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Investment adviser firms in California · Page 5

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: July 2026 and August 2026

CLEARLIGHT PARTNERS MANAGEMENT, LLCCRD 157610 · NEWPORT BEACH, CA
$390,259,494.00Regulatory AUM · August 2026
CLEARPATH CAPITAL PARTNERS LLCCRD 111756 · MENLO PARK, CA
$161,282,531.00Regulatory AUM · August 2026
CLEARVIEW INVESTMENT PARTNERS, LLCCRD 150046 · COSTA MESA, CA
$105,341,742.00Regulatory AUM · August 2026
CLEARVIEW WEALTH MANAGEMENT, LLCCRD 288978 · IRVINE, CA
$178,543,412.00Regulatory AUM · August 2026
CLEARWAVE CAPITAL, LLCCRD 337738 · UPLAND, CA
$359,215,149.00Regulatory AUM · August 2026
CLELLAND & CO INCCRD 105406 · SAN DIEGO, CA
$465,676,047.00Regulatory AUM · August 2026
CLERA, INCCRD 338073 · BAKERSFIELD, CA
Not availableRegulatory AUM · August 2026
CLEVERALPHA ASSET MANAGEMENT, LLCCRD 301620 · HAWTHORNE, CA
$28,324,971.00Regulatory AUM · August 2026
CLG LLCCRD 282605 · LONG BEACH, CA
$1,123,681,197.00Regulatory AUM · August 2026
CLIFFORD SWAN INVESTMENT COUNSEL LLCCRD 108033 · PASADENA, CA
$4,482,345,088.00Regulatory AUM · August 2026
CLIFFWATER LLCCRD 132167 · MARINA DEL REY, CA
$48,506,898,979.00Regulatory AUM · August 2026
CLOCKTOWER GROUP, L.P.CRD 158142 · SANTA MONICA, CA
$2,282,991,910.00Regulatory AUM · August 2026
CLUTINGER WILLIAMS & VERHOYE INCCRD 111082 · SAN DIEGO, CA
$163,101,604.00Regulatory AUM · August 2026
CMR CAPITAL MANAGEMENT, LLCCRD 284054 · PASADENA, CA
$275,126,338.00Regulatory AUM · August 2026
COASTEDGE PARTNERS, LLCCRD 149685 · SAN DIEGO, CA
$2,142,300,000.00Regulatory AUM · August 2026
COASTLANDS CAPITAL LPCRD 335329 · SAN FRANCISCO, CA
$785,000,000.00Regulatory AUM · August 2026
COASTWISE CAPITAL GROUP, LLCCRD 139564 · LA JOLLA, CA
$212,200,773.00Regulatory AUM · August 2026
COBURN BARRETT, LLCCRD 166464 · SAN FRANCISCO, CA
$112,680,590.00Regulatory AUM · August 2026
COGENUITY PARTNERS, LLCCRD 332474 · SAN FRANCISCO, CA
$693,834,940.00Regulatory AUM · August 2026
COHEN CAPITAL MANAGEMENT INCCRD 107903 · CORTE MADERA, CA
$1,000,113,667.00Regulatory AUM · August 2026
COLTON WEALTH MANAGEMENTCRD 150486 · ARCADIA, CA
$135,073,498.00Regulatory AUM · August 2026
COMMUNITY INVESTMENT MANAGEMENT LLCCRD 174204 · SAN FRANCISCO, CA
$1,469,825,560.00Regulatory AUM · August 2026
COMPAK ASSET MANAGEMENTCRD 109930 · NEWPORT BEACH, CA
$1,516,923,776.00Regulatory AUM · August 2026
COMPOSITION CAPITAL LPCRD 332182 · LOS ANGELES, CA
$1,226,456,350.00Regulatory AUM · August 2026
COMPOSITION WEALTH, LLCCRD 143483 · LOS ANGELES, CA
$9,470,778,412.00Regulatory AUM · August 2026
COMPREHENSIVE FINANCIAL MANAGEMENT LLCCRD 159641 · LOS GATOS, CA
$18,518,437,773.00Regulatory AUM · August 2026
CONCENTRUM WEALTH MANAGEMENT, INC.CRD 167151 · SAN JOSE, CA
$986,752,839.00Regulatory AUM · August 2026
CONCORD INVESTMENT COUNSELCRD 107901 · IRVINE, CA
$397,890,400.00Regulatory AUM · August 2026
CONFIDENCE WEALTH MANAGEMENT, INC.CRD 127383 · LOS ANGELES, CA
$454,060,520.00Regulatory AUM · August 2026
CONGRUENCE CAPITAL, LLCCRD 328559 · LOS ANGELES, CA
$333,540,014.00Regulatory AUM · August 2026
CONNECTIVE CAPITAL MANAGEMENT, LLCCRD 161099 · PALO ALTO, CA
$230,133,537.00Regulatory AUM · August 2026
CONNOR CAPITAL SB, LLCCRD 283073 · SANTA BARBARA, CA
$196,660,704.00Regulatory AUM · August 2026
CONQUIS FINANCIAL LLCCRD 319579 · MILLBRAE, CA
$279,971,014.00Regulatory AUM · August 2026
CONSOLIDATED CAPITAL MANAGEMENT, LLCCRD 130734 · BURBANK, CA
$358,371,683.00Regulatory AUM · August 2026
CONTANGO WEALTH MANAGEMENT LLCCRD 337757 · OAKLAND, CA
$122,757,483.00Regulatory AUM · August 2026
CONTEXT CAPITAL MANAGEMENT LLCCRD 115167 · LA JOLLA, CA
$8,008,157,694.00Regulatory AUM · August 2026
CONWAY CAPITAL MANAGEMENT, INC.CRD 133260 · BURBANK, CA
$231,926,000.00Regulatory AUM · August 2026
COOKE WEALTH MANAGEMENT, LLCCRD 127309 · IRVINE, CA
$136,851,490.00Regulatory AUM · August 2026
COOPER CAPITAL ADVISORS, LLCCRD 305121 · ENCINITAS, CA
$282,869,837.00Regulatory AUM · August 2026
COOPER FINANCIAL GROUPCRD 111458 · IRVINE, CA
$2,852,543,930.00Regulatory AUM · August 2026
COPLEY FINANCIAL GROUP, INC.CRD 283070 · SAN DIEGO, CA
$331,175,167.00Regulatory AUM · August 2026
COPPERPLATE CAPITAL LLCCRD 174528 · MENLO PARK, CA
$293,713,791.00Regulatory AUM · August 2026
CORAL TREE MANAGEMENT, LPCRD 313118 · LOS ANGELES, CA
$560,082,302.00Regulatory AUM · August 2026
CORBEL MANAGEMENT, LLCCRD 171849 · LOS ANGELES, CA
$1,237,588,918.00Regulatory AUM · August 2026
CORDILLERA INVESTMENT PARTNERS, L.P.CRD 277036 · SAN FRANCISCO, CA
$1,644,236,756.00Regulatory AUM · August 2026
CORE AND VALUE ADVISORS, LLCCRD 156093 · SAN FRANCISCO, CA
$21,182,465,922.00Regulatory AUM · August 2026
CORE FINANCIAL ADVISORS, LLCCRD 168839 · SAN BERNARDINO, CA
$178,523,341.00Regulatory AUM · August 2026
CORE FINANCIAL PARTNERS INC.CRD 155205 · EL SEGUNDO, CA
$301,681,828.00Regulatory AUM · August 2026
CORE WEALTH PARTNERS LLCCRD 322365 · SANTA ROSA, CA
$393,227,585.00Regulatory AUM · August 2026
CORGI STRATEGIES, LLCCRD 337985 · SAN FRANCISCO, CA
$10,011,200.00Regulatory AUM · August 2026
CORINTHIAN WEALTH MANAGEMENT, INC.CRD 312196 · SAN JOSE, CA
$131,665,540.00Regulatory AUM · August 2026
CORNERSTONE CAPITAL, INC.CRD 105396 · PALO ALTO, CA
$1,357,670,355.00Regulatory AUM · August 2026
CORNERSTONE WEALTH ADVISORS, INC.CRD 309544 · CARLSBAD, CA
$145,630,000.00Regulatory AUM · August 2026
CORRIDOR CAPITAL, LLCCRD 160922 · LOS ANGELES, CA
$275,988,808.00Regulatory AUM · August 2026
CORVUS WEALTH ADVISORS LLCCRD 311261 · TEMPLETON, CA
$1,080,550,444.00Regulatory AUM · August 2026
COSMOS WEALTH, LLCCRD 341781 · LA JOLLA, CA
Not availableRegulatory AUM · August 2026
COTA CAPITAL MANAGEMENT, LLCCRD 226750 · SAN FRANCISCO, CA
$1,167,876,554.00Regulatory AUM · August 2026
COUNTER GLOBAL, L.P.CRD 330571 · SANTA MONICA, CA
$172,658,636.00Regulatory AUM · August 2026
COUNTERPOINT MUTUAL FUNDS, LLCCRD 172379 · SAN DIEGO, CA
$3,238,897,410.00Regulatory AUM · August 2026
COVE STREET CAPITAL, LLCCRD 156260 · HERMOSA BEACH, CA
$93,844,293.00Regulatory AUM · August 2026
CPC EQUITY ADVISORS, LPCRD 331368 · EL SEGUNDO, CA
$352,193,640.00Regulatory AUM · August 2026
CQ WEALTH ADVISORS, INC.CRD 313833 · SAN DIEGO, CA
$263,303,670.00Regulatory AUM · August 2026
CRABEL CAPITAL MANAGEMENT, LLCCRD 167332 · LOS ANGELES, CA
Not availableRegulatory AUM · August 2026
CRANE ADVISORY LLCCRD 314432 · FULLERTON, CA
$934,631,535.00Regulatory AUM · August 2026
CRAWFORD, GREGORY JASONCRD 134936 · MODESTO, CA
$171,551,397.00Regulatory AUM · August 2026
CRCM L.P.CRD 160976 · SAN FRANCISCO, CA
$746,742,881.00Regulatory AUM · August 2026
CREATIVE CAPITAL MANAGEMENT INVESTMENTS LLCCRD 286567 · SAN DIEGO, CA
$780,406,922.00Regulatory AUM · August 2026
CREEKSIDE PARTNERS FINANCIAL ADVISERS LLCCRD 125401 · PETALUMA, CA
$553,388,044.00Regulatory AUM · August 2026
CRESCENT CAP ADVISORS, LLCCRD 175430 · LOS ANGELES, CA
$1,812,779,221.00Regulatory AUM · August 2026
CRESCENT CAP NT ADVISORS, LLCCRD 324139 · LOS ANGELES, CA
$1,108,150,200.00Regulatory AUM · August 2026
CRESCENT CAPITAL GROUP LPCRD 153966 · LOS ANGELES, CA
$49,714,084,717.00Regulatory AUM · August 2026
CRESCENT COVE ADVISORS, LPCRD 288111 · SAN FRANCISCO, CA
$1,114,357,690.00Regulatory AUM · August 2026
CROSSLINK CAPITAL, INC.CRD 109948 · MENLO PARK, CA
$3,913,547,829.00Regulatory AUM · August 2026
CROSSPOINT CAPITAL PARTNERS, LPCRD 306981 · MENLO PARK, CA
$8,695,073,204.00Regulatory AUM · August 2026
CROSSPOINT CAPITAL STRATEGIES, LLCCRD 150212 · ORINDA, CA
$118,000,000.00Regulatory AUM · July 2026
CROSSPOINT FINANCIAL, LLCCRD 286443 · TUSTIN, CA
$157,077,817.00Regulatory AUM · August 2026
CROWN ADVISORS MANAGEMENT, INC.CRD 109720 · LARKSPUR, CA
$197,759,721.00Regulatory AUM · August 2026
CRUDEN BAY INVESTMENT MANAGEMENT, LLCCRD 284787 · WESTLAKE VILLAGE, CA
$663,058,299.00Regulatory AUM · August 2026
CRUX WEALTH ADVISORSCRD 330731 · LONG BEACH, CA
$547,677,060.00Regulatory AUM · August 2026
CRYSTAL COVE ASSET MANAGEMENT, LLCCRD 289810 · NEWPORT BEACH, CA
$135,190,931.00Regulatory AUM · August 2026
CS CAPITAL MANAGEMENT INCCRD 106492 · EL SEGUNDO, CA
$1,090,257,844.00Regulatory AUM · August 2026
CSC UPSHOT VENTURES MANAGEMENT, LLCCRD 283270 · PALO ALTO, CA
$218,521,015.00Regulatory AUM · August 2026
CTA WEALTH ADVISORS, INC.CRD 113007 · BURBANK, CA
$175,239,397.00Regulatory AUM · August 2026
CUADRILLA CAPITAL, LLCCRD 314510 · SANTA BARBARA, CA
$586,587,471.00Regulatory AUM · August 2026
CURATED WEALTH PARTNERS, LLCCRD 297852 · EL SEGUNDO, CA
$1,762,000,000.00Regulatory AUM · August 2026
CUREWELL CAPITAL MANAGEMENT, LLCCRD 318142 · LOS ANGELES, CA
$744,310,775.00Regulatory AUM · August 2026
CURTIS ADVISORY GROUP, LLCCRD 151695 · SANTA BARBARA, CA
$573,697,121.00Regulatory AUM · August 2026
CW INVESTMENT ADVISERS, LLCCRD 305926 · LOS ANGELES, CA
$1,084,343,648.00Regulatory AUM · August 2026
CWS CAPITAL PARTNERS LLCCRD 166871 · NEWPORT BEACH, CA
$268,387,708.00Regulatory AUM · August 2026
CYPRESS POINT INVESTMENT MANAGEMENT LPCRD 316549 · MILL VALLEY, CA
$512,361,156.00Regulatory AUM · August 2026
CYPRESS WEALTH SERVICES, LLCCRD 288992 · PALM DESERT, CA
$1,339,348,214.00Regulatory AUM · August 2026
D. M. BRENNER, INC.CRD 134398 · SOLANA BEACH, CA
$193,620,246.00Regulatory AUM · August 2026
D'ARCY CAPITAL MANAGEMENT, LLCCRD 156264 · SAN DIEGO, CA
$225,614,935.00Regulatory AUM · August 2026
DACHTLER WEALTH ADVISORS, LLCCRD 335863 · FOLSOM, CA
$120,350,195.00Regulatory AUM · August 2026
DAFNA CAPITAL MANAGEMENT, LLCCRD 129053 · LOS ANGELES, CA
$645,210,327.00Regulatory AUM · August 2026
DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.CRD 307581 · PALO ALTO, CA
$376,374,382.00Regulatory AUM · August 2026
DALTON INVESTMENTS, INC.CRD 308609 · EL SEGUNDO, CA
$5,717,833,544.00Regulatory AUM · August 2026
DANIEL INVESTMENT ASSOCIATES, LLCCRD 157284 · SANTA BARBARA, CA
$225,253,116.00Regulatory AUM · August 2026
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LPCRD 311926 · GREENBRAE, CA
$3,275,973,823.00Regulatory AUM · August 2026
DASH ACQUISITIONS INC.CRD 135281 · WOODLAND HILLS, CA
$681,637,820.00Regulatory AUM · August 2026