Investment adviser firms in New York · Page 15
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
2,577 firms · Source months shown: July 2026 and August 2026
- LONE PEAK PARTNERS MANAGEMENT LPCRD 156546 · NEW YORK, NY$210,443,130.00Regulatory AUM · August 2026
- LONETREE CAPITAL, LLCCRD 321784 · NEW YORK, NY$229,332,608.00Regulatory AUM · August 2026
- LONG ARC CAPITAL LPCRD 290245 · NEW YORK, NY$866,800,000.00Regulatory AUM · August 2026
- LONG ISLAND FINANCIAL LLCCRD 337288 · HUNTINGTON, NY$65,219,479.00Regulatory AUM · August 2026
- LONG ISLAND WEALTH MANAGEMENT, INC.CRD 173363 · MELVILLE, NY$291,674,579.00Regulatory AUM · August 2026
- LONG POINT CAPITAL, INCCRD 163061 · NEW YORK, NY$213,502,105.00Regulatory AUM · August 2026
- LONG POND CAPITAL, LPCRD 161168 · NEW YORK, NY$1,974,757,539.00Regulatory AUM · August 2026
- LONG RIDGE CAPITAL MANAGEMENT LPCRD 163730 · NEW YORK, NY$2,098,188,265.00Regulatory AUM · August 2026
- LOOM CAPITAL MANAGEMENT LLCCRD 174093 · NEW YORK, NY$570,808,296.00Regulatory AUM · August 2026
- LOTUS HOLDINGS LLCCRD 172638 · RYE, NY$30,000,000.00Regulatory AUM · August 2026
- LOWELL ROAD ASSET MANAGEMENT, INC.CRD 164370 · MANHASSET, NY$50,271,809.00Regulatory AUM · August 2026
- LPK INVESTMENT GROUP, LLPCRD 218514 · NEW YORK, NY$98,000,000.00Regulatory AUM · July 2026
- LS POWER EQUITY ADVISORS, LLCCRD 158272 · NEW YORK, NY$12,642,968,122.00Regulatory AUM · August 2026
- LT ADVISORS LLCCRD 318920 · NEW CITY, NY$53,500,000.00Regulatory AUM · August 2026
- LUCID MANAGEMENT AND CAPITAL PARTNERS LPCRD 287883 · NEW YORK, NY$4,867,700,000.00Regulatory AUM · August 2026
- LUESINK FINANCIAL PLANNING LLCCRD 147076 · NEW YORK, NY$94,081,746.00Regulatory AUM · August 2026
- LUMENT INVESTMENT MANAGEMENT, LLCCRD 306487 · NEW YORK, NY$1,935,907,933.00Regulatory AUM · August 2026
- LUMIERE FINANCIAL GROUP LLCCRD 319171 · NEW YORK, NY$82,712,067.00Regulatory AUM · August 2026
- LUMINARX CAPITAL MANAGEMENT LPCRD 327065 · NEW YORK, NY$4,460,654,773.00Regulatory AUM · August 2026
- LUMOS CAPITAL GROUP LLCCRD 306528 · NEW YORK, NY$274,451,521.00Regulatory AUM · August 2026
- LUNIN-PACK PLANNING AND ADVICE, LLCCRD 334066 · COLD SPRING, NY$32,447,668.00Regulatory AUM · August 2026
- LUPA RIA INVESTMENT MANAGEMENT LLCCRD 314819 · NEW YORK, NY$2,189,329,023.00Regulatory AUM · August 2026
- LUTHER FOREST WEALTH ADVISORS, L.L.C.CRD 142714 · MALTA, NY$98,578,214.00Regulatory AUM · August 2026
- LUXOR CAPITAL GROUP, LPCRD 138253 · NEW YORK, NY$5,037,229,000.00Regulatory AUM · August 2026
- LVW ADVISORS, LLCCRD 159403 · PITTSFORD, NY$2,471,874,272.00Regulatory AUM · August 2026
- LYNNLEIGH & COMPANY, LLCCRD 285044 · PITTSFORD, NY$161,537,057.00Regulatory AUM · August 2026
- LYNROCK LAKE LPCRD 292931 · RYE BROOK, NY$2,893,749,395.00Regulatory AUM · August 2026
- LYON CAPITAL MANAGEMENT, LLCCRD 111311 · PITTSFORD, NY$94,844,218.00Regulatory AUM · August 2026
- LYONROSS CAPITAL MANAGEMENT, LLCCRD 156637 · WHITE PLAINS, NY$880,528,874.00Regulatory AUM · August 2026
- LYRIC CAPITAL MANAGEMENT GROUP, L.P.CRD 299917 · NEW YORK, NY$1,100,070,128.00Regulatory AUM · August 2026
- LYRICAL ASSET MANAGEMENT LPCRD 148267 · NEW YORK, NY$7,374,485,949.00Regulatory AUM · August 2026
- LYTLE INVESTMENT SERVICES CORP.CRD 297591 · GRAND ISLAND, NY$74,330,182.00Regulatory AUM · August 2026
- M.D. SASS-MACQUARIE FINANCIAL STRATEGIES MANAGEMENT COMPANY, LLCCRD 124506 · NEW YORK, NY$8,306,993.00Regulatory AUM · August 2026
- M.D. SASS, LLCCRD 110590 · NEW YORK, NY$2,063,871,233.00Regulatory AUM · August 2026
- MA ASSET MANAGEMENT, LLCCRD 283673 · IRVINGTON, NY$257,691,489.00Regulatory AUM · August 2026
- MACE CAPITAL MANAGEMENT, LLCCRD 134605 · NEW YORK, NY$86,161,903.00Regulatory AUM · August 2026
- MACHINE INVESTMENT GROUP, LPCRD 315219 · NEW YORK, NY$623,744,712.00Regulatory AUM · August 2026
- MACK REAL ESTATE CREDIT STRATEGIES, L.P.CRD 167609 · NEW YORK, NY$1,048,754,256.00Regulatory AUM · August 2026
- MACKAY SHIELDS LLCCRD 107717 · NEW YORK, NY$159,521,129,399.00Regulatory AUM · August 2026
- MACQUARIE ASSET MANAGEMENT CREDIT ADVISERS US, LLCCRD 284788 · NEW YORK, NY$525,593,905.00Regulatory AUM · August 2026
- MACQUARIE CAPITAL PARTNERS, LLCCRD 293250 · NEW YORK, NY$317,573,543.00Regulatory AUM · August 2026
- MACQUARIE INFRASTRUCTURE PARTNERS INC.CRD 146696 · NEW YORK, NY$48,842,395,812.00Regulatory AUM · August 2026
- MACQUARIE WEALTH ADVISERS, LLCCRD 141805 · NEW YORK, NY$4,821,270,033.00Regulatory AUM · August 2026
- MADISON ADVISORY SERVICES, INC.CRD 132386 · WHITE PLAINS, NY$509,747,075.00Regulatory AUM · August 2026
- MADISON AVENUE PARTNERS, LPCRD 298610 · NEW YORK, NY$3,930,792,967.00Regulatory AUM · August 2026
- MADISON GLOBAL ADVISORS LLCCRD 288894 · HAUPPAUGE, NY$71,400,000.00Regulatory AUM · August 2026
- MADISON INTERNATIONAL REALTY HOLDINGS, LLCCRD 158165 · NEW YORK, NY$6,305,953,937.00Regulatory AUM · August 2026
- MADISON RIVER CAPITAL LLCCRD 286411 · NEW YORK, NY$1,264,789,763.00Regulatory AUM · August 2026
- MADRYN ASSET MANAGEMENT, LPCRD 286065 · NEW YORK, NY$914,989,241.00Regulatory AUM · August 2026
- MAGELLAN FINANCIAL SOLUTIONS LLCCRD 169107 · WARWICK, NY$40,373,298.00Regulatory AUM · August 2026
- MAGNIFINA, LLCCRD 306005 · BEDFORD HILLS, NY$53,898,224.00Regulatory AUM · August 2026
- MAGNITUDE CAPITAL, LLCCRD 137486 · NEW YORK, NY$10,568,274,722.00Regulatory AUM · August 2026
- MAGNOLIA CAPITAL MANAGEMENT, LTD.CRD 119597 · COLD SPRING, NY$227,677,130.00Regulatory AUM · August 2026
- MAGNUS FINANCIAL GROUP LLCCRD 289423 · NEW YORK, NY$2,326,112,236.00Regulatory AUM · August 2026
- MAIDSTONE WEALTH MANAGEMENT, LLCCRD 291873 · CAMBRIDGE, NY$27,378,400.00Regulatory AUM · August 2026
- MAIN STREET FINANCIAL LLCCRD 118130 · PURCHASE, NY$71,108,570.00Regulatory AUM · August 2026
- MAIN STREET MANAGEMENT COMPANYCRD 111736 · AQUEBOGUE, NY$51,800,580.00Regulatory AUM · August 2026
- MAK CAPITAL ONE, LLCCRD 158132 · NEW YORK, NY$1,988,789,923.00Regulatory AUM · August 2026
- MAKARORA MANAGEMENT LPCRD 329275 · NEW YORK, NY$1,092,744,155.00Regulatory AUM · August 2026
- MALABAR INVESTMENTS, LLCCRD 168091 · NEW YORK, NY$899,600,000.00Regulatory AUM · August 2026
- MALATAI CAPITAL LLCCRD 299975 · NEW YORK, NY$65,000,000.00Regulatory AUM · August 2026
- MALTESE CAPITAL MANAGEMENT, LLCCRD 138175 · NEW YORK, NY$695,726,000.00Regulatory AUM · August 2026
- MAM AMERICAS, INC.CRD 282639 · NEW YORK, NY$4,273,429,400.00Regulatory AUM · August 2026
- MAN CAPITAL MANAGEMENT LLCCRD 146110 · NEW YORK, NY$130,817,886.00Regulatory AUM · August 2026
- MAN GLOBAL PRIVATE MARKETS (USA) INC.CRD 284066 · NEW YORK, NY$988,216,173.00Regulatory AUM · August 2026
- MAN INVESTMENT PARTNERS (US) LPCRD 282371 · NEW YORK, NY$2,879,324,847.00Regulatory AUM · August 2026
- MAN SOLUTIONS LLCCRD 157592 · NEW YORK, NY$10,098,938,530.00Regulatory AUM · August 2026
- MANA ADVISORS LLCCRD 284792 · NEW YORK, NY$509,000,000.00Regulatory AUM · August 2026
- MANE GLOBAL CAPITAL MANAGEMENT LPCRD 311912 · NEW YORK, NY$2,938,031,583.00Regulatory AUM · August 2026
- MANIKAY PARTNERS, LLCCRD 157272 · NEW YORK, NY$30,754,003.00Regulatory AUM · August 2026
- MANISPACE CAPITAL, LPCRD 334852 · NEW YORK, NY$97,355,322.00Regulatory AUM · August 2026
- MANNING & NAPIER ADVISORS, LLCCRD 105992 · FAIRPORT, NY$17,029,365,686.00Regulatory AUM · August 2026
- MANTLE RIDGE LPCRD 284653 · NEW YORK, NY$5,348,830,341.00Regulatory AUM · August 2026
- MAPLELANE CAPITAL, LLCCRD 159894 · NEW YORK, NY$5,047,112,426.00Regulatory AUM · August 2026
- MARATHON ASSET MANAGEMENT, L.P.CRD 124613 · NEW YORK, NY$30,479,473,561.00Regulatory AUM · August 2026
- MARATHON MISSION, INC.CRD 288654 · LATHAM, NY$177,052,266.00Regulatory AUM · August 2026
- MARATHON PARTNERS EQUITY MANAGEMENT, LLCCRD 161095 · NEW YORK, NY$120,071,012.00Regulatory AUM · August 2026
- MARATHON WEALTH MANAGEMENT, INC.CRD 289119 · MELVILLE, NY$150,540,000.00Regulatory AUM · August 2026
- MAREK CAPITAL MANAGEMENT LPCRD 333745 · NEW YORK, NY$422,396,864.00Regulatory AUM · August 2026
- MARIDEA WEALTH MANAGEMENT LLCCRD 325523 · BROOKLYN, NY$958,721,478.00Regulatory AUM · August 2026
- MARINER INVESTMENT GROUP, LLCCRD 124744 · NEW YORK, NY$149,623,092,189.00Regulatory AUM · August 2026
- MARITIME CAPITAL LLCCRD 161112 · NEW YORK, NY$1,080,390,369.00Regulatory AUM · August 2026
- MARK ASSET MANAGEMENT LPCRD 105691 · NEW YORK, NY$1,141,991,985.00Regulatory AUM · August 2026
- MARK J SNYDER FINANCIAL SERVICES INCCRD 106425 · MEDFORD, NY$381,996,646.00Regulatory AUM · August 2026
- MARKETS INFRASTRUCTURE PARTNERS LPCRD 335487 · NEW YORK, NY$1,110,669,276.00Regulatory AUM · August 2026
- MARSHALL + STERLING WEALTH ADVISORS, INC.CRD 164345 · POUGHKEEPSIE, NY$1,586,218,016.00Regulatory AUM · August 2026
- MARSHALL WACE NORTH AMERICA L.P.CRD 135902 · NEW YORK, NY$58,869,761,275.00Regulatory AUM · August 2026
- MASON CAPITAL MANAGEMENT LLCCRD 158797 · NEW YORK, NY$2,237,452,245.00Regulatory AUM · August 2026
- MASTERTON CAPITAL MANAGEMENT, LPCRD 308917 · NEW YORK, NY$293,137,186.00Regulatory AUM · August 2026
- MASTERWORKS ADVISERS, LLCCRD 324239 · NEW YORK, NY$8,063,964.00Regulatory AUM · August 2026
- MATAURO, LLCCRD 333038 · NEW YORK, NY$1,047,284,784.00Regulatory AUM · August 2026
- MATRIX ASSET ADVISORS INCCRD 107408 · WHITE PLAINS, NY$1,397,521,025.00Regulatory AUM · August 2026
- MAVERICK REAL ESTATE PARTNERS LLCCRD 269825 · NEW YORK, NY$791,797,776.00Regulatory AUM · August 2026
- MAVROS CAPITAL MANAGEMENT, LLCCRD 327785 · NEW YORK, NY$32,102,083.00Regulatory AUM · August 2026
- MAXIM CAPITAL GROUP, LLCCRD 288321 · NEW YORK, NY$2,189,298,777.00Regulatory AUM · August 2026
- MAXIM FINANCIAL ADVISORS LLCCRD 139366 · NEW YORK, NY$445,461,887.00Regulatory AUM · August 2026
- MAYTAL ASSET MANAGEMENT LLCCRD 168812 · WHITE PLAINS, NY$125,307,034.00Regulatory AUM · August 2026
- MAYTECH GLOBAL INVESTMENTS, LLCCRD 285985 · NEW YORK, NY$895,132,001.00Regulatory AUM · August 2026
- MAYTUS CAPITAL MANAGEMENT, LLCCRD 288640 · NEW YORK, NY$597,808,278.00Regulatory AUM · August 2026
- MAZARS USA WEALTH ADVISORS LLCCRD 133936 · NEW YORK, NYNot availableRegulatory AUM · August 2026