Investment adviser firms in Connecticut · Page 4
Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.
502 firms · Source months shown: August 2026
- MIZZEN MANAGEMENT LLCCRD 333592 · STAMFORD, CT$458,971,958.00Regulatory AUM · August 2026
- MJP ASSOCIATES, INC.CRD 127654 · FARMINGTON, CT$1,561,803,600.00Regulatory AUM · August 2026
- MONACHIL CAPITAL PARTNERS LPCRD 311376 · GREENWICH, CT$71,747,528.00Regulatory AUM · August 2026
- MONECO ADVISORS, LLCCRD 171922 · FAIRFIELD, CT$2,279,903,376.00Regulatory AUM · August 2026
- MONOMOY CAPITAL MANAGEMENT, L.P.CRD 160759 · GREENWICH, CT$5,456,730,253.00Regulatory AUM · August 2026
- MONTE FINANCIAL GROUP, LLCCRD 150119 · GUILFORD, CT$482,388,159.00Regulatory AUM · August 2026
- MORRISSEY WEALTH MANAGEMENT LLCCRD 291228 · NORTH HAVEN, CT$165,087,251.00Regulatory AUM · August 2026
- MORSE ASSET MANAGEMENT, INC.CRD 285650 · DARIEN, CT$534,298,000.00Regulatory AUM · August 2026
- MOUNTAIN POINT CREDIT MANAGEMENT LLCCRD 330615 · GREENWICH, CT$1,221,222,397.00Regulatory AUM · August 2026
- MULLANEY KEATING & WRIGHT INCCRD 110743 · MIDDLETOWN, CT$336,991,438.00Regulatory AUM · August 2026
- MYCOR CAPITAL MANAGEMENT, LLCCRD 324312 · STAMFORD, CT$1,753,177,602.00Regulatory AUM · August 2026
- N10 ASSETS, LLC.CRD 342185 · GREENWICH, CTNot availableRegulatory AUM · August 2026
- N10 WEALTH, LLCCRD 342013 · GREENWICH, CTNot availableRegulatory AUM · August 2026
- NANTAHALA CAPITAL MANAGEMENT, LLCCRD 158081 · NEW CANAAN, CT$3,114,082,769.00Regulatory AUM · August 2026
- NASSAU PRIVATE CREDIT LLCCRD 300220 · DARIEN, CT$1,047,118,939.00Regulatory AUM · August 2026
- NEBRODI PARTNERS, LLCCRD 174280 · HARTFORD, CT$1,479,000,000.00Regulatory AUM · August 2026
- NEOS INVESTMENT MANAGEMENT, LLCCRD 321256 · WESTPORT, CT$21,687,087,055.00Regulatory AUM · August 2026
- NEW CHINA CAPITAL MANAGEMENT CORP.CRD 295905 · STAMFORD, CT$233,720,000.00Regulatory AUM · August 2026
- NEW ENGLAND ASSET MANAGEMENT, INC.CRD 105900 · FARMINGTON, CT$111,718,023,582.00Regulatory AUM · August 2026
- NEW ENGLAND CAPITAL FINANCIAL ADVISORS LLCCRD 109203 · SOUTH MERIDEN, CT$673,011,670.00Regulatory AUM · August 2026
- NEWDAY FUNDS, INC.CRD 174758 · SOUTHBURY, CT$6,516,552.00Regulatory AUM · August 2026
- NEWEDGE WEALTH, LLCCRD 307771 · STAMFORD, CT$19,926,358,801.00Regulatory AUM · August 2026
- NIGHT OWL CAPITAL CANADA, LLCCRD 338234 · GREENWICH, CTNot availableRegulatory AUM · August 2026
- NIGHT OWL CAPITAL MANAGEMENT, LLCCRD 106030 · GREENWICH, CT$1,095,200,000.00Regulatory AUM · August 2026
- NORTHCOAST ASSET MANAGEMENT LLCCRD 282241 · STAMFORD, CT$4,967,977,227.00Regulatory AUM · August 2026
- NORTHERN RIGHT CAPITAL MANAGEMENT, L.P.CRD 133046 · DARIEN, CT$552,751,995.00Regulatory AUM · August 2026
- NORTHLIGHT CAPITAL PARTNERS LLCCRD 170112 · WESTPORT, CT$582,207,841.00Regulatory AUM · August 2026
- O'SHAUGHNESSY ASSET MANAGEMENT, LLCCRD 144594 · STAMFORD, CT$19,782,138,121.00Regulatory AUM · August 2026
- OAKRIDGE MANAGEMENT GROUP LLCCRD 306284 · STAMFORD, CT$1,367,118,950.00Regulatory AUM · August 2026
- OLYMPIAD RESEARCH LPCRD 304420 · STAMFORD, CT$639,637,147.00Regulatory AUM · August 2026
- OLYMPUS ADVISORS, LLCCRD 160851 · STAMFORD, CT$9,245,149,670.00Regulatory AUM · August 2026
- ONDO CAPITAL MANAGEMENT LLCCRD 325197 · GREENWICH, CT$952,507,376.00Regulatory AUM · August 2026
- ONE RIVER ASSET MANAGEMENT, LLCCRD 167835 · STAMFORD, CT$2,386,106,000.00Regulatory AUM · August 2026
- OSAIC INSTITUTIONS, INC.CRD 35371 · MERIDEN, CT$6,494,001,878.00Regulatory AUM · August 2026
- OXFORD GATE MANAGEMENT, LLCCRD 297061 · GREENWICH, CT$90,938,440.00Regulatory AUM · August 2026
- OXFORD LANE MANAGEMENT, LLCCRD 154380 · GREENWICH, CT$2,312,519,870.00Regulatory AUM · August 2026
- OXFORD PARK MANAGEMENT, LLCCRD 324383 · GREENWICH, CT$71,383,304.00Regulatory AUM · August 2026
- OXFORD SQUARE MANAGEMENT, LLCCRD 127888 · GREENWICH, CT$306,739,111.00Regulatory AUM · August 2026
- P.A.W. CAPITAL PARTNERS, LPCRD 161094 · GREENWICH, CT$166,836,829.00Regulatory AUM · August 2026
- PALOMA PARTNERS MANAGEMENT COMPANYCRD 138460 · GREENWICH, CT$30,288,572,376.00Regulatory AUM · August 2026
- PARADOXIOM CAPITAL LPCRD 330671 · STAMFORD, CT$125,000,000.00Regulatory AUM · August 2026
- PARKMAN HEALTHCARE PARTNERS LLCCRD 300701 · STAMFORD, CT$1,743,978,126.00Regulatory AUM · August 2026
- PARSIFAL CAPITAL MANAGEMENT, LPCRD 299858 · GREENWICH, CT$1,694,403,985.00Regulatory AUM · August 2026
- PASI INVESTMENTS, LLCCRD 145640 · FARMINGTON, CT$676,296,448.00Regulatory AUM · August 2026
- PEGASUS CAPITAL ADVISORS, L.P.CRD 157094 · STAMFORD, CT$343,378,522.00Regulatory AUM · August 2026
- PELOTON EQUITY LLCCRD 301543 · GREENWICH, CT$409,502,772.00Regulatory AUM · August 2026
- PEMBERWICK INVESTMENT ADVISORS, LLCCRD 149639 · GREENWICH, CT$173,700,000.00Regulatory AUM · August 2026
- PENTEGRA INVESTORS, INC.CRD 111503 · SHELTON, CT$5,602,899,971.00Regulatory AUM · August 2026
- PENWOOD REAL ESTATE INVESTMENT MANAGEMENT, LLCCRD 130289 · WEST HARTFORD, CT$1,473,454,853.00Regulatory AUM · August 2026
- PERFORMANCE EQUITY MANAGEMENT, LLCCRD 110207 · GREENWICH, CT$9,413,606,304.00Regulatory AUM · August 2026
- PERRYRIDGE CAPITAL LPCRD 331781 · GREENWICH, CT$226,613,195.00Regulatory AUM · August 2026
- PETTEE INVESTORS INCCRD 105553 · ROWAYTON, CT$191,874,111.00Regulatory AUM · August 2026
- PHILOSMITH CAPITAL CORPORATIONCRD 162082 · STAMFORD, CT$380,477,979.00Regulatory AUM · August 2026
- PHRACTION MANAGEMENT LLCCRD 298633 · COLCHESTER, CT$625,535,042.00Regulatory AUM · August 2026
- PIER CAPITAL, LLCCRD 131212 · STAMFORD, CT$647,707,100.00Regulatory AUM · August 2026
- PINEY LAKE CAPITAL MANAGEMENT LPCRD 290404 · GREENWICH, CT$744,876,523.00Regulatory AUM · August 2026
- POINT 41 CAPITAL PARTNERS, L.P.CRD 334365 · COS COB, CT$562,851,645.00Regulatory AUM · August 2026
- POINT72 ASSET MANAGEMENT, L.P.CRD 283077 · STAMFORD, CT$274,097,656,261.00Regulatory AUM · August 2026
- PORTFOLIO ADVISORS LLCCRD 105981 · DARIEN, CT$47,842,535,266.00Regulatory AUM · August 2026
- POSITIVE SELECTION INVESTMENT MANAGEMENT, LLCCRD 331469 · GREENWICH, CT$479,205,974.00Regulatory AUM · August 2026
- POST ROAD GROUP LLCCRD 288459 · STAMFORD, CT$1,051,050,655.00Regulatory AUM · August 2026
- PRANA CAPITAL MANAGEMENT LPCRD 287925 · GREENWICH, CT$4,312,316,333.00Regulatory AUM · August 2026
- PRECISION CAPITAL ADVISORS, LLCCRD 157784 · GREENWICH, CT$2,688,246,972.00Regulatory AUM · August 2026
- PRENTICE CAPITAL MANAGEMENT, LPCRD 161178 · GREENWICH, CT$228,406,963.00Regulatory AUM · August 2026
- PRINCIPLE WEALTH PARTNERS LLCCRD 290180 · MADISON, CT$3,204,653,344.00Regulatory AUM · August 2026
- PRIVATE CAPITAL ADVISORS, INC.CRD 125771 · DARIEN, CT$1,281,783,601.00Regulatory AUM · August 2026
- PRIVATE CAPITAL ASSET MANAGEMENT LLCCRD 317930 · DARIEN, CT$12,988,420.00Regulatory AUM · August 2026
- PROCYON ADVISORS, LLCCRD 288239 · SHELTON, CT$9,204,268,020.00Regulatory AUM · August 2026
- PROPRIUM CAPITAL PARTNERS, L.P.CRD 165441 · STAMFORD, CT$3,361,050,000.00Regulatory AUM · August 2026
- PROSTAR CAPITAL (US) LLCCRD 166523 · GREENWICH, CT$757,383,674.00Regulatory AUM · August 2026
- QP GLOBAL FAMILY OFFICES, LLCCRD 294879 · GREENWICH, CT$1,048,000,000.00Regulatory AUM · August 2026
- QUADRATIC CAPITAL MANAGEMENT LLCCRD 172768 · GREENWICH, CT$508,137,558.00Regulatory AUM · August 2026
- QUANTIX COMMODITIES LPCRD 317784 · GREENWICH, CT$1,952,992,819.00Regulatory AUM · August 2026
- QUORUS INC.CRD 323161 · WESTPORT, CT$148,224,228.00Regulatory AUM · August 2026
- RANGELEY CAPITAL, LLCCRD 152725 · NEW CANAAN, CT$220,487,546.00Regulatory AUM · August 2026
- REINOVA CAPITAL ADVISORS LLCCRD 340095 · GREENWICH, CT$175,000,000.00Regulatory AUM · August 2026
- RELYEA ZUCKERBERG HANSON, LLCCRD 125696 · STAMFORD, CT$2,448,559,106.00Regulatory AUM · August 2026
- RENAISSANCE CAPITAL LLCCRD 109945 · STAMFORD, CT$144,300,000.00Regulatory AUM · August 2026
- RENWAVE KORE, LLCCRD 331016 · GREENWICH, CT$1,677,622,672.00Regulatory AUM · August 2026
- RESOURCES MANAGEMENT CORPCRD 104674 · WEST HARTFORD, CT$1,067,156,967.00Regulatory AUM · August 2026
- REX ADVISERS, LLCCRD 327283 · FAIRFIELD, CT$1,577,785,808.00Regulatory AUM · August 2026
- RFE MANAGEMENT CORPORATIONCRD 160360 · WESTPORT, CT$913,305,568.00Regulatory AUM · August 2026
- RIDGEVIEW ASSET MANAGEMENT PARTNERS, LLCCRD 283786 · STAMFORD, CT$387,887,138.00Regulatory AUM · August 2026
- RISKBRIDGE ADVISORS, LLCCRD 310396 · NORWALK, CT$898,316,004.00Regulatory AUM · August 2026
- RJA ASSET MANAGEMENT LLCCRD 153428 · STAMFORD, CT$588,940,507.00Regulatory AUM · August 2026
- ROSSMORE PRIVATE CAPITAL, LLCCRD 288453 · GLASTONBURY, CT$1,923,376,840.00Regulatory AUM · August 2026
- ROUND ROCK ADVISORS LLCCRD 286007 · WILTON, CT$906,658,173.00Regulatory AUM · August 2026
- RPO LLCCRD 318296 · STAMFORD, CT$372,098,298.00Regulatory AUM · August 2026
- RYE BROOK CAPITAL, LLCCRD 288517 · GREENWICH, CT$327,295,914.00Regulatory AUM · August 2026
- SAGEBROADVIEW WEALTH MANAGEMENT, LLCCRD 126472 · FARMINGTON, CT$397,171,504.00Regulatory AUM · August 2026
- SAGEVIEW CAPITAL LPCRD 159560 · GREENWICH, CT$2,307,229,775.00Regulatory AUM · August 2026
- SANDBROOK CAPITAL MANAGEMENT LPCRD 317009 · STAMFORD, CT$4,575,620,016.00Regulatory AUM · August 2026
- SARISSA CAPITAL MANAGEMENT LPCRD 167244 · GREENWICH, CT$298,342,350.00Regulatory AUM · August 2026
- SAVOIR FAIRE CAPITAL MANAGEMENT, LPCRD 306994 · NORWALK, CT$389,522,797.00Regulatory AUM · August 2026
- SCHOLTZ & COMPANY, L.L.C.CRD 107363 · STAMFORD, CT$340,511,697.00Regulatory AUM · August 2026
- SCIENCE & TECHNOLOGY PARTNERS, L.P.CRD 331267 · GREENWICH, CT$425,488,218.00Regulatory AUM · August 2026
- SEARLE & CO.CRD 13035 · GREENWICH, CT$629,892,525.00Regulatory AUM · August 2026
- SHELTER GROWTH CAPITAL PARTNERS LLCCRD 170685 · STAMFORD, CT$4,662,482,349.00Regulatory AUM · August 2026
- SIGHTLINE WEALTH ADVISORS, LLCCRD 176520 · GROTON, CT$354,203,133.00Regulatory AUM · August 2026
- SILVER POINT CAPITAL, L.P.CRD 157738 · GREENWICH, CT$46,233,757,964.00Regulatory AUM · August 2026