Investment adviser firms in New York · Page 21
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- ROCK HARBOR PARTNERS LLCCRD 322545 · LARCHMONT, NY$2,665,606,649.00Regulatory AUM · August 2026
- ROCKBRIDGE INVESTMENT MANAGEMENT, LLCCRD 115754 · SYRACUSE, NY$1,837,441,861.00Regulatory AUM · August 2026
- ROCKEFELLER & CO. LLCCRD 294197 · NEW YORK, NY$36,764,098,197.00Regulatory AUM · August 2026
- ROCKEFELLER FINANCIAL LLCCRD 291361 · NEW YORK, NY$99,603,487,232.00Regulatory AUM · August 2026
- ROCKFORD TOWER ASSET MANAGEMENT, L.L.C.CRD 342499 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ROCKLINE WEALTH MANAGEMENT LLCCRD 324004 · ISLIP TERRACE, NY$749,631,742.00Regulatory AUM · August 2026
- ROCKWOOD CAPITAL, LLCCRD 156663 · NEW YORK, NY$10,608,321,132.00Regulatory AUM · August 2026
- ROKOS CAPITAL MANAGEMENT (US) LPCRD 306046 · NEW YORK CITY, NY$20,195,507,416.00Regulatory AUM · August 2026
- ROMARK CREDIT ADVISORS LPCRD 298909 · NEW YORK, NY$3,133,231,694.00Regulatory AUM · August 2026
- RONIN EQUITY PARTNERS LLCCRD 310679 · NEW YORK, NY$131,058,344.00Regulatory AUM · August 2026
- ROOM40 CAPITAL LLCCRD 322436 · NEW YORK, NY$261,736,536.00Regulatory AUM · August 2026
- ROOSEVELT MANAGEMENT COMPANY LLCCRD 161605 · NEW YORK, NY$52,380,000.00Regulatory AUM · August 2026
- ROSCI LAMB, LLCCRD 337278 · NEW YORK, NY$64,973,156.00Regulatory AUM · August 2026
- ROSCOMMON ANALYTICS LLCCRD 332346 · NEW YORK, NY$880,614,444.00Regulatory AUM · August 2026
- ROSE SMART GROWTH INVESTMENT ADVISORS, LLCCRD 161271 · NEW YORK, NY$2,001,105,424.00Regulatory AUM · August 2026
- ROSECLIFF CAPITAL ADVISORY LLCCRD 305951 · NEW YORK, NY$27,286,315.00Regulatory AUM · August 2026
- ROSECLIFF VENTURE MANAGEMENT, LLCCRD 300188 · NEW YORK, NY$649,807,323.00Regulatory AUM · August 2026
- ROSENBAUM, LANNY, KEVINCRD 144985 · GLENVILLE, NY$28,165,682.00Regulatory AUM · August 2026
- ROTHSCHILD CAPITAL PARTNERS, LLCCRD 161688 · NEW YORK, NY$469,731,208.00Regulatory AUM · August 2026
- ROUNDHILL FINANCIAL INC.CRD 300799 · NEW YORK, NY$9,586,795,259.00Regulatory AUM · August 2026
- ROYALTY PHARMA MANAGER, LLCCRD 334982 · NEW YORK, NY$18,541,246,135.00Regulatory AUM · August 2026
- ROYALTY PHARMA SUB-MANAGER, LLCCRD 335070 · NEW YORK, NY$19,638,739,455.00Regulatory AUM · August 2026
- ROYCE & ASSOCIATES, LPCRD 107689 · NEW YORK, NY$12,408,363,508.00Regulatory AUM · August 2026
- RP MANAGEMENT, LLCCRD 161569 · NEW YORK, NY$2,139,046,014.00Regulatory AUM · August 2026
- RPM CAPITAL PARTNERS, LLCCRD 160913 · NEW YORK, NY$233,924,522.00Regulatory AUM · August 2026
- RS PETRELL & ASSOCIATES, LLCCRD 143462 · DEWITT, NY$159,068,338.00Regulatory AUM · August 2026
- RTW INVESTMENTS LPCRD 153232 · NEW YORK, NY$14,137,925,887.00Regulatory AUM · August 2026
- RUANE, CUNNIFF & GOLDFARB L.P.CRD 285971 · NEW YORK, NY$10,525,505,890.00Regulatory AUM · August 2026
- RUBRIC CAPITAL MANAGEMENT LPCRD 285090 · NEW YORK, NY$9,581,125,895.00Regulatory AUM · August 2026
- RUDIUS MANAGEMENT, L.P.CRD 305465 · NEW YORK, NY$955,767,274.00Regulatory AUM · August 2026
- RUSH ISLAND MANAGEMENT, LPCRD 291275 · NEW YORK, NY$2,018,851,000.00Regulatory AUM · August 2026
- RUSHMONT CAPITAL MANAGEMENT, LPCRD 333041 · NEW YORK, NY$143,916,878.00Regulatory AUM · August 2026
- RXR ASSET MANAGEMENT LLCCRD 158268 · UNIONDALE, NY$2,690,042,000.00Regulatory AUM · August 2026
- S. MUOIO & CO. LLCCRD 155549 · NEW YORK, NY$95,063,762.00Regulatory AUM · August 2026
- S. WILLIAMS CAPITAL, LLCCRD 173204 · NEW YORK, NY$29,215,166.00Regulatory AUM · August 2026
- S.E.E.D. PLANNING GROUP, LLCCRD 188521 · BINGHAMTON, NY$567,976,608.00Regulatory AUM · August 2026
- S3 CAPITAL ADVISORS LLCCRD 322956 · NEW YORK, NY$3,640,296,517.00Regulatory AUM · August 2026
- SA WEALTH MANAGEMENT LLCCRD 335680 · HUNTINGTON, NY$496,364,933.00Regulatory AUM · August 2026
- SABA CAPITAL MANAGEMENT, L.P.CRD 154362 · NEW YORK, NY$18,303,991,573.00Regulatory AUM · August 2026
- SABA LT, LPCRD 334114 · NEW YORK, NY$2,832,687,616.00Regulatory AUM · August 2026
- SACHEM HEAD CAPITAL MANAGEMENT LPCRD 167173 · NEW YORK, NY$7,157,720,307.00Regulatory AUM · August 2026
- SADDLE POINT MANAGEMENT, L.P.CRD 329856 · NEW YORK, NY$857,172,120.00Regulatory AUM · August 2026
- SADDLEROCK CAPITAL MANAGEMENT LLCCRD 330801 · NEW YORK, NY$187,788,241.00Regulatory AUM · August 2026
- SAFANAD INC.CRD 170969 · NEW YORK, NY$779,803,791.00Regulatory AUM · August 2026
- SAFE HARBOR ASSET MANAGEMENT, INC.CRD 124787 · HUNTINGTON, NY$26,809,575.00Regulatory AUM · August 2026
- SAFRAN WEALTH ADVISORS, LLCCRD 152161 · NEW YORK, NY$132,932,668.00Regulatory AUM · August 2026
- SAG HARBOR CAPITAL MANAGEMENT, LLCCRD 161490 · GREAT NECK, NY$427,192,002.00Regulatory AUM · August 2026
- SAGARD HOLDINGS MANAGER (US) LLCCRD 322374 · NEW YORK CITY, NY$1,410,770,595.00Regulatory AUM · August 2026
- SAGE ADVISORS, LLCCRD 148964 · NEW YORK, NY$366,131,898.00Regulatory AUM · August 2026
- SAGE HILL ADVISORY AND MANAGEMENT LLCCRD 149365 · SARATOGA SPRINGS, NY$73,324,765.00Regulatory AUM · August 2026
- SAGE INVESTMENT ADVISERS LLCCRD 304559 · WAPPINGERS FALLS, NY$268,400,685.00Regulatory AUM · August 2026
- SAGE TREE WEALTH, INC.CRD 298951 · FAIRPORT, NY$32,584,692.00Regulatory AUM · August 2026
- SAGE, RUTTY & CO., INC.CRD 3254 · ROCHESTER, NY$3,457,800,076.00Regulatory AUM · August 2026
- SAGEHALL MANAGEMENT LPCRD 314770 · NEW YORK, NY$1,269,480,173.00Regulatory AUM · August 2026
- SAGEWIND CAPITAL LLCCRD 288855 · NEW YORK, NY$1,297,060,740.00Regulatory AUM · August 2026
- SAGEWOOD ASSET MANAGEMENT LPCRD 281548 · NEW YORK, NY$2,700,678,017.00Regulatory AUM · August 2026
- SAGEWOOD CAPITAL MANAGEMENT LLCCRD 339800 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SALUDA GRADE ASSET MANAGEMENT LLCCRD 304725 · NEW YORK, NY$5,826,711,802.00Regulatory AUM · August 2026
- SAMALIN INVESTMENT COUNSEL, LLCCRD 142214 · CHAPPAQUA, NY$490,543,706.00Regulatory AUM · August 2026
- SAMJO MANAGEMENT, LLCCRD 326808 · NEW YORK, NY$308,816,379.00Regulatory AUM · August 2026
- SAMLYN CAPITAL, LLCCRD 158296 · NEW YORK, NY$9,684,832,071.00Regulatory AUM · August 2026
- SAMSUNG ASSET MANAGEMENT (NEW YORK), INC.CRD 133827 · NEW YORK, NY$8,165,533,053.00Regulatory AUM · August 2026
- SANDERSON WEALTH MANAGEMENT, LLCCRD 118910 · BUFFALO, NY$1,431,219,990.00Regulatory AUM · August 2026
- SANDGLASS CAPITAL ADVISORS LLCCRD 299418 · NEW YORK, NY$873,735,436.00Regulatory AUM · August 2026
- SANDHILL CAPITAL PARTNERS LLCCRD 129800 · BUFFALO, NY$2,404,212,153.00Regulatory AUM · August 2026
- SANDLER CAPITAL MANAGEMENTCRD 109856 · NEW YORK, NY$394,980,000.00Regulatory AUM · August 2026
- SANDTON CAPITAL PARTNERS, LPCRD 160364 · NEW YORK, NY$2,268,424,440.00Regulatory AUM · August 2026
- SAPERSTON LEGACY ADVISORS, INC.CRD 105849 · HAMBURG, NY$180,788,751.00Regulatory AUM · August 2026
- SARATOGA INVESTMENT ADVISORS, LLCCRD 153060 · NEW YORK, NY$1,898,850,900.00Regulatory AUM · August 2026
- SARATOGA MANAGEMENT COMPANY LLCCRD 161822 · NEW YORK, NY$1,898,850,900.00Regulatory AUM · August 2026
- SARAZA MANAGEMENT LPCRD 317572 · NEW YORK, NY$366,497,757.00Regulatory AUM · August 2026
- SATOVSKY ASSET MANAGEMENT LLCCRD 143519 · NEW YORK, NY$974,765,900.00Regulatory AUM · August 2026
- SAUBERAN & COMPANY, LLCCRD 106317 · LOCKPORT, NY$5,810,307.00Regulatory AUM · August 2026
- SAVANNA INVESTMENT MANAGEMENT LLCCRD 158770 · NEW YORK, NY$579,548,393.00Regulatory AUM · August 2026
- SAVVY ADVISORS, INC.CRD 318493 · NEW YORK, NY$5,001,044,474.00Regulatory AUM · August 2026
- SAVVY LABS INCCRD 322453 · NEW YORK, NY$118,915,060.00Regulatory AUM · August 2026
- SAW MILL CAPITAL L.L.C.CRD 156472 · BRIARCLIFF MANOR, NY$1,023,409,324.00Regulatory AUM · August 2026
- SAXON WOODS ADVISORS LLCCRD 109686 · PURCHASE, NY$669,584,000.00Regulatory AUM · August 2026
- SAYBROOK CAPITAL CORPCRD 107679 · SAG HARBOR, NY$502,665,436.00Regulatory AUM · August 2026
- SC MANAGEMENT LLCCRD 311359 · NEW YORK, NY$732,615,950.00Regulatory AUM · August 2026
- SCALEBUILDER, LLCCRD 313276 · NEW YORK, NY$145,835,020.00Regulatory AUM · August 2026
- SCHAFER CULLEN CAPITAL MANAGEMENT INCCRD 105799 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SCHONFELD STRATEGIC ADVISORS LLCCRD 281984 · NEW YORK, NY$225,251,626,459.00Regulatory AUM · August 2026
- SCHONFELD WEALTH MANAGEMENT, LLCCRD 342323 · BROOKLYN, NYNot availableRegulatory AUM · August 2026
- SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INCCRD 105820 · NEW YORK, NY$150,396,703,621.00Regulatory AUM · August 2026
- SCHRODERS CAPITAL MANAGEMENT (US) INC.CRD 145194 · NEW YORK, NY$34,585,641,082.00Regulatory AUM · August 2026
- SCHULTZE ASSET MANAGEMENT, LPCRD 110927 · RYE BROOK, NY$71,599,248.00Regulatory AUM · August 2026
- SCIA NY LLCCRD 337639 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SCIENS WATER OPPORTUNITIES MANAGEMENT LLCCRD 299986 · NEW YORK, NY$743,453,428.00Regulatory AUM · August 2026
- SCOGGIN MANAGEMENT LPCRD 157587 · NEW YORK, NY$463,926,966.00Regulatory AUM · August 2026
- SCOPIA CAPITAL MANAGEMENT LPCRD 124403 · NEW YORK, NY$587,339,827.00Regulatory AUM · August 2026
- SCOPUS ASSET MANAGEMENT, L.P.CRD 157518 · NEW YORK, NY$3,818,629,319.00Regulatory AUM · August 2026
- SCULPTOR ADVISORS LLCCRD 319598 · NEW YORK, NY$988,960,891.00Regulatory AUM · August 2026
- SCULPTOR CAPITAL LPCRD 107913 · NEW YORK, NY$52,683,648,837.00Regulatory AUM · August 2026
- SDC CAPITAL PARTNERS, LLCCRD 291389 · NEW YORK, NY$9,484,510,000.00Regulatory AUM · August 2026
- SEABURY CAPITAL MANAGEMENT LLCCRD 334999 · NEW YORK, NY$3,020,000,000.00Regulatory AUM · August 2026
- SEACREST INVESTMENT MANAGEMENT, LLCCRD 143670 · PURCHASE, NY$110,925,319.00Regulatory AUM · August 2026
- SEACREST WEALTH MANAGEMENT, LLCCRD 147092 · PURCHASE, NY$1,533,465,779.00Regulatory AUM · August 2026
- SEAHORSE FINANCIAL ADVISERS INC.CRD 117407 · MILLBROOK, NY$86,722,929.00Regulatory AUM · August 2026
- SEAPORT CAPITAL, LLCCRD 160734 · NEW YORK, NY$418,165,390.00Regulatory AUM · August 2026