Investment adviser firms in New York · Page 8
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- DARK HORSE WEALTH LLCCRD 159999 · CAZENOVIA, NY$36,628,571.00Regulatory AUM · August 2026
- DARSANA CAPITAL PARTNERS LPCRD 170862 · NEW YORK, NY$16,667,644,521.00Regulatory AUM · August 2026
- DARWINS RIVER CAPITAL, LPCRD 334878 · NEW YORK, NY$283,835,000.00Regulatory AUM · August 2026
- DAVENTRY GROUP LPCRD 306533 · NEW YORK, NY$179,901,634.00Regulatory AUM · August 2026
- DAVERN CAPITAL PARTNERS, LPCRD 323018 · NEW YORK, NY$715,076,699.00Regulatory AUM · August 2026
- DAVIDOV WEALTH GROUP, LLCCRD 166794 · GARDEN CITY, NY$174,474,636.00Regulatory AUM · August 2026
- DAVIDSON KEMPNER CAPITAL MANAGEMENT LPCRD 155680 · NEW YORK, NY$46,633,679,170.00Regulatory AUM · August 2026
- DAVIS CAPITAL ADVISORS, LLCCRD 153496 · NEW YORK, NY$46,860,690.00Regulatory AUM · August 2026
- DAVIS SELECTED ADVISERS - NY, INC.CRD 106659 · NEW YORK, NY$21,978,715,086.00Regulatory AUM · August 2026
- DAWSON PARTNERS (US) INC.CRD 339430 · NEW YORK, NY$999,148,689.00Regulatory AUM · August 2026
- DB ADVISORY AMERICA, LIMITED(LTD)CRD 313938 · NEW YORK, NY$1,300,000,000.00Regulatory AUM · August 2026
- DBX ADVISORS LLCCRD 154558 · NEW YORK, NY$28,987,649,436.00Regulatory AUM · August 2026
- DCM ADVISORS, LLCCRD 126248 · NEW YORK, NY$260,523,078.00Regulatory AUM · August 2026
- DDO ADVISORY SERVICES, LLCCRD 154944 · RHINEBECK, NY$26,833,352.00Regulatory AUM · August 2026
- DECAGON ASSET MANAGEMENT (US) LPCRD 322135 · NEW YORK, NY$720,804,987.00Regulatory AUM · August 2026
- DECLARATION PARTNERS LPCRD 297786 · NEW YORK, NY$2,012,976,514.00Regulatory AUM · August 2026
- DEEPCURRENTS INVESTMENT GROUP LLCCRD 288159 · NEW YORK, NY$4,583,111,861.00Regulatory AUM · August 2026
- DEER MANAGEMENT CO. LLCCRD 159279 · LARCHMONT, NY$20,239,213,324.00Regulatory AUM · August 2026
- DEERFIELD MANAGEMENT COMPANY, L.P.CRD 157876 · NEW YORK, NY$19,084,042,235.00Regulatory AUM · August 2026
- DEFINITION CAPITAL MANAGEMENT LLCCRD 321942 · NEW YORK, NY$791,895,131.00Regulatory AUM · August 2026
- DEL-SETTE CAPITAL MANAGEMENT, LLCCRD 159052 · SCHENECTADY, NY$192,533,425.00Regulatory AUM · August 2026
- DELOS CAPITAL MANAGEMENT, LPCRD 170010 · NEW YORK, NY$169,588,863.00Regulatory AUM · August 2026
- DELTA GLOBAL MANAGEMENT LPCRD 327142 · NEW YORK, NY$2,989,054,241.00Regulatory AUM · August 2026
- DELTEC ASSET MANAGEMENT LLCCRD 104068 · NEW YORK, NY$782,757,470.00Regulatory AUM · August 2026
- DENDUR CAPITAL LPCRD 300823 · NEW YORK, NY$1,464,549,725.00Regulatory AUM · August 2026
- DERBY COPELAND MANAGEMENT GROUP, LLCCRD 321102 · NEW YORK, NY$395,770,874.00Regulatory AUM · August 2026
- DERBY LANE PARTNERS LPCRD 334739 · NEW YORK, NY$746,275,000.00Regulatory AUM · August 2026
- DERIVATY COCRD 310249 · WHITE PLAINS, NY$28,000,000.00Regulatory AUM · August 2026
- DERRYRUSH WEALTH MANAGEMENT LLCCRD 338575 · WEST SAYVILLE, NY$25,840,002.00Regulatory AUM · August 2026
- DEUTSCHE BANK SECURITIES INC.CRD 2525 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- DEVELOP CAPITAL PARTNERS, LP.CRD 338965 · PITTSFORD, NY$940,000,000.00Regulatory AUM · August 2026
- DEXTRA ADVISORS LLCCRD 321820 · NEW YORK, NY$5,254,312,469.00Regulatory AUM · August 2026
- DFW CAPITAL MANAGEMENT, LLCCRD 157337 · NEW YORK, NY$2,886,164,098.00Regulatory AUM · August 2026
- DG CAPITAL MANAGEMENT, LLCCRD 157258 · NEW YORK, NY$521,852,085.00Regulatory AUM · August 2026
- DIAMETER CAPITAL PARTNERS LPCRD 289307 · NEW YORK, NY$28,755,794,425.00Regulatory AUM · August 2026
- DIAMETER DCF ADVISOR LLCCRD 335395 · NEW YORK, NY$342,551,336.00Regulatory AUM · August 2026
- DIAMETER PRINCIPAL FINANCE LLCCRD 328057 · NEW YORK, NY$3,446,912,000.00Regulatory AUM · August 2026
- DIKER MANAGEMENT LLCCRD 119786 · NEW YORK, NY$430,004,756.00Regulatory AUM · August 2026
- DILATION CAPITAL MANAGEMENT LPCRD 307862 · NEW YORK, NY$228,831,821.00Regulatory AUM · August 2026
- DJA CAPITAL MANAGEMENT, LPCRD 332825 · NEW YORK, NY$32,153,255.00Regulatory AUM · August 2026
- DLD ASSET MANAGEMENT, LPCRD 170377 · NEW YORK, NY$2,992,564,695.00Regulatory AUM · August 2026
- DLJ REAL ESTATE CAPITAL PARTNERS, LLCCRD 106238 · NEW YORK, NY$673,047,454.00Regulatory AUM · August 2026
- DME ADVISORS, LPCRD 157074 · NEW YORK, NY$906,973,741.00Regulatory AUM · August 2026
- DME CAPITAL MANAGEMENT, LPCRD 157081 · NEW YORK, NY$4,798,925,830.00Regulatory AUM · August 2026
- DOCKSIDE LLCCRD 330606 · NEW YORK, NY$9,626,347,488.00Regulatory AUM · August 2026
- DOMAIN MONEY ADVISORS, LLCCRD 316434 · NEW YORK, NY$43,285,190.00Regulatory AUM · August 2026
- DOME EQUITIES, LLCCRD 159102 · NEW YORK, NY$915,422,476.00Regulatory AUM · August 2026
- DOMINARI SECURITIES LLCCRD 18975 · NEW YORK, NY$28,046,499.00Regulatory AUM · August 2026
- DOMINI IMPACT INVESTMENTS LLCCRD 109505 · NEW YORK, NY$2,442,870,282.00Regulatory AUM · August 2026
- DOMINUS CAPITAL MANAGEMENT, L.P.CRD 156885 · NEW YORK, NY$1,673,513,037.00Regulatory AUM · August 2026
- DONALD SMITH & CO., INC.CRD 104947 · NEW YORK, NY$5,604,651,687.00Regulatory AUM · August 2026
- DONALD SMITH, L.P.CRD 285701 · NEW YORK, NY$255,953,974.00Regulatory AUM · August 2026
- DOPKINS WEALTH MANAGEMENT, LLCCRD 124209 · WILLIAMSVILLE, NY$717,043,710.00Regulatory AUM · August 2026
- DOUBLE DUTY MONEY MANAGEMENT LLCCRD 326792 · NEW YORK, NY$83,669,173.00Regulatory AUM · August 2026
- DOUGLAS LANE & ASSOCIATES, LLCCRD 282563 · NEW YORK, NY$8,440,543,357.00Regulatory AUM · August 2026
- DOUGLASS WINTHROP ADVISORS LLCCRD 108680 · NEW YORK, NY$6,456,845,951.00Regulatory AUM · August 2026
- DRA ADVISORS LLCCRD 106311 · NEW YORK, NY$14,420,756,046.00Regulatory AUM · August 2026
- DRAPER ASSET MANAGEMENT, LLCCRD 148136 · SMITHTOWN, NY$230,959,228.00Regulatory AUM · August 2026
- DRYDEN CAPITAL, LLCCRD 172648 · NEW YORK, NY$76,638,894.00Regulatory AUM · August 2026
- DSC MERIDIAN CAPITAL LPCRD 296590 · NEW YORK, NY$2,183,993,790.00Regulatory AUM · August 2026
- DUB ADVISORS LLCCRD 315589 · NEW YORK, NY$81,786,390.00Regulatory AUM · August 2026
- DUMONT GLOBAL LPCRD 305883 · NEW YORK, NY$111,000,000.00Regulatory AUM · August 2026
- DUNE REAL ESTATE PARTNERS LPCRD 157455 · NEW YORK, NY$1,586,376,944.00Regulatory AUM · August 2026
- DUNES POINT CAPITAL, L.P.CRD 172538 · RYE, NY$2,563,334,390.00Regulatory AUM · August 2026
- DURANTE & WATERS, LLCCRD 127216 · BREWSTER, NY$187,437,448.00Regulatory AUM · August 2026
- DURATION CAPITAL PARTNERS LLCCRD 329842 · NEW YORK, NY$5,106,831,945.00Regulatory AUM · August 2026
- DURATIONAL CAPITAL MANAGEMENT LPCRD 291371 · NEW YORK, NY$441,981,887.00Regulatory AUM · August 2026
- DUTCH ASSET CORPORATIONCRD 170884 · SELKIRK, NY$186,877,957.00Regulatory AUM · August 2026
- DW PARTNERS, LPCRD 155459 · NEW YORK, NY$2,273,017,018.00Regulatory AUM · August 2026
- DWS INVESTMENT MANAGEMENT AMERICAS, INC.CRD 104518 · NEW YORK, NY$199,663,682,816.00Regulatory AUM · August 2026
- DYNAMIC TRADING MANAGEMENT, LLC.CRD 142638 · WHITE PLAINS, NY$116,593,685.00Regulatory AUM · August 2026
- DYNASTY EQUITY PARTNERS MANAGEMENT, LLCCRD 327607 · NEW YORK, NY$669,773,501.00Regulatory AUM · August 2026
- E. MAGNUS OPPENHEIM & CO. INC.CRD 14268 · NEW YORK, NY$9,510,538.00Regulatory AUM · August 2026
- EAGAN CAPITAL MANAGEMENT, LLCCRD 126599 · FAYETTEVILLE, NY$86,222,037.00Regulatory AUM · August 2026
- EAGLE BAY ADVISORS LLCCRD 281675 · NEW YORK, NY$680,792,794.00Regulatory AUM · August 2026
- EAGLE CAPITAL MANAGEMENT LLCCRD 106422 · NEW YORK, NY$35,796,108,152.00Regulatory AUM · August 2026
- EAGLE STRATEGIES LLCCRD 110826 · NEW YORK, NY$32,040,850,438.00Regulatory AUM · August 2026
- EAGLE'S CREST ADVISORS, LLCCRD 335252 · HUNTINGTON, NY$65,336,093.00Regulatory AUM · August 2026
- EAGLE'S VIEW CAPITAL MANAGEMENT LLCCRD 160494 · NEW YORK, NY$860,474,911.00Regulatory AUM · August 2026
- EAGLEBROOK ADVISORS, INC.CRD 304438 · NEW YORK, NY$341,960,847.00Regulatory AUM · August 2026
- EAGLETREE CAPITAL, LPCRD 281137 · NEW YORK, NY$4,391,356,042.00Regulatory AUM · August 2026
- EAST END ADVISORS, LLCCRD 147144 · NEW YORK, NY$6,056,991,882.00Regulatory AUM · August 2026
- EAST END FINANCIAL GROUP, INC.CRD 110584 · RIVERHEAD, NY$689,219,670.00Regulatory AUM · August 2026
- EAST ROCK CAPITAL, LLCCRD 157433 · NEW YORK, NY$4,756,628,926.00Regulatory AUM · August 2026
- ECC FUND MANAGER II, LLCCRD 167090 · NEW YORK, NY$563,899,539.00Regulatory AUM · August 2026
- ECOBRIDGE CAPITAL MANAGEMENT LPCRD 331127 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- EDEN ADVISORY SERVICES, LLCCRD 277083 · ALBANY, NY$27,800,000.00Regulatory AUM · August 2026
- EDEN CAPITAL MANAGEMENT LLCCRD 290418 · NEW YORK, NY$283,762,599.00Regulatory AUM · August 2026
- EDEN GLOBAL ADVISORS LLCCRD 317761 · NEW YORK, NY$285,616,776.00Regulatory AUM · August 2026
- EDENBROOK CAPITAL, LLCCRD 283465 · MOUNT KISCO, NY$278,327,572.00Regulatory AUM · August 2026
- EDGE FOCUS CAPITAL MANAGEMENT, LLCCRD 309884 · NEW YORK, NY$451,314,666.00Regulatory AUM · August 2026
- EDGE PRINCIPAL ADVISORS, LLCCRD 158273 · NEW YORK, NY$1,127,189,831.00Regulatory AUM · August 2026
- EDGE WEALTH MANAGEMENT, LLCCRD 142380 · NEW YORK, NY$827,150,449.00Regulatory AUM · August 2026
- EGERTON CAPITAL (US), LPCRD 297738 · NEW YORK, NY$19,526,014,402.00Regulatory AUM · August 2026
- EHRENKRANZ PARTNERS L.P.CRD 131728 · NEW YORK, NY$21,536,957,872.00Regulatory AUM · August 2026
- ELCO MANAGEMENT COMPANY, LLCCRD 137036 · NEW YORK, NY$261,194,248.00Regulatory AUM · August 2026
- ELDRIDGE CREDIT ADVISERS, LLCCRD 155736 · NEW YORK, NY$8,459,507,451.00Regulatory AUM · August 2026
- ELDRIDGE GP1 ADVISERS, LLCCRD 333934 · NEW YORK, NY$510,045,000.00Regulatory AUM · August 2026
- ELDRIDGE SME ADVISERS, LLCCRD 334010 · NEW YORK, NY$200,880,106.00Regulatory AUM · August 2026
- ELDRIDGE STRUCTURED CREDIT ADVISERS, LLCCRD 313420 · NEW YORK, NY$10,525,672,296.00Regulatory AUM · August 2026