Investment adviser firms in New York · Page 9
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- ELECTRON CAPITAL PARTNERS, LLCCRD 166102 · NEW YORK, NY$4,201,565,868.00Regulatory AUM · August 2026
- ELEMENT CAPITAL MANAGEMENT LLCCRD 160309 · NEW YORK, NY$43,427,362,512.00Regulatory AUM · August 2026
- ELEQUIN CAPITAL, LPCRD 308371 · NEW YORK, NY$2,065,076,464.00Regulatory AUM · August 2026
- ELEVATUS WEALTH MANAGEMENT, LLCCRD 325629 · VICTOR, NY$513,429,017.00Regulatory AUM · August 2026
- ELKWATER CAPITAL MANAGEMENT, LLCCRD 333963 · NEW YORK, NY$44,802,000.00Regulatory AUM · August 2026
- ELLEVEST, INC.CRD 175476 · NEW YORK, NY$1,131,232,881.00Regulatory AUM · August 2026
- ELM RIDGE MANAGEMENT, LLCCRD 154508 · BRIARCLIFF MANOR, NY$155,059,753.00Regulatory AUM · August 2026
- ELMWOOD ASSET MANAGEMENT LLCCRD 297926 · NEW YORK, NY$24,285,364,415.00Regulatory AUM · August 2026
- ELPHINSTONE, INC.CRD 311264 · NEW YORK, NY$1,419,128.00Regulatory AUM · August 2026
- ELTURA CAPITAL MANAGEMENT, LLCCRD 318320 · NEW YORK, NY$156,450,329.00Regulatory AUM · August 2026
- EMBER INFRASTRUCTURE MANAGEMENT, LPCRD 309483 · NEW YORK, NY$1,680,078,904.00Regulatory AUM · August 2026
- EMERGE CAPITAL MANAGEMENT INC.CRD 284581 · BUFFALO, NY$30,000,483.00Regulatory AUM · August 2026
- EMERGENT WEALTH ADVISORS, LLCCRD 174845 · WILLIAMSVILLE, NY$249,075,065.00Regulatory AUM · August 2026
- EMET CAPITAL MANAGEMENT, LLCCRD 167047 · NEW YORK, NY$481,837,071.00Regulatory AUM · August 2026
- EMMETT INVESTMENT MANAGEMENT, LPCRD 299543 · NEW YORK, NY$181,643,101.00Regulatory AUM · August 2026
- EMPERY ASSET MANAGEMENT, LPCRD 148180 · NEW YORK CITY, NY$262,490,754.00Regulatory AUM · August 2026
- EMPOWER PRIVATE WEALTHCRD 331529 · NEW YORK, NY$34,549,146.00Regulatory AUM · August 2026
- ENCOMPASS CAPITAL ADVISORS LLCCRD 160113 · NEW YORK, NY$4,835,430,280.00Regulatory AUM · August 2026
- ENDICOTT CAPITAL MANAGEMENT, L.L.C.CRD 308447 · NEW YORK, NY$452,571,470.00Regulatory AUM · August 2026
- ENDICOTT MANAGEMENT COMPANYCRD 157119 · NEW YORK, NY$50,838,719.00Regulatory AUM · August 2026
- ENERGY IMPACT PARTNERS LPCRD 282373 · NEW YORK, NY$4,861,055,633.00Regulatory AUM · August 2026
- ENGINE CAPITAL MANAGEMENT, LPCRD 168315 · NEW YORK, NY$1,725,498,840.00Regulatory AUM · August 2026
- ENGINEERS GATE MANAGER LPCRD 172249 · NEW YORK, NY$23,165,267,881.00Regulatory AUM · August 2026
- ENGLESON & ASSOCIATES, INC.CRD 126349 · ROCHESTER, NY$114,468,604.00Regulatory AUM · August 2026
- ENHALUS CAPITAL, LPCRD 313321 · NEW YORK, NY$785,514,318.00Regulatory AUM · August 2026
- ENRIGHT, MOLLIN, CASCIO & RAMUSEVIC, INC.CRD 106574 · ELMHURST, NY$293,511,744.00Regulatory AUM · August 2026
- ENTERPRISE INVESTORS CORPORATIONCRD 160833 · NEW YORK, NY$1,259,681,720.00Regulatory AUM · August 2026
- ENTROPY TECHNOLOGIES, LPCRD 325283 · NEW YORK, NY$2,238,108,051.00Regulatory AUM · August 2026
- ENTRUST GLOBAL PARTNERS LLCCRD 107940 · NEW YORK, NY$11,819,858,577.00Regulatory AUM · August 2026
- ENTRYPOINT CAPITAL, LLCCRD 313946 · NEW YORK, NY$700,332,093.00Regulatory AUM · August 2026
- EOS MANAGEMENT, L.P.CRD 158090 · NEW YORK, NY$957,053,852.00Regulatory AUM · August 2026
- EOS REAL ESTATE INVESTORS LLCCRD 290205 · NEW YORK, NY$1,791,015,348.00Regulatory AUM · August 2026
- EPFC CAPITAL PARTNERS, LLCCRD 307803 · NEW YORK, NY$1,991,508,601.00Regulatory AUM · August 2026
- EPOCH CAPITAL, US, LLCCRD 315254 · NEW YORK, NY$366,074,037.00Regulatory AUM · August 2026
- EPOCH INVESTMENT PARTNERS, INC.CRD 131556 · NEW YORK, NY$29,729,928,032.00Regulatory AUM · August 2026
- EQT PARTNERS INC.CRD 160179 · NEW YORK, NY$39,196,925,743.00Regulatory AUM · August 2026
- EQUILIBRIUM VENTURES, LLCCRD 309164 · NEW YORK, NY$134,158,615.00Regulatory AUM · August 2026
- EQUINUM, LLCCRD 304350 · BROOKLYN, NY$566,026,178.00Regulatory AUM · August 2026
- EQUITABLE ADVISORS, LLCCRD 6627 · NEW YORK, NY$42,484,170,010.00Regulatory AUM · August 2026
- EQUITABLE INVESTMENT MANAGEMENT GROUP, LLCCRD 156933 · NEW YORK, NY$167,153,305,419.00Regulatory AUM · August 2026
- EQUITABLE INVESTMENT MANAGEMENT, LLCCRD 322513 · NEW YORK, NY$1,530,948,280.00Regulatory AUM · August 2026
- ERA GLOBAL TECHNOLOGIES LLCCRD 339601 · NEW YORK, NY$259,892,562.00Regulatory AUM · August 2026
- EREZ ASSET MANAGEMENT, LLCCRD 332027 · NEW ROCHELLE, NY$84,308,279.00Regulatory AUM · August 2026
- ESTABROOK CAPITAL MANAGEMENT LLCCRD 128856 · NEW YORK, NY$933,319,315.00Regulatory AUM · August 2026
- ETHIC INC.CRD 282827 · NEW YORK, NY$7,817,820,532.00Regulatory AUM · August 2026
- EUDAIMONIA WEALTH LLCCRD 305431 · BUFFALO, NY$35,751,491.00Regulatory AUM · August 2026
- EURAZEO NORTH AMERICA, INC.CRD 300444 · NEW YORK, NY$1,614,608,829.00Regulatory AUM · August 2026
- EVER GREEN WEALTH MANAGEMENT, LLCCRD 297459 · VICTOR, NY$80,261,380.00Regulatory AUM · August 2026
- EVERCORE WEALTH MANAGEMENT, LLCCRD 148399 · NEW YORK, NY$15,515,905,140.00Regulatory AUM · August 2026
- EVERSEPT PARTNERS, L.P.CRD 282358 · NEW YORK, NY$2,650,965,000.00Regulatory AUM · August 2026
- EVERSIDE CAPITAL PARTNERS, LLCCRD 289799 · NEW YORK, NY$2,336,781,000.00Regulatory AUM · August 2026
- EVERVIEW PARTNERS, L.P.CRD 334067 · NEW YORK, NY$949,807,230.00Regulatory AUM · August 2026
- EXCEED ADVISORY LLCCRD 170403 · NEW YORK, NY$119,150,346.00Regulatory AUM · August 2026
- EXCLUSIVE RESOURCE MANAGEMENT LLCCRD 321076 · LATHAM, NY$71,102,624.00Regulatory AUM · August 2026
- EXCOMP ASSET MANAGEMENT LTDCRD 110434 · MELVILLE, NY$140,218,941.00Regulatory AUM · August 2026
- EXODUSPOINT CAPITAL MANAGEMENT, LPCRD 294156 · NEW YORK, NY$159,413,741,487.00Regulatory AUM · August 2026
- EXOME ASSET MANAGEMENT LLCCRD 304585 · NEW YORK, NY$548,629,691.00Regulatory AUM · August 2026
- EXTANT CAPITAL LLCCRD 337508 · ALBANY, NY$204,259,315.00Regulatory AUM · August 2026
- EYRE STREET CAPITAL, LLCCRD 333970 · NEW YORK, NY$367,215,169.00Regulatory AUM · August 2026
- FACT CAPITAL, L.P.CRD 307860 · NEW YORK, NY$370,833,887.00Regulatory AUM · August 2026
- FACTORPOINT PLANNING, LLCCRD 341229 · PITTSFORD, NYNot availableRegulatory AUM · August 2026
- FAGAN ASSOCIATES INCCRD 107562 · TROY, NY$940,732,988.00Regulatory AUM · August 2026
- FALCONPOINT CAPITAL PARTNERS LLCCRD 327260 · NEW YORK, NY$845,112,765.00Regulatory AUM · August 2026
- FAMA FIDUCIARY WEALTH LLCCRD 125627 · ROCHESTER, NY$99,876,488.00Regulatory AUM · August 2026
- FAMILY MANAGE LLCCRD 104951 · NEW YORK, NY$5,313,511,244.00Regulatory AUM · August 2026
- FAROL INVESTMENT ADVISERS LPCRD 166565 · NEW YORK, NY$543,661,687.00Regulatory AUM · August 2026
- FARRELL FINANCIAL LLCCRD 321609 · ORCHARD PARK, NY$200,627,067.00Regulatory AUM · August 2026
- FCO ADVISORS LPCRD 290182 · NEW YORK, NY$1,339,260,584.00Regulatory AUM · August 2026
- FEDERAL PREP ADVISORS, INC.CRD 282663 · BOHEMIA, NY$80,113,636.00Regulatory AUM · August 2026
- FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.CRD 106277 · NEW YORK, NY$14,087,112,640.00Regulatory AUM · August 2026
- FEDERMANN FINANCIAL ADVISORS INC.CRD 129975 · ROCKY POINT, NY$108,153,527.00Regulatory AUM · August 2026
- FEENIX VENTURE PARTNERS, LLCCRD 304152 · NEW YORK, NY$175,470,553.00Regulatory AUM · August 2026
- FENIMORE ASSET MANAGEMENT, INC.CRD 110946 · COBLESKILL, NY$5,409,761,045.00Regulatory AUM · August 2026
- FENIX ASSET MANAGEMENT, LLCCRD 291069 · NEW YORK, NY$160,423,060.00Regulatory AUM · August 2026
- FERGHANA INVESTMENT PARTNERS, LPCRD 337822 · NEW YORK, NY$100,000,000.00Regulatory AUM · August 2026
- FEYNMAN POINT ASSET MANAGEMENT LLCCRD 330536 · NEW YORK, NY$198,388,333.00Regulatory AUM · August 2026
- FIDUCIARY MANAGEMENT GROUP, LLCCRD 136612 · NEW YORK, NY$70,731,701.00Regulatory AUM · August 2026
- FIEN CAPITAL MANAGEMENT, LLCCRD 114951 · ROCHESTER, NY$137,710,371.00Regulatory AUM · August 2026
- FIERA CAPITAL INC.CRD 113638 · NEW YORK, NY$17,275,502,671.00Regulatory AUM · August 2026
- FIG LLCCRD 129612 · NEW YORK, NY$87,301,970,629.00Regulatory AUM · August 2026
- FINANCEHQ LLCCRD 325157 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- FINANCIAL ASSET MANAGEMENT CORPCRD 106643 · CHAPPAQUA, NY$436,155,418.00Regulatory AUM · August 2026
- FINANCIAL DECISIONS, LLCCRD 107755 · NEW YORK, NY$327,661,532.00Regulatory AUM · August 2026
- FINANCIAL PLANNING ASSOCIATES, LLCCRD 159404 · WHITE PLAINS, NY$74,717,077.00Regulatory AUM · August 2026
- FINCADIA ADVISORS LLCCRD 338396 · MELVILLE, NY$1,003,630,329.00Regulatory AUM · August 2026
- FINDELL CAPITAL MANAGEMENT LLCCRD 307394 · NEW YORK, NY$375,780,755.00Regulatory AUM · August 2026
- FINE CAPITAL PARTNERS, L.P.CRD 156889 · NEW YORK, NY$986,006,989.00Regulatory AUM · August 2026
- FINGERLAKES WEALTH MANAGEMENT, INC.CRD 149709 · ITHACA, NY$285,398,000.00Regulatory AUM · August 2026
- FINHABITS ADVISORS, LLCCRD 210522 · NEW YORK, NY$115,963,000.00Regulatory AUM · August 2026
- FINTECH COLLECTIVE MANAGEMENT LLCCRD 288031 · NEW YORK, NY$800,812,639.00Regulatory AUM · August 2026
- FIO ADVISORS LPCRD 300903 · NEW YORK, NY$366,483,861.00Regulatory AUM · August 2026
- FIREBIRD MANAGEMENT, LLCCRD 136559 · NEW YORK, NY$745,005,000.00Regulatory AUM · August 2026
- FIRST AMERICAN ASSET ADVISORY, LLC.CRD 282254 · GARDEN CITY, NY$191,788,380.00Regulatory AUM · August 2026
- FIRST CITIZENS INSTITUTIONAL ASSET MANAGEMENT LLCCRD 285836 · NEW YORK, NY$829,190,923.00Regulatory AUM · August 2026
- FIRST EAGLE INVESTMENT MANAGEMENT, LLCCRD 108260 · NEW YORK, NY$136,477,310,831.00Regulatory AUM · August 2026
- FIRST EAGLE SEPARATE ACCOUNT MANAGEMENT, LLCCRD 300359 · NEW YORK, NY$907,634,669.00Regulatory AUM · August 2026
- FIRST LONG ISLAND INVESTORS, LLCCRD 167212 · JERICHO, NY$1,861,290,657.00Regulatory AUM · August 2026
- FIRST MANHATTAN CO. LLCCRD 325281 · NEW YORK, NY$38,086,101,541.00Regulatory AUM · August 2026
- FIRST SENTIER INVESTORS (US) LLCCRD 170739 · NEW YORK, NY$968,597,075.00Regulatory AUM · August 2026
- FISCHER INVESTMENT GROUP, INC.CRD 110966 · PITTSFORD, NY$421,499,032.00Regulatory AUM · August 2026