Investment adviser firms in New York · Page 13
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: August 2026
- INVESCO LOAN MANAGER, LLCCRD 306746 · NEW YORK, NY$17,694,615,730.00Regulatory AUM · August 2026
- INVESCO PRIVATE CAPITAL, INC.CRD 107584 · NEW YORK, NY$860,423,023.00Regulatory AUM · August 2026
- INVESCO SENIOR SECURED MANAGEMENT, INC.CRD 107590 · NEW YORK, NY$29,378,121,085.00Regulatory AUM · August 2026
- INVESTALL, INC.CRD 285955 · NEW YORK, NY$26,175,000.00Regulatory AUM · August 2026
- INVESTCORP ABSOLUTE RETURN INVESTMENTS LLCCRD 306860 · NEW YORK, NY$1,123,700,649.00Regulatory AUM · August 2026
- INVESTCORP CORSAIR INFRASTRUCTURE PARTNERS, L.P.CRD 329155 · NEW YORK, NY$5,185,101,229.00Regulatory AUM · August 2026
- INVESTCORP CREDIT MANAGEMENT US LLCCRD 165140 · NEW YORK, NY$11,513,172,178.00Regulatory AUM · August 2026
- INVESTCORP INVESTMENT ADVISERS LLCCRD 137790 · NEW YORK, NY$5,527,976,271.00Regulatory AUM · August 2026
- INVESTCORP INVESTMENT SOLUTIONS LLCCRD 314925 · NEW YORK, NY$2,786,000,000.00Regulatory AUM · August 2026
- INVICTUS ADVISORY SERVICES LLCCRD 312399 · BUFFALO, NY$37,639,930.00Regulatory AUM · August 2026
- INVICTUS TIMING SERVICE LTDCRD 106372 · WESTBURY, NY$103,001,050.00Regulatory AUM · August 2026
- INVIDIA CAPITAL MANAGEMENT LPCRD 331334 · NEW YORK, NY$150,372,685.00Regulatory AUM · August 2026
- INVUS FINANCIAL ADVISORS, LLCCRD 161603 · NEW YORK, NY$16,486,047,377.00Regulatory AUM · August 2026
- IONIC CAPITAL MANAGEMENT LLCCRD 156400 · NEW YORK, NY$3,865,359,381.00Regulatory AUM · August 2026
- IQCIO LLCCRD 285435 · NEW YORK, NY$60,903,376.00Regulatory AUM · August 2026
- IRENIC CAPITAL MANAGEMENT LPCRD 319645 · NEW YORK, NY$2,398,726,617.00Regulatory AUM · August 2026
- IRTH CAPITAL MANAGEMENT LPCRD 330696 · NEW YORK, NY$218,271,096.00Regulatory AUM · August 2026
- IRVINE WEALTH PLANNING STRATEGIES, LLCCRD 284120 · CORNING, NY$156,991,981.00Regulatory AUM · August 2026
- ISLAND INVESTMENT MANAGEMENT LLCCRD 308097 · NEW YORK, NY$1,665,465,235.00Regulatory AUM · August 2026
- ISLET MANAGEMENT, LPCRD 290576 · NEW YORK, NY$108,805,629.00Regulatory AUM · August 2026
- ISOMETRY CAPITAL, LLCCRD 307544 · NEW YORK, NY$1,012,740,407.00Regulatory AUM · August 2026
- ITAU BBA USA SECURITIES, INC.CRD 118817 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- ITAU USA ASSET MANAGEMENT INC.CRD 156313 · NEW YORK, NY$9,266,870,687.00Regulatory AUM · August 2026
- ITE MANAGEMENT L.P.CRD 277037 · NEW YORK, NY$7,505,806,652.00Regulatory AUM · August 2026
- IVESTA CORPCRD 337603 · NEW YORK, NY$82,000,000.00Regulatory AUM · August 2026
- IVY HILL ASSET MANAGEMENT, L.P.CRD 161608 · NEW YORK, NY$12,957,965,200.00Regulatory AUM · August 2026
- J. GOLDMAN & CO., L.P.CRD 157465 · NEW YORK, NY$4,872,933,070.00Regulatory AUM · August 2026
- J. SAFRA ASSET MANAGEMENT CORPORATIONCRD 131243 · NEW YORK CITY, NY$6,257,449,885.00Regulatory AUM · August 2026
- J. STERN & CO., LLCCRD 326509 · NEW YORK CITY, NY$608,643,699.00Regulatory AUM · August 2026
- J.C. FLOWERS & CO. LLCCRD 142529 · NEW YORK, NY$6,010,069,000.00Regulatory AUM · August 2026
- J.F. LEHMAN AND COMPANY LLCCRD 292932 · NEW YORK, NY$9,006,926,647.00Regulatory AUM · August 2026
- J.H. LANE PARTNERS, LPCRD 282383 · NEW YORK, NY$276,035,355.00Regulatory AUM · August 2026
- J.M. BRUDERMAN & COMPANY, LLCCRD 323195 · LOCUST VALLEY, NY$78,514,722.00Regulatory AUM · August 2026
- J.P. MORGAN ALTERNATIVE ASSET MANAGEMENT, INC.CRD 20989 · NEW YORK, NY$29,731,327,961.00Regulatory AUM · August 2026
- J.P. MORGAN INVESTMENT MANAGEMENT INC.CRD 107038 · NEW YORK, NY$3,519,414,511,755.00Regulatory AUM · August 2026
- J.P. MORGAN PRIVATE INVESTMENTS INC.CRD 110186 · NEW YORK, NY$469,980,115,033.00Regulatory AUM · August 2026
- J.P. MORGAN SECURITIES LLCCRD 79 · NEW YORK, NY$429,694,491,042.00Regulatory AUM · August 2026
- J.P.MORGAN WEALTH MANAGEMENT SOLUTIONS INC.CRD 335439 · NEW YORK, NY$8,994,413.00Regulatory AUM · August 2026
- JACK CREEK PARTNERS LLCCRD 338362 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- JACOBS ASSET MANAGEMENT, LLCCRD 156563 · NEW YORK, NY$366,438,978.00Regulatory AUM · August 2026
- JADE MOUNTAIN PARTNERS, LLCCRD 290415 · WHITE PLAINS, NY$588,389,751.00Regulatory AUM · August 2026
- JAIN GLOBAL LLCCRD 330309 · NEW YORK, NY$32,392,342,398.00Regulatory AUM · August 2026
- JAMES J. BURNS & COMPANY, LLCCRD 140452 · MELVILLE, NY$1,253,310,566.00Regulatory AUM · August 2026
- JANA PARTNERS MANAGEMENT, LPCRD 292832 · NEW YORK, NY$2,286,390,039.00Regulatory AUM · August 2026
- JBGLOBAL.COM LLCCRD 119111 · NEW YORK, NY$120,945,234.00Regulatory AUM · August 2026
- JEFFERIES CREDIT MANAGEMENT LLCCRD 324525 · NEW YORK, NY$3,816,686,665.00Regulatory AUM · August 2026
- JEFFERIES FINANCE LLCCRD 162264 · NEW YORK, NY$24,594,811,631.00Regulatory AUM · August 2026
- JEFFERIES INVESTMENT ADVISERS LLCCRD 325421 · NEW YORK, NY$5,154,561,141.00Regulatory AUM · August 2026
- JEFFERIES RESEARCH SERVICES LLCCRD 292142 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- JENNISON ASSOCIATES LLCCRD 107959 · NEW YORK, NY$214,839,169,153.00Regulatory AUM · August 2026
- JLENSCRD 331778 · NEW YORK, NY$183,252,875.00Regulatory AUM · August 2026
- JLL PARTNERS FCH, INC.CRD 285184 · NEW YORK, NY$132,365,462.00Regulatory AUM · August 2026
- JLL PARTNERS, LLCCRD 285186 · NEW YORK, NY$7,404,084,958.00Regulatory AUM · August 2026
- JM FINANCIAL PRIVATE WEALTH, INC.CRD 341113 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- JOEL ISAACSON & CO., LLCCRD 152450 · NEW YORK, NY$9,323,576,105.00Regulatory AUM · August 2026
- JOHN W. BRISTOL & CO., INC.CRD 105597 · NEW YORK, NY$7,065,907,809.00Regulatory AUM · August 2026
- JONES HILL CAPITAL LPCRD 339686 · NEW YORK, NY$642,420,587.00Regulatory AUM · August 2026
- JONES ROAD CAPITAL MANAGEMENT, L.P.CRD 296822 · NEW YORK, NY$350,447,784.00Regulatory AUM · August 2026
- JORDAN/ZALAZNICK ADVISERS, INC.CRD 160932 · NEW YORK, NY$517,475,669.00Regulatory AUM · August 2026
- JOSEPH P. LUCIA & ASSOCIATES, LLCCRD 147625 · YORKTOWN HEIGHTS, NY$388,002,041.00Regulatory AUM · August 2026
- JRE ADVISORS LLCCRD 318777 · NEW YORK, NY$243,262,285.00Regulatory AUM · August 2026
- JUNIPER INVESTMENT COMPANY, LLCCRD 170814 · NEW YORK, NY$451,117,114.00Regulatory AUM · August 2026
- JUNTO CAPITAL MANAGEMENT LPCRD 168547 · NEW YORK, NY$10,524,708,724.00Regulatory AUM · August 2026
- JV MANAGEMENT LLCCRD 313398 · NEW YORK, NY$4,980,553,138.00Regulatory AUM · August 2026
- KAHN BROTHERS ADVISORS LLCCRD 144368 · NEW YORK, NY$498,597,131.00Regulatory AUM · August 2026
- KAHN BROTHERS ASSET MANAGEMENT CORPCRD 105620 · NEW YORK, NY$18,478,137.00Regulatory AUM · August 2026
- KAIN CAPITAL LLCCRD 315669 · NEW YORK, NY$801,566,357.00Regulatory AUM · August 2026
- KANE FINANCIAL, LLCCRD 291231 · WATERVILLE, NY$75,174,312.00Regulatory AUM · August 2026
- KARAGOSIAN FINANCIAL SERVICES, INCCRD 124532 · CROTON ON HUDSON, NY$26,789,020.00Regulatory AUM · August 2026
- KARANI ASSET MANAGEMENT LLCCRD 297922 · NEW YORK, NY$150,873,657.00Regulatory AUM · August 2026
- KARPUS MANAGEMENT INCCRD 110275 · PITTSFORD, NY$4,010,769,565.00Regulatory AUM · August 2026
- KARYA CAPITAL MANAGEMENT LLCCRD 160413 · NEW YORK, NY$643,467,948.00Regulatory AUM · August 2026
- KB & PARTNERS MANAGEMENT CO LLCCRD 108105 · NEW YORK, NY$52,754,259.00Regulatory AUM · August 2026
- KELLEHER FINANCIAL ADVISORS, LLCCRD 126021 · NEW YORK, NY$1,153,378,435.00Regulatory AUM · August 2026
- KELSO & COMPANY, L.P.CRD 131471 · NEW YORK, NY$14,323,432,504.00Regulatory AUM · August 2026
- KENMAR PREFERRED INVESTMENTS, LLCCRD 226658 · NEW YORK, NY$31,439,754.00Regulatory AUM · August 2026
- KENNEDY LEWIS CAPITAL HOLDINGS LLCCRD 324025 · NEW YORK, NY$1,157,337,008.00Regulatory AUM · August 2026
- KENNEDY LEWIS LOAN MANAGEMENT LLCCRD 316091 · NEW YORK, NY$9,417,744,188.00Regulatory AUM · August 2026
- KENNEDY LEWIS MANAGEMENT LPCRD 290399 · NEW YORK, NY$11,536,179,487.00Regulatory AUM · August 2026
- KENNERMAN ASSOCIATE INCCRD 105696 · SARATOGA SPRING, NY$825,450,300.00Regulatory AUM · August 2026
- KEPOS CAPITAL LPCRD 156361 · NEW YORK, NY$2,466,212,184.00Regulatory AUM · August 2026
- KETTLE HILL CAPITAL MANAGEMENT, LLCCRD 163722 · NEW YORK, NY$615,543,519.00Regulatory AUM · August 2026
- KEYFRAME CAPITAL PARTNERS, L.P.CRD 305812 · NEW YORK, NY$977,279,914.00Regulatory AUM · August 2026
- KF GROUP, LPCRD 304186 · NEW YORK, NYNot availableRegulatory AUM · August 2026
- KICKSTAND VENTURES, LLCCRD 327022 · PITTSFORD, NY$633,474,215.00Regulatory AUM · August 2026
- KIMELMAN & BAIRD, LLCCRD 2440 · NEW YORK, NY$1,478,705,000.00Regulatory AUM · August 2026
- KIMMERIDGE ENERGY MANAGEMENT COMPANY, LLCCRD 160432 · NEW YORK, NY$6,268,399,028.00Regulatory AUM · August 2026
- KINDERHOOK INDUSTRIES, LLCCRD 160193 · NEW YORK, NY$11,463,952,589.00Regulatory AUM · August 2026
- KINEO CAPITAL LLCCRD 315019 · NEW YORK, NY$61,100,000.00Regulatory AUM · August 2026
- KING STREET CAPITAL MANAGEMENT, L.P.CRD 156785 · NEW YORK, NY$34,568,100,000.00Regulatory AUM · August 2026
- KING WEALTH MANAGEMENT GROUP, LLCCRD 159550 · SARATOGA SPRINGS, NY$1,084,132,315.00Regulatory AUM · August 2026
- KINGDON CAPITAL MANAGEMENT, L.L.C.CRD 157509 · NEW YORK, NY$959,762,020.00Regulatory AUM · August 2026
- KINTAYL CAPITAL LPCRD 331471 · NEW YORK, NY$279,099,659.00Regulatory AUM · August 2026
- KINTEGRAL ADVISORY, LLCCRD 164160 · NEW YORK, NY$2,138,796,164.00Regulatory AUM · August 2026
- KIRKOSWALD ASSET MANAGEMENT LLCCRD 298735 · NEW YORK, NY$27,160,891,498.00Regulatory AUM · August 2026
- KIZE CAPITAL LPCRD 305608 · NEW YORK, NY$264,917,072.00Regulatory AUM · August 2026
- KKR REGISTERED ADVISOR LLCCRD 309284 · NEW YORK, NY$1,456,595,841.00Regulatory AUM · August 2026
- KLINGENSTEIN, FIELDS & CO., L.P.CRD 105907 · NEW YORK, NY$4,698,833,301.00Regulatory AUM · August 2026
- KLINGMAN AND ASSOCIATES, LLCCRD 125618 · NEW YORK, NY$5,664,692,453.00Regulatory AUM · August 2026
- KNIGHTHEAD CAPITAL MANAGEMENT, LLCCRD 157483 · NEW YORK, NY$18,985,887,392.00Regulatory AUM · August 2026