All investment adviser firms · Page 110
Alphabetical firm directory from the selected SEC monthly adviser snapshots.
17,094 firms · Source months shown: July 2026 and August 2026
- OAKUM BAY CAPITAL, LLCCRD 166025$374,000,000.00Regulatory AUM · August 2026
- OAKWELL PRIVATE WEALTH MANAGEMENT, LLCCRD 162096 · AUSTIN, TX$668,051,568.00Regulatory AUM · August 2026
- OAKWOOD CAPITAL, INC.CRD 112399 · ST. LOUIS PARK, MN$304,181,730.00Regulatory AUM · August 2026
- OAKWOOD REAL ESTATE PARTNERS, LLCCRD 169387 · DENVER, CO$540,223,231.00Regulatory AUM · August 2026
- OAKWORTH ASSET MANAGEMENT, LLCCRD 335388 · BIRMINGHAM, AL$846,327,168.00Regulatory AUM · August 2026
- OARSMAN CAPITAL, INCCRD 109993 · MILWAUKEE, WI$1,166,995,377.00Regulatory AUM · August 2026
- OASIS ADVISORS, LLCCRD 335555 · FOREST CITY, IA$277,687,094.00Regulatory AUM · August 2026
- OASIS CAPITAL PARTNERS (TEXAS) INC.CRD 171703 · AUSTIN, TX$12,395,878,460.00Regulatory AUM · August 2026
- OASIS INVESTMENT STRATEGIES LLCCRD 152957 · CHICAGO, IL$5,727,642,244.00Regulatory AUM · August 2026
- OASIS WEALTH PLANNING ADVISORS, LLCCRD 285474$275,944,003.00Regulatory AUM · August 2026
- OATH PLANNING, LLCCRD 299187 · TULSA, OK$284,681,416.00Regulatory AUM · August 2026
- OBERLAND CAPITAL MANAGEMENT LLCCRD 169109 · NEW YORK, NY$3,219,515,208.00Regulatory AUM · August 2026
- OBERMEYER WOOD INVESTMENT COUNSEL, LLLPCRD 110069 · ASPEN, CO$3,034,106,485.00Regulatory AUM · August 2026
- OBERON ASSET MANAGEMENT, LLCCRD 123494 · NEW YORK, NY$232,703,406.00Regulatory AUM · August 2026
- $51,769,772.00Regulatory AUM · August 2026
- OBERWEIS ASSET MANAGEMENT INCCRD 105471 · LISLE, IL$5,061,020,947.00Regulatory AUM · August 2026
- OBION CAPITAL MANAGEMENT LPCRD 329954 · MIAMI, FL$129,009,246.00Regulatory AUM · August 2026
- OBJECTIVE CAPITAL MANAGEMENT, LLCCRD 156013 · FAIRLAWN, OH$214,166,775.00Regulatory AUM · August 2026
- OBJECTIVITY SQUARED, LLCCRD 311052 · CHARLESTON, SC$487,755,992.00Regulatory AUM · August 2026
- OBP CAPITAL LLCCRD 167619 · ROCKY MOUNT, NC$168,840,607.00Regulatory AUM · August 2026
- OBRA CAPITAL MANAGEMENT, LLC.CRD 155231 · NEW YORK, NY$5,746,830,885.00Regulatory AUM · August 2026
- OBRA FUND MANAGEMENT, LLCCRD 328207 · NEW YORK, NY$71,644,067.00Regulatory AUM · August 2026
- OBRIEN GREENE & CO INCCRD 110281 · MEDIA, PA$464,333,784.00Regulatory AUM · August 2026
- OBSIDIAN CIO LLCCRD 289000 · NEW YORK, NY$1,284,027,815.00Regulatory AUM · August 2026
- OC INVESTMENT MANAGEMENT LPCRD 314948 · MIAMI, FL$75,934,420,848.00Regulatory AUM · August 2026
- OCA VENTURES, LLCCRD 161160 · CHICAGO, IL$316,423,456.00Regulatory AUM · August 2026
- OCCAM CAPITAL MANAGEMENT, LLCCRD 108201 · PITTSFORD, NY$67,403,243.00Regulatory AUM · August 2026
- OCCIDENTAL ASSET MANAGEMENT, LLCCRD 168650 · BURLINGAME, CA$1,071,771,428.00Regulatory AUM · August 2026
- OCCUDO QUANTITATIVE STRATEGIES LPCRD 310070 · FORT LAUDERDALE, FL$2,216,992,038.00Regulatory AUM · August 2026
- OCEAN AVENUE CAPITAL PARTNERS, L.P.CRD 160122 · SANTA MONICA, CA$1,964,227,217.00Regulatory AUM · August 2026
- OCEAN ENDOWMENT PARTNERS, LLCCRD 154518$761,498,254.00Regulatory AUM · August 2026
- OCEAN PARK ASSET MANAGEMENT, LLCCRD 145634 · SANTA MONICA, CA$3,935,467,285.00Regulatory AUM · August 2026
- OCEAN PATH ADVISORS, LLCCRD 338933 · MANHATTAN BEACH, CA$559,523,253.00Regulatory AUM · August 2026
- OCEANIC INVESTMENT MANAGEMENT LIMITEDCRD 160287$331,539,018.00Regulatory AUM · August 2026
- OCEANIQ CAPITAL, LLCCRD 168062 · PALO ALTO, CA$334,170,960.00Regulatory AUM · August 2026
- OCEANIS FINANCIAL ADVISORS, INC.CRD 307787 · MIAMI, FL$225,577,994.00Regulatory AUM · August 2026
- OCEANSIDE ADVISORS LLCCRD 170307 · MOUNT PLEASANT, SC$191,300,000.00Regulatory AUM · August 2026
- OCEANSOUND PARTNERS, LPCRD 300935 · NEW YORK, NY$6,948,089,027.00Regulatory AUM · August 2026
- OCM PRIVATE WEALTH, LLCCRD 332302 · CHICAGO, IL$404,708,163.00Regulatory AUM · August 2026
- OCO CAPITAL PARTNERS LPCRD 299461 · NEW YORK, NY$651,759,907.00Regulatory AUM · August 2026
- OCTAGON ASSET MANAGEMENT, LLCCRD 286248 · CHARLOTTE, NC$221,219,912.00Regulatory AUM · August 2026
- OCTAGON CAPITAL ADVISORS LPCRD 306424 · NEW YORK, NY$1,175,272,000.00Regulatory AUM · August 2026
- OCTAGON CREDIT INVESTORS, LLCCRD 155336 · NEW YORK, NY$35,050,029,659.00Regulatory AUM · August 2026
- OCTAGON FINANCE LLCCRD 289850 · CHARLOTTESVILLE, VA$184,092,581.00Regulatory AUM · August 2026
- OCTAHEDRON CAPITAL MANAGEMENT, L.P.CRD 309209 · BURLINGAME, CA$594,220,808.00Regulatory AUM · August 2026
- OCTANT QUANTITATIVE INVESTMENT MANAGEMENT LLCCRD 165355 · SALT LAKE CITY, UT$128,239,819.00Regulatory AUM · August 2026
- OCTAVIA INVESTMENTS LLCCRD 167721$327,047,230.00Regulatory AUM · August 2026
- OCTAVIA WEALTH ADVISORS LLCCRD 306909 · CINCINNATI, OH$2,153,480,679.00Regulatory AUM · August 2026
- OCTO CAPITAL, LLCCRD 174351 · BINGHAM FARMS, MI$164,951,253.00Regulatory AUM · August 2026
- OCTOBER EFFECT LTD.CRD 281369 · VIRGINIA BEACH, VA$145,595,475.00Regulatory AUM · August 2026
- OCTOBER WEALTH ADVISORS, INCCRD 153993 · FORT SMITH, AR$141,641,267.00Regulatory AUM · August 2026
- OCTOGONE NA, LLCCRD 322478 · MIAMI, FL$469,675,904.00Regulatory AUM · August 2026
- OCTOPUS RENEWABLES LTD.CRD 326704$6,395,167,815.00Regulatory AUM · August 2026
- ODA AND COMPANY, INC.CRD 119952 · MEDINA, OH$125,561,519.00Regulatory AUM · August 2026
- ODEON CAPITAL ADVISORS LLCCRD 307619 · NEW YORK, NY$967,487,949.00Regulatory AUM · August 2026
- ODER INVESTMENT MANAGEMENT, LLCCRD 134506 · WOODLAND HILLS, CA$366,692,790.00Regulatory AUM · August 2026
- $174,573,976.00Regulatory AUM · August 2026
- ODYSSEAN, LLCCRD 338473$373,310,763.00Regulatory AUM · August 2026
- ODYSSEY CAPITAL ADVISORS INC.CRD 299034 · BALA CYNWYD, PA$189,163,900.00Regulatory AUM · August 2026
- ODYSSEY GROUP LLCCRD 336636 · LANCASTER, PA$420,889,484.00Regulatory AUM · August 2026
- ODYSSEY INVESTMENT PARTNERS, LLCCRD 160990 · NEW YORK, NY$7,854,936,659.00Regulatory AUM · August 2026
- OELSCHLAGER INVESTMENTS LLCCRD 306035 · AKRON, OH$93,297,658.00Regulatory AUM · August 2026
- OEP CAPITAL ADVISORS, L.P.CRD 173626 · NEW YORK, NY$15,731,527,353.00Regulatory AUM · August 2026
- OEW INVESTMENT ADVISORS LPCRD 338375 · AUSTIN, TXNot availableRegulatory AUM · August 2026
- OFC FINANCIAL PLANNING, LLCCRD 133846$182,825,805.00Regulatory AUM · August 2026
- OFF CAMBER CREATIVE LLCCRD 324621 · PROSPECT, KYNot availableRegulatory AUM · July 2026
- OFF ROAD CAPITAL MANAGEMENT LLCCRD 285344 · NEW YORK, NY$435,755,223.00Regulatory AUM · August 2026
- OFF THE CHAIN CAPITAL, LLCCRD 309867$320,992,423.00Regulatory AUM · August 2026
- OFFIT CAPITAL ADVISORS LLCCRD 144474 · NEW YORK, NY$20,603,877,707.00Regulatory AUM · August 2026
- OFG FINANCIAL SERVICES, INC.CRD 23940 · TOPEKA, KS$271,000,000.00Regulatory AUM · August 2026
- OFS CAPITAL MANAGEMENT, LLCCRD 153533 · CHICAGO, IL$1,759,962,977.00Regulatory AUM · August 2026
- OFS CLO MANAGEMENT II, LLCCRD 323411 · CHICAGO, IL$1,306,586,954.00Regulatory AUM · August 2026
- OFS CLO MANAGEMENT, LLCCRD 288373 · CHICAGO, IL$743,903,277.00Regulatory AUM · August 2026
- OFS ENTERPRISE LLCCRD 339739 · KEARNEY, NE$556,268,824.00Regulatory AUM · August 2026
- OGAM, LPCRD 287919 · HOUSTON, TX$8,687,114,705.00Regulatory AUM · August 2026
- OGARD CAPITAL MARKETS RESEARCH LLCCRD 337959 · HENDERSON, NV$62,250,000.00Regulatory AUM · August 2026
- OGBORNE CAPITAL MANAGEMENT, LLC.CRD 165833 · SAN FRANCISCO, CA$410,008,801.00Regulatory AUM · August 2026
- OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLCCRD 323024 · HOUSTON, TX$831,381,391.00Regulatory AUM · August 2026
- OGOREK WEALTH MANAGEMENT, LLCCRD 105707 · WILLIAMSVILLE, NY$558,900,541.00Regulatory AUM · August 2026
- OHA PRIVATE CREDIT ADVISORS II, L.P.CRD 322289 · NEW YORK, NY$805,246,000.00Regulatory AUM · August 2026
- OHA PRIVATE CREDIT ADVISORS LLCCRD 319664 · NEW YORK, NY$3,581,553,000.00Regulatory AUM · August 2026
- OHANA ADVISORS MANAGEMENT, LLCCRD 158515 · SAN RAFAEL, CA$2,778,546,190.00Regulatory AUM · August 2026
- OHIGGINS ASSET MANAGEMENT INCCRD 107194$194,826,970.00Regulatory AUM · August 2026
- OIA LTDCRD 136174$1,300,000.00Regulatory AUM · August 2026
- OIC, L.P.CRD 282499 · NEW YORK, NY$4,507,710,009.00Regulatory AUM · August 2026
- OKABENA INVESTMENT SERVICES INCCRD 111162 · MINNEAPOLIS, MN$2,120,659,435.00Regulatory AUM · August 2026
- OLA INVIERTE, LLCCRD 318691$804,000.00Regulatory AUM · August 2026
- OLD BARN CAPITAL LLCCRD 338745$136,558,770.00Regulatory AUM · August 2026
- OLD BELLOWS PARTNERS L.P.CRD 157569 · NEW YORK, NY$29,971,238.00Regulatory AUM · August 2026
- $224,385,957.00Regulatory AUM · August 2026
- OLD BRIDGE WEALTH, INCCRD 332180 · SYOSSET, NY$143,650,051.00Regulatory AUM · August 2026
- OLD FARM PARTNERS LPCRD 283573 · NEW YORK, NY$744,154,978.00Regulatory AUM · August 2026
- OLD FIELD ADVISORS LLCCRD 134519$30,627,004.00Regulatory AUM · August 2026
- OLD GLORY ASSET MANAGEMENT LLCCRD 126013 · MALVERN, PA$655,945,505.00Regulatory AUM · August 2026
- OLD HICKORY PARTNERS MANAGEMENT, LPCRD 316961 · AUSTIN, TX$366,339,504.00Regulatory AUM · August 2026
- OLD IRONSIDES ENERGY, LLCCRD 168670 · WALTHAM, MA$1,214,918,402.00Regulatory AUM · August 2026
- OLD MISSION INVESTMENT COMPANY, LLCCRD 140381 · TRAVERSE CITY, MI$929,034,287.00Regulatory AUM · August 2026
- OLD NORTH STATE WEALTH MANAGEMENT, LLCCRD 148659 · WILMINGTON, NC$452,559,489.00Regulatory AUM · August 2026
- OLD OAK FINANCIAL PLANNING, INC.CRD 122500 · BRIGHTON, MI$160,293,816.00Regulatory AUM · August 2026
- OLD ORCHARD CAPITAL MANAGEMENT LPCRD 170641 · NEW YORK, NY$1,834,509,390.00Regulatory AUM · August 2026