EXPLORE THE DIRECTORY

Investment adviser firms in California

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: July 2026 and August 2026

137 VENTURES MANAGEMENT LLCCRD 162351 · SAN FRANCISCO, CA
$11,805,284,922.00Regulatory AUM · August 2026
15 EQUITY, LLCCRD 310628 · SANTA BARBARA, CA
$135,936,843.00Regulatory AUM · August 2026
1SHARPE CAPITAL LLCCRD 285866 · SAN FRANCISCO, CA
$2,700,278,178.00Regulatory AUM · August 2026
21 WEST WEALTH MANAGEMENT LLCCRD 304532 · TUSTIN, CA
$137,054,526.00Regulatory AUM · August 2026
3(38) INVESTMENT FIDUCIARIES INC.CRD 298053 · SIMI VALLEY, CA
$1,035,072,002.00Regulatory AUM · August 2026
3000 MANAGEMENT, INC.CRD 121168 · SAN FRANCISCO, CA
$520,903,769.00Regulatory AUM · August 2026
3L CAPITAL MANAGEMENT, LLCCRD 294003 · LOS ANGELES, CA
$932,271,083.00Regulatory AUM · August 2026
4D ADVISORS, LLCCRD 315045 · REDONDO BEACH, CA
$315,605,039.00Regulatory AUM · August 2026
5AM VENTURE MANAGEMENT, LLCCRD 160395 · SAN FRANCISCO, CA
$1,084,259,034.00Regulatory AUM · August 2026
5T WEALTH, LLCCRD 112552 · NAPA, CA
$331,362,448.00Regulatory AUM · August 2026
7 STREETS FINANCIAL, LLCCRD 282577 · SAN DIEGO, CA
$88,400,000.00Regulatory AUM · August 2026
A16Z CAPITAL MANAGEMENT, L.L.C.CRD 160489 · MENLO PARK, CA
$106,476,153,956.00Regulatory AUM · August 2026
A16Z PERENNIAL MANAGEMENT, L.P.CRD 324429 · MENLO PARK, CA
$2,753,465,119.00Regulatory AUM · August 2026
ABACUS WEALTH PARTNERS, LLCCRD 128590 · SANTA MONICA, CA
$3,579,238,156.00Regulatory AUM · August 2026
ABRA CAPITAL MANAGEMENT, LPCRD 323353 · SAN FRANCISCO, CA
$334,730,631.00Regulatory AUM · August 2026
ABUNDANT WEALTH PARTNERS, LLCCRD 317221 · SANTA BARBARA, CA
$103,183,113.00Regulatory AUM · August 2026
ACAP ASSET MANAGEMENT, INC.CRD 149452 · STUDIO CITY, CA
$254,979,033.00Regulatory AUM · August 2026
ACAS, LLCCRD 160657 · RANCHO SANTA FE, CA
$393,386,204.00Regulatory AUM · August 2026
ACCEL MANAGEMENT CO. L.L.CCRD 331435 · PALO ALTO, CA
$38,031,743,340.00Regulatory AUM · August 2026
ACCELAR, INC.CRD 314872 · SAN JOSE, CA
$300.00Regulatory AUM · August 2026
ACCELERATE INVESTMENT ADVISORS LLCCRD 325859 · ALISO VIEJO, CA
$315,370,800.00Regulatory AUM · August 2026
ACCORD EQUITY ADVISORS LLCCRD 166977 · SAN FRANCISCO, CA
$194,285,594.00Regulatory AUM · August 2026
ACCRETIVE WEALTH MANAGEMENT, LLCCRD 164341 · SAN RAMON, CA
$290,666,725.00Regulatory AUM · August 2026
ACME, LLCCRD 168736 · SAN FRANCISCO, CA
$767,467,698.00Regulatory AUM · August 2026
ACORNS ADVISERS, LLCCRD 165926 · IRVINE, CA
$13,386,348,075.00Regulatory AUM · August 2026
ACQUIRERS FUNDS, LLCCRD 298309 · ROLLING HILLS, CA
$33,100,000.00Regulatory AUM · August 2026
ACRE CAPITAL ADVISORS, LLCCRD 328401 · LOS ANGELES, CA
$1,160,297,907.00Regulatory AUM · August 2026
ADELANTE CAPITAL MANAGEMENT LLCCRD 107382 · ALAMEDA, CA
$1,488,002,915.00Regulatory AUM · August 2026
ADVANCED FINANCIAL STRATEGIES INCCRD 108296 · IRVINE, CA
$251,748,030.00Regulatory AUM · August 2026
ADVICE ONLY, PBCCRD 334039 · SAN DIEGO, CA
Not availableRegulatory AUM · August 2026
ADVISOR PARTNERS II, LLCCRD 321633 · WALNUT CREEK, CA
$13,910,765,668.00Regulatory AUM · August 2026
AECOM CAPITAL REAL ESTATE, LLCCRD 298333 · LOS ANGELES, CA
$559,540,502.00Regulatory AUM · August 2026
AEQUIM ALTERNATIVE INVESTMENTS LPCRD 293127 · MILL VALLEY, CA
$8,247,997,673.00Regulatory AUM · August 2026
AF ADVISORS, INC.CRD 149683 · SACRAMENTO, CA
$479,817,614.00Regulatory AUM · August 2026
AFFINITY CAPITAL ADVISORS LLCCRD 166226 · BERKELEY, CA
$851,336,597.00Regulatory AUM · August 2026
AFFINITY INVESTMENT ADVISORS, LLCCRD 108278 · NEWPORT BEACH, CA
$1,159,209,399.00Regulatory AUM · August 2026
AFT US CAPITAL LLCCRD 335448 · SAN FRANCISCO, CA
$214.00Regulatory AUM · August 2026
AG ASSET ADVISORY, LLCCRD 154406 · LOS ANGELES, CA
$440,473,336.00Regulatory AUM · August 2026
AGRIGLOBE LAND ADVISORS, LLCCRD 337868 · FRESNO, CA
$602,222,114.00Regulatory AUM · August 2026
AHOY CAPITAL MANAGEMENT LLCCRD 300100 · PALO ALTO, CA
$540,337,305.00Regulatory AUM · August 2026
AI FUNDS, INC.CRD 328886 · SAUSALITO, CA
$2,100,691.00Regulatory AUM · August 2026
AII CAPITAL MANAGEMENT, LLCCRD 299674 · MOORPARK, CA
$108,624,916.00Regulatory AUM · August 2026
AIMZ INVESTMENT ADVISORS LLCCRD 155810 · LOS ALTOS, CA
$584,799,436.00Regulatory AUM · August 2026
AIRE ADVISORS, LLCCRD 307450 · BEVERLY HILLS, CA
$1,006,434,599.00Regulatory AUM · August 2026
AJAX HEALTH MANAGEMENT COMPANY, LLCCRD 340280 · MENLO PARK, CA
$214,502,129.00Regulatory AUM · August 2026
AK GLOBAL ASSET MANAGEMENT, LLCCRD 137530 · OAKLAND, CA
$117,775,139.00Regulatory AUM · August 2026
AKKADIAN VENTURES, INC.CRD 171036 · SAN FRANCISCO, CA
$841,158,708.00Regulatory AUM · August 2026
AKKR FUND II MANAGEMENT COMPANY, LPCRD 156498 · MENLO PARK, CA
$23,808,800,000.00Regulatory AUM · August 2026
ALAMAR CAPITAL MANAGEMENT, LLCCRD 154413 · SANTA BARBARA, CA
$260,310,097.00Regulatory AUM · August 2026
ALAMO CAPITALCRD 26193 · WALNUT CREEK, CA
$103,590,000.00Regulatory AUM · August 2026
ALAN D BILLER & ASSOCIATES, INC.CRD 105283 · MENLO PARK, CA
$65,069,635,580.00Regulatory AUM · August 2026
ALBERT INVESTMENTS, LLCCRD 298006 · SANTA BARBARA, CA
$22,658,113.00Regulatory AUM · August 2026
ALBITZ/MILOE AND ASSOCIATES, INC.CRD 104777 · TORRANCE, CA
$820,648,864.00Regulatory AUM · August 2026
ALBOURNE AMERICA LLCCRD 126582 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
ALCOSTA CAPITAL MANAGEMENT, INC.CRD 128679 · SAN RAMON, CA
$210,198,851.00Regulatory AUM · August 2026
ALESSANDRA CAPITAL MANAGEMENT, LLCCRD 123305 · TORRANCE, CA
$153,517,000.00Regulatory AUM · August 2026
ALGERT GLOBAL LLCCRD 125523 · SAN FRANCISCO, CA
$10,202,363,034.00Regulatory AUM · August 2026
ALIGN WEALTH MANAGEMENT, LLCCRD 323615 · SAN JOSE, CA
$116,708,805.00Regulatory AUM · August 2026
ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.CRD 321735 · LOS ANGELES, CA
$224,392,095.00Regulatory AUM · August 2026
ALLIANCE ADVISORY & SECURITIES, LLCCRD 18835 · WESTLAKE VILLAGE, CA
$687,372,472.00Regulatory AUM · August 2026
ALLOCATE MANAGEMENT COMPANY, LLCCRD 316814 · PALO ALTO, CA
$2,998,752,187.00Regulatory AUM · August 2026
ALLPOINT FINANCIAL GROUP LLCCRD 301028 · PETALUMA, CA
$116,768,023.00Regulatory AUM · August 2026
ALLSTREET CAPITAL LLCCRD 283564 · LOS ANGELES, CA
$218,000,000.00Regulatory AUM · August 2026
ALLWORTH FINANCIAL, L.P.CRD 111167 · FOLSOM, CA
$33,554,007,293.00Regulatory AUM · August 2026
ALMITAS CAPITAL LLCCRD 166705 · SANTA MONICA, CA
$1,067,717,094.00Regulatory AUM · August 2026
ALPHA ANALYTICS INVESTMENT GROUP LLCCRD 109844 · LOS ANGELES, CA
$253,362,000.00Regulatory AUM · August 2026
ALPHA ONE ASSET MANAGEMENT LLCCRD 338725 · PASADENA, CA
$114,691,785.00Regulatory AUM · July 2026
ALPHA SOLUTIONS INVESTMENT ADVISORS, LLCCRD 156541 · SOUTH SAN FRANCISCO, CA
$397,127,864.00Regulatory AUM · August 2026
ALPHA WEALTH MANAGEMENT AND PLANNING LLCCRD 163917 · NOVATO, CA
$319,574,000.00Regulatory AUM · August 2026
ALPHACORE CAPITAL LLCCRD 174346 · LA JOLLA, CA
$9,028,614,790.00Regulatory AUM · August 2026
ALPHAPOINT, INC.CRD 130115 · CORONA DEL MAR, CA
$5,557,761,894.00Regulatory AUM · August 2026
ALPINE MANAGEMENT SERVICES III, LLCCRD 157255 · SAN FRANCISCO, CA
$18,913,648,910.00Regulatory AUM · August 2026
ALSARI WEALTH MANAGEMENT GLOBAL ADVISORS, LLCCRD 159094 · SAN DIEGO, CA
$59,156,389.00Regulatory AUM · August 2026
ALTA PARK CAPITAL, LPCRD 169422 · SAN FRANCISCO, CA
$1,779,560,753.00Regulatory AUM · August 2026
ALTAMONT CAPITAL MANAGEMENT, L.P.CRD 160498 · PALO ALTO, CA
$4,018,291,898.00Regulatory AUM · August 2026
ALTAMONT WEALTH MANAGEMENT, INC.CRD 136031 · LIVERMORE, CA
$182,866,843.00Regulatory AUM · August 2026
ALTERI WEALTH LLCCRD 331100 · WESTLAKE VILLAGE, CA
$566,121,304.00Regulatory AUM · August 2026
ALTERNATIVE ACCESS FUNDS, LLCCRD 305210 · EL SEGUNDO, CA
$42,500,000.00Regulatory AUM · August 2026
ALTIMETER CAPITAL MANAGEMENT, LPCRD 160017 · MENLO PARK, CA
$18,753,715,687.00Regulatory AUM · August 2026
ALTOS VENTURES MANAGEMENT, INC.CRD 162777 · BURLINGAME, CA
$5,448,790,139.00Regulatory AUM · August 2026
ALTRUIST ADVISORS LLCCRD 340784 · CULVER CITY, CA
Not availableRegulatory AUM · August 2026
ALTRUIST LLCCRD 299398 · CULVER CITY, CA
Not availableRegulatory AUM · August 2026
ALTURA WEALTH ADVISORS INC.CRD 309501 · SANTA CLARA, CA
$250,101,374.00Regulatory AUM · August 2026
AMARA FINANCIAL, LLCCRD 308290 · SAN FRANCISCO, CA
$250,466,937.00Regulatory AUM · August 2026
AMERICAN ASSETS INVESTMENT MANAGEMENT, LLCCRD 131660 · SAN DIEGO, CA
$5,868,168,672.00Regulatory AUM · August 2026
AMERICAN DISCOVERY INVESTMENT ADVISORS, LLCCRD 301331 · LOS ANGELES, CA
$279,325,049.00Regulatory AUM · August 2026
AMERICAN FUNDSTARS FINANCIAL GROUP LLCCRD 315860 · IRVINE, CA
$332,687,583.00Regulatory AUM · August 2026
AMERICAN INFRASTRUCTURE PARTNERS, LLCCRD 299402 · FOSTER CITY, CA
$1,703,237,998.00Regulatory AUM · August 2026
AMERICAN MONEY MANAGEMENT, LLCCRD 115357 · RANCHO SANTA FE, CA
$844,008,013.00Regulatory AUM · August 2026
AMERICAN MORTGAGE INVESTMENT PARTNERS MANAGEMENT, LLCCRD 284231 · SEAL BEACH, CA
$1,459,339,351.00Regulatory AUM · August 2026
AMERICAN PACIFIC GROUP, L.P.CRD 306218 · LARKSPUR, CA
$1,335,827,686.00Regulatory AUM · August 2026
AMERICAN REALTY ADVISORS, LLCCRD 107965 · LOS ANGELES, CA
$3,236,267,594.00Regulatory AUM · August 2026
AMI ASSET MANAGEMENT CORPCRD 110291 · LOS ANGELES, CA
$1,925,617,855.00Regulatory AUM · August 2026
AMITY VENTURES, LLCCRD 290313 · SAN FRANCISCO, CA
$1,737,465,804.00Regulatory AUM · August 2026
AMPERSAND CAPITAL GROUP, L.P.CRD 329612 · BURLINGAME, CA
$235,130,818.00Regulatory AUM · August 2026
ANCHOR BAY CAPITAL, INC.CRD 116913 · CARLSBAD, CA
$247,127,800.00Regulatory AUM · August 2026
ANCHOR BAY PRIVATE WEALTH LLCCRD 327418 · CARLSBAD, CA
$51,721,000.00Regulatory AUM · August 2026
ANCHOR CAPITAL MANAGEMENT GROUP, INC.CRD 123543 · ALISO VIEJO, CA
$191,231,382.00Regulatory AUM · August 2026
ANCHOR POINT FINANCIAL LLCCRD 334103 · BAKERSFIELD, CA
$173,629,593.00Regulatory AUM · August 2026
ANDRA CAPITAL LLCCRD 314080 · SAN FRANCISCO, CA
$476,538,169.00Regulatory AUM · August 2026