Investment adviser firms in North Carolina · Page 3
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
290 firms · Source months shown: August 2026
- PRIVATE WEALTH MANAGEMENT OF NORTH CAROLINA LLCCRD 149889 · HENDERSON, NC$162,758,782.00Regulatory AUM · August 2026
- PROFESSIONAL WEALTH MANAGEMENT SERVICES LLCCRD 150266 · STATESVILLE, NC$136,154,234.00Regulatory AUM · August 2026
- PROVIDENCE CAPITAL ADVISORS, LLCCRD 174631 · CHARLOTTE, NC$1,072,053,984.00Regulatory AUM · August 2026
- PURSUIT WEALTH MANAGEMENT, LLCCRD 337709 · RALEIGH, NC$457,453,266.00Regulatory AUM · August 2026
- QHP CAPITAL, L.P.CRD 311710 · RALEIGH, NC$4,568,233,295.00Regulatory AUM · August 2026
- QUANTITATIVE PROCESS, LLCCRD 165699 · CHARLOTTE, NC$502,114,653.00Regulatory AUM · August 2026
- QUEST 10 WEALTH BUILDERS, INC.CRD 154092 · FUQUAY-VARINA, NC$237,739,145.00Regulatory AUM · August 2026
- RALEIGH CAPITAL MANAGEMENT INC.CRD 149538 · CARY, NC$397,774,895.00Regulatory AUM · August 2026
- REH WEALTH ADVISORS LLCCRD 153826 · RALEIGH, NC$110,469,354.00Regulatory AUM · August 2026
- REICHARD CAPITAL, LLCCRD 305695 · CHARLOTTE, NC$341,048,577.00Regulatory AUM · August 2026
- RELIANT INVESTMENT PARTNERS, LLCCRD 297369 · PINEHURST, NC$268,274,719.00Regulatory AUM · August 2026
- RIDGELINE WEALTH ADVISORS, LLC.CRD 284843 · RALEIGH, NC$189,030,298.00Regulatory AUM · August 2026
- RIDGEMONT PARTNERS MANAGEMENT, LLCCRD 157421 · CHARLOTTE, NC$10,260,108,839.00Regulatory AUM · August 2026
- SABER CAPITAL MANAGEMENT LLCCRD 166103 · FUQUAY VARINA, NC$129,339,725.00Regulatory AUM · August 2026
- SAFE HARBOR FAMILY CAPITAL, LLCCRD 317547 · CHAPEL HILL, NC$613,856,599.00Regulatory AUM · August 2026
- SALEM INVESTMENT COUNSELORS INCCRD 104855 · WINSTON SALEM, NC$4,188,070,791.00Regulatory AUM · August 2026
- SAPERE WEALTH MANAGEMENT, LLCCRD 119598 · MATTHEWS, NC$604,819,704.00Regulatory AUM · August 2026
- SCHOLAR FINANCIAL ADVISING, LLCCRD 298968 · WINSTON-SALEM, NCNot availableRegulatory AUM · August 2026
- SEMMAX FINANCIAL ADVISORS, INC.CRD 144978 · WINSTON-SALEM, NC$495,360,847.00Regulatory AUM · August 2026
- SHAH CAPITAL MANAGEMENT, INCCRD 133941 · RALEIGH, NC$768,017,626.00Regulatory AUM · August 2026
- SHARPVUE CAPITAL, LLCCRD 304746 · RALEIGH, NC$465,240,739.00Regulatory AUM · August 2026
- SHEETS SMITH WEALTH MANAGEMENTCRD 105710 · WINSTON SALEM, NC$1,365,130,877.00Regulatory AUM · August 2026
- SHERCLAR, INCCRD 166812 · CHARLOTTE, NC$182,360,237.00Regulatory AUM · August 2026
- SHINING ROCK ADVISORS LLCCRD 311295 · ASHEVILLE, NC$153,800,989.00Regulatory AUM · August 2026
- SILVERBACK ASSET MANAGEMENT, LLCCRD 141407 · DURHAM, NC$1,192,470,794.00Regulatory AUM · August 2026
- SLEDGE AND COMPANY WEALTH ADVISORS, LLCCRD 336314 · HIGH POINT, NC$183,444,585.00Regulatory AUM · August 2026
- SLP WEALTH LLCCRD 325631 · DURHAM, NC$63,694,981.00Regulatory AUM · August 2026
- SMITH PARTNERS WEALTH MANAGEMENT, LLCCRD 112231 · GREENSBORO, NC$196,113,579.00Regulatory AUM · August 2026
- SMITH, SALLEY & ASSOCIATES, LLCCRD 129614 · GREENSBORO, NC$2,893,493,810.00Regulatory AUM · August 2026
- SOUND FINANCIAL MANAGEMENT, INC.CRD 122670 · RALEIGH, NC$134,079,243.00Regulatory AUM · August 2026
- SPARTAN PLANNING & WEALTH MANAGEMENT, LLCCRD 166599 · GREENSBORO, NC$383,681,575.00Regulatory AUM · August 2026
- SPP MANAGEMENT SERVICES, LLCCRD 164078 · CHARLOTTE, NC$623,629,612.00Regulatory AUM · August 2026
- STEELE CREEK INVESTMENT MANAGEMENT LLCCRD 170209 · CHARLOTTE, NC$1,737,996,053.00Regulatory AUM · August 2026
- STEPSTONE GROUP PRIVATE WEALTH LLCCRD 305881 · CHARLOTTE, NC$17,933,992,646.00Regulatory AUM · August 2026
- STERLING CAPITAL MANAGEMENT LLCCRD 135405 · CHARLOTTE, NC$69,234,190,434.00Regulatory AUM · August 2026
- STRATEGIC ADVISORY PARTNERS, LLCCRD 314842 · GREENSBORO, NC$191,433,909.00Regulatory AUM · August 2026
- STRATHMORE CAPITAL ADVISORS, INC.CRD 135008 · CHARLOTTE, NC$805,034,607.00Regulatory AUM · August 2026
- STRUCTURAL SOLUTIONS LLCCRD 319155 · CHAPEL HILL, NC$132,985,704.00Regulatory AUM · August 2026
- TAGSTONE CAPITAL, INC.CRD 158864 · CHARLOTTE, NC$368,884,462.00Regulatory AUM · August 2026
- TANNIN CAPITAL, LLCCRD 304238 · CHARLOTTE, NC$824,879,157.00Regulatory AUM · August 2026
- TAR RIVER WEALTH PLANNING, LLCCRD 328530 · LOUISBURG, NC$401,179,615.00Regulatory AUM · August 2026
- TARHEEL ADVISORS, LLCCRD 149308 · CHAPEL HILL, NC$137,773,753.00Regulatory AUM · August 2026
- TASSEL CAPITAL MANAGEMENT, INC.CRD 121112 · MATTHEWS, NC$266,028,959.00Regulatory AUM · August 2026
- TERRA WEALTH MANAGEMENT, LLCCRD 320643 · HIGH POINT, NC$152,005,349.00Regulatory AUM · August 2026
- THAYER FINANCIAL, L.L.C.CRD 304729 · HICKORY, NC$106,449,059.00Regulatory AUM · August 2026
- THE BREIT GROUP, LLCCRD 335020 · WRIGHTSVILLE BEACH, NC$131,625,000.00Regulatory AUM · August 2026
- THE FINANCIAL LEGACY GROUP, LLCCRD 287632 · CHARLOTTE, NC$107,292,807.00Regulatory AUM · August 2026
- THE PINES WEALTH MANAGEMENT, LLCCRD 326353 · SOUTHERN PINES, NC$485,880,113.00Regulatory AUM · August 2026
- THE TURLINGTON GROUP, INC.CRD 317324 · RALEIGH, NC$110,460,071.00Regulatory AUM · August 2026
- THE WEALTH GROUP, LTDCRD 154106 · RALEIGH, NC$160,185,546.00Regulatory AUM · August 2026
- THREE MAGNOLIAS FINANCIAL ADVISORS, LLCCRD 114471 · WINSTON SALEM, NC$487,056,157.00Regulatory AUM · August 2026
- TILIA FIDUCIARY PARTNERS, INC.CRD 157852 · WILMINGTON, NC$403,650,829.00Regulatory AUM · August 2026
- TIMONIER FAMILY OFFICE, LTD.CRD 150748 · WINSTON SALEM, NC$450,303,587.00Regulatory AUM · August 2026
- TIVERTON ADVISORS, LLCCRD 305331 · RALEIGH, NC$2,143,537,247.00Regulatory AUM · August 2026
- TOLLEY FINANCIAL GROUP, LLCCRD 302115 · RALEIGH, NC$121,857,197.00Regulatory AUM · August 2026
- TOPSAIL WEALTH MANAGEMENT LLCCRD 331098 · CHARLOTTE, NC$1,309,690,152.00Regulatory AUM · August 2026
- TOTAL SOLUTIONS ENTERPRISE LLCCRD 318036 · CHARLOTTE, NC$315,814,477.00Regulatory AUM · August 2026
- TOWNSEND ASSET MANAGEMENT CORP.CRD 108216 · RALEIGH, NC$479,589,639.00Regulatory AUM · August 2026
- TRADEWINDS, LLCCRD 316415 · RALEIGH, NC$659,399,150.00Regulatory AUM · August 2026
- TRG CAPITAL MANAGEMENT INCORPORATEDCRD 146674 · RALEIGH, NC$118,233,904.00Regulatory AUM · August 2026
- TRIANGLE SECURITIES WEALTH MANAGEMENT, INCCRD 148156 · RALEIGH, NC$1,290,721,266.00Regulatory AUM · August 2026
- TRICAPITAL WEALTH MANAGEMENT, INC.CRD 118788 · CHARLOTTE, NC$132,704,661.00Regulatory AUM · August 2026
- TRUEBRIDGE CAPITAL PARTNERS LLCCRD 155425 · CHAPEL HILL, NC$11,235,243,826.00Regulatory AUM · August 2026
- TWIN CITY PRIVATE WEALTH, LLCCRD 315836 · WINSTON-SALEM, NC$151,281,332.00Regulatory AUM · August 2026
- US FINANCIAL PLANNERS, LLCCRD 337484 · ASHEVILLE, NCNot availableRegulatory AUM · August 2026
- UWHARRIE INVESTMENT ADVISORS, INC.CRD 117592 · ALBEMARLE, NC$337,840,640.00Regulatory AUM · August 2026
- VARIANT PERCEPTION, LLCCRD 334510 · CHARLOTTE, NC$31,890,778.00Regulatory AUM · August 2026
- VERATIS ADVISORS, INC.CRD 117892 · CARY, NC$5,994,203,169.00Regulatory AUM · August 2026
- VERGER CAPITAL MANAGEMENT LLCCRD 170125 · WINSTON-SALEM, NC$3,283,723,489.00Regulatory AUM · August 2026
- VERITY ASSET MANAGEMENT, INC.CRD 158667 · DURHAM, NC$1,154,371,169.00Regulatory AUM · August 2026
- VERUM PARTNERS LLCCRD 301058 · CHARLOTTE, NC$1,014,129,210.00Regulatory AUM · August 2026
- VESTED FINANCE INC.CRD 299272 · DURHAM, NCNot availableRegulatory AUM · August 2026
- VN CAPITAL MANAGEMENT, LLCCRD 166761 · GREENSBORO, NC$63,047,483.00Regulatory AUM · August 2026
- WEALTH MANAGEMENT GROUP, INC.CRD 113706 · WINSTON-SALEM, NC$197,724,593.00Regulatory AUM · August 2026
- WEALTHPOINT FINANCIAL LLCCRD 332312 · CRAMERTON, NC$147,097,327.00Regulatory AUM · August 2026
- WEALTHSHIELD PARTNERS, LLCCRD 169584 · CARY, NC$1,265,665,461.00Regulatory AUM · August 2026
- WEDGE CAPITAL MANAGEMENT LLPCRD 106234 · CHARLOTTE, NC$7,755,000,000.00Regulatory AUM · August 2026
- WELLS FARGO INVESTMENT INSTITUTE, INC.CRD 133204 · CHARLOTTE, NC$42,995,068,741.00Regulatory AUM · August 2026
- WELLS FINANCIAL MANAGEMENT, LLCCRD 158030 · ASHEVILLE, NC$132,662,488.00Regulatory AUM · August 2026
- WEST FINANCIAL STRATEGIES, INC.CRD 118241 · SANFORD, NC$121,014,544.00Regulatory AUM · August 2026
- WESTEND ADVISORS, LLCCRD 133279 · CHARLOTTE, NC$1,868,015,699.00Regulatory AUM · August 2026
- WESTHAMPTON CAPITAL, LLCCRD 119176 · WINSTON-SALEM, NC$238,519,094.00Regulatory AUM · August 2026
- WHITE OAK FINANCIAL MANAGEMENT, INCCRD 142615 · ASHEVILLE, NC$143,496,066.00Regulatory AUM · August 2026
- WHITENER CAPITAL MANAGEMENT, INCCRD 106865 · ROCKY MOUNT, NC$598,471,988.00Regulatory AUM · August 2026
- WMS ADVISORS, LLCCRD 122224 · CHARLOTTE, NC$280,924,601.00Regulatory AUM · August 2026
- WOODARD & CO ASSET MANAGEMENT GROUP INCCRD 108199 · BERMUDA RUN, NC$1,167,000,000.00Regulatory AUM · August 2026
- WOODWARD FINANCIAL ADVISORS, INC.CRD 150641 · CHAPEL HILL, NC$641,480,000.00Regulatory AUM · August 2026
- WORTH FINANCIAL ADVISORY GROUP, LLCCRD 156564 · CHARLOTTE, NC$280,745,134.00Regulatory AUM · August 2026
- WSC & COMPANY, LLCCRD 289138 · CHARLOTTE, NC$320,355,422.00Regulatory AUM · August 2026
- ZURAW FINANCIAL ADVISORS, LLCCRD 173129 · GREENSBORO, NC$519,944,390.00Regulatory AUM · August 2026