Investment adviser firms in New York · Page 22
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- SEAPORT GLOBAL ASSET MANAGEMENT LLCCRD 298944 · NEW YORK, NY$80,038,704.00Regulatory AUM · August 2026
- SEARCHLIGHT CAPITAL PARTNERS, L.P.CRD 161958 · NEW YORK, NY$17,513,561,018.00Regulatory AUM · August 2026
- SEAWAY ADVISORS,LTD.CRD 149745 · FAIRPORT, NY$50,842,394.00Regulatory AUM · August 2026
- SECFI ADVISORY LIMITEDCRD 306961 · NEW YORK, NY$225,867,055.00Regulatory AUM · August 2026
- SECOND ALPHA PARTNERS, LLCCRD 282418 · NEW YORK, NY$438,367,252.00Regulatory AUM · August 2026
- SECONDMARKET FINANCIAL, LLCCRD 333332 · NEW YORK, NY$150,016,040.00Regulatory AUM · August 2026
- SECURITY INVESTORS, LLCCRD 105477 · NEW YORK, NY$7,974,551,429.00Regulatory AUM · August 2026
- SEEDS INVESTOR LLCCRD 308909 · NEW YORK, NY$1,001,233,189.00Regulatory AUM · August 2026
- SEER CAPITAL MANAGEMENT LPCRD 152164 · NEW YORK, NY$1,057,482,230.00Regulatory AUM · August 2026
- SEGAL ADVISORS, INC.CRD 114687 · NEW YORK, NY$50,152,300,240.00Regulatory AUM · August 2026
- SELECT EQUITY GROUP, L.P.CRD 168496 · NEW YORK, NY$36,383,791,684.00Regulatory AUM · August 2026
- SELLARONDA GLOBAL MANAGEMENT LPCRD 325400 · NEW YORK, NY$493,140,959.00Regulatory AUM · August 2026
- SEMITAM BONAM LLCCRD 284461 · GOSHEN, NY$167,227,197.00Regulatory AUM · August 2026
- SENATOR INVESTMENT GROUP LPCRD 160935 · NEW YORK, NY$4,923,579,337.00Regulatory AUM · August 2026
- SENDER COMPANY & PARTNERS, INC.CRD 282319 · NEW YORK, NY$264,787,054.00Regulatory AUM · August 2026
- SENECA FINANCIAL ADVISORS LLCCRD 152824 · ROCHESTER, NY$847,190,882.00Regulatory AUM · August 2026
- SENTINEL CAPITAL PARTNERS, L.L.C.CRD 160474 · NEW YORK, NY$8,955,819,639.00Regulatory AUM · August 2026
- SENTINEL FUND ADVISORS, INC.CRD 327262 · NEW YORK, NY$3,780,035,559.00Regulatory AUM · August 2026
- SENVEST MANAGEMENT, LLCCRD 137312 · NEW YORK, NY$4,115,033,177.00Regulatory AUM · August 2026
- SERENITY CAPITAL ADVISORS INC.CRD 332396 · PITTSFORD, NY$64,279,683.00Regulatory AUM · August 2026
- SERONE CAPITAL MANAGEMENT LLCCRD 338114 · NEW YORK, NY$116,106,077.00Regulatory AUM · August 2026
- SESSA CAPITAL IM, L.P.CRD 166403 · NEW YORK, NY$7,524,173,067.00Regulatory AUM · August 2026
- SETPOINT MANAGEMENT LLCCRD 328702 · NEW YORK, NY$835,075,131.00Regulatory AUM · August 2026
- SEVEN BRIDGES ADVISORS LLCCRD 158722 · NEW YORK, NY$4,610,546,213.00Regulatory AUM · August 2026
- SEVEN GRAND MANAGERS LLCCRD 310026 · BRONXVILLE, NY$1,235,282,951.00Regulatory AUM · August 2026
- SEVEN SIX CAPITAL MANAGEMENT, LLCCRD 299257 · NEW YORK, NY$185,593,933.00Regulatory AUM · August 2026
- SEYMOUR ASSET MANAGEMENT LLCCRD 291768 · NEW YORK, NY$877,534,532.00Regulatory AUM · August 2026
- SFW CAPITAL PARTNERS, L.P.CRD 160561 · RYE, NY$476,848,727.00Regulatory AUM · August 2026
- SGROI WEALTH ADVISORY GROUP LLCCRD 289764 · WEST SENECA, NY$1,357,154,362.00Regulatory AUM · August 2026
- SHADE TREE ADVISORS LLCCRD 289905 · SARATOGA SPRINGS, NY$1,454,152,031.00Regulatory AUM · August 2026
- SHADOWBOX LOGISTICS, LLCCRD 342272 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SHANNON RIVER FUND MANAGEMENT, LLCCRD 161538 · NEW YORK, NY$904,709,315.00Regulatory AUM · August 2026
- SHARPE ADVISORS, LLCCRD 338664 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SHELTER ROCK MANAGEMENT, LLCCRD 142739 · JERICHO, NY$231,979,085.00Regulatory AUM · August 2026
- SHENKMAN CAPITAL MANAGEMENT, INC.CRD 112192 · NEW YORK, NY$35,081,848,210.00Regulatory AUM · August 2026
- SHERBORNE INVESTORS MANAGEMENT LPCRD 160178 · NEW YORK, NY$522,105,109.00Regulatory AUM · August 2026
- SHIELD WEALTH ADVISORS, LLC.CRD 309538 · WILLIAMSVILLE, NY$68,366,197.00Regulatory AUM · August 2026
- SHIKHARA INVESTMENT MANAGEMENT LPCRD 329963 · NEW YORK, NY$226,929,323.00Regulatory AUM · August 2026
- SHIKIAR ASSET MANAGEMENT INCCRD 107533 · NEW YORK, NY$564,000,000.00Regulatory AUM · August 2026
- SHOPE FINANCIAL PLANNING, INC.CRD 144056 · CAMILLUS, NY$65,622,520.00Regulatory AUM · August 2026
- SHUFRO, ROSE & CO., LLCCRD 3403 · NEW YORK, NY$2,463,652,453.00Regulatory AUM · August 2026
- SHULMAN DEMEO ASSET MANAGEMENT, LLCCRD 142897 · LAKE SUCCESS, NY$815,352,776.00Regulatory AUM · August 2026
- SICART ASSOCIATES, LLCCRD 285275 · NEW YORK, NY$455,384,758.00Regulatory AUM · August 2026
- SIDUS INVESTMENT MANAGEMENT, LLCCRD 160406 · NEW YORK, NY$55,089,798.00Regulatory AUM · August 2026
- SIEBERT ADVISORNXT, LLC.CRD 288572 · NEW YORK, NY$391,509,579.00Regulatory AUM · August 2026
- SIERRA CREST INVESTMENT MANAGEMENT LLCCRD 300069 · NEW YORK, NY$781,145,561.00Regulatory AUM · August 2026
- SIGULER GUFF ADVISERS LLCCRD 106788 · NEW YORK, NY$18,255,440,803.00Regulatory AUM · August 2026
- SILVER ADVISORS, LLCCRD 291109 · NEW YORK, NY$71,902,242.00Regulatory AUM · August 2026
- SILVER GROVE FINANCIAL GROUP, INC.CRD 287512 · ORCHARD PARK, NY$453,582,536.00Regulatory AUM · August 2026
- SILVER ROCK CAPITAL PARTNERS LPCRD 318007 · NEW YORK, NY$6,827,751,986.00Regulatory AUM · August 2026
- SILVERBAY CAPITAL MANAGEMENT LLCCRD 151259 · NEW YORK, NY$16,063,713,438.00Regulatory AUM · August 2026
- SILVERBERG BERNSTEIN CAPITAL MANAGEMENT LLCCRD 327151 · ARMONK, NY$283,000,000.00Regulatory AUM · August 2026
- SILVERCREST ASSET MANAGEMENT GROUP LLCCRD 118333 · NEW YORK, NY$28,327,993,799.00Regulatory AUM · August 2026
- SILVERPEAK REAL ESTATE PARTNERS L.P.CRD 156018 · NEW YORK, NY$307,100,000.00Regulatory AUM · August 2026
- SIMCOE CAPITAL MANAGEMENT, LLCCRD 161985 · NEW YORK, NY$633,820,245.00Regulatory AUM · August 2026
- SIMPLEADVISORY LLCCRD 334785 · GARDEN CITY, NY$42,124,271.00Regulatory AUM · August 2026
- SIO CAPITAL MANAGEMENT, LLCCRD 165989 · NEW YORK, NY$1,293,066,687.00Regulatory AUM · August 2026
- SIR CAPITAL MANAGEMENT L.P.CRD 161096 · NEW YORK, NY$2,126,184,181.00Regulatory AUM · August 2026
- SK CAPITAL PARTNERS, LPCRD 161487 · NEW YORK, NY$8,357,998,443.00Regulatory AUM · August 2026
- SKYBRIDGE CAPITAL II, LLCCRD 148152 · NEW YORK, NY$1,919,531,000.00Regulatory AUM · August 2026
- SLATE PATH CAPITAL LPCRD 164751 · NEW YORK, NY$11,987,302,965.00Regulatory AUM · August 2026
- SLG CAPITAL MANAGEMENT LLCCRD 331370 · NEW YORK, NY$1,406,841,589.00Regulatory AUM · August 2026
- SLOAN ADVISORY GROUP, INC.CRD 284325 · GLENS FALLS, NY$63,564,032.00Regulatory AUM · August 2026
- SLR CAPITAL PARTNERS, LLCCRD 146106 · NEW YORK, NY$9,421,900,331.00Regulatory AUM · August 2026
- SLR SECURED LENDING PARTNERS, LLCCRD 343062 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SMA CAPITAL LLCCRD 335168 · NEW YORK, NY$553,453,008.00Regulatory AUM · August 2026
- SMARTASSET ADVISORS LLCCRD 307375 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SMBC ASSET MANAGEMENT, INC.CRD 109691 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- SMITH AFFILIATED CAPITAL CORPCRD 107675 · NEW YORK, NY$1,682,144,950.00Regulatory AUM · August 2026
- SNOW PHIPPS GROUP, LLCCRD 158024 · NEW YORK, NY$777,050,095.00Regulatory AUM · August 2026
- SNOWDEN CAPITAL ADVISORS LLCCRD 157299 · NEW YORK, NY$8,869,615,945.00Regulatory AUM · August 2026
- SNOWHAWK LPCRD 325176 · NEW YORK, NY$1,839,881,055.00Regulatory AUM · August 2026
- SOA WEALTH ADVISORS, LLCCRD 310448 · NEW YORK, NY$1,216,853,300.00Regulatory AUM · August 2026
- SOCHA FINANCIAL GROUP, LLCCRD 299263 · CORNING, NY$429,960,596.00Regulatory AUM · August 2026
- SONA ASSET MANAGEMENT (US) LLCCRD 291738 · NEW YORK, NY$33,488,793,242.00Regulatory AUM · August 2026
- SONE CAPITAL MANAGEMENT, LLCCRD 331656 · NEW YORK, NY$1,611,779,750.00Regulatory AUM · August 2026
- SOPHIS INVESTMENTS LLCCRD 170391 · NEW YORK, NY$129,871,423.00Regulatory AUM · August 2026
- SOROBAN CAPITAL PARTNERS LPCRD 157360 · NEW YORK, NY$15,674,328,237.00Regulatory AUM · August 2026
- SOUND POINT CAPITAL MANAGEMENT, LPCRD 157479 · NEW YORK, NY$36,980,461,403.00Regulatory AUM · August 2026
- SOUND POINT CLO C-MOA, LLCCRD 293256 · NEW YORK, NY$12,342,427,643.00Regulatory AUM · August 2026
- SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLCCRD 311808 · NEW YORK, NY$2,723,360,506.00Regulatory AUM · August 2026
- SOUND POINT LUNA LLCCRD 128132 · NEW YORK, NY$10,235,860,826.00Regulatory AUM · August 2026
- SOUND POINT MERIDIAN MANAGEMENT COMPANY LLCCRD 329887 · NEW YORK, NY$478,497,592.00Regulatory AUM · August 2026
- SOUNDCORE CAPITAL PARTNERS, LLCCRD 288749 · NEW YORK, NY$237,208,456.00Regulatory AUM · August 2026
- SOUNDCORE CAPITAL PARTNERS, LPCRD 331288 · NEW YORK, NY$400,423,206.00Regulatory AUM · August 2026
- SOUTH STREET ADVISORS, LLCCRD 112326 · NEW YORK, NY$906,054,959.00Regulatory AUM · August 2026
- SOUTHPOINT CAPITAL ADVISORS LPCRD 161754 · NEW YORK, NY$6,626,199,868.00Regulatory AUM · August 2026
- SOVIERO ASSET MANAGEMENT, LPCRD 298418 · NEW YORK, NY$267,673,684.00Regulatory AUM · August 2026
- SPACE CAPITAL MANAGEMENT LLCCRD 287867 · NEW YORK, NY$1,168,225,834.00Regulatory AUM · August 2026
- SPARK INVESTMENT MANAGEMENT LLCCRD 160815 · NEW YORK, NY$433,921,114.00Regulatory AUM · August 2026
- SPF INVESTMENT MANAGEMENT, L.P.CRD 299036 · NEW YORK, NY$3,572,000,147.00Regulatory AUM · August 2026
- SPIELBERGER & BROOKS, INC.CRD 147197 · WOODBURY, NY$473,783,706.00Regulatory AUM · August 2026
- SPIRE CAPITAL MANAGEMENT LLCCRD 161581 · NEW YORK, NY$671,496,897.00Regulatory AUM · August 2026
- SPIRIT OF AMERICA MANAGEMENT CORPCRD 110023 · SYOSSET, NY$540,005,248.00Regulatory AUM · August 2026
- SPORTSOLOGY CAPITAL PARTNERS, L.P.CRD 328226 · NEW YORK, NY$156,435,000.00Regulatory AUM · August 2026
- SPP CREDIT ADVISORS II LLCCRD 323725 · NEW YORK, NY$50,200,270.00Regulatory AUM · August 2026
- SPP CREDIT ADVISORS LLCCRD 314442 · NEW YORK, NY$15,396,879.00Regulatory AUM · August 2026
- SPRING MOUNTAIN CAPITAL, LPCRD 119126 · NEW YORK, NY$310,906,528.00Regulatory AUM · August 2026
- SPRING STREET WEALTH, LLCCRD 338643 · NEW YORK, NY$26,440,000.00Regulatory AUM · August 2026
- SPRINGCOAST CAPITAL PARTNERS, L.P.CRD 327164 · NEW YORK, NY$1,489,507,423.00Regulatory AUM · August 2026