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Investment adviser firms in California · Page 7

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: July 2026 and August 2026

EVOLUTION PRIVATE INVESTMENT COLLECTIVE LLCCRD 311425 · MANHATTAN BEACH, CA
$166,457,615.00Regulatory AUM · August 2026
EVOLVE PRIVATE WEALTH, LLCCRD 333932 · LOS ANGELES, CA
$2,147,950,288.00Regulatory AUM · August 2026
EXCOLERE EQUITY PARTNERS, LLCCRD 324822 · LOS ANGELES, CA
$212,159,124.00Regulatory AUM · August 2026
EXTRACT ADVISORS LLCCRD 285535 · CALABASAS, CA
$914,421,997.00Regulatory AUM · August 2026
FACTION VENTURES, LLCCRD 318821 · PALO ALTO, CA
$432,631,544.00Regulatory AUM · August 2026
FACTORIAL FUNDS MANAGEMENT LLCCRD 319107 · SAN FRANCISCO, CA
$967,009,419.00Regulatory AUM · August 2026
FACTORY CAPITAL LLCCRD 341250 · LOS ANGELES, CA
Not availableRegulatory AUM · August 2026
FAIRBANKS CAPITAL MANAGEMENT, INC.CRD 107650 · RANCHO SANTA FE, CA
$210,590,858.00Regulatory AUM · August 2026
FAIRCHILD FINANCIAL ADVISORS, INC.CRD 165434 · FOLSOM, CA
$127,275,047.00Regulatory AUM · August 2026
FAIRFIELD REALTY ADVISORS LLCCRD 300633 · SAN DIEGO, CA
$6,195,770,884.00Regulatory AUM · August 2026
FAIRLIGHT ADVISORS LLCCRD 305352 · SAN FRANCISCO, CA
$109,264,680.00Regulatory AUM · August 2026
FAIRVIEW CAPITAL INVESTMENT MANAGEMENT, LLCCRD 108102 · GREENBRAE, CA
$2,026,735,656.00Regulatory AUM · August 2026
FALCON BRIDGE CAPITAL II, LLCCRD 156661 · OAKLAND, CA
$192,748,384.00Regulatory AUM · August 2026
FALCON WEALTH PLANNING, INC.CRD 174092 · ONTARIO, CA
$1,919,773,886.00Regulatory AUM · August 2026
FALL LINE CAPITAL, LLCCRD 283625 · SAN MATEO, CA
$332,450,000.00Regulatory AUM · August 2026
FARALLON CAPITAL MANAGEMENT, L.L.C.CRD 107322 · SAN FRANCISCO, CA
$52,076,899,000.00Regulatory AUM · August 2026
FARTHER ASSET MANAGEMENT, LLCCRD 325807 · SAN FRANCISCO, CA
$2,905,319,288.00Regulatory AUM · August 2026
FARTHER FINANCE ADVISORS, LLCCRD 302050 · SAN FRANCISCO, CA
$16,010,112,152.00Regulatory AUM · August 2026
FATHOM POINT CAPITAL LLCCRD 339729 · SAN FRANCISCO, CA
$280,000,000.00Regulatory AUM · August 2026
FC360 WEALTH MANAGEMENT, INC.CRD 171788 · ROSEVILLE, CA
$158,187,152.00Regulatory AUM · August 2026
FELICITAS GLOBAL PARTNERS, LLCCRD 292411 · PASADENA, CA
$804,376,640.00Regulatory AUM · August 2026
FELL CAPITAL MANAGEMENTCRD 104986 · NEWPORT BEACH, CA
$161,808,245.00Regulatory AUM · August 2026
FERMATA ADVISORS, LLCCRD 305614 · SONOMA, CA
$1,009,549,046.00Regulatory AUM · August 2026
FERNBRIDGE CAPITAL MANAGEMENT LPCRD 309334 · LOS ANGELES, CA
$2,132,734,149.00Regulatory AUM · August 2026
FF ADVISORS, LLCCRD 316723 · MANHATTAN BEACH, CA
$280,311,416.00Regulatory AUM · August 2026
FFL PARTNERS, LLCCRD 156980 · SAN FRANCISCO, CA
$4,106,270,493.00Regulatory AUM · August 2026
FIDUCIARY FINANCIAL GROUP, LLCCRD 285681 · SAN RAFAEL, CA
$1,122,904,774.00Regulatory AUM · August 2026
FIG WEALTH, LLCCRD 318369 · LAFAYETTE, CA
$286,458,930.00Regulatory AUM · August 2026
FIGURE INVESTMENT ADVISORS, LLCCRD 158307 · SAN FRANCISCO, CA
$442,237,196.00Regulatory AUM · August 2026
FILIGREE WEALTH ADVISORS, LLCCRD 318729 · IRVINE, CA
$209,136,489.00Regulatory AUM · August 2026
FIN VENTURE CAPITAL MANAGEMENT LLCCRD 298492 · SAN FRANCISCO, CA
$1,351,113,806.00Regulatory AUM · August 2026
FINANCES FOR REAL LIFECRD 324090 · LOMPOC, CA
$108,598,044.00Regulatory AUM · August 2026
FINANCIAL ADVISORS NETWORK, INC.CRD 152083 · TUSTIN, CA
$1,106,044,439.00Regulatory AUM · August 2026
FINANCIAL ALTERNATIVES, INC.CRD 108245 · LA JOLLA, CA
$614,784,199.00Regulatory AUM · August 2026
FINANCIAL AVENGERS, INC.CRD 119636 · OAKLAND, CA
$488,401,241.00Regulatory AUM · August 2026
FINANCIAL DESIGNS CORPORATIONCRD 14829 · CLAREMONT, CA
$507,915,735.00Regulatory AUM · August 2026
FINANCIAL ENGINES ADVISORS L.L.C.CRD 104510 · SANTA CLARA, CA
$326,285,243,393.00Regulatory AUM · August 2026
FINANCIAL FOCUS LLCCRD 282177 · CARLSBAD, CA
$800,000,000.00Regulatory AUM · August 2026
FINANCIAL MANAGEMENT NETWORK INCCRD 110454 · MISSION VIEJO, CA
$2,143,652,081.00Regulatory AUM · August 2026
FINANCIAL SENSE ADVISORS, INC.CRD 111090 · SAN DIEGO, CA
$835,564,894.00Regulatory AUM · August 2026
FINDEC WEALTH SERVICES, INC.CRD 311949 · STOCKTON, CA
$627,905,000.00Regulatory AUM · August 2026
FINEC ASSET MANAGEMENT LLCCRD 231789 · SAN DIEGO, CA
$157,021,943.00Regulatory AUM · August 2026
FINITE MANAGEMENT, LLCCRD 314875 · SANTA MONICA, CA
$2,959,504.00Regulatory AUM · August 2026
FINSIE FINANCE, LLCCRD 313047 · BELMONT, CA
Not availableRegulatory AUM · July 2026
FIRE CAPITAL MANAGEMENT, LLCCRD 299218 · SAN FRANCISCO, CA
$635,450,683.00Regulatory AUM · August 2026
FIRST FOUNDATION ADVISORSCRD 106075 · IRVINE, CA
$5,063,713,129.00Regulatory AUM · August 2026
FIRST LIGHT RETIREMENT, LLCCRD 314509 · DEL MAR, CA
$843,658,362.00Regulatory AUM · August 2026
FIRST PACIFIC ADVISORS, LPCRD 141823 · EL SEGUNDO, CA
$32,002,657,371.00Regulatory AUM · August 2026
FIRST TURN MANAGEMENT, LLCCRD 327421 · SOLANA BEACH, CA
$900,123,029.00Regulatory AUM · August 2026
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.CRD 171971 · PASADENA, CA
$415,474,414.00Regulatory AUM · August 2026
FIRSTHAND CAPITAL MANAGEMENT, INC.CRD 150647 · SAN JOSE, CA
$58,567,545.00Regulatory AUM · August 2026
FISCHER INVESTMENT STRATEGIES, LLCCRD 156883 · WESTLAKE VILLAGE, CA
$251,920,360.00Regulatory AUM · August 2026
FISHER & WIENS WEALTH MANAGEMENT, LLCCRD 286079 · DANVILLE, CA
$250,341,000.00Regulatory AUM · August 2026
FISHER LYNCH CAPITAL, LLCCRD 160694 · BURLINGAME, CA
$9,516,683,687.00Regulatory AUM · August 2026
FIVE ARROWS MANAGERS NORTH AMERICA LLCCRD 136191 · MANHATTAN BEACH, CA
$3,365,732,319.00Regulatory AUM · August 2026
FIVESPAN PARTNERS, LPCRD 332551 · SAN FRANCISCO, CA
$1,000,342,772.00Regulatory AUM · August 2026
FLAHERTY & CRUMRINE INCORPORATEDCRD 105499 · PASADENA, CA
$4,149,835,668.00Regulatory AUM · August 2026
FLATROCK WEALTH PARTNERS LLCCRD 321777 · NEWPORT BEACH, CA
$417,582,237.00Regulatory AUM · August 2026
FLC CAPITAL ADVISORSCRD 111822 · PALM DESERT, CA
$822,156,813.00Regulatory AUM · August 2026
FLEXPATH STRATEGIES LLCCRD 174306 · ALISO VIEJO, CA
$2,913,734,672.00Regulatory AUM · August 2026
FLIGHT DECK CAPITAL, LPCRD 311353 · SAN FRANCISCO, CA
$358,665,000.00Regulatory AUM · August 2026
FLORIN PENSIONS LLCCRD 161038 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
FLYWHEEL PRIVATE WEALTH LLCCRD 325690 · LOS ALTOS, CA
$415,001,533.00Regulatory AUM · August 2026
FMB RETIREMENT SERVICESCRD 164571 · WESTLAKE VILLAGE, CA
$146,154,573.00Regulatory AUM · August 2026
FMB WEALTH MANAGEMENTCRD 122309 · WESTLAKE VILLAGE, CA
$615,654,812.00Regulatory AUM · August 2026
FOCUS INVESTMENT ADVISORS, INCCRD 109970 · SOLANA BEACH, CA
$956,186,841.00Regulatory AUM · August 2026
FOCUSED INVESTORS LLCCRD 140010 · LOS ANGELES, CA
$3,287,808,974.00Regulatory AUM · August 2026
FOG CITY ADVISORS, LLCCRD 321822 · ALBANY, CA
$143,621,170.00Regulatory AUM · August 2026
FORESITE CAPITAL MANAGEMENT, LLCCRD 162823 · WEST HOLLYWOOD, CA
$3,236,951,841.00Regulatory AUM · August 2026
FOREST ROAD ASSET MANAGEMENT LLCCRD 315600 · LOS ANGELES, CA
$1,158,534,419.00Regulatory AUM · August 2026
FOREWORD CAPITAL, LPCRD 332205 · SAN FRANCISCO, CA
$431,489,489.00Regulatory AUM · August 2026
FORGE GLOBAL ADVISORS LLCCRD 284722 · SAN FRANCISCO, CA
$2,458,638,402.00Regulatory AUM · August 2026
FORONJY FINANCIAL LLCCRD 332380 · SANTA BARBARA, CA
$278,028,743.00Regulatory AUM · August 2026
FORT BAKER CAPITAL MANAGEMENT LPCRD 282926 · LARKSPUR, CA
$1,073,848,206.00Regulatory AUM · August 2026
FORT POINT CAPITAL PARTNERS LLCCRD 146759 · SAN FRANCISCO, CA
$2,894,516,636.00Regulatory AUM · August 2026
FORTEM FINANCIAL GROUP, LLCCRD 291662 · PALM DESERT, CA
$631,885,884.00Regulatory AUM · August 2026
FOUNDERS CIRCLE CAPITAL, LLCCRD 166012 · CAMPBELL, CA
$1,670,590,619.00Regulatory AUM · August 2026
FOUNDRY FINANCIAL LLCCRD 300122 · PASADENA, CA
$232,611,535.00Regulatory AUM · August 2026
FOX, ROGER BENNETTCRD 129367 · ENCINO, CA
$106,368,400.00Regulatory AUM · August 2026
FPA REAL ESTATE ADVISERS GROUP, LLCCRD 288195 · IRVINE, CA
$7,970,799,113.00Regulatory AUM · August 2026
FPC INVESTMENT ADVISORY, INC.CRD 122728 · PETALUMA, CA
$364,599,434.00Regulatory AUM · August 2026
FRAMEWORK VENTURES MANAGEMENT LLCCRD 314038 · SAN FRANCISCO, CA
$1,280,884,603.00Regulatory AUM · August 2026
FRANCISCO PARTNERS MANAGEMENT, L.P.CRD 160272 · SAN FRANCISCO, CA
$47,051,371,459.00Regulatory AUM · August 2026
FRANK FINANCIAL SERVICESCRD 147537 · CARLSBAD, CA
$188,217,262.00Regulatory AUM · August 2026
FRANK, RIMERMAN ADVISORS LLCCRD 124147 · PALO ALTO, CA
$3,399,039,031.00Regulatory AUM · August 2026
FRANKLIN ADVISERS, INC.CRD 104517 · SAN MATEO, CA
$509,453,414,941.00Regulatory AUM · August 2026
FRAZIER LIFE SCIENCES MANAGEMENT, LPCRD 317522 · PALO ALTO, CA
$6,966,857,739.00Regulatory AUM · August 2026
FREC ADVISERS LLCCRD 325982 · SAN FRANCISCO, CA
$567,226,248.00Regulatory AUM · August 2026
FREEMAN SPOGLI MANAGEMENT CO., L.P.CRD 156819 · LOS ANGELES, CA
$6,160,279,532.00Regulatory AUM · August 2026
FREESTONE GROVE PARTNERS LPCRD 328089 · SAN FRANCISCO, CA
$16,476,432,204.00Regulatory AUM · August 2026
FRIEDLANDER, BRENDA SCRD 127746 · SAN RAFAEL, CA
$278,056,086.00Regulatory AUM · August 2026
FRIENDS & FAMILY CAPITAL MANAGEMENT, LLCCRD 310407 · MENLO PARK, CA
$793,800,000.00Regulatory AUM · August 2026
FRONT ROW ADVISORS LLCCRD 269910 · TIBURON, CA
$420,428,246.00Regulatory AUM · August 2026
FRONTIER GLOBAL PARTNERS LLCCRD 145341 · LA JOLLA, CA
$713,090,552.00Regulatory AUM · August 2026
FTV MANAGEMENT COMPANY LPCRD 159568 · SAN FRANCISCO, CA
$11,858,092,963.00Regulatory AUM · August 2026
FULLER & THALER ASSET MANAGEMENT INCCRD 107033 · SAN MATEO, CA
$30,253,445,005.00Regulatory AUM · August 2026
FULLER INVESTMENT MANAGEMENT COMPANYCRD 167467 · PASADENA, CA
$264,464,740.00Regulatory AUM · August 2026
FULLERTON ADVISORS, LLCCRD 148880 · DANVILLE, CA
$120,394,113.00Regulatory AUM · August 2026
FUSION CAPITAL PARTNERS, LPCRD 333924 · LOS ANGELES, CA
$461,353,227.00Regulatory AUM · August 2026
G.W. SHERWOLD ASSOCIATES, INC.CRD 42186 · LAKE FOREST, CA
$572,374,007.00Regulatory AUM · August 2026