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Investment adviser firms in California · Page 2

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: August 2026

ANDREWS, LUCIA WEALTH MANAGEMENT LLCCRD 130931 · DANVILLE, CA
$543,490,977.00Regulatory AUM · August 2026
ANFIELD CAPITAL MANAGEMENT, LLCCRD 165211 · IRVINE, CA
$2,164,405,044.00Regulatory AUM · August 2026
ANGELENO GROUP, LLCCRD 159677 · BEVERLY HILLS, CA
$576,509,043.00Regulatory AUM · August 2026
ANGELES EQUITY PARTNERS, LLCCRD 281284 · LOS ANGELES, CA
$1,203,124,040.00Regulatory AUM · August 2026
ANGELES FAMILY OFFICE, LLCCRD 338266 · SANTA MONICA, CA
$181,973,559.00Regulatory AUM · August 2026
ANGELES INVESTMENT ADVISORS, LLC.CRD 110213 · SANTA MONICA, CA
$7,272,416,549.00Regulatory AUM · August 2026
ANGELES WEALTH MANAGEMENT, LLCCRD 159952 · SANTA MONICA, CA
$2,810,418,095.00Regulatory AUM · August 2026
ANT MONEY ADVISORS, LLCCRD 308481 · NEWPORT BEACH, CA
Not availableRegulatory AUM · August 2026
ANTHOS MANAGEMENT, L.P.CRD 165980 · SANTA MONICA, CA
$3,043,710,988.00Regulatory AUM · August 2026
AOF MANAGEMENT LLCCRD 170193 · LOS ANGELES, CA
$461,469,588.00Regulatory AUM · August 2026
APC ASSET DEVELOPMENT I, LPCRD 328513 · NEWPORT BEACH, CA
$2,250,588,535.00Regulatory AUM · August 2026
APC ASSET DEVELOPMENT II, LPCRD 328587 · NEWPORT BEACH, CA
$2,060,624,142.00Regulatory AUM · August 2026
APERIO GROUP, LLCCRD 111616 · SAUSALITO, CA
$152,125,253,086.00Regulatory AUM · August 2026
APHIAS CAPITAL, L.P.CRD 336255 · SAN FRANCISCO, CA
$675,752,500.00Regulatory AUM · August 2026
APPIAN WAY FINANCIAL LLCCRD 168109 · PASADENA, CA
$142,870,837.00Regulatory AUM · August 2026
APPLE & ASSOCIATESCRD 126849 · GRASS VALLEY, CA
$137,703,665.00Regulatory AUM · August 2026
APPLESEED ADVISORY, LLCCRD 342466 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
APRIEM ADVISORSCRD 108188 · IRVINE, CA
$1,483,716,736.00Regulatory AUM · August 2026
APS ADVISORSCRD 153504 · JACKSON, CA
$197,246,667.00Regulatory AUM · August 2026
APS MANAGEMENT GROUP, INC.CRD 284697 · TORRANCE, CA
$217,405,713.00Regulatory AUM · August 2026
AQUA CAPITAL ADVISORS LLCCRD 151887 · LOS ANGELES, CA
$143,769,398.00Regulatory AUM · August 2026
AR ASSET MANAGEMENT, INC.CRD 110342 · WEST HOLLYWOOD, CA
$602,638,535.00Regulatory AUM · August 2026
ARC ADVISORY LLCCRD 330258 · SAN FRANCISCO, CA
$708,278,677.00Regulatory AUM · August 2026
ARC70 ADVISERS LPCRD 288087 · BURLINGAME, CA
$1,904,239,651.00Regulatory AUM · August 2026
ARCA CAPITAL MANAGEMENT, LLCCRD 305964 · MARINA DEL REY, CA
$32,774,831.00Regulatory AUM · August 2026
ARCA INVESTMENT MANAGEMENT, LLCCRD 298298 · MARINA DEL REY, CA
$188,144,169.00Regulatory AUM · August 2026
ARCHER CAPITAL GROUP MANAGEMENT, LLCCRD 317047 · LOS ANGELES, CA
$659,567,714.00Regulatory AUM · August 2026
ARCHER POINTE WEALTH MANAGEMENT, LLCCRD 308777 · DAVIS, CA
$185,573,000.00Regulatory AUM · August 2026
ARCHITECT CAPITAL CORP.CRD 315010 · SAN FRANCISCO, CA
$1,230,566,006.00Regulatory AUM · August 2026
ARCHITECT EQUITY MANAGEMENT, LLCCRD 328703 · EL SEGUNDO, CA
$383,862,367.00Regulatory AUM · August 2026
ARCHVEST WEALTH ADVISORS, INC.CRD 172087 · CONCORD, CA
$387,000,000.00Regulatory AUM · August 2026
ARENA CAPITAL ADVISORS LLCCRD 170313 · LOS ANGELES, CA
$5,328,247,859.00Regulatory AUM · August 2026
ARES CAPITAL MANAGEMENT II LLCCRD 157292 · LOS ANGELES, CA
$19,637,993,752.00Regulatory AUM · August 2026
ARES CAPITAL MANAGEMENT LLCCRD 131619 · LOS ANGELES, CA
$97,616,716,509.00Regulatory AUM · August 2026
ARES COMMERCIAL REAL ESTATE MANAGEMENT LLCCRD 159050 · LOS ANGELES, CA
$32,483,242,395.00Regulatory AUM · August 2026
ARES FINANCIAL CONSULTING LLCCRD 282852 · CALABASAS, CA
$243,880,799.00Regulatory AUM · August 2026
ARES MANAGEMENT LLCCRD 130074 · LOS ANGELES, CA
$458,821,489,418.00Regulatory AUM · August 2026
ARGOS GLOBAL ADVISORS, LLCCRD 287672 · SANTA BARBARA, CA
$13,000,000.00Regulatory AUM · August 2026
ARGYLE CAPITAL PARTNERS, LLCCRD 162246 · LOS ANGELES, CA
$213,561,022.00Regulatory AUM · August 2026
ARIA WEALTH MANAGEMENT, INC.CRD 288450 · SARATOGA, CA
$129,968,474.00Regulatory AUM · August 2026
ARIADNE WEALTH MANAGEMENT, LPCRD 170999 · SANTA BARBARA, CA
$627,284,110.00Regulatory AUM · August 2026
ARIAM GLOBAL INC.CRD 343104 · SAN DIEGO, CA
Not availableRegulatory AUM · August 2026
ARIMATHEACRD 330140 · FORT BRAGG, CA
$39,945,222.00Regulatory AUM · August 2026
ARISTON SERVICES GROUP, LLCCRD 146255 · SAN DIEGO, CA
$526,976,174.00Regulatory AUM · August 2026
ARISTOTLE CAPITAL MANAGEMENT, LLCCRD 109876 · LOS ANGELES, CA
$43,543,321,650.00Regulatory AUM · August 2026
ARISTOTLE INVESTMENT SERVICES, LLCCRD 324207 · NEWPORT BEACH, CA
$16,503,921,924.00Regulatory AUM · August 2026
ARISTOTLE PACIFIC CAPITAL, LLCCRD 298050 · NEWPORT BEACH, CA
$26,760,654,837.00Regulatory AUM · August 2026
ARISTOTLE PACIFIC CLO ADVISER III, LLCCRD 339520 · NEWPORT BEACH, CA
Not availableRegulatory AUM · August 2026
ARIXA MANAGEMENT, LLCCRD 336603 · LOS ANGELES, CA
$647,890,940.00Regulatory AUM · August 2026
ARK WEALTH ADVISORS, LLCCRD 309396 · YORBA LINDA, CA
$117,960,866.00Regulatory AUM · August 2026
ARLINGTON FINANCIAL ADVISORS, LLCCRD 283288 · SANTA BARBARA, CA
$1,237,000,000.00Regulatory AUM · August 2026
ARMORY CAPITAL GROUP, LLCCRD 148240 · EL SEGUNDO, CA
Not availableRegulatory AUM · August 2026
ARROW WEALTH ADVISORS, INC.CRD 290853 · AUBURN, CA
$121,234,291.00Regulatory AUM · August 2026
ARROWROOT CAPITAL MANAGEMENT, LLCCRD 285193 · MARINA DEL REY, CA
$465,465,723.00Regulatory AUM · August 2026
ARROWROOT FAMILY OFFICE, LLCCRD 168744 · MARINA DEL REY, CA
$430,684,413.00Regulatory AUM · August 2026
ARROYO INVESTMENT GROUP, LLCCRD 130243 · PASADENA, CA
$319,454,438.00Regulatory AUM · August 2026
ARTA FINANCE WEALTH MANAGEMENT, LLCCRD 318714 · MOUNTAIN VIEW, CA
$153,444,718.00Regulatory AUM · August 2026
ARX MANAGEMENT, LLCCRD 305659 · EL SEGUNDO, CA
$586,489,019.00Regulatory AUM · August 2026
ASCENDANT CAPITAL PARTNERS LPCRD 306257 · LOS ANGELES, CA
$1,947,996,283.00Regulatory AUM · August 2026
ASCENSION WEALTH PARTNERS, LLCCRD 146451 · PLEASANT HILL, CA
$136,895,746.00Regulatory AUM · August 2026
ASIA ALTERNATIVES MANAGEMENT LLCCRD 141481 · SAN FRANCISCO, CA
$13,241,738,367.00Regulatory AUM · August 2026
ASL FINANCIAL, LLCCRD 115479 · LOS GATOS, CA
$186,708,263.00Regulatory AUM · August 2026
ASPIREAN WEALTH, LLCCRD 173138 · MILL VALLEY, CA
$233,159,926.00Regulatory AUM · August 2026
ASPIRIANT, LLCCRD 146720 · LOS ANGELES, CA
$18,049,297,000.00Regulatory AUM · August 2026
ASSET DEDICATION, LLCCRD 151988 · SAN FRANCISCO, CA
$2,932,920,407.00Regulatory AUM · August 2026
ASSET PLANNING, INCCRD 111535 · LOS ALAMITOS, CA
$553,464,866.00Regulatory AUM · August 2026
ASSETMARK, INC.CRD 109018 · CONCORD, CA
$91,760,148,020.00Regulatory AUM · August 2026
ASTRAVIA FAMILY WEALTH OFFICE LLCCRD 342263 · EL SEGUNDO, CA
Not availableRegulatory AUM · August 2026
ATALA FINANCIAL INCCRD 318371 · CALABASAS, CA
$370,745,717.00Regulatory AUM · August 2026
ATLAS CAPITAL ADVISORS INC.CRD 127036 · SAN FRANCISCO, CA
$1,148,644,385.00Regulatory AUM · August 2026
ATLAS LEGACY ADVISORS LLCCRD 329888 · LOS ANGELES, CA
$715,008,713.00Regulatory AUM · August 2026
ATOMIC VAULTS ADVISORS LLCCRD 330278 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
ATTENTIVE INVESTMENTS, LLCCRD 315478 · STOCKTON, CA
$197,494,206.00Regulatory AUM · August 2026
ATWATER CAPITAL, LLCCRD 299075 · LOS ANGELES, CA
$491,461,508.00Regulatory AUM · August 2026
AUDENT GLOBAL ASSET MANAGEMENT, LLCCRD 308166 · WEST HOLLYWOOD, CA
$452,276,902.00Regulatory AUM · August 2026
AURORA CAPITAL PARTNERS MANAGEMENT VI L.P.CRD 304605 · LOS ANGELES, CA
$6,195,787,583.00Regulatory AUM · August 2026
AUSPICIOUS FINANCIAL PLANNING, LLCCRD 297962 · SAN RAMON, CA
$277,960,000.00Regulatory AUM · August 2026
AUTHENTIC VENTURES INVESTMENT MANAGER, LLCCRD 304938 · OAKLAND, CA
$201,179,040.00Regulatory AUM · August 2026
AUTILUS PARTNERS LLCCRD 322882 · SANTA MONICA, CA
$413,754,518.00Regulatory AUM · August 2026
AVALAN, LLCCRD 156109 · SANTA BARBARA, CA
$621,827,000.00Regulatory AUM · August 2026
AVALON CAPITAL MANAGEMENTCRD 107501 · MENLO PARK, CA
$582,198,850.00Regulatory AUM · August 2026
AVALON GLOBAL ASSET MANAGEMENT LLCCRD 107785 · SAN FRANCISCO, CA
$553,759,758.00Regulatory AUM · August 2026
AVANATH CAPITAL MANAGEMENT, LLCCRD 172704 · IRVINE, CA
$3,749,413,912.00Regulatory AUM · August 2026
AVILA RE CAPITAL, LLCCRD 325431 · CORTE MADERA, CA
$341,232,889.00Regulatory AUM · August 2026
AVISE FINANCIAL COOPERATIVE, INC.CRD 328790 · LOS ANGELES, CA
$169,438,931.00Regulatory AUM · August 2026
AVISEN ADVISORS, LLCCRD 113791 · SACRAMENTO, CA
$388,961,011.00Regulatory AUM · August 2026
AWR INVESTMENT MANAGEMENT, LLCCRD 118538 · SAN RAFAEL, CA
$131,590,434.00Regulatory AUM · August 2026
AXXCESS WEALTH MANAGEMENT, LLCCRD 164081 · CARLSBAD, CA
$8,878,796,013.00Regulatory AUM · August 2026
B.B. GRAHAM & COMPANY, INC.CRD 41533 · ORANGE, CA
$321,650,372.00Regulatory AUM · August 2026
BAILARD, INC.CRD 110550 · FOSTER CITY, CA
$7,560,902,564.00Regulatory AUM · August 2026
BAKER AVENUE ASSET MANAGEMENT, LPCRD 132657 · SAN FRANCISCO, CA
$5,086,036,641.00Regulatory AUM · August 2026
BAKER STREET ADVISORS, LLCCRD 128066 · SAN FRANCISCO, CA
$20,770,000,000.00Regulatory AUM · August 2026
BALANCE CASH MANAGEMENT INC.CRD 333867 · SAN FRANCISCO, CA
$11,595,115.00Regulatory AUM · August 2026
BALLAST POINT FINANCIAL PLANNING, LLCCRD 283295 · BURLINGAME, CA
$162,385,487.00Regulatory AUM · August 2026
BALMORAL MANAGEMENT II L.P.CRD 164956 · LOS ANGELES, CA
$974,363,953.00Regulatory AUM · August 2026
BANCREEK CAPITAL ADVISORS, LLCCRD 328736 · SANTA MONICA, CA
$187,138,974.00Regulatory AUM · August 2026
BANCREEK CAPITAL MANAGEMENT, LPCRD 312900 · SANTA MONICA, CA
$49,344,098.00Regulatory AUM · August 2026
BANCREEK CAPITAL STRATEGIES, LLCCRD 341539 · SANTA MONICA, CA
$11,199,528.00Regulatory AUM · August 2026
BANNEKER PARTNERS LLCCRD 296624 · SAN FRANCISCO, CA
$3,364,852,656.00Regulatory AUM · August 2026
BANTA ASSET MANAGEMENT LPCRD 142987 · NEWPORT BEACH, CA
$128,657,824.00Regulatory AUM · August 2026