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Investment adviser firms in California · Page 3

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: August 2026

BANYAN ALPHA INVESTMENT L.P.CRD 311857 · SOUTH SAN FRANCISCO, CA
$751,940,092.00Regulatory AUM · August 2026
BANYAN TREE ASSET MANAGEMENT, LLCCRD 168384 · TORRANCE, CA
$1,032,525,505.00Regulatory AUM · August 2026
BARK SECURITIES, LLCCRD 337787 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
BARLOW, LINDA, ANNCRD 111643 · SANTA ANA, CA
$239,644,680.00Regulatory AUM · August 2026
BARNES WEALTH MANAGEMENT GROUP, INC.CRD 132189 · BAKERSFIELD, CA
$477,213,262.00Regulatory AUM · August 2026
BARRIER CAPITAL MANAGEMENT, LLCCRD 312294 · SAN FRANCISCO, CA
$136,019,223.00Regulatory AUM · August 2026
BAY CLIADAKIS & ASSOCIATES, LLCCRD 301214 · CHICO, CA
$135,010,107.00Regulatory AUM · August 2026
BAY HILLS CAPITAL MANAGEMENT, LLCCRD 158603 · SAN FRANCISCO, CA
$569,785,000.00Regulatory AUM · August 2026
BAYBRIDGE CAPITAL GROUP, LLCCRD 284867 · LIVERMORE, CA
$192,926,505.00Regulatory AUM · August 2026
BAYHUNT CAPITAL LLCCRD 333514 · MILL VALLEY, CA
$362,141,122.00Regulatory AUM · August 2026
BEACH POINT CAPITAL MANAGEMENT LPCRD 148885 · SANTA MONICA, CA
$29,774,018,687.00Regulatory AUM · August 2026
BEACON COAST PARTNERS, LLCCRD 341584 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
BEACON POINTE ADVISORS, LLCCRD 119290 · NEWPORT BEACH, CA
$54,872,534,714.00Regulatory AUM · August 2026
BELAY INVESTMENT GROUP, LLCCRD 281985 · SHERMAN OAKS, CA
$427,478,214.00Regulatory AUM · August 2026
BELL & BROWN WEALTH ADVISORS, LLCCRD 175419 · NEWPORT BEACH, CA
$486,768,108.00Regulatory AUM · August 2026
BELL INVESTMENT ADVISORS INCCRD 108383 · ORINDA, CA
$787,577,604.00Regulatory AUM · August 2026
BELVERON REAL ESTATE PARTNERS, LLCCRD 282072 · SAN FRANCISCO, CA
$1,265,298,078.00Regulatory AUM · August 2026
BENCHMARK ADVISORY SERVICES, LLCCRD 305662 · SAN DIEGO, CA
Not availableRegulatory AUM · August 2026
BENGAL ASSET MANAGEMENT, LLCCRD 168688 · SANTA MONICA, CA
$197,646,257.00Regulatory AUM · August 2026
BENNINGFIELD FINANCIAL ADVISORS, LLCCRD 134950 · SAN FRANCISCO, CA
$284,296,156.00Regulatory AUM · August 2026
BERESH, PATRICK MICHAELCRD 137495 · LARKSPUR, CA
$117,158,000.00Regulatory AUM · August 2026
BERILIUM TECHNOLOGIES, INC.CRD 327058 · LAKE FOREST, CA
$4,462,834.00Regulatory AUM · August 2026
BERKELEY PARTNERS MANAGEMENT, LLCCRD 284163 · OAKLAND, CA
$3,055,617,704.00Regulatory AUM · August 2026
BERNARD & JOHNSON, LLCCRD 283871 · PASADENA, CA
$113,077,036.00Regulatory AUM · August 2026
BERNZOTT CAPITAL ADVISORSCRD 104583 · CAMARILLO, CA
$265,385,563.00Regulatory AUM · August 2026
BERTRAM CAPITAL MANAGEMENT LLCCRD 156920 · FOSTER CITY, CA
$4,426,980,618.00Regulatory AUM · August 2026
BERYL CAPITAL MANAGEMENT, LLCCRD 269959 · REDONDO BEACH, CA
$1,034,703,425.00Regulatory AUM · August 2026
BETA WEALTH GROUP, INCCRD 165224 · SAN DIEGO, CA
$460,254,498.00Regulatory AUM · August 2026
BETTERWEALTH LLCCRD 226661 · SAN JOSE, CA
$659,944,393.00Regulatory AUM · August 2026
BEVERLY HILLS PRIVATE WEALTH, LLCCRD 321132 · BEVERLY HILLS, CA
$912,247,090.00Regulatory AUM · August 2026
BEYOND FINANCIAL SERVICESCRD 286350 · FREMONT, CA
$176,654,927.00Regulatory AUM · August 2026
BFSG, LLCCRD 143617 · IRVINE, CA
$1,535,338,692.00Regulatory AUM · August 2026
BGV VC MANAGEMENT LLCCRD 298473 · MENLO PARK, CA
$432,997,312.00Regulatory AUM · August 2026
BINGHAM PRIVATE WEALTH, LLCCRD 330598 · SAN FRANCISCO, CA
$232,421,518.00Regulatory AUM · August 2026
BISON CAPITAL ASSET MANAGEMENT, LLCCRD 160562 · SANTA MONICA, CA
$962,463,615.00Regulatory AUM · August 2026
BITWISE INVESTMENT MANAGER, LLCCRD 317943 · SAN FRANCISCO, CA
$721,822,353.00Regulatory AUM · August 2026
BIVIUM CAPITAL PARTNERS, LLCCRD 134529 · SAN FRANCISCO, CA
$6,730,650,483.00Regulatory AUM · August 2026
BLACK HILL CAPITAL PARTNERS, LLCCRD 118291 · SAN FRANCISCO, CA
$67,670,878.00Regulatory AUM · August 2026
BLACKROCK FUND ADVISORSCRD 105247 · SAN FRANCISCO, CA
$4,282,224,366,957.00Regulatory AUM · August 2026
BLAKESLEE & BLAKESLEE FINANCIAL ADVISERS INC.CRD 287683 · SAN LUIS OBISPO, CA
$422,974,204.00Regulatory AUM · August 2026
BLANKINSHIP & FOSTER, LLCCRD 104795 · SOLANA BEACH, CA
$939,507,252.00Regulatory AUM · August 2026
BLOCKCHAIN CAPITAL, LLCCRD 283610 · SAN FRANCISCO, CA
$2,857,244,723.00Regulatory AUM · August 2026
BLOM & HOWELL FINANCIAL PLANNING, INC.CRD 311830 · MODESTO, CA
$161,476,118.00Regulatory AUM · August 2026
BLOOM INVESTMENT ADVISORS, LLCCRD 317405 · SAN FRANCISCO, CA
$17,740,432.00Regulatory AUM · August 2026
BLUE MARBLE INVESTMENTS, LLCCRD 141354 · SANTA BARBARA, CA
$205,057,533.00Regulatory AUM · August 2026
BLUE SKY CAPITAL CONSULTANTS GROUP, INC.CRD 329575 · POWAY, CA
$306,337,273.00Regulatory AUM · August 2026
BLUE SUMMIT FINANCIAL GROUP, INC.CRD 148782 · SAN DIEGO, CA
$211,359,841.00Regulatory AUM · August 2026
BLUE ZONE WEALTH ADVISORS, LLCCRD 305943 · LOS ANGELES, CA
$769,963,287.00Regulatory AUM · August 2026
BLUELINE CAPITAL MANAGEMENT, LLCCRD 338340 · SAN FRANCISCO, CA
$240,437,028.00Regulatory AUM · August 2026
BLUEPRINT INVESTING LLCCRD 151422 · SAN FRANCISCO, CA
$436,337,658.00Regulatory AUM · August 2026
BLUME CAPITAL MANAGEMENT, INC.CRD 111768 · BERKELEY, CA
$856,631,801.00Regulatory AUM · August 2026
BLUUM INVEST LLCCRD 340474 · LOS ANGELES, CA
Not availableRegulatory AUM · August 2026
BMB ADVISERS LLCCRD 118410 · LOS ANGELES, CA
$655,752,715.00Regulatory AUM · August 2026
BOLTHOUSE INVESTMENTS, LLCCRD 148531 · BAKERSFIELD, CA
$631,243,365.00Regulatory AUM · August 2026
BOLTWOOD CAPITAL MANAGEMENTCRD 110293 · WALNUT CREEK, CA
$502,513,220.00Regulatory AUM · August 2026
BONDBLOXX INVESTMENT MANAGEMENT CORPORATIONCRD 317318 · LARKSPUR, CA
$7,239,268,024.00Regulatory AUM · August 2026
BONNIE WUSZ & ASSOCIATES, INC.CRD 116471 · ORANGE, CA
$692,790,049.00Regulatory AUM · August 2026
BOSMAN WEALTH MANAGEMENT, LLCCRD 290550 · REDLANDS, CA
$140,080,363.00Regulatory AUM · August 2026
BOURKE WEALTH MANAGEMENTCRD 297957 · SANTA BARBARA, CA
$141,443,457.00Regulatory AUM · August 2026
BOXER CAPITAL MANAGEMENT, LLCCRD 330106 · SAN DIEGO, CA
$578,221,564.00Regulatory AUM · August 2026
BOYD WEALTH MANAGEMENT, LLCCRD 293990 · SACRAMENTO, CA
$409,801,993.00Regulatory AUM · August 2026
BOYER FINANCIAL SERVICES, INC.CRD 331868 · NEWPORT BEACH, CA
$167,043,756.00Regulatory AUM · August 2026
BPM WEALTH ADVISORS, LLCCRD 325909 · SAN FRANCISCO, CA
$268,325,995.00Regulatory AUM · August 2026
BRACKET VENTURES MANAGEMENT, LLCCRD 291692 · WEST HOLLYWOOD, CA
$2,569,359,728.00Regulatory AUM · August 2026
BRAESWOOD CARBON MANAGEMENT, LLCCRD 311686 · SAN FRANCISCO, CA
$387,316,785.00Regulatory AUM · August 2026
BRANDES INVESTMENT PARTNERS, LPCRD 105404 · LA JOLLA, CA
$40,646,678,109.00Regulatory AUM · August 2026
BRANSON FRANK A INCCRD 110451 · PALO ALTO, CA
$223,208,345.00Regulatory AUM · August 2026
BRASA CAPITAL MANAGEMENT, LPCRD 316265 · LOS ANGELES, CA
$1,368,990,024.00Regulatory AUM · August 2026
BREAKAWAY INDEPENDENT ADVISORS, LLCCRD 340675 · SAN DIEGO, CA
$3,296,154.00Regulatory AUM · August 2026
BREAKTHROUGH SERVICES, L.L.C.CRD 309668 · LOS ANGELES, CA
$2,692,663,456.00Regulatory AUM · August 2026
BREEN WEALTH MANAGEMENT, LLCCRD 286513 · PETALUMA, CA
$318,842,453.00Regulatory AUM · August 2026
BRENTWOOD PRIVATE EQUITY, LLCCRD 156558 · LOS ANGELES, CA
$3,972,047,708.00Regulatory AUM · August 2026
BRETTON CAPITAL MANAGEMENT LLCCRD 154344 · SAN FRANCISCO, CA
$122,833,639.00Regulatory AUM · August 2026
BRIAN D. LOWDER, INC.CRD 105972 · SAN DIEGO, CA
$388,077,258.00Regulatory AUM · August 2026
BRICKLEY WEALTH MANAGEMENTCRD 287487 · SAN MATEO, CA
$950,083,465.00Regulatory AUM · August 2026
BRIDGEBAY FINANCIAL, INC.CRD 130279 · SAN RAMON, CA
Not availableRegulatory AUM · August 2026
BRIDGEVIEW CAPITAL ADVISORS, INC.CRD 6290 · EL DORADO HILLS, CA
$114,131,548.00Regulatory AUM · August 2026
BRIDGEWEALTH ADVISORY GROUP, LLCCRD 293514 · FRESNO, CA
$868,922,370.00Regulatory AUM · August 2026
BRIGHT LAKE WEALTH MANAGEMENT, LLCCRD 323513 · REDDING, CA
$103,644,423.00Regulatory AUM · August 2026
BRIGHTPATH WEALTH PLANNING, LLCCRD 160563 · CAMARILLO, CA
$205,769,926.00Regulatory AUM · August 2026
BRIGHTPLAN LLCCRD 283790 · SAN JOSE, CA
Not availableRegulatory AUM · August 2026
BRIO CONSULTANTS, LLCCRD 289889 · SAN FRANCISCO, CA
$1,057,978,008.00Regulatory AUM · August 2026
BRISTLECONE VALUE PARTNERS, LLCCRD 128117 · LOS ANGELES, CA
$188,400,000.00Regulatory AUM · August 2026
BRISTOL GROUP INCCRD 105087 · SAN FRANCISCO, CA
$2,037,047,000.00Regulatory AUM · August 2026
BROADSHORE CAPITAL PARTNERS, LLCCRD 119200 · LOS ANGELES, CA
$981,645,694.00Regulatory AUM · August 2026
BROADSIDE WEALTH TECHNOLOGIES INC.CRD 342220 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
BROADWING CAPITAL ADVISORS, INC.CRD 127513 · LARKSPUR, CA
$148,008,273.00Regulatory AUM · August 2026
BROWNING WEST LPCRD 304702 · LOS ANGELES, CA
$2,243,666,976.00Regulatory AUM · August 2026
BUCHANAN STREET PARTNERS, L.P.CRD 169052 · NEWPORT BEACH, CA
$1,607,611,425.00Regulatory AUM · August 2026
BULL OAK CAPITAL, LLCCRD 170325 · RANCHO SANTA FE, CA
$261,648,815.00Regulatory AUM · August 2026
BURTON ENRIGHT WELCHCRD 118376 · WALNUT CREEK, CA
$1,553,063,539.00Regulatory AUM · August 2026
BUTLER HALL CAPITAL LLCCRD 290744 · LOS ANGELES, CA
$218,293,112.00Regulatory AUM · August 2026
BUTTERFLY EQUITY LPCRD 284667 · BEVERLY HILLS, CA
$7,084,560,665.00Regulatory AUM · August 2026
BVF PARTNERS L.P.CRD 156149 · SAN FRANCISCO, CA
$6,107,900,310.00Regulatory AUM · August 2026
BWA, LLCCRD 154878 · SAN MATEO, CA
$146,886,515.00Regulatory AUM · August 2026
C.M. CAPITAL ADVISORS, LLCCRD 157529 · PALO ALTO, CA
$1,964,023,545.00Regulatory AUM · August 2026
C1 ADVISORS LLCCRD 331914 · PALO ALTO, CA
$53,054,264.00Regulatory AUM · August 2026
CABLE CAR CAPITAL, LPCRD 169234 · SAN FRANCISCO, CA
$548,315,000.00Regulatory AUM · August 2026
CACHE ADVISORS LLCCRD 323063 · SAN FRANCISCO, CA
$962,105,612.00Regulatory AUM · August 2026
CAI MANAGER LPCRD 310205 · MILL VALLEY, CA
$2,177,689,001.00Regulatory AUM · August 2026