Investment adviser firms in New York · Page 14
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- KOEHLER ASSET MANAGEMENT, LLCCRD 340322 · BABYLON, NY$110,995,000.00Regulatory AUM · August 2026
- KOHLBERG & CO., L.L.C.CRD 160745 · MOUNT KISCO, NY$17,148,640,042.00Regulatory AUM · August 2026
- KOHLBERG KRAVIS ROBERTS & CO. L.P.CRD 144533 · NEW YORK, NY$399,895,855,728.00Regulatory AUM · August 2026
- KORA MANAGEMENT LPCRD 172534 · BROOKLYN, NY$1,960,658,398.00Regulatory AUM · August 2026
- KPC TERRAPIN GROUP LLCCRD 285526 · NEW YORK, NY$48,700,000.00Regulatory AUM · August 2026
- KPS CAPITAL PARTNERS, LPCRD 157678 · NEW YORK, NY$19,080,662,866.00Regulatory AUM · August 2026
- KR CAPITAL LPCRD 338229 · NEW YORK, NY$792,357,312.00Regulatory AUM · August 2026
- KRANE CAPITAL MANAGEMENT, LLCCRD 329110 · NEW YORK, NY$48,435,975.00Regulatory AUM · August 2026
- KRANE FUNDS ADVISORS, LLCCRD 157103 · NEW YORK, NY$11,570,871,107.00Regulatory AUM · August 2026
- KRENSAVAGE ASSET MANAGEMENT, LLCCRD 168976 · NEW YORK, NY$300,227,111.00Regulatory AUM · August 2026
- KUDU INVESTMENT HOLDINGS, LLCCRD 174350 · NEW YORK, NY$1,394,799,306.00Regulatory AUM · August 2026
- KURAMO CAPITAL MANAGEMENT, LLCCRD 160614 · NEW YORK, NY$257,657,000.00Regulatory AUM · August 2026
- KUTZ AND COMPANY INC.CRD 124722 · GREAT NECK, NY$115,397,135.00Regulatory AUM · August 2026
- KYOBO LIFE ASSET MANAGEMENT (AMERICA) CO., LTD.CRD 174341 · NEW YORK, NY$1,491,367,626.00Regulatory AUM · August 2026
- L.J. ALTFEST & CO., INC.CRD 110130 · NEW YORK, NY$1,798,317,121.00Regulatory AUM · August 2026
- L&L PARTNERS WEALTH MANAGEMENT, LLCCRD 140077 · SUFFERN, NY$81,801,519.00Regulatory AUM · August 2026
- LADDER CAPITAL ASSET MANAGEMENT LLCCRD 160383 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- LADENBURG THALMANN ASSET MANAGEMENT INCCRD 108604 · NEW YORK, NY$6,675,795,755.00Regulatory AUM · August 2026
- LAGODA INVESTMENT MANAGEMENT, L.P.CRD 170961 · NEW YORK, NY$312,629,215.00Regulatory AUM · August 2026
- LAIDLAW WEALTH MANAGEMENT LLCCRD 150040 · NEW YORK, NY$108,065,823.00Regulatory AUM · August 2026
- LAKE HILL CAPITAL MANAGEMENT, LLCCRD 166526 · NEW YORK, NY$1,584,844,393.00Regulatory AUM · August 2026
- LAKE ROAD ADVISORS, LLCCRD 281657 · CORNING, NY$98,754,467.00Regulatory AUM · August 2026
- LAKEWOOD CAPITAL MANAGEMENT, LPCRD 156429 · NEW YORK, NY$3,398,686,000.00Regulatory AUM · August 2026
- LANDMARK MANAGEMENT, LLCCRD 157511 · NEW YORK, NY$6,294,698,147.00Regulatory AUM · August 2026
- LANDMARK WEALTH MANAGEMENT, LLCCRD 158693 · MELVILLE, NY$442,031,005.00Regulatory AUM · August 2026
- LANSING MANAGEMENT, LPCRD 285921 · NEW YORK, NY$178,123,208.00Regulatory AUM · August 2026
- LANTERN WEALTH ADVISORS, LLCCRD 147420 · MELVILLE, NY$319,865,217.00Regulatory AUM · August 2026
- LANX MANAGEMENT, LLCCRD 138305 · WHITE PLAINS, NY$187,712,765.00Regulatory AUM · August 2026
- LATTIS MANAGEMENT LPCRD 333629 · NEW YORK, NY$210,650,558.00Regulatory AUM · August 2026
- LAUFER WEALTH MANAGEMENT, LLCCRD 173446 · BABYLON, NYNot availableRegulatory AUM · August 2026
- LAURION CAPITAL MANAGEMENT LPCRD 161278 · NEW YORK, NY$6,764,043,000.00Regulatory AUM · August 2026
- LAWLEY RETIREMENT ADVISORS, LLCCRD 282786 · BUFFALO, NY$2,130,067,484.00Regulatory AUM · August 2026
- LAYLINE ADVISORS, LLCCRD 285136 · ROCHESTER, NY$131,311,586.00Regulatory AUM · August 2026
- LAZARD ASSET MANAGEMENT (CANADA)INCCRD 106340 · NEW YORK, NY$2,282,810,629.00Regulatory AUM · August 2026
- LAZARD ASSET MANAGEMENT LLCCRD 122836 · NEW YORK, NY$120,519,820,270.00Regulatory AUM · August 2026
- LC VERO MANAGER LLCCRD 338361 · NEW YORK, NY$205,620,000.00Regulatory AUM · August 2026
- LCN CAPITAL PARTNERS, L.P.CRD 166799 · NEW YORK, NY$5,904,402,915.00Regulatory AUM · August 2026
- LDR CAPITAL MANAGEMENT, LLCCRD 162329 · NEW YORK, NY$397,152,309.00Regulatory AUM · August 2026
- LEAD EDGE CAPITAL MANAGEMENT, LLCCRD 241795 · NEW YORK, NY$6,766,485,175.00Regulatory AUM · August 2026
- LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.CRD 167243 · HAUPPAUGE, NY$883,710,197.00Regulatory AUM · August 2026
- LEBENTHAL GLOBAL ADVISORS, LLCCRD 283303 · HAUPPAUGE, NY$971,848,436.00Regulatory AUM · August 2026
- LEE EQUITY PARTNERS, LLCCRD 157422 · NEW YORK, NY$5,841,786,292.00Regulatory AUM · August 2026
- LEEB CAPITAL MANAGEMENT, INC.CRD 104793 · NEW YORK, NY$111,945,919.00Regulatory AUM · August 2026
- LEEDS EQUITY ADVISORS LLCCRD 161956 · NEW YORK, NY$6,711,974,074.00Regulatory AUM · August 2026
- LEFT LANE CAPITAL LLCCRD 309286 · BROOKLYN, NY$3,839,920,594.00Regulatory AUM · August 2026
- LEGACY EDGE ADVISORS, LLCCRD 328064 · SYOSSET, NY$1,228,771,954.00Regulatory AUM · August 2026
- LEGADO WEALTH MANAGEMENT LLCCRD 305263 · NEW YORK, NY$51,030,108.00Regulatory AUM · August 2026
- LEGEIS CAPITAL ADVISORS, LLCCRD 332943 · GREAT NECK, NY$497,365,902.00Regulatory AUM · August 2026
- LEHMANN, LIVIAN, FRIDSON ADVISORS, LLCCRD 169980 · NEW YORK, NY$84,180,932.00Regulatory AUM · August 2026
- LEIGH BALDWIN & CO., LLCCRD 38751 · CAZENOVIA, NY$290,629,757.00Regulatory AUM · August 2026
- LEO WEALTH MANAGEMENT, LLCCRD 337537 · STATEN ISLAND, NY$33,000,000.00Regulatory AUM · August 2026
- LEPERCQ DE NEUFLIZE ASSET MANAGEMENT LLCCRD 120109 · NEW YORK, NY$763,691,622.00Regulatory AUM · August 2026
- LESKO SECURITIES, INC.CRD 10091 · VESTAL, NY$728,519,170.00Regulatory AUM · August 2026
- LESLIE MARIE GIORDANOCRD 126274 · GARDEN CITY, NY$62,570,043.00Regulatory AUM · August 2026
- LEUCADIA ASSET MANAGEMENT LLCCRD 121767 · NEW YORK, NY$3,056,268,327.00Regulatory AUM · August 2026
- LEVCO CAPITAL LPCRD 161117 · NEW YORK, NY$590,500,000.00Regulatory AUM · August 2026
- LEVEL EQUITY MANAGEMENT, LLCCRD 160016 · NEW YORK, NY$6,457,223,242.00Regulatory AUM · August 2026
- LEVEL FINANCIAL ADVISORS, INC.CRD 110641 · EAST AMHERST, NY$862,657,652.00Regulatory AUM · August 2026
- LEVIN CAPITAL STRATEGIES, L.P.CRD 137147 · NEW YORK, NY$1,659,473,378.00Regulatory AUM · August 2026
- LEXINGTON ADVISORS LLCCRD 107364 · NEW YORK, NY$2,656,573,224.00Regulatory AUM · August 2026
- LEXINGTON PARTNERS L.P.CRD 147281 · NEW YORK, NY$79,274,402,408.00Regulatory AUM · August 2026
- LEXION CAPITAL MANAGEMENT LPCRD 153273 · NEW YORK, NY$87,914,935.00Regulatory AUM · August 2026
- LGK ADVISORS, LLCCRD 154922 · NEW YORK, NY$4,391,725,447.00Regulatory AUM · August 2026
- LGT CAPITAL PARTNERS (USA) INC.CRD 160437 · NEW YORK, NY$59,778,345,059.00Regulatory AUM · August 2026
- LIBERTY STREET ADVISORS, INC.CRD 142949 · NEW YORK, NY$1,884,608,463.00Regulatory AUM · August 2026
- LIBERTY WEALTH MANAGERS LLCCRD 322131 · NEW YORK, NY$59,866,605.00Regulatory AUM · August 2026
- LIBREMAX CAPITAL, LLCCRD 155486 · NEW YORK, NY$13,870,553,000.00Regulatory AUM · August 2026
- LIFECAPITAL PARTNERS LLCCRD 337455 · NEW YORK, NY$133,225,543.00Regulatory AUM · August 2026
- LIFEMARK SECURITIES CORP.CRD 16204 · ROCHESTER, NY$424,939,705.00Regulatory AUM · August 2026
- LIGHTEDWAY ADVISORY SERVICES, INC.CRD 312712 · HARRISON, NY$115,000,000.00Regulatory AUM · August 2026
- LIGHTSMITH CLIMATE RESILIENCE MANAGEMENT LLCCRD 307933 · NEW YORK, NY$135,130,296.00Regulatory AUM · August 2026
- LIGHTYEAR CAPITAL LLCCRD 156781 · NEW YORK, NY$8,083,514,414.00Regulatory AUM · August 2026
- LIMEKILN REAL ESTATE INVESTMENT MANAGEMENT, LPCRD 297109 · NEW YORK, NY$17,498,999,205.00Regulatory AUM · August 2026
- LINCOLN PARK CAPITAL LLCCRD 330031 · OLEAN, NY$45,092,229.00Regulatory AUM · August 2026
- LINCOLNSHIRE MANAGEMENT, INC.CRD 157144 · NEW YORK, NY$494,439,542.00Regulatory AUM · August 2026
- LINDEN ADVISORS LPCRD 135431 · NEW YORK, NY$38,784,484,000.00Regulatory AUM · August 2026
- LINDEN GLOBAL STRATEGIES LLCCRD 159667 · NEW YORK, NY$1,602,921,356.00Regulatory AUM · August 2026
- LINEAR B PARTNERS LPCRD 315185 · NEW YORK, NY$1,493,980,824.00Regulatory AUM · August 2026
- LINGOTTO US LLCCRD 328113 · NEW YORK, NY$1,971,624,934.00Regulatory AUM · August 2026
- LION POINT CAPITAL, LPCRD 174322 · NEW YORK, NY$480,595,987.00Regulatory AUM · August 2026
- LIONHEART STRATEGIC MANAGEMENT, LLCCRD 314990 · NEW YORK, NY$508,730,000.00Regulatory AUM · August 2026
- LIONHUNTER CAPITAL MANAGEMENT LLCCRD 341117 · NEW YORK, NY$266,785,469.00Regulatory AUM · August 2026
- LIONSHARES LLCCRD 335459 · BROOKLYN, NY$6,025,278.00Regulatory AUM · August 2026
- LIONSHEAD WEALTH MANAGEMENT, LLCCRD 288526 · NEW YORK, NY$229,846,327.00Regulatory AUM · August 2026
- LIONSTONE CAPITAL MANAGEMENT LLCCRD 157603 · NEW YORK, NY$569,710,312.00Regulatory AUM · August 2026
- LIONTREE INVESTMENT MANAGEMENT, LLCCRD 315628 · NEW YORK, NY$1,700,499,469.00Regulatory AUM · August 2026
- LIONTREE PARTNERS LLCCRD 289817 · NEW YORK, NY$125,495,316.00Regulatory AUM · August 2026
- LIPE & DALTON,INC.CRD 132737 · SYRACUSE, NY$779,900,000.00Regulatory AUM · August 2026
- LISANTI CAPITAL GROWTH LLCCRD 130023 · NEW YORK, NY$432,491,222.00Regulatory AUM · August 2026
- LISC FUND MANAGEMENT, LLCCRD 304733 · NEW YORK, NY$614,556,668.00Regulatory AUM · August 2026
- LIVELLO CAPITAL MANAGEMENT LPCRD 305403 · NEW YORK, NY$265,229,531.00Regulatory AUM · August 2026
- LIVIAN & CO., LLCCRD 153771 · NEW YORK, NY$152,881,318.00Regulatory AUM · August 2026
- LK FINANCIAL PLANNING LLCCRD 160539 · NEW YORK, NY$86,937,138.00Regulatory AUM · August 2026
- LLOYD HARBOR CAPITAL MANAGEMENT, LLCCRD 304646 · COLD SPRING HARBOR, NY$354,498,071.00Regulatory AUM · August 2026
- LMR PARTNERS LLCCRD 292183 · NEW YORK, NY$140,113,905,605.00Regulatory AUM · August 2026
- LNK PARTNERS, LLCCRD 157725 · WHITE PLAINS, NY$748,607,028.00Regulatory AUM · August 2026
- LOCK 8 PARTNERS LLCCRD 319731 · NEW YORK, NY$414,739,456.00Regulatory AUM · August 2026
- LOCUST WOOD CAPITAL ADVISERS, LLCCRD 135140 · NEW YORK, NY$4,395,858,889.00Regulatory AUM · August 2026
- LODGE HILL CAPITAL, LLCCRD 165973 · NEW YORK, NY$768,257,120.00Regulatory AUM · August 2026
- LOMBARD ODIER ASSET MANAGEMENT (USA) CORPCRD 153582 · NEW YORK, NY$7,484,663,000.00Regulatory AUM · August 2026