EXPLORE THE DIRECTORY

Investment adviser firms in California · Page 6

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: July 2026 and August 2026

DAVIDSON KAHN CAPITAL MANAGEMENT, LLCCRD 290062 · SHERMAN OAKS, CA
$415,493,541.00Regulatory AUM · August 2026
DAVIES FINANCIAL ADVISORS, INC.CRD 139764 · MURRIETA, CA
$123,078,109.00Regulatory AUM · August 2026
DCA FAMILY OFFICE, LLCCRD 322047 · ROSEVILLE, CA
$119,914,111.00Regulatory AUM · August 2026
DDFG, INCCRD 317862 · THOUSAND OAKS, CA
$567,800,000.00Regulatory AUM · August 2026
DE GROOTE FINANCIAL GROUP, LLCCRD 168178 · THOUSAND OAKS, CA
$1,215,942,608.00Regulatory AUM · August 2026
DEAN ROLAND RUSSELL, LLCCRD 109480 · SAN DIEGO, CA
$351,202,738.00Regulatory AUM · August 2026
DECAMILLA CAPITAL MANAGEMENT LLCCRD 108027 · SACRAMENTO, CA
$162,883,682.00Regulatory AUM · August 2026
DECHENG CAPITAL LLCCRD 293073 · MENLO PARK, CA
$2,728,192,342.00Regulatory AUM · August 2026
DECISION INVESTMENTS, INC.CRD 145073 · SAN DIEGO, CA
$154,906,138.00Regulatory AUM · August 2026
DECODE FINANCE LLCCRD 331985 · PALO ALTO, CA
$1,000.00Regulatory AUM · July 2026
DEDICATED CAPITAL ADVISORS, LLCCRD 168132 · SAN FRANCISCO, CA
$162,469,765.00Regulatory AUM · August 2026
DEDORA CAPITAL, INC.CRD 177523 · NAPA, CA
$550,691,298.00Regulatory AUM · August 2026
DEEP BLUE CAPITAL, LLCCRD 336045 · NEWPORT BEACH, CA
Not availableRegulatory AUM · August 2026
DEFILADE CAPITAL MANAGEMENT, L.P.CRD 337997 · EMERYVILLE, CA
$1,548,605,368.00Regulatory AUM · August 2026
DEFINE FINANCIAL, LLCCRD 286648 · SAN DIEGO, CA
$314,636,290.00Regulatory AUM · August 2026
DEL MAR WEALTH MANAGEMENT INCCRD 175022 · DEL MAR, CA
$169,858,650.00Regulatory AUM · August 2026
DELARME WEALTH MANAGEMENT, INC.CRD 328372 · PALOS VERDES ESTATES, CA
$256,500,641.00Regulatory AUM · August 2026
DELTA ACCUMULATION, LLCCRD 286434 · SAUSALITO, CA
$332,098,743.00Regulatory AUM · August 2026
DELTA INVESTMENT MANAGEMENT, LLCCRD 149596 · SAN FRANCISCO, CA
$856,670,613.00Regulatory AUM · August 2026
DENALI ADVISORS, LLCCRD 110242 · SAN DIEGO, CA
$1,387,865,090.00Regulatory AUM · August 2026
DEPENDABLE ALTERNATIVE INVESTMENTS, LLCCRD 300332 · MENLO PARK, CA
$329,640,421.00Regulatory AUM · August 2026
DERIVE WEALTH LLCCRD 284619 · PASADENA, CA
$141,290,000.00Regulatory AUM · August 2026
DESTINATION WEALTH MANAGEMENTCRD 110365 · WALNUT CREEK, CA
$4,948,271,866.00Regulatory AUM · August 2026
DEW POINT CAPITAL, INC.CRD 305010 · LOS ANGELES, CA
$513,238,282.00Regulatory AUM · August 2026
DILIGENT INVESTORS, LLCCRD 158708 · REDLANDS, CA
$663,058,489.00Regulatory AUM · August 2026
DIMENSIONS WEALTH MANAGEMENT, LLCCRD 298928 · ROSEVILLE, CA
$152,088,347.00Regulatory AUM · August 2026
DIPSEA CAPITAL, LLCCRD 257787 · MILL VALLEY, CA
$61,302,116.00Regulatory AUM · August 2026
DISHMI CAPITAL, LLCCRD 336392 · PASADENA, CA
$215,077,959.00Regulatory AUM · August 2026
DISTRIBUTION COGNIZANT, LLCCRD 322048 · PALO ALTO, CA
$5,309,565.00Regulatory AUM · August 2026
DIVCO WEST REAL ESTATE SERVICES, LLCCRD 156762 · SAN FRANCISCO, CA
$16,300,107,425.00Regulatory AUM · August 2026
DIVERSIFI CAPITAL INCCRD 242788 · LOS ALTOS, CA
$671,426,250.00Regulatory AUM · August 2026
DIVERSIS CAPITAL MANAGEMENT, L.P.CRD 300773 · LOS ANGELES, CA
$3,373,337,714.00Regulatory AUM · August 2026
DIVISAR CAPITAL MANAGEMENT, LLCCRD 149091 · SAN FRANCISCO, CA
$812,831,802.00Regulatory AUM · August 2026
DKM WEALTH MANAGEMENT, INC.CRD 316778 · STOCKTON, CA
$316,769,863.00Regulatory AUM · August 2026
DLK INVESTMENT MANAGEMENTCRD 149096 · SOLANA BEACH, CA
$524,000,831.00Regulatory AUM · August 2026
DOBSON ASSET MANAGEMENT - NORTHERN CALIFORNIACRD 112079 · PETALUMA, CA
$217,825,022.00Regulatory AUM · August 2026
DODGE & COXCRD 104596 · SAN FRANCISCO, CA
$466,563,043,063.00Regulatory AUM · August 2026
DOHENY ASSET MANAGEMENT, L.L.C.CRD 106434 · LOS ANGELES, CA
$185,691,910.00Regulatory AUM · August 2026
DORCHESTER CAPITAL ADVISORS, LLCCRD 157965 · LOS ANGELES, CA
$1,652,959,000.00Regulatory AUM · August 2026
DORSAL CAPITAL MANAGEMENT, LPCRD 160224 · REDWOOD CITY, CA
$6,190,855,805.00Regulatory AUM · August 2026
DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.CRD 300058 · IRVINE, CA
$107,371,381.00Regulatory AUM · August 2026
DRAGONEER INVESTMENT GROUP, LLCCRD 161443 · SAN FRANCISCO, CA
$37,035,962,249.00Regulatory AUM · August 2026
DRAGONFLY DIGITAL MANAGEMENT, LLCCRD 300750 · SAN FRANCISCO, CA
$3,437,541,969.00Regulatory AUM · August 2026
DRC INVESTMENT ADVISORS, LLCCRD 332680 · SANTA MONICA, CA
$446,000,000.00Regulatory AUM · August 2026
DREAMERS MANAGEMENT LLCCRD 299919 · EL SEGUNDO, CA
$135,176,014.00Regulatory AUM · August 2026
DRH INVESTMENTS, INC.CRD 164945 · THOUSAND OAKS, CA
$190,957,928.00Regulatory AUM · August 2026
DST WEALTH MANAGEMENT LLCCRD 302110 · INDIAN WELLS, CA
$532,112,090.00Regulatory AUM · August 2026
DUCERE WEALTH MANAGEMENT, LLCCRD 337471 · NEWPORT BEACH, CA
$503,790,101.00Regulatory AUM · August 2026
DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.CRD 13162 · SAN DIEGO, CA
$5,627,638,262.00Regulatory AUM · August 2026
DUSTIN BLODGETT INSIGHT CAPITAL, LLCCRD 314558 · CONCORD, CA
$330,500,000.00Regulatory AUM · August 2026
DWR WEALTH MANAGEMENT, LLCCRD 133743 · SAN JOSE, CA
$221,184,429.00Regulatory AUM · August 2026
DYNAMIC WEALTH STRATEGIES, LLCCRD 167594 · GRANITE BAY, CA
$190,658,400.00Regulatory AUM · August 2026
EAGLE WEALTH MANAGEMENT GROUP INC.CRD 327052 · VALENCIA, CA
$417,512,088.00Regulatory AUM · August 2026
EAGLESON ARNDT FINANCIAL ADVISORS, LLCCRD 134098 · THOUSAND OAKS, CA
$106,630,041.00Regulatory AUM · August 2026
EARNED WEALTH ADVISORS, LLCCRD 108052 · WALNUT CREEK, CA
$3,105,927,342.00Regulatory AUM · August 2026
EAST BEACH ASSET MANAGEMENT, LLCCRD 310563 · LOS ANGELES, CA
$125,000,000.00Regulatory AUM · August 2026
EAST WEST WEALTH ADVISORS LLCCRD 342776 · PASADENA, CA
Not availableRegulatory AUM · August 2026
EBERT CAPITAL MANAGEMENT INC.CRD 155169 · EUREKA, CA
$116,304,266.00Regulatory AUM · August 2026
ECHO45 ADVISORS LLCCRD 307265 · WALNUT CREEK, CA
$227,385,600.00Regulatory AUM · August 2026
ECLECTIC ASSOCIATES, INC.CRD 111041 · FULLERTON, CA
$1,473,498,385.00Regulatory AUM · August 2026
ECOR1 CAPITAL, LLCCRD 167121 · SAN FRANCISCO, CA
$3,424,668,843.00Regulatory AUM · August 2026
EDEN FINANCIAL TECHNOLOGIES INCORPORATEDCRD 329900 · SANTA CLARA, CA
Not availableRegulatory AUM · August 2026
EFPORTFOLIO LLCCRD 342386 · SACRAMENTO, CA
Not availableRegulatory AUM · August 2026
EIGER WEALTH MANAGEMENT, LLCCRD 304321 · SAN DIEGO, CA
$338,734,885.00Regulatory AUM · August 2026
ELECTRIC CAPITAL PARTNERS, LLCCRD 296943 · PALO ALTO, CA
$2,877,301,822.00Regulatory AUM · August 2026
ELEVATION WEALTH PARTNERS, LLCCRD 123971 · WALNUT CREEK, CA
$670,748,146.00Regulatory AUM · August 2026
ELI CIRCLE CAPITAL, LPCRD 326553 · LOS ANGELES, CA
$209,025,215.00Regulatory AUM · August 2026
ELIOT FINKEL INVESTMENT COUNSEL, LLCCRD 104695 · BEVERLY HILLS, CA
$186,985,425.00Regulatory AUM · August 2026
ELITE TAMP LLCCRD 327535 · CARMEL BY THE SEA, CA
$322,063.00Regulatory AUM · August 2026
ELLA FINANCIAL ADVISING LLCCRD 307357 · OAKLAND, CA
$106,855,983.00Regulatory AUM · August 2026
ELMWOOD WEALTH MANAGEMENT, INC.CRD 165639 · BERKELEY, CA
$477,926,836.00Regulatory AUM · August 2026
ELYXIUM WEALTH LLCCRD 328603 · BEVERLY HILLS, CA
$819,041,675.00Regulatory AUM · August 2026
EMBARCADERO FINANCIAL INVESTMENT ADVISORY, LLCCRD 140929 · SAN FRANCISCO, CA
$169,751,288.00Regulatory AUM · August 2026
EMERALD BAY WEALTH MANAGEMENT LLCCRD 160837 · TAHOE CITY, CA
$200,377,832.00Regulatory AUM · August 2026
EMERALD LAKE CAPITAL MANAGEMENT, L.P.CRD 300395 · SANTA MONICA, CA
$3,064,882,538.00Regulatory AUM · August 2026
EMERSON EQUITY LLCCRD 130032 · SAN MATEO, CA
$321,704,653.00Regulatory AUM · August 2026
EMPROS CAPITAL LLCCRD 293159 · SAN FRANCISCO, CA
$2,338,357,251.00Regulatory AUM · August 2026
EMPYREAN CAPITAL PARTNERS, LPCRD 138978 · LOS ANGELES, CA
$4,969,081,000.00Regulatory AUM · August 2026
ENCOMPASS MORE ASSET MANAGEMENT LLCCRD 322382 · DANVILLE, CA
$984,886,079.00Regulatory AUM · August 2026
ENCORE CONSUMER CAPITAL, LPCRD 157228 · SAN FRANCISCO, CA
$786,218,636.00Regulatory AUM · August 2026
ENDOWE ADVISORY LLCCRD 338697 · SAN JOSE, CA
$300.00Regulatory AUM · August 2026
ENDURE CAPITAL, LLCCRD 338391 · LAKE FOREST, CA
$106,891,304.00Regulatory AUM · August 2026
ENDURING WEALTH ADVISORS, LLCCRD 323320 · TEMECULA, CA
$122,799,186.00Regulatory AUM · August 2026
ENGAGED CAPITAL, LLCCRD 161251 · NEWPORT BEACH, CA
$432,294,709.00Regulatory AUM · August 2026
ENHANCED HEALTHCARE MANAGEMENT COMPANY, LLCCRD 157622 · SANTA MONICA, CA
$1,376,312,777.00Regulatory AUM · August 2026
ENRICH FINANCE LLCCRD 337784 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
ENSPIRE WEALTH MANAGEMENT, LLCCRD 325723 · SANTA ROSA, CA
$119,296,012.00Regulatory AUM · August 2026
ENTRUITY WEALTH, LLCCRD 288331 · BAKERSFIELD, CA
$171,254,413.00Regulatory AUM · August 2026
ENTRUST INVESTMENT SERVICES, INCCRD 324860 · CAMPBELL, CA
$141,061,839.00Regulatory AUM · August 2026
EP WEALTH ADVISORS, LLC.CRD 111147 · TORRANCE, CA
$45,145,000,000.00Regulatory AUM · August 2026
EPSILON FINANCIAL GROUP, INC.CRD 111990 · FAIRFIELD, CA
$626,099,465.00Regulatory AUM · August 2026
ERA FINANCIAL ADVISORS LLCCRD 334404 · COVINA, CA
Not availableRegulatory AUM · August 2026
ERA PARTNERS LLCCRD 307400 · SAN FRANCISCO, CA
$1,645,991,867.00Regulatory AUM · August 2026
ESO MANAGEMENT SERVICES LLCCRD 165564 · SAN MATEO, CA
$410,582,676.00Regulatory AUM · August 2026
ESSENTIAL PARTNERS LLCCRD 315959 · RANCHO SANTA FE,, CA
$401,110,000.00Regulatory AUM · August 2026
EVEREST PRIVATE WEALTHCRD 142945 · CUPERTINO, CA
$410,795,766.00Regulatory AUM · August 2026
EVERETT HARRIS & COCRD 106830 · LOS ANGELES, CA
$11,531,376,651.00Regulatory AUM · August 2026
EVERMONT WEALTH, INC.CRD 168581 · CLAREMONT, CA
$333,921,342.00Regulatory AUM · August 2026
EVERY SECURITIES LLCCRD 333167 · SACRAMENTO, CA
$122,651,621.00Regulatory AUM · August 2026
EVOKE WEALTH, LLCCRD 300856 · LOS ANGELES, CA
$17,287,265,124.00Regulatory AUM · August 2026