EXPLORE THE DIRECTORY

Investment adviser firms in Connecticut · Page 5

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

502 firms · Source months shown: August 2026

SILVER POINT PRIVATE CREDIT FUND MANAGEMENT, LLCCRD 332374 · GREENWICH, CT
$358,593,764.00Regulatory AUM · August 2026
SILVER POINT SPECIALTY CREDIT FUND MANAGEMENT, LLCCRD 317225 · GREENWICH, CT
$1,262,962,193.00Regulatory AUM · August 2026
SKY INVESTMENT GROUP LLCCRD 134001 · HARTFORD, CT
$930,981,263.00Regulatory AUM · August 2026
SMITH BROTHERS FINANCIAL, LLCCRD 322951 · GLASTONBURY, CT
$1,113,194,633.00Regulatory AUM · August 2026
SOLAS CAPITAL MANAGEMENT, LLCCRD 159962 · DARIEN, CT
$628,972,756.00Regulatory AUM · August 2026
SOLEUS CAPITAL MANAGEMENT, L.P.CRD 294459 · GREENWICH, CT
$3,663,346,813.00Regulatory AUM · August 2026
SOMNIO FINANCIAL GROUP, LLCCRD 174217 · GLASTONBURY, CT
$168,290,000.00Regulatory AUM · August 2026
SOUND MARK PARTNERS, LLCCRD 169037 · GREENWICH, CT
$271,980,247.00Regulatory AUM · August 2026
SOUND PORTFOLIO ADVISORS, LLCCRD 125511 · MYSTIC, CT
$151,057,862.00Regulatory AUM · August 2026
SOUND SHORE MANAGEMENT INCCRD 112379 · GREENWICH, CT
$3,398,340,001.00Regulatory AUM · August 2026
SOUTHFIELD CAPITAL LPCRD 163023 · GREENWICH, CT
$2,057,155,514.00Regulatory AUM · August 2026
SOUTHPORT STATION FINANCIAL MANAGEMENT, LLCCRD 146270 · SOUTHPORT, CT
$192,062,491.00Regulatory AUM · August 2026
SOVEREIGN FINANCIAL GROUP, INC.CRD 294314 · STAMFORD, CT
$1,082,552,821.00Regulatory AUM · August 2026
SPECTRUM ASSET MANAGEMENT, INC.CRD 300463 · STAMFORD, CT
$18,296,351,612.00Regulatory AUM · August 2026
SPICE EXPEDITIONS, LPCRD 333626 · WESTPORT, CT
$195,873,033.00Regulatory AUM · August 2026
SPIVAK ASSET MANAGEMENT, LLCCRD 125714 · AVON, CT
$439,099,250.00Regulatory AUM · August 2026
SPRINGBOARD ASSET MANAGEMENT LLCCRD 154862 · CHESHIRE, CT
$136,788,247.00Regulatory AUM · August 2026
SPROTT ASSET MANAGEMENT USA INC.CRD 139022 · DARIEN, CT
$10,116,747,344.00Regulatory AUM · August 2026
SPURSTONE ADVISORY SERVICES, LLCCRD 284158 · HIGGANUM, CT
$192,115,319.00Regulatory AUM · August 2026
SR ALTERNATIVE CREDIT, LLCCRD 319478 · DARIEN, CT
$247,365,391.00Regulatory AUM · August 2026
SREP CAPITAL MANAGEMENT, LLCCRD 296281 · GREENWICH, CT
$157,898,148.00Regulatory AUM · August 2026
STEEPROCK CAPITAL II LLCCRD 172775 · GREENWICH, CT
$2,625,124,488.00Regulatory AUM · August 2026
STERLING INVESTMENT PARTNERS ADVISERS, LLCCRD 156946 · GREENWICH, CT
$3,943,513,537.00Regulatory AUM · August 2026
STEWARD PARTNERS INVESTMENT ADVISORY, LLCCRD 283004 · STAMFORD, CT
$36,731,387,293.00Regulatory AUM · August 2026
STONE POINT CAPITAL LLCCRD 156521 · GREENWICH, CT
$67,625,202,830.00Regulatory AUM · August 2026
STONE POINT CREDIT ADVISER LLCCRD 310377 · GREENWICH, CT
$11,125,807,494.00Regulatory AUM · August 2026
STONE POINT CREDIT INCOME ADVISER LLCCRD 332241 · GREENWICH, CT
$1,188,525,511.00Regulatory AUM · August 2026
STONEBRIDGE ADVISORS LLCCRD 134017 · WILTON, CT
$11,833,117,779.00Regulatory AUM · August 2026
STORMFIELD CAPITAL, LLCCRD 285486 · SOUTHPORT, CT
$776,442,563.00Regulatory AUM · August 2026
STRATEGIC VALUE PARTNERS, LLCCRD 138406 · GREENWICH, CT
$25,612,484,792.00Regulatory AUM · August 2026
STRATIS CAPITAL, LLCCRD 300130 · DARIEN, CT
$507,523,189.00Regulatory AUM · August 2026
SULLIVAN FINANCIAL, LLCCRD 121371 · ESSEX, CT
$119,064,924.00Regulatory AUM · August 2026
SUMMERHAVEN INVESTMENT MANAGEMENT, LLCCRD 289269 · STAMFORD, CT
$176,198,488.00Regulatory AUM · August 2026
SUNRIVER MANAGEMENT LLCCRD 281277 · GREENWICH, CT
$1,199,486,909.00Regulatory AUM · August 2026
SUSTAINABLE GROWTH ADVISERS, LPCRD 127447 · STAMFORD, CT
$16,661,106,462.00Regulatory AUM · August 2026
SYMETRA INVESTMENT MANAGEMENT COMPANYCRD 312176 · FARMINGTON, CT
$88,782,069,969.00Regulatory AUM · August 2026
SYMMETRY PARTNERS, LLC.CRD 120982 · GLASTONBURY, CT
$4,730,645,660.00Regulatory AUM · August 2026
TALSON CAPITAL MANAGEMENT L.P.CRD 150787 · DARIEN, CT
$1,061,213,963.00Regulatory AUM · August 2026
TANAKA CAPITAL MANAGEMENT INCCRD 109888 · GREENWICH, CT
$69,398,075.00Regulatory AUM · August 2026
TEEWINOT CAPITAL ADVISERS, L.L.C.CRD 138757 · NORWALK, CT
$1,611,908,176.00Regulatory AUM · August 2026
TELOS PARTNERS LLCCRD 340922 · AVON, CT
$139,462,878.00Regulatory AUM · August 2026
TEN COVES CAPITAL, LPCRD 311121 · DARIEN, CT
$1,028,406,867.00Regulatory AUM · August 2026
TENGRAM CAPITAL PARTNERS L.P.CRD 166930 · WESTPORT, CT
$110,719,129.00Regulatory AUM · August 2026
TETON ADVISORS, LLCCRD 105963 · GREENWICH, CT
$250,932,400.00Regulatory AUM · August 2026
THE WINTHROP CORPORATIONCRD 105273 · SHELTON, CT
Not availableRegulatory AUM · August 2026
THEMES MANAGEMENT COMPANY LLCCRD 323861 · GREENWICH, CT
$1,232,945,555.00Regulatory AUM · August 2026
THIRD VIEW PRIVATE WEALTH, LLCCRD 335591 · WESTPORT, CT
$1,155,018,535.00Regulatory AUM · August 2026
TITAN ADVISORS, LLCCRD 135805 · STAMFORD, CT
$1,532,339,480.00Regulatory AUM · August 2026
TOOMEY INVESTMENT MANAGEMENT, INCCRD 127346 · WALLINGFORD, CT
$321,024,425.00Regulatory AUM · August 2026
TOP PRIVATE WEALTH LLCCRD 331000 · GLASTONBURY, CT
$106,489,782.00Regulatory AUM · August 2026
TOURMALET ADVISORS, LPCRD 336207 · FAIRFIELD, CT
$441,039,442.00Regulatory AUM · August 2026
TOWER BAY ASSET MANAGEMENT LPCRD 317104 · STAMFORD, CT
$513,625,961.00Regulatory AUM · August 2026
TREXQUANT INVESTMENT LPCRD 170476 · STAMFORD, CT
$13,481,232,146.00Regulatory AUM · August 2026
TRGP INVESTMENT PARTNERS, LPCRD 305563 · STAMFORD, CT
$726,773,260.00Regulatory AUM · August 2026
TRIVENI CAPITAL INVESTMENTS LPCRD 325802 · STAMFORD, CT
$300,884,141.00Regulatory AUM · August 2026
TRIVIUM POINT ADVISORY, LLCCRD 292182 · WILTON, CT
$1,627,183,809.00Regulatory AUM · August 2026
TRUE GREEN CAPITAL MANAGEMENT LLCCRD 277052 · WESTPORT, CT
$876,213,286.00Regulatory AUM · August 2026
TRUE NORTH MANAGEMENT GROUP, LLCCRD 161042 · STAMFORD, CT
$492,530,238.00Regulatory AUM · August 2026
TSCG INVESTORS, LLCCRD 105525 · SIMSBURY, CT
Not availableRegulatory AUM · August 2026
TUDOR INVESTMENT CORPORATIONCRD 159792 · STAMFORD, CT
$106,842,033,000.00Regulatory AUM · August 2026
TUMOLO WEALTH MANAGEMENT LLCCRD 330567 · EAST LYME, CT
$134,000,000.00Regulatory AUM · August 2026
TWEEDY, BROWNE COMPANY LLCCRD 6857 · STAMFORD, CT
$7,127,568,740.00Regulatory AUM · August 2026
TWIN LIONS MANAGEMENT LLCCRD 325314 · STAMFORD, CT
$215,869,723.00Regulatory AUM · August 2026
U.S.A. FINANCIAL & TAX SERVICES, LLCCRD 306214 · FARMINGTON, CT
$159,260,000.00Regulatory AUM · August 2026
UBS FARMLAND INVESTORS LLCCRD 107754 · HARTFORD, CT
Not availableRegulatory AUM · August 2026
UBS REALTY INVESTORS LLCCRD 107758 · HARTFORD, CT
$2,337,709,055.00Regulatory AUM · August 2026
UNION CAPITAL ASSOCIATES, L.P.CRD 285154 · GREENWICH, CT
$721,532,007.00Regulatory AUM · August 2026
UPLIFT INVESTORS, LPCRD 335515 · DARIEN, CT
$230,500,000.00Regulatory AUM · August 2026
USI ADVISORS, INC.CRD 108113 · GLASTONBURY, CT
$56,282,631,536.00Regulatory AUM · August 2026
USI SECURITIES, INC.CRD 43793 · GLASTONBURY, CT
Not availableRegulatory AUM · August 2026
VARCOV CO.CRD 335143 · DARIEN, CT
$549,644,120.00Regulatory AUM · August 2026
VERBENA VALUE LPCRD 337379 · WESTPORT, CT
$1,000,000,000.00Regulatory AUM · August 2026
VERITION FUND MANAGEMENT LLCCRD 156610 · GREENWICH, CT
$139,387,444,393.00Regulatory AUM · August 2026
VIKING GLOBAL INVESTORS LPCRD 132272 · STAMFORD, CT
$78,202,235,935.00Regulatory AUM · August 2026
VIRTUS ADVISERS, LLCCRD 168955 · HARTFORD, CT
$1,418,626,723.00Regulatory AUM · August 2026
VIRTUS ALTERNATIVE INVESTMENT ADVISERS, LLCCRD 143732 · HARTFORD, CT
$1,052,973,632.00Regulatory AUM · August 2026
VIRTUS CAPITAL ADVISERS, LLCCRD 107346 · HARTFORD, CT
$1,492,592,624.00Regulatory AUM · August 2026
VIRTUS FIXED INCOME ADVISERS, LLCCRD 146029 · HARTFORD, CT
$34,913,755,783.00Regulatory AUM · August 2026
VIRTUS INVESTMENT ADVISERS, LLCCRD 106982 · HARTFORD, CT
$51,744,428,475.00Regulatory AUM · August 2026
VISION INVESTMENT ADVISORS, LLCCRD 109621 · STAMFORD, CT
$137,390,339.00Regulatory AUM · August 2026
VOYA FINANCIAL ADVISORS, INC.CRD 2882 · WINDSOR, CT
$3,870,673,693.00Regulatory AUM · August 2026
VOYA RETIREMENT ADVISORS, LLCCRD 3989 · WINDSOR, CT
$37,473,256,343.00Regulatory AUM · August 2026
WALDO.AI, INC.CRD 336723 · NEW HAVEN, CT
Not availableRegulatory AUM · August 2026
WARNER GROUP LLCCRD 334877 · MADISON, CT
$458,494,742.00Regulatory AUM · August 2026
WARWICK CAPITAL PARTNERS (US) LPCRD 320777 · STAMFORD, CT
$3,344,699,248.00Regulatory AUM · August 2026
WATCHTOWER ADVISORS, LPCRD 299887 · OLD GREENWICH, CT
$289,471,073.00Regulatory AUM · August 2026
WAVELENGTH CAPITAL MANAGEMENT, LLCCRD 167725 · WESTPORT, CT
$103,954,428.00Regulatory AUM · August 2026
WAYPOINT CAPITAL PARTNERS ADVISORS, LLCCRD 333573 · STAMFORD, CT
$310,710,728.00Regulatory AUM · August 2026
WEALTH MANAGEMENT GROUP OF NORTH AMERICA, LLCCRD 125765 · FARMINGTON, CT
$346,446,708.00Regulatory AUM · August 2026
WEALTHSHAPE LLCCRD 226733 · WINDSOR, CT
$109,423,270.00Regulatory AUM · August 2026
WESTPORT CAPITAL PARTNERS LLCCRD 157493 · DARIEN, CT
$8,920,028,596.00Regulatory AUM · August 2026
WHARTON MIDMARKET INVESTMENT ADVISORS INC.CRD 301186 · WOODBRIDGE, CT
$231,148,831.00Regulatory AUM · August 2026
WHITEHAVEN ASSET MANAGEMENT, LPCRD 170531 · GREENWICH, CT
$4,182,864,205.00Regulatory AUM · August 2026
WILLIAM JOSEPH CAPITAL MANAGEMENT, INC.CRD 226535 · BRISTOL, CT
$694,256,348.00Regulatory AUM · August 2026
WITT LAKE ASSET MANAGEMENT LLCCRD 335523 · STAMFORD, CT
$1,120,391,927.00Regulatory AUM · August 2026
WJ FINANCIAL ADVISORS, LLCCRD 142761 · KILLINGWORTH, CT
$203,354,827.00Regulatory AUM · August 2026
WOLF HILL CAPITAL MANAGEMENT, LPCRD 306712 · GREENWICH, CT
$1,872,050,953.00Regulatory AUM · August 2026
WOODSON CAPITAL MANAGEMENT, LPCRD 161644 · GREENWICH, CT
$1,546,274,365.00Regulatory AUM · August 2026
WRIGHT INVESTORS SERVICE INCCRD 106302 · SHELTON, CT
$1,207,927,898.00Regulatory AUM · August 2026
WRIGHT PRIVATE ASSET MANAGEMENT LLCCRD 139570 · SHELTON, CT
$74,119,261.00Regulatory AUM · August 2026