Investment adviser firms in Iowa
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
90 firms · Source months shown: August 2026
- A.O. WEALTH ADVISORY,LLCCRD 288301 · URBANDALE, IA$213,203,341.00Regulatory AUM · August 2026
- ACADIA LEGACY GROUP, LLCCRD 291481 · CLIVE, IA$133,192,237.00Regulatory AUM · August 2026
- ACCEL WEALTH MANAGEMENT LLCCRD 286201 · WAVERLY, IA$1,147,752,700.00Regulatory AUM · August 2026
- AEGIS WEALTH MANAGEMENT, INC.CRD 301990 · GUTHRIE CENTER, IA$216,466,362.00Regulatory AUM · August 2026
- AEGON USA INVESTMENT MANAGEMENT, LLCCRD 114537 · CEDAR RAPIDS, IA$88,799,180,145.00Regulatory AUM · August 2026
- AEGON USA REALTY ADVISORS, LLCCRD 286438 · CEDAR RAPIDS, IA$394,495,673.00Regulatory AUM · August 2026
- ALPHABIT INVESTMENTS, LLCCRD 334827 · FOREST CITY, IA$7,708,704.00Regulatory AUM · August 2026
- ALTITUDE CAPITAL MANAGEMENT LLCCRD 329366 · DES MOINES, IA$103,600,000.00Regulatory AUM · August 2026
- AOT INVEST LLCCRD 319016 · DAVENPORT, IA$93,870,000.00Regulatory AUM · August 2026
- ARNOLD FINANCIAL PLANNING LLCCRD 283698 · HIAWATHA, IA$168,230,596.00Regulatory AUM · August 2026
- AUSDAL FINANCIAL PARTNERS, INC.CRD 7995 · DAVENPORT, IA$3,733,313,940.00Regulatory AUM · August 2026
- AVANTAX PLANNING PARTNERS, INC.CRD 106237 · DUBUQUE, IA$7,569,387,166.00Regulatory AUM · August 2026
- BALLAST CAPITAL ADVISORS LLCCRD 282369 · WEST DES MOINES, IA$328,737,630.00Regulatory AUM · August 2026
- BASEPOINT WEALTH, LLCCRD 289538 · CEDAR RAPIDS, IA$883,834,872.00Regulatory AUM · August 2026
- BEACON CAPITAL, LLCCRD 286316 · CEDAR RAPIDS, IA$278,297,015.00Regulatory AUM · August 2026
- BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.CRD 13609 · CEDAR RAPIDS, IA$906,439,489.00Regulatory AUM · August 2026
- BFC PLANNING, INC.CRD 119682 · CEDAR RAPIDS, IA$3,841,196,599.00Regulatory AUM · August 2026
- BINNACLE INVESTMENTS, INC.CRD 313185 · URBANDALE, IA$264,137,161.00Regulatory AUM · August 2026
- BOYLE CAPITAL MANAGEMENT, L.L.C.CRD 132416 · WEST DES MOINES, IA$341,954,728.00Regulatory AUM · August 2026
- BRADFORD FINANCIAL CENTERCRD 110953 · CLARION, IA$229,709,395.00Regulatory AUM · August 2026
- BRIDGEWAY WEALTH MANAGEMENT, LLCCRD 326547 · CEDAR RAPIDS, IA$164,608,704.00Regulatory AUM · August 2026
- BSC CAPITAL PARTNERS, LLCCRD 284338 · WEST DES MOINES, IA$125,816,727.00Regulatory AUM · August 2026
- BTC CAPITAL MANAGEMENT, INC.CRD 127158 · DES MOINES, IA$4,598,715,309.00Regulatory AUM · August 2026
- CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD 134139 · FAIRFIELD, IA$138,694,510,180.00Regulatory AUM · August 2026
- CEDAR POINT CAPITAL PARTNERS, LLCCRD 317532 · CEDAR RAPIDS, IA$248,116,441.00Regulatory AUM · August 2026
- CLARITY ASSET MANAGEMENT, INC.CRD 115699 · AMES, IA$257,355,061.00Regulatory AUM · August 2026
- COMPASS FINANCIAL SERVICES, INC.CRD 109441 · WEST DES MOINES, IA$407,449,818.00Regulatory AUM · August 2026
- DES MOINES INVESTMENTS, LLCCRD 146322 · DES MOINES, IA$246,000,000.00Regulatory AUM · August 2026
- DMKC ADVISORY SERVICES, LLCCRD 145112 · DES MOINES, IA$902,500,171.00Regulatory AUM · August 2026
- DYNAMIC FINANCIAL GROUP, LLCCRD 288763 · CEDAR FALLS, IA$539,558,246.00Regulatory AUM · August 2026
- ELITE RETIREMENT PLANNING, LLCCRD 297942 · GRIMES, IA$568,827,090.00Regulatory AUM · August 2026
- EN ENTERPRISES, LLCCRD 337964 · NORTH LIBERTY, IA$142,735,811.00Regulatory AUM · August 2026
- FBL WEALTH MANAGEMENT, LLCCRD 291396 · WEST DES MOINES, IA$9,240,933.00Regulatory AUM · August 2026
- FIVE TALENTS FINANCIAL MANAGEMENT GROUP LLCCRD 307987 · WEST DES MOINES, IA$255,983,350.00Regulatory AUM · August 2026
- FORREST FINANCIAL SERVICES L.L.C.CRD 117546 · WINDSOR HEIGHTS, IA$154,000,000.00Regulatory AUM · August 2026
- FOSTER GROUP, INC.CRD 107148 · WEST DES MOINES, IA$4,775,514,804.00Regulatory AUM · August 2026
- FRIDAY FINANCIAL, INC.CRD 329748 · DUBUQUE, IA$409,324,015.00Regulatory AUM · August 2026
- FSB PREMIER WEALTH MANAGEMENT, INC.CRD 15898 · WATERLOO, IA$431,742,786.00Regulatory AUM · August 2026
- GILBERT & COOK, INC.CRD 283112 · WEST DES MOINES, IA$1,698,122,274.00Regulatory AUM · August 2026
- GUNCHEON FINANCIAL LLCCRD 277091 · DUBUQUE, IA$146,201,122.00Regulatory AUM · August 2026
- INDEPENDENT WEALTH NETWORK, INC.CRD 286262 · URBANDALE, IA$518,379,731.00Regulatory AUM · August 2026
- INTEGRITY ALLIANCE, LLCCRD 139627 · URBANDALE, IA$5,411,976,879.00Regulatory AUM · August 2026
- INVESTMENT CONSULTING GROUP INCCRD 106967 · DAVENPORT, IA$2,840,654,290.00Regulatory AUM · August 2026
- IOWA WEALTH MANAGEMENT, LLCCRD 286435 · WEST DES MOINES, IA$123,925,708.00Regulatory AUM · August 2026
- KANE COMPANY WEALTH MANAGEMENT, INC.CRD 115756 · JOHNSTON, IA$284,748,782.00Regulatory AUM · August 2026
- KEYSTONE WEALTH MANAGEMENT INC.CRD 304133 · WATERLOO, IA$137,388,022.00Regulatory AUM · August 2026
- LEGACY BRIDGE, LLCCRD 282261 · WEST DES MOINES, IA$425,754,729.00Regulatory AUM · August 2026
- LEGACY FINANCIAL GROUP, LLCCRD 154927 · DES MOINES, IA$1,007,573,360.00Regulatory AUM · August 2026
- LSB CAPITAL MANAGEMENT, INC.CRD 310466 · ANKENY, IA$228,767,526.00Regulatory AUM · August 2026
- MATHESON & ROCK WEALTH MANAGEMENT, LLCCRD 289603 · DAVENPORT, IA$530,000,000.00Regulatory AUM · August 2026
- MIDWEST HERITAGE BANK, FSBCRD 306308 · WEST DES MOINES, IA$398,657,041.00Regulatory AUM · August 2026
- MIDWESTERN FINANCIAL, LLCCRD 270022 · IOWA CITY, IA$172,843,118.00Regulatory AUM · August 2026
- MOKOSAK ADVISORY GROUP, LLCCRD 287538 · URBANDALE, IA$413,919,041.00Regulatory AUM · August 2026
- NATIONS FINANCIAL GROUP, INC.CRD 44181 · CEDAR RAPIDS, IA$4,771,466,316.00Regulatory AUM · August 2026
- NIKULSKI FINANCIAL, INC.CRD 151569 · BETTENDORF, IA$448,977,741.00Regulatory AUM · August 2026
- NORTHWEST WEALTH MANAGEMENT, LLCCRD 152816 · SPENCER, IA$1,031,354,549.00Regulatory AUM · August 2026
- OASIS ADVISORS, LLCCRD 335555 · FOREST CITY, IA$277,687,094.00Regulatory AUM · August 2026
- PALADIN ADVISORY GROUP, LLCCRD 285303 · CLIVE, IA$279,780,412.00Regulatory AUM · August 2026
- PECAUT & CO.CRD 2997 · SIOUX CITY, IA$381,753,129.00Regulatory AUM · August 2026
- PETERSON FINANCIAL GROUP, INC.CRD 169519 · DES MOINES, IA$299,196,453.00Regulatory AUM · August 2026
- PLAN2THRIVE FINANCIAL, LLCCRD 317005 · ELDRIDGE, IA$147,546,146.00Regulatory AUM · August 2026
- PRINCIPAL ADVISED SERVICES, LLCCRD 297324 · DES MOINES, IA$1,422,868,428.00Regulatory AUM · August 2026
- PRINCIPAL GLOBAL INVESTORS, LLCCRD 109002 · DES MOINES, IA$427,712,721,629.00Regulatory AUM · August 2026
- PRINCIPAL REAL ESTATE INVESTORS, LLCCRD 109008 · DES MOINES, IA$105,646,930,594.00Regulatory AUM · August 2026
- PRINCIPAL SECURITIES, INC.CRD 1137 · DES MOINES, IA$17,024,265,096.00Regulatory AUM · August 2026
- QUAD-CITIES INVESTMENT GROUP, LLCCRD 154113 · DAVENPORT, IA$425,502,001.00Regulatory AUM · August 2026
- RDA FINANCIAL NETWORK, INC.CRD 147309 · AKRON, IA$675,162,330.00Regulatory AUM · August 2026
- RETIRERIGHT, LLCCRD 300925 · WEST DES MOINES, IA$561,129,249.00Regulatory AUM · August 2026
- RIA ADVISORY GROUP, LLCCRD 152566 · DES MOINES, IA$568,379,295.00Regulatory AUM · August 2026
- SAMMONS FINANCIAL GROUP ASSET MANAGEMENT, LLCCRD 321109 · WEST DES MOINES, IA$122,047,277,325.00Regulatory AUM · August 2026
- SITUSAMC REAL ESTATE VALUATION SERVICES, LLCCRD 106747 · WEST DES MOINES, IANot availableRegulatory AUM · August 2026
- STACKSTONE WEALTH, LLCCRD 342692 · DUBUQUE, IANot availableRegulatory AUM · August 2026
- STEELE CAPITAL MANAGEMENT, INC.CRD 107097 · DUBUQUE, IA$3,547,339,793.00Regulatory AUM · August 2026
- STONEFIELD INVESTMENT ADVISORY, INC.CRD 113802 · CEDAR RAPIDS, IA$120,250,000.00Regulatory AUM · August 2026
- SYVERSON STREGE & COMPANYCRD 109228 · WEST DES MOINES, IA$910,833,028.00Regulatory AUM · August 2026
- TFP MANAGEMENT, LLCCRD 313543 · BETTENDORF, IA$272,999,277.00Regulatory AUM · August 2026
- THE HEATON HOPPES GROUP, LLCCRD 115511 · CEDAR FALLS, IA$172,545,165.00Regulatory AUM · August 2026
- TRANSAMERICA RETIREMENT ADVISORS, LLCCRD 107319 · CEDAR RAPIDS, IA$18,827,476,086.00Regulatory AUM · August 2026
- TUVE INVESTMENT MANAGEMENT, INC.CRD 226702 · WATERLOO, IA$147,702,966.00Regulatory AUM · August 2026
- VALIANT WEALTH, LLCCRD 146911 · WEST DES MOINES, IA$423,078,536.00Regulatory AUM · August 2026
- VAN DIEST CAPITAL, LLCCRD 334743 · POLK CITY, IA$144,104,427.00Regulatory AUM · August 2026
- VISIONX WEALTH PARTNERSCRD 333559 · FORT DODGE, IA$110,238,956.00Regulatory AUM · August 2026
- VIVID WEALTH MANAGEMENT, LLCCRD 322974 · WEST DES MOINES, IA$290,878,048.00Regulatory AUM · August 2026
- WATER VALLEY INVESTMENT ADVISORS, INC.CRD 116936 · SIOUX CENTER, IA$157,226,348.00Regulatory AUM · August 2026
- WEALTH ADVISORS GROUP, LLCCRD 291648 · CORALVILLE, IA$278,484,000.00Regulatory AUM · August 2026
- WEALTH ADVISORS OF IOWA, LLCCRD 115088 · WEST DES MOINES, IA$539,420,935.00Regulatory AUM · August 2026
- WEALTHSPAN PARTNERS, LLCCRD 297712 · DAVENPORT, IA$451,119,416.00Regulatory AUM · August 2026
- WEIS ADVISORY, LLCCRD 217517 · CLIVE, IA$225,636,308.00Regulatory AUM · August 2026
- WEITZEL FINANCIAL SERVICES, INC.CRD 27346 · DUBUQUE, IA$327,771,408.00Regulatory AUM · August 2026
- WEST FINANCIAL ADVISORS, L.L.C.CRD 142265 · DES MOINES, IA$674,186,917.00Regulatory AUM · August 2026