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Investment adviser firms in California · Page 4

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: July 2026 and August 2026

CALABASAS ADVISORY GROUP, LLCCRD 288224 · WESTLAKE VILLAGE, CA
$249,526,000.00Regulatory AUM · August 2026
CALDWELL SUTTER CAPITAL, INC.CRD 10489 · SAUSALITO, CA
$605,675,350.00Regulatory AUM · August 2026
CALERA CAPITAL ADVISORS, LPCRD 158050 · SAN FRANCISCO, CA
$3,089,848,616.00Regulatory AUM · August 2026
CALLAN LLCCRD 107687 · SAN FRANCISCO, CA
$41,940,517,968.00Regulatory AUM · August 2026
CALMWATER ASSET MANAGEMENT, LLCCRD 282617 · EL SEGUNDO, CA
$792,519,211.00Regulatory AUM · August 2026
CALTIER ADVISORS, LLCCRD 317263 · POWAY, CA
$6,883,300.00Regulatory AUM · August 2026
CALTIUS CAPITAL MANAGEMENT, LPCRD 157007 · LOS ANGELES, CA
$1,064,884,177.00Regulatory AUM · August 2026
CAMBRIA INVESTMENT MANAGEMENT, L.P.CRD 141600 · MANHATTAN BEACH, CA
$3,581,297,788.00Regulatory AUM · August 2026
CAMBRIAN ASSET MANAGEMENT, INC.CRD 291953 · MILL VALLEY, CA
$121,806,948.00Regulatory AUM · August 2026
CAMDEN ASSET MANAGEMENT L PCRD 106772 · LOS ANGELES, CA
$11,165,904,924.00Regulatory AUM · August 2026
CAMELOT CAPITAL PARTNERS LLCCRD 281843 · LAGUNA BEACH, CA
$1,540,916,744.00Regulatory AUM · August 2026
CAMELOT TECHNOLOGY ADVISORS, INC.CRD 128053 · SAN FRANCISCO, CA
$234,947,793.00Regulatory AUM · August 2026
CANDIDE GROUP, LLCCRD 286086 · OAKLAND, CA
$123,571,267.00Regulatory AUM · August 2026
CANNON BEACH CONSULTANTS INCCRD 140959 · SAN RAMON, CA
$209,225,495.00Regulatory AUM · August 2026
CANTER STRATEGIC WEALTH MANAGEMENT, LLCCRD 167828 · LA JOLLA, CA
$386,473,556.00Regulatory AUM · August 2026
CANTERBURY CONSULTING INCORPORATEDCRD 22875 · NEWPORT BEACH, CA
$45,876,499,615.00Regulatory AUM · August 2026
CAPITAL ADVANTAGE, INC.CRD 108985 · WALNUT CREEK, CA
$1,276,570,885.00Regulatory AUM · August 2026
CAPITAL BANK AND TRUST COMPANYCRD 170017 · IRVINE, CA
$139,294,588,096.00Regulatory AUM · August 2026
CAPITAL CLIENT GROUP, INC.CRD 6247 · LOS ANGELES, CA
Not availableRegulatory AUM · August 2026
CAPITAL CS GROUP, LLCCRD 304523 · IRVINE, CA
$227,302,570.00Regulatory AUM · August 2026
CAPITAL GROUP PRIVATE CLIENT SERVICES, INC.CRD 312837 · LOS ANGELES, CA
$42,713,999,861.00Regulatory AUM · August 2026
CAPITAL INTERNATIONAL, INC.CRD 110682 · LOS ANGELES, CA
$51,920,188,400.00Regulatory AUM · August 2026
CAPITAL MANAGEMENT ADVISOR GROUP, LLCCRD 304617 · WALNUT CREEK, CA
$234,080,555.00Regulatory AUM · August 2026
CAPITAL RESEARCH & CONSULTING LLCCRD 109868 · PASADENA, CA
$5,985,401,577.00Regulatory AUM · August 2026
CAPITAL RESEARCH AND MANAGEMENT COMPANYCRD 110885 · LOS ANGELES, CA
$3,753,542,800,892.00Regulatory AUM · August 2026
CAPITAL RESEARCH COMPANYCRD 110684 · LOS ANGELES, CA
Not availableRegulatory AUM · August 2026
CAPROCK PARTNERS MANAGEMENT, INC.CRD 296925 · NEWPORT BEACH, CA
$1,517,162,010.00Regulatory AUM · August 2026
CARBAHAL OLSEN FINANCIAL SERVICES GROUP LLCCRD 151765 · DAVIS, CA
$257,597,197.00Regulatory AUM · August 2026
CARBON COLLECTIVE INVESTING, LLCCRD 310129 · OAKLAND, CA
$348,353,604.00Regulatory AUM · August 2026
CARDINAL POINT CAPITAL LLCCRD 141166 · SAN FRANCISCO, CA
$100,040,510.00Regulatory AUM · August 2026
CAREY CONSULTING WEALTH MANAGEMENT, INC.CRD 173885 · SAN RAMON, CA
$222,818,000.00Regulatory AUM · August 2026
CARLSBAD WEALTH ADVISORY GROUP, INC.CRD 146587 · CARLSBAD, CA
$237,557,236.00Regulatory AUM · August 2026
CARMANDALIAN FINANCIAL GROUP, LLCCRD 292458 · WESTLAKE VILLAGE, CA
$150,837,636.00Regulatory AUM · August 2026
CARMEL CAPITAL MANAGEMENT L.L.C.CRD 120675 · CARMEL, CA
$391,993,000.00Regulatory AUM · August 2026
CARMEL CAPITAL PARTNERS, LLCCRD 123907 · SAN DIEGO, CA
$434,260,039.00Regulatory AUM · August 2026
CARMEL MANAGEMENT III, LLCCRD 160892 · SAN FRANCISCO, CA
$7,984,384,000.00Regulatory AUM · August 2026
CARRICK CAPITAL MANAGEMENT COMPANY, LLCCRD 165915 · SAN FRANCISCO, CA
$2,081,348,308.00Regulatory AUM · August 2026
CARTER FINANCIAL, LLCCRD 298327 · LA JOLLA, CA
$282,293,248.00Regulatory AUM · August 2026
CASCADE FINANCIAL PARTNERS, LLCCRD 326620 · SAN DIEGO, CA
$1,381,234,310.00Regulatory AUM · August 2026
CASILIO LEITCH INVESTMENTS, LLCCRD 173152 · WALNUT CREEK, CA
$256,000,000.00Regulatory AUM · August 2026
CASTLE COAST WEALTH, LLCCRD 298439 · LA JOLLA, CA
$423,691,740.00Regulatory AUM · August 2026
CASTLE CREEK ADVISORS IV LLCCRD 158079 · SAN DIEGO, CA
$1,135,436,615.00Regulatory AUM · August 2026
CASTLE ROCK WEALTH MANAGEMENT, LLCCRD 199513 · WALNUT CREEK, CA
$587,078,190.00Regulatory AUM · August 2026
CASTLE WEALTH PLANNING LLCCRD 141601 · SANTA BARBARA, CA
$236,435,373.00Regulatory AUM · August 2026
CATALYST PRIVATE WEALTH, LLCCRD 305565 · SAN MATEO, CA
$370,426,802.00Regulatory AUM · August 2026
CATALYST WEALTH ADVISORS LLCCRD 297503 · NEWPORT BEACH, CA
$167,196,185.00Regulatory AUM · August 2026
CATTON CAPITAL PARTNERS, LLCCRD 339336 · SAN FRANCISCO, CA
$39,595,809.00Regulatory AUM · August 2026
CAUSEWAY CAPITAL MANAGEMENT LLCCRD 113308 · LOS ANGELES, CA
$62,241,970,339.00Regulatory AUM · August 2026
CAVU WEALTH ADVISORS, LLCCRD 340677 · WALNUT CREEK, CA
$171,550,000.00Regulatory AUM · August 2026
CAVU WEALTH MANAGEMENT INC.CRD 299089 · LAKESIDE, CA
$208,760,964.00Regulatory AUM · August 2026
CCG WEALTH MANAGEMENT, LLCCRD 296985 · SAN DIEGO, CA
$1,195,740,335.00Regulatory AUM · August 2026
CEDARSTONE ADVISORSCRD 172653 · THOUSAND OAKS, CA
$198,427,826.00Regulatory AUM · August 2026
CENDANA CAPITAL MANAGEMENT, LLCCRD 165555 · SAN FRANCISCO, CA
$2,368,715,300.00Regulatory AUM · August 2026
CENTAURUS FINANCIAL, INC.CRD 30833 · ANAHEIM, CA
$9,740,127,253.00Regulatory AUM · August 2026
CENTER CAPITAL PARTNERS LLCCRD 315464 · BEVERLY HILLS, CA
$414,973,544.00Regulatory AUM · August 2026
CENTRAL VALLEY ADVISORS, LLCCRD 324974 · SACRAMENTO, CA
$633,744,497.00Regulatory AUM · August 2026
CENTRICUS INVESTMENT ADVISORS (US) LLCCRD 341654 · BEVERLY HILLS, CA
$1,021,000,000.00Regulatory AUM · August 2026
CERDA MUNOZ ADVISORS, INCCRD 170784 · WHITTIER, CA
$265,698,162.00Regulatory AUM · August 2026
CERRO PACIFIC WEALTH ADVISORS, LLCCRD 310825 · SAN LUIS OBISPO, CA
$531,612,070.00Regulatory AUM · August 2026
CERTIFIED PLANNERS, INC.CRD 105364 · SAN RAMON, CA
$196,622,285.00Regulatory AUM · August 2026
CERTIS CAPITAL MANAGEMENT, INC.CRD 144290 · SANTA BARBARA, CA
$255,928,370.00Regulatory AUM · August 2026
CETERA ADVISORY SERVICES LLCCRD 285648 · EL SEGUNDO, CA
Not availableRegulatory AUM · August 2026
CFT CAPITAL MANAGEMENT, LLCCRD 319348 · LOS ANGELES, CA
$3,746,558,965.00Regulatory AUM · August 2026
CHALLENGER WEALTH MANAGEMENTCRD 121498 · ALISO VIEJO, CA
$275,547,380.00Regulatory AUM · August 2026
CHANDLER ASSET MANAGEMENT INCCRD 107287 · SAN DIEGO, CA
$45,311,900,938.00Regulatory AUM · August 2026
CHANGE FORCES LLCCRD 333400 · PORTOLA VALLEY, CA
Not availableRegulatory AUM · July 2026
CHANGING PARAMETERS, LLCCRD 132551 · LOS ALTOS, CA
$105,384,876.00Regulatory AUM · August 2026
CHANNEL WEALTH, LLCCRD 323461 · SANTA BARBARA, CA
$850,851,480.00Regulatory AUM · August 2026
CHARGER INVESTMENT PARTNERS LPCRD 307191 · EL SEGUNDO, CA
$865,306,151.00Regulatory AUM · August 2026
CHARLES FISH INVESTMENTS, INC.CRD 110445 · IRVINE, CA
$331,331,810.00Regulatory AUM · August 2026
CHARLES SCHWAB & CO., INC.CRD 5393 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
CHARLES SCHWAB INVESTMENT MANAGEMENT, INCCRD 106753 · SAN FRANCISCO, CA
$1,721,025,914,896.00Regulatory AUM · August 2026
CHARTIST INCCRD 105072 · LONG BEACH, CA
$169,706,684.00Regulatory AUM · August 2026
CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.CRD 132295 · ANAHEIM, CA
$1,328,162,191.00Regulatory AUM · August 2026
CHECCHI CAPITAL ADVISERS, LLCCRD 143478 · BEVERLY HILLS, CA
$2,594,388,278.00Regulatory AUM · August 2026
CHECK CAPITAL MANAGEMENT INCCRD 107058 · COSTA MESA, CA
$2,370,626,516.00Regulatory AUM · August 2026
CHECKPOINT CAPITAL L.P.CRD 325763 · SAN FRANCISCO, CA
$333,777,310.00Regulatory AUM · August 2026
CHELSEA COUNSEL COMPANYCRD 110399 · WOODLAND HILLS, CA
$517,022,106.00Regulatory AUM · August 2026
CHEQUERS FINANCIAL MANAGEMENT LLCCRD 175209 · SAN FRANCISCO, CA
$1,314,341,351.00Regulatory AUM · August 2026
CHEVIOT VALUE MANAGEMENT, LLCCRD 166291 · BEVERLY HILLS, CA
$1,170,417,135.00Regulatory AUM · August 2026
CHICO WEALTH RIA, INC.CRD 162562 · CHICO, CA
$491,976,672.00Regulatory AUM · August 2026
CHRIS BULMAN INC.CRD 313552 · ROSEVILLE, CA
$283,014,568.00Regulatory AUM · August 2026
CHROMECORE, LLCCRD 311539 · SAN FRANCISCO, CA
$152,000,000.00Regulatory AUM · August 2026
CI GLOBAL INVESTMENTS INC.CRD 156752 · OAKLAND, CA
$14,736,159,117.00Regulatory AUM · August 2026
CIM CAPITAL IC MANAGEMENT, LLCCRD 301416 · LOS ANGELES, CA
$1,080,486,889.00Regulatory AUM · August 2026
CIM CAPITAL SA MANAGEMENT, LLCCRD 306166 · LOS ANGELES, CA
$134,218,190.00Regulatory AUM · August 2026
CIM CAPITAL, LLCCRD 277038 · LOS ANGELES, CA
$2,681,721,445.00Regulatory AUM · August 2026
CITRINE CAPITAL, LLCCRD 171735 · SAN FRANCISCO, CA
$346,706,774.00Regulatory AUM · August 2026
CITYVIEW MANAGEMENT SERVICES, LLCCRD 158370 · LOS ANGELES, CA
$1,147,984,568.00Regulatory AUM · August 2026
CLAIRMONT CAPITAL GROUP, LLCCRD 313639 · LOS ANGELES, CA
$160,286,010.00Regulatory AUM · August 2026
CLARAPHI ADVISORY NETWORK, LLCCRD 165868 · ALISO VIEJO, CA
$382,500,156.00Regulatory AUM · August 2026
CLAREMONT FINANCIAL GROUP,INC.CRD 107806 · CLAREMONT, CA
$139,962,948.00Regulatory AUM · August 2026
CLARION ADVISORS INC.CRD 131081 · AUBURN, CA
$134,434,000.00Regulatory AUM · August 2026
CLARITY WEALTH ADVISORS, LLCCRD 157913 · SAN JOSE, CA
$732,949,271.00Regulatory AUM · August 2026
CLARIVEST ASSET MANAGEMENT LLCCRD 139785 · SAN DIEGO, CA
$3,048,432,229.00Regulatory AUM · August 2026
CLASSIC FINANCIAL & INSURANCE SERVICES, INC.CRD 120228 · WESTLAKE VILLAGE, CA
$151,645,327.00Regulatory AUM · August 2026
CLAY NORTHAM WEALTH MANAGEMENT, LLCCRD 159002 · HUNTINGTON BEACH, CA
$354,936,978.00Regulatory AUM · August 2026
CLAYTON PARTNERS LLCCRD 127546 · BERKELEY, CA
$171,997,700.00Regulatory AUM · August 2026
CLEAR RETIREMENT ADVICE LLCCRD 292667 · SAN MATEO, CA
$153,400,000.00Regulatory AUM · August 2026
CLEARLAKE CAPITAL GROUP, L.P.CRD 157920 · SANTA MONICA, CA
$83,560,868,216.00Regulatory AUM · August 2026