.00Regulatory AUM · August 2026
- OXFORD PARK MANAGEMENT, LLCCRD 324383 · GREENWICH, CT$71,383,304.00Regulatory AUM · August 2026
- OXFORD PLANNING GROUP, LLCCRD 286017 · WOODSTOCK, MD$112,914,960.00Regulatory AUM · August 2026
- OXFORD REAL ESTATE ADVISORS INCCRD 107209 · PITTSBURGH, PA$116,855,308.00Regulatory AUM · August 2026
- OXFORD SQUARE MANAGEMENT, LLCCRD 127888 · GREENWICH, CT$306,739,111.00Regulatory AUM · August 2026
- OXFORD WEALTH GROUP, LLCCRD 319561 · ORLANDO, FL$327,915,487.00Regulatory AUM · August 2026
- OXFORD WEALTH MANAGEMENT LLCCRD 332725 · LINDON, UT$109,624,448.00Regulatory AUM · August 2026
- OXINAS PARTNERS, LLCCRD 297462 · JEFFERSONVILLE, IN$390,977,057.00Regulatory AUM · August 2026
- OXLER PRIVATE WEALTH LLCCRD 309684 · RYE BROOK, NY$578,121,679.00Regulatory AUM · August 2026
- OXLEY, HARRY KEIRCRD 136373 · SAN FRANCISCO, CA$127,047,204.00Regulatory AUM · August 2026
- OZE CAPITAL LLCCRD 327276 · FLORHAM PARK, NJ$213,737,577.00Regulatory AUM · August 2026
- P. J. SCHMIDT INVESTMENT MANAGEMENT, INCCRD 104701 · CEDARBURG, WI$852,009,988.00Regulatory AUM · August 2026
- P. SCHOENFELD ASSET MANAGEMENT LPCRD 149236 · NEW YORK, NY$532,177,576.00Regulatory AUM · August 2026
- P.A.W. CAPITAL PARTNERS, LPCRD 161094 · GREENWICH, CT$166,836,829.00Regulatory AUM · August 2026
- P/E GLOBAL LLCCRD 155642 · BOSTON, MA$1,708,749,927.00Regulatory AUM · August 2026
- P&A CAPITAL ADVISORS, INC.CRD 111731 · NEW YORK, NY$126,427,636.00Regulatory AUM · August 2026
- P2 CAPITAL PARTNERS, LLCCRD 159299 · NEW YORK, NY$824,400,000.00Regulatory AUM · August 2026
- P3 ASSET MANAGEMENT, LLCCRD 327327 · GIG HARBOR, WA$40,306,910.00Regulatory AUM · August 2026
- P4G CAPITAL MANAGEMENT, LLCCRD 300645 · STATELINE, NV$418,958,043.00Regulatory AUM · August 2026
- PAAMCO PRISMA, LLCCRD 108989 · NEWPORT BEACH, CA$14,451,096,438.00Regulatory AUM · August 2026
- PACE FINANCIAL ADVISORS, INC.CRD 318359 · HILLSBORO, OR$362,100,721.00Regulatory AUM · August 2026
- PACELINE EQUITY PARTNERS, LLCCRD 307683 · DALLAS, TX$2,427,278,204.00Regulatory AUM · August 2026
- PACER ADVISORS, INC.CRD 137381 · MALVERN, PA$38,636,106,771.00Regulatory AUM · August 2026
- PACES FERRY WEALTH ADVISORS, LLCCRD 300057 · ATLANTA, GA$491,242,348.00Regulatory AUM · August 2026
- PACESETTER FINANCIAL GROUP, L.L.C.CRD 123287 · LINCOLN, IL$170,483,806.00Regulatory AUM · August 2026
- PACHIRA INVESTMENTS, INC.CRD 164405 · DANA POINT, CA$343,928,504.00Regulatory AUM · August 2026
- PACIFIC ASSET MANAGEMENT, LLCCRD 115157 · GIG HARBOR, WA$384,753,000.00Regulatory AUM · August 2026
- PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLCCRD 311351 · MANHATTAN BEACH, CA$2,978,174,006.00Regulatory AUM · August 2026
- PACIFIC CAPITAL ASSOCIATES, INC.CRD 160407 · SAN DIEGO, CA$258,800,740.00Regulatory AUM · August 2026
- PACIFIC CAPITAL PARTNERS LIMITEDCRD 305066$12,880,793,087.00Regulatory AUM · August 2026
- PACIFIC CAPITAL WEALTH ADVISORS, INC.CRD 159294 · CORONA, CA$668,641,467.00Regulatory AUM · August 2026
- PACIFIC COAST INVESTMENT ADVISORS, LLCCRD 137963 · WEST LINN, OR$122,179,913.00Regulatory AUM · August 2026
- PACIFIC EXCEL WEALTH ADVISORS, INC.CRD 172356 · WALNUT CREEK, CA$110,790,269.00Regulatory AUM · August 2026
- PACIFIC FINANCIAL ADVISORS, INC.CRD 154160 · BELLEVUE, WA$110,181,436.00Regulatory AUM · August 2026
- PACIFIC FINANCIAL GROUP INCCRD 105203 · NASHVILLE, TN$5,073,287,070.00Regulatory AUM · August 2026
- PACIFIC FINANCIAL GROUP,LLCCRD 143041 · NASHVILLE, TN$4,686,109,588.00Regulatory AUM · August 2026
- PACIFIC FINANCIAL STRATEGIES, INCCRD 151434 · THOUSAND OAKS, CA$201,189,309.00Regulatory AUM · August 2026
- PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANYCRD 106962 · GLENDALE, CA$87,496,356.00Regulatory AUM · August 2026
- PACIFIC HARBOR HOLDINGS, LIMITEDCRD 164404$23,210,683.00Regulatory AUM · August 2026
- PACIFIC HEIGHTS ASSET MANAGEMENT, LLCCRD 124365 · SAN FRANCISCO, CA$7,273,866,305.00Regulatory AUM · August 2026
- PACIFIC INCOME ADVISERS INCCRD 104719 · EL SEGUNDO, CA$2,249,434,000.00Regulatory AUM · August 2026
- PACIFIC INVESTMENT MANAGEMENT COMPANY LLCCRD 104559 · NEWPORT BEACH, CA$3,666,935,101,247.00Regulatory AUM · August 2026
- PACIFIC LAKE PARTNERS, L.L.C.CRD 160377 · BOSTON, MA$2,179,904,230.00Regulatory AUM · August 2026
- PACIFIC LIFE FUND ADVISORS LLCCRD 105169 · NEWPORT BEACH, CA$42,805,749,398.00Regulatory AUM · August 2026
- PACIFIC MANAGEMENT PARTNERS LLCCRD 172044$213,960,655.00Regulatory AUM · August 2026
- PACIFIC PARK FINANCIAL, INC.CRD 122867 · LAGUNA HILLS, CA$221,610,360.00Regulatory AUM · August 2026
- PACIFIC PEAK ADVISORS, LLCCRD 326711 · KETCHUM, ID$223,737,393.00Regulatory AUM · August 2026
- PACIFIC POINT ADVISORS, LLCCRD 310731 · SAN DIEGO, CA$389,636,943.00Regulatory AUM · August 2026
- PACIFIC PRIVATE FUND ADVISORS LLCCRD 168830 · NEWPORT BEACH, CA$12,236,752,285.00Regulatory AUM · August 2026
- PACIFIC RIDGE CAPITAL PARTNERS, LLCCRD 152154 · LAKE OSWEGO, OR$494,561,845.00Regulatory AUM · August 2026
- PACIFIC SAGE PARTNERS, LLCCRD 315663 · EDMONDS, WA$986,251,535.00Regulatory AUM · August 2026
- PACIFIC SPECIALTY INVESTMENT GROUP, LLCCRD 282463 · NEWPORT BEACH, CA$123,212,802.00Regulatory AUM · August 2026
- PACIFIC STRATEGIC MANAGEMENT, LPCRD 127990 · HOUSTON, TX$426,462,160.00Regulatory AUM · August 2026
- PACIFIC SUN FINANCIAL CORPCRD 284286 · LOS ANGELES, CA$290,000,000.00Regulatory AUM · August 2026