EXPLORE THE DIRECTORY

Investment adviser firms in California · Page 14

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: July 2026 and August 2026

POWER ASSET MANAGEMENT LLCCRD 128580 · LOS ANGELES, CA
$175,000,000.00Regulatory AUM · August 2026
POWERLAW FUND ADVISER, LLCCRD 338152 · SAN FRANCISCO, CA
$496,250,169.00Regulatory AUM · August 2026
PRAETORIAN WEALTH MANAGEMENT, INC.CRD 147814 · CARMEL, CA
$598,650,239.00Regulatory AUM · August 2026
PRELUDE INVESTMENT SERVICES LLCCRD 339161 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
PREMIER FINANCIAL GROUP INCCRD 107314 · EUREKA, CA
$819,918,431.00Regulatory AUM · August 2026
PREMIER WEALTH ADVISORS, LLCCRD 285510 · SAN DIEGO, CA
$694,897,516.00Regulatory AUM · August 2026
PRESERVATION EQUITY FUND ADVISORS, LLCCRD 300968 · IRVINE, CA
$502,879,532.00Regulatory AUM · August 2026
PRESIDIO CAPITAL MANAGEMENT, LLCCRD 304501 · SAN DIEGO, CA
$498,887,848.00Regulatory AUM · August 2026
PRESTON CAPITAL LLCCRD 328417 · ALISO VIEJO, CA
$1,054,611,662.00Regulatory AUM · August 2026
PRIME FINANCE ADVISOR, L.P.CRD 159971 · SAN FRANCISCO, CA
$22,224,814,751.00Regulatory AUM · August 2026
PRIME MERIDIAN CAPITAL MANAGEMENT, LLCCRD 166003 · WALNUT CREEK, CA
$176,655,367.00Regulatory AUM · August 2026
PRIMECAP MANAGEMENT COCRD 105516 · PASADENA, CA
$139,344,370,550.00Regulatory AUM · August 2026
PRIMESTOR INVESTMENT MANAGEMENT, LLCCRD 322066 · CULVER CITY, CA
$234,205,039.00Regulatory AUM · August 2026
PRINCIPLY, INC.CRD 281813 · SAN FRANCISCO, CA
$62,882,199.00Regulatory AUM · August 2026
PRING/TURNER CAPITAL GROUP, INC.CRD 110931 · ALAMO, CA
$262,131,675.00Regulatory AUM · August 2026
PRISM ADVISORS, INC.CRD 286474 · STUDIO CITY, CA
$515,053,031.00Regulatory AUM · August 2026
PRIVATE MANAGEMENT GROUP INCCRD 104707 · IRVINE, CA
$4,903,675,907.00Regulatory AUM · August 2026
PRIVATE PORTFOLIOS, INC.CRD 111905 · SAN MATEO, CA
$293,473,879.00Regulatory AUM · August 2026
PRIVATE WEALTH ADVISORS, LLCCRD 141971 · FRESNO, CA
$451,158,900.00Regulatory AUM · August 2026
PRIVATE WEALTH PARTNERS, LLCCRD 133802 · MILL VALLEY, CA
$1,921,390,575.00Regulatory AUM · August 2026
PRIVATE WEALTH SOLUTIONS, LLCCRD 289437 · CALABASAS, CA
$500,000,000.00Regulatory AUM · August 2026
PROCORE ADVISORS, LLCCRD 289037 · NEWPORT BEACH, CA
$143,665,154.00Regulatory AUM · August 2026
PROPEL BIO MANAGEMENT, LLCCRD 322858 · LOS ANGELES, CA
$247,496,668.00Regulatory AUM · August 2026
PROPEL VENTURE PARTNERS MANAGEMENT CO., LLCCRD 283261 · SAN CARLOS, CA
$703,611,534.00Regulatory AUM · August 2026
PROSPECT CAPITAL ADVISORS, LLCCRD 119531 · SAUSALITO, CA
$309,360,013.00Regulatory AUM · August 2026
PROSPERITAS FINANCIAL, LLCCRD 315768 · VALENCIA, CA
$812,462,629.00Regulatory AUM · August 2026
PROSPERITY FINANCIAL GROUP, INC.CRD 339321 · SAN RAMON, CA
$502,955,078.00Regulatory AUM · August 2026
PROSPERITY ROAD, LLCCRD 281894 · SANTA ANA, CA
$172,311,682.00Regulatory AUM · August 2026
PROSPERITY WEALTH PLANNING LLCCRD 315163 · IRVINE, CA
$269,224,678.00Regulatory AUM · August 2026
PROSPETTIVA FINANCIAL LLCCRD 148760 · SAN FRANCISCO, CA
$128,665,439.00Regulatory AUM · August 2026
PROSSER CREEK ASSET MANAGEMENT LLCCRD 318883 · CORTE MADERA, CA
$266,653,208.00Regulatory AUM · August 2026
PROSSIMO ADVISORS LLCCRD 289347 · SAN LUIS OBISPO, CA
$238,503,090.00Regulatory AUM · August 2026
PROVENANCE MANAGEMENT CO., LPCRD 307347 · BEVERLY HILLS, CA
$454,079,101.00Regulatory AUM · August 2026
PROVENIO CAPITAL MANAGEMENT LLCCRD 333009 · NEWPORT BEACH, CA
$1,633,830,237.00Regulatory AUM · August 2026
PROVIDENCE FINANCIAL AND INSURANCE SERVICES, INCCRD 141988 · WOODLAND HILLS, CA
$215,020,611.00Regulatory AUM · August 2026
PRUDENT INVESTOR ADVISORS, LLCCRD 121922 · FOLSOM, CA
$1,302,177,184.00Regulatory AUM · August 2026
PRUDENT INVESTORS NETWORK, INC.CRD 127284 · LAKE FOREST, CA
$515,799,473.00Regulatory AUM · August 2026
PRUNEYARD FINANCIAL GROUP, INC.CRD 117378 · CUPERTINO, CA
$90,871,769.00Regulatory AUM · August 2026
PURE FINANCIAL ADVISORS, LLCCRD 144316 · SAN DIEGO, CA
$11,054,059,366.00Regulatory AUM · August 2026
PURUS WEALTH MANAGEMENT, LLCCRD 174490 · NEWPORT BEACH, CA
$658,133,545.00Regulatory AUM · August 2026
QCA CAPITAL MANAGEMENT INCCRD 112104 · LOS ANGELES, CA
$252,230,446.00Regulatory AUM · August 2026
QUANTUM FINANCIAL ADVISORS, LLCCRD 317386 · SANTA MONICA, CA
$1,484,111,762.00Regulatory AUM · August 2026
QUID CAPITAL GROUP HOLDINGS, LLCCRD 297179 · SANTA MONICA, CA
$7,762,526,892.00Regulatory AUM · August 2026
QUIET CAPITAL MANAGEMENT, LLCCRD 287484 · SAN FRANCISCO, CA
$5,390,979,083.00Regulatory AUM · August 2026
QUILLU INCCRD 170975 · SAN FRANCISCO, CA
$30,003,871.00Regulatory AUM · August 2026
QVR LLCCRD 288357 · SAN FRANCISCO, CA
$1,129,999,106.00Regulatory AUM · August 2026
R SQUARED BM LLCCRD 308920 · EL SEGUNDO, CA
$3,348,760,176.00Regulatory AUM · August 2026
R. S. CRUM, INC.CRD 158621 · NEWPORT BEACH, CA
$720,678,466.00Regulatory AUM · August 2026
R.H. DINEL INVESTMENT COUNSEL,INC.CRD 106688 · LOS ANGELES, CA
$153,513,362.00Regulatory AUM · August 2026
R.I.T. WEALTH ADVISORS INC.CRD 339934 · SAN LUIS OBISPO, CA
Not availableRegulatory AUM · August 2026
RAUB BROCK CAPITAL MANAGEMENT, LPCRD 153994 · LARKSPUR, CA
$2,928,521,119.00Regulatory AUM · August 2026
RAYLIANT INVESTMENT RESEARCHCRD 306119 · WALNUT, CA
$203,450,744.00Regulatory AUM · August 2026
RBA WEALTH MANAGEMENT, LLCCRD 291029 · NEWPORT BEACH, CA
$452,114,214.00Regulatory AUM · August 2026
RBC SECURITIES, INC.CRD 103705 · LOS ANGELES, CA
$1,515,102,638.00Regulatory AUM · August 2026
RBO & CO, LLCCRD 112172 · ST. HELENA, CA
$654,800,354.00Regulatory AUM · August 2026
RCF ASSET MANAGEMENT GROUP 3, LLCCRD 312212 · STUDIO CITY, CA
Not availableRegulatory AUM · August 2026
RCF ASSET MANAGEMENT GROUP 4, LLCCRD 326500 · STUDIO CITY, CA
Not availableRegulatory AUM · August 2026
RCLCO FUND ADVISORS, LLCCRD 167905 · LOS ANGELES, CA
Not availableRegulatory AUM · August 2026
RCM ROBINSON CAPITAL MANAGEMENT LLCCRD 112814 · SACRAMENTO, CA
$61,800,813.00Regulatory AUM · August 2026
REACT INVESTMENT SOLUTIONS, LLCCRD 150801 · LOS GATOS, CA
Not availableRegulatory AUM · August 2026
REBALANCE LLCCRD 158242 · PALO ALTO, CA
$1,928,102,130.00Regulatory AUM · August 2026
RED CRANE WEALTH MANAGEMENT, LLCCRD 284006 · PALO ALTO, CA
$151,574,482.00Regulatory AUM · August 2026
RED IRON GROUP MANAGEMENT, LLCCRD 317920 · MENLO PARK, CA
$461,614,000.00Regulatory AUM · August 2026
RED SEVENCRD 168542 · ESCONDIDO, CA
$104,395,000.00Regulatory AUM · August 2026
REDMILE GROUP, LLCCRD 143606 · LARKSPUR, CA
$4,701,099,967.00Regulatory AUM · August 2026
REDWOOD COAST FINANCIAL PARTNERSCRD 226560 · EUREKA, CA
$151,840,000.00Regulatory AUM · August 2026
REDWOOD GROVE WEALTH MANAGEMENT LLCCRD 150667 · SAN RAFAEL, CA
$151,319,342.00Regulatory AUM · August 2026
REDWOOD HOLDINGS, LLCCRD 173916 · SANTA MONICA, CA
$836,976,086.00Regulatory AUM · August 2026
REDWOOD INVESTMENT GROUP, INCCRD 168017 · FORT BRAGG, CA
$230,299,398.00Regulatory AUM · August 2026
REDWOOD PARK ADVISORS, LLCCRD 307958 · REDWOOD CITY, CA
$170,335,362.00Regulatory AUM · August 2026
REFLOW SERVICES, LLCCRD 158301 · SAN FRANCISCO, CA
$521,410,666.00Regulatory AUM · August 2026
REGATTA CAPITAL GROUP, LLCCRD 145363 · EL SEGUNDO, CA
$1,551,654,295.00Regulatory AUM · August 2026
REGENT PROPERTIES, LLCCRD 309360 · LOS ANGELES, CA
$1,773,700,776.00Regulatory AUM · August 2026
REGENTS PARK FUNDS, LLCCRD 284684 · IRVINE, CA
$432,967,118.00Regulatory AUM · July 2026
REGIS METRO ASSOCIATES, INC.CRD 160859 · SAN FRANCISCO, CA
$617,810,275.00Regulatory AUM · August 2026
RELEVANT WEALTH ADVISORS, LLCCRD 1489 · MILL VALLEY, CA
$799,000,000.00Regulatory AUM · August 2026
REMY INVESTORS & CONSULTANTS, LLCCRD 326958 · LOS ANGELES, CA
$887,580,225.00Regulatory AUM · August 2026
RESEARCH AFFILIATES, LLCCRD 120440 · NEWPORT BEACH, CA
$27,844,764,168.00Regulatory AUM · August 2026
RESMARK EQUITY PARTNERS, LLCCRD 116882 · LOS ANGELES, CA
$2,033,727,000.00Regulatory AUM · August 2026
RESOLUTE ADVISORS LLCCRD 300326 · SAN FRANCISCO, CA
$1,910,453,831.00Regulatory AUM · August 2026
RESOURCE CAPITAL INVESTMENT CORPORATIONCRD 166722 · CARLSBAD, CA
$3,706,679,117.00Regulatory AUM · August 2026
RETIREMENT CAPITAL STRATEGIES, INC.CRD 139009 · SAN JOSE, CA
$305,157,069.00Regulatory AUM · August 2026
RETIREMENT WELLNESS GROUP LLCCRD 297255 · PASADENA, CA
$526,582,694.00Regulatory AUM · August 2026
RETIREMENTADVICE | JKACRD 153803 · ANAHEIM, CA
$267,334,728.00Regulatory AUM · August 2026
REVELATION CAPITAL MANAGEMENT, LLCCRD 171114 · SAUSALITO, CA
$2,318,722,108.00Regulatory AUM · August 2026
REVITATE FUND ADVISOR LLCCRD 326939 · NEWPORT BEACH, CA
$398,604,381.00Regulatory AUM · August 2026
REYES FINANCIAL ARCHITECTURE INC.CRD 153194 · SAN DIEGO, CA
$196,182,788.00Regulatory AUM · August 2026
RG FINANCIAL, LLCCRD 311162 · CARLSBAD, CA
$158,090,464.00Regulatory AUM · August 2026
RHS FINANCIAL, LLCCRD 149435 · SAN FRANCISCO, CA
$219,756,972.00Regulatory AUM · August 2026
RIBBIT MANAGEMENT COMPANY, LLCCRD 165308 · PALO ALTO, CA
$20,775,390,188.00Regulatory AUM · August 2026
RICE FINANCIAL CONSULTING, INC.CRD 170346 · LOS GATOS, CA
$287,165,396.00Regulatory AUM · August 2026
RICE HALL JAMES & ASSOCIATES LLCCRD 125410 · SAN DIEGO, CA
$1,740,251,833.00Regulatory AUM · August 2026
RICHEY ADVISORS, INC.CRD 277137 · PLACENTIA, CA
$159,654,662.00Regulatory AUM · August 2026
RIDGECREST WEALTH PARTNERS, LLCCRD 311984 · SAN RAFAEL, CA
$705,146,641.00Regulatory AUM · August 2026
RIGHT SIDE CAPITAL MANAGEMENT, LLCCRD 166062 · SAN FRANCISCO, CA
$346,724,229.00Regulatory AUM · August 2026
RIMROCK CAPITAL MANAGEMENT LLCCRD 120410 · IRVINE, CA
$3,851,562,308.00Regulatory AUM · August 2026
RING MOUNTAIN CAPITAL, LLCCRD 288714 · TIBURON, CA
$222,054,400.00Regulatory AUM · August 2026
RINKEY INVESTMENTSCRD 149576 · SAN DIEGO, CA
$471,052,116.00Regulatory AUM · August 2026
RIORDAN, LEWIS & HADEN, INCCRD 157138 · LOS ANGELES, CA
$1,220,973,752.00Regulatory AUM · August 2026
RIOT VENTURES MANAGEMENT, LLCCRD 288647 · VENICE, CA
$1,086,131,727.00Regulatory AUM · August 2026