EXPLORE THE DIRECTORY

Investment adviser firms in California · Page 13

Firms grouped by their reported public principal-office state. This does not establish current registration or include every branch office.

1,874 firms · Source months shown: August 2026

OUR WEALTH GUIDES, INC.CRD 296866 · WESTLAKE VILLAGE, CA
$257,908,095.00Regulatory AUM · August 2026
OUTWING, LLCCRD 322444 · SANTA BARBARA, CA
$332,833,767.00Regulatory AUM · August 2026
OWL VENTURES, LLCCRD 172513 · SAN FRANCISCO, CA
$2,503,637,298.00Regulatory AUM · August 2026
OXLEY, HARRY KEIRCRD 136373 · SAN FRANCISCO, CA
$127,047,204.00Regulatory AUM · August 2026
PAAMCO PRISMA, LLCCRD 108989 · NEWPORT BEACH, CA
$14,451,096,438.00Regulatory AUM · August 2026
PACHIRA INVESTMENTS, INC.CRD 164405 · DANA POINT, CA
$343,928,504.00Regulatory AUM · August 2026
PACIFIC AVENUE CAPITAL PARTNERS MANAGEMENT COMPANY LLCCRD 311351 · MANHATTAN BEACH, CA
$2,978,174,006.00Regulatory AUM · August 2026
PACIFIC CAPITAL ASSOCIATES, INC.CRD 160407 · SAN DIEGO, CA
$258,800,740.00Regulatory AUM · August 2026
PACIFIC CAPITAL WEALTH ADVISORS, INC.CRD 159294 · CORONA, CA
$668,641,467.00Regulatory AUM · August 2026
PACIFIC EXCEL WEALTH ADVISORS, INC.CRD 172356 · WALNUT CREEK, CA
$110,790,269.00Regulatory AUM · August 2026
PACIFIC FINANCIAL STRATEGIES, INCCRD 151434 · THOUSAND OAKS, CA
$201,189,309.00Regulatory AUM · August 2026
PACIFIC GLOBAL INVESTMENT MANAGEMENT COMPANYCRD 106962 · GLENDALE, CA
$87,496,356.00Regulatory AUM · August 2026
PACIFIC HEIGHTS ASSET MANAGEMENT, LLCCRD 124365 · SAN FRANCISCO, CA
$7,273,866,305.00Regulatory AUM · August 2026
PACIFIC INCOME ADVISERS INCCRD 104719 · EL SEGUNDO, CA
$2,249,434,000.00Regulatory AUM · August 2026
PACIFIC INVESTMENT MANAGEMENT COMPANY LLCCRD 104559 · NEWPORT BEACH, CA
$3,666,935,101,247.00Regulatory AUM · August 2026
PACIFIC LIFE FUND ADVISORS LLCCRD 105169 · NEWPORT BEACH, CA
$42,805,749,398.00Regulatory AUM · August 2026
PACIFIC PARK FINANCIAL, INC.CRD 122867 · LAGUNA HILLS, CA
$221,610,360.00Regulatory AUM · August 2026
PACIFIC POINT ADVISORS, LLCCRD 310731 · SAN DIEGO, CA
$389,636,943.00Regulatory AUM · August 2026
PACIFIC PRIVATE FUND ADVISORS LLCCRD 168830 · NEWPORT BEACH, CA
$12,236,752,285.00Regulatory AUM · August 2026
PACIFIC SPECIALTY INVESTMENT GROUP, LLCCRD 282463 · NEWPORT BEACH, CA
$123,212,802.00Regulatory AUM · August 2026
PACIFIC SUN FINANCIAL CORPCRD 284286 · LOS ANGELES, CA
$290,000,000.00Regulatory AUM · August 2026
PACIFIC WEALTH ADVISORY SERVICES LLCCRD 330888 · DANVILLE, CA
$96,284,457.00Regulatory AUM · August 2026
PACIFIC WEALTH MANAGEMENT, LLCCRD 113217 · SAN DIEGO, CA
$371,941,587.00Regulatory AUM · August 2026
PACIFIC WEALTH STRATEGIES GROUP, INC.CRD 144789 · SANTA BARBARA, CA
$253,189,504.00Regulatory AUM · August 2026
PAINTED PORCH ADVISORS LLCCRD 304375 · SANTA BARBARA, CA
$571,924,848.00Regulatory AUM · August 2026
PALISADES INVESTMENT PARTNERS, LLCCRD 128173 · EL SEGUNDO, CA
$271,000,000.00Regulatory AUM · August 2026
PALO ALTO INVESTORS LPCRD 109171 · PALO ALTO, CA
$696,000,000.00Regulatory AUM · August 2026
PAN GLOBAL ADVISERS, LLCCRD 301863 · NEWPORT BEACH, CA
$270,491,294.00Regulatory AUM · August 2026
PANORAMIC CAPITAL, LLCCRD 153450 · LARKSPUR, CA
$299,600,000.00Regulatory AUM · August 2026
PANTERA CAPITAL PARTNERS LPCRD 284342 · SAN FRANCISCO, CA
$3,961,135,217.00Regulatory AUM · August 2026
PANTHEON INFRA ADVISORS, LLCCRD 335463 · SAN FRANCISCO, CA
$26,590,503.00Regulatory AUM · August 2026
PANTHEON VENTURES (US) LPCRD 153425 · SAN FRANCISCO, CA
$87,688,577,202.00Regulatory AUM · August 2026
PANTHEON VENTURES INC.CRD 110091 · SAN FRANCISCO, CA
$11.00Regulatory AUM · August 2026
PARADIGM OPERATIONS LPCRD 299210 · SAN FRANCISCO, CA
$11,869,698,738.00Regulatory AUM · August 2026
PARAGON ASSET MANAGEMENT INC.CRD 107863 · ORINDA, CA
$115,870,556.00Regulatory AUM · August 2026
PARAGON FINANCIAL PARTNERS, INC.CRD 158041 · WOODLAND HILLS, CA
$329,584,543.00Regulatory AUM · August 2026
PARALLAX VOLATILITY ADVISERS, L.P.CRD 158143 · SAN FRANCISCO, CA
$5,979,806,000.00Regulatory AUM · August 2026
PARALLAXES CAPITAL MANAGEMENT, LLCCRD 291657 · LOS ANGELES, CA
$620,823,588.00Regulatory AUM · August 2026
PARALLEL ADVISORS, LLCCRD 140800 · SAN FRANCISCO, CA
$10,307,545,581.00Regulatory AUM · August 2026
PARIAX, LLCCRD 301474 · NEWPORT BEACH, CA
$115,360,000.00Regulatory AUM · August 2026
PARK PRESIDIO CAPITAL LLCCRD 168954 · SAN FRANCISCO, CA
$1,647,528,869.00Regulatory AUM · August 2026
PARK WEST ASSET MANAGEMENT LLCCRD 157660 · SAN FRANCISCO, CA
$2,860,803,000.00Regulatory AUM · August 2026
PARK, MILLER, LLCCRD 146856 · WALNUT CREEK, CA
$339,791,289.00Regulatory AUM · August 2026
PARKSHORE WEALTH MANAGEMENTCRD 148052 · GRANITE BAY, CA
$517,887,077.00Regulatory AUM · August 2026
PARNASSUS INVESTMENTS, LLCCRD 316904 · SAN FRANCISCO, CA
$41,094,551,521.00Regulatory AUM · August 2026
PARTNERS FOR GROWTH MANAGERS, LLCCRD 163495 · TIBURON, CA
$962,187,957.00Regulatory AUM · August 2026
PARTNERSHIP CAPITAL GROWTH INVESTORS MANAGEMENT, LLCCRD 173288 · LOS GATOS, CA
$141,536,229.00Regulatory AUM · August 2026
PASADENA PRIVATE WEALTH, LLCCRD 295178 · PASADENA, CA
$1,620,620,686.00Regulatory AUM · August 2026
PASSPORT CAPITAL, LLCCRD 134484 · SAN FRANCISCO, CA
$532,370,151.00Regulatory AUM · August 2026
PATHWAY CAPITAL MANAGEMENT, LPCRD 108016 · IRVINE, CA
$97,818,354,930.00Regulatory AUM · August 2026
PATHWAYS ADVISORY GROUP, INC.CRD 143817 · FRESNO, CA
$388,476,260.00Regulatory AUM · August 2026
PATHWISE WEALTH PARTNERS, LLCCRD 174215 · WALNUT CREEK, CA
$255,048,770.00Regulatory AUM · August 2026
PATIENT SQUARE CAPITAL, LPCRD 312203 · MENLO PARK, CA
$17,512,552,081.00Regulatory AUM · August 2026
PAUL & CO. WEALTH MANAGEMENT, INC.CRD 331617 · ATASCADERO, CA
$164,699,635.00Regulatory AUM · August 2026
PAVION BLUE CAPITAL, LLCCRD 301968 · NEWPORT BEACH, CA
$443,664,706.00Regulatory AUM · August 2026
PAYDEN & RYGELCRD 107160 · LOS ANGELES, CA
$158,227,256,697.00Regulatory AUM · August 2026
PCCP, LLCCRD 157505 · LOS ANGELES, CA
$20,104,271,033.00Regulatory AUM · August 2026
PCP MANAGERS, L.P.CRD 157398 · SAN FRANCISCO, CA
$13,353,835,498.00Regulatory AUM · August 2026
PEAK FINANCIAL PLANNING, LLCCRD 317288 · CANOGA PARK, CA
$93,000,000.00Regulatory AUM · August 2026
PEAKVIEW MANAGEMENT, LLCCRD 305663 · MENLO PARK, CA
$646,434,068.00Regulatory AUM · August 2026
PEGASUS TECH VENTURES, INC.CRD 164588 · SAN JOSE, CA
$2,581,136,068.00Regulatory AUM · August 2026
PELORUS CAPITAL MANAGEMENT, LLCCRD 342820 · IRVINE, CA
Not availableRegulatory AUM · August 2026
PENCE CAPITAL MANAGEMENT, LLCCRD 281739 · NEWPORT BEACH, CA
$1,536,678,991.00Regulatory AUM · August 2026
PENNYMAC CAPITAL MANAGEMENT, LLCCRD 147101 · WESTLAKE VILLAGE, CA
$21,346,882,000.00Regulatory AUM · August 2026
PENSERRA CAPITAL MANAGEMENT LLCCRD 159042 · ORINDA, CA
$17,500,000,000.00Regulatory AUM · August 2026
PENSERRA GLOBAL INVESTORS LLCCRD 174309 · ORINDA, CA
$96,180,324.00Regulatory AUM · August 2026
PENSERRA WEALTH MANAGEMENT LLCCRD 333218 · ORINDA, CA
$2,500,000.00Regulatory AUM · August 2026
PERCHERON INVESTMENT MANAGEMENT LPCRD 312004 · SAN FRANCISCO, CA
$5,057,630,293.00Regulatory AUM · August 2026
PERENNIAL INVESTMENT ADVISORS, LLCCRD 286477 · LOS ANGELES, CA
$2,498,681,329.00Regulatory AUM · August 2026
PERIGON WEALTH MANAGEMENT, LLCCRD 131037 · SAN FRANCISCO, CA
$11,294,013,832.00Regulatory AUM · August 2026
PERMIRA CREDIT LLCCRD 330996 · SAN FRANCISCO, CA
$1,340,853,000.00Regulatory AUM · August 2026
PETIX & BOTTE COMPANYCRD 170020 · LA MESA, CA
$411,940,000.00Regulatory AUM · August 2026
PFC CAPITAL GROUP INCCRD 110648 · LOS ANGELES, CA
$262,457,567.00Regulatory AUM · August 2026
PFM HEALTH SCIENCES, LPCRD 146747 · SAN FRANCISCO, CA
$1,266,793,646.00Regulatory AUM · August 2026
PHILADELPHIA FINANCIAL MANAGEMENT OF SAN FRANCISCO, LLCCRD 131413 · SAN FRANCISCO, CA
$730,032,684.00Regulatory AUM · August 2026
PHILIP Y LICRD 322864 · SAN FRANCISCO, CA
Not availableRegulatory AUM · August 2026
PHILLIP B. WHITE CO., INC.CRD 300623 · SAN LUIS OBISPO, CA
$318,703,165.00Regulatory AUM · August 2026
PHILOSOPHY CAPITAL MANAGEMENT LLCCRD 308425 · ALAMO, CA
$1,663,132,679.00Regulatory AUM · August 2026
PHOCAS FINANCIAL CORPORATIONCRD 135470 · ALAMEDA, CA
$682,712,667.00Regulatory AUM · August 2026
PIER 88 INVESTMENT PARTNERS, LLCCRD 169316 · SAN FRANCISCO, CA
$568,043,382.00Regulatory AUM · August 2026
PINEGROVE ADVISER LLCCRD 170811 · SAN FRANCISCO, CA
$2,929,344,404.00Regulatory AUM · August 2026
PINEGROVE VENTURE PARTNERS, LLCCRD 326747 · MENLO PARK, CA
$13,717,473,648.00Regulatory AUM · August 2026
PINNACLE WEALTH MANAGEMENT, LLCCRD 315578 · ROSEVILLE, CA
$211,075,762.00Regulatory AUM · August 2026
PLAN LIFE & WEALTH MANAGEMENT, INC.CRD 44960 · FRESNO, CA
$195,434,083.00Regulatory AUM · August 2026
PLANMEMBER ASSET MANAGEMENT CORPORATIONCRD 289591 · CARPINTERIA, CA
Not availableRegulatory AUM · August 2026
PLANMEMBER SECURITIES CORPORATIONCRD 11869 · CARPINTERIA, CA
$10,120,552,229.00Regulatory AUM · August 2026
PLANNED SOLUTIONS FINANCIAL & INSURANCE SERVICES, INC.CRD 105052 · FOLSOM, CA
$670,996,783.00Regulatory AUM · August 2026
PLATINUM EQUITY ADVISORS, LLCCRD 161491 · BEVERLY HILLS, CA
$47,724,299,453.00Regulatory AUM · August 2026
PLATT WEALTH MANAGEMENT, LLCCRD 297487 · SAN DIEGO, CA
$390,634,320.00Regulatory AUM · August 2026
PLUS CAPITAL MANAGEMENT, L.L.C.CRD 167459 · VENICE, CA
$294,153,324.00Regulatory AUM · August 2026
POINT OLEMA CAPITAL PARTNERS, L.P.CRD 304303 · SAN FRANCISCO, CA
$2,948,080,368.00Regulatory AUM · August 2026
POINTONE FAMILY OFFICE, LLCCRD 338563 · MANHATTAN BEACH, CA
$327,091,481.00Regulatory AUM · August 2026
POLYCHAIN CAPITAL LPCRD 285022 · SAN FRANCISCO, CA
$2,901,320,856.00Regulatory AUM · August 2026
POPLAR POINT CAPITAL MANAGEMENT LLCCRD 165411 · BURLINGAME, CA
$110,119,933.00Regulatory AUM · August 2026
PORT STREET INVESTMENTS, LLCCRD 168596 · NEWPORT BEACH, CA
$174,497,944.00Regulatory AUM · August 2026
PORTFOLIO ADVISORS, INC.CRD 106111 · FRESNO, CA
$261,154,540.00Regulatory AUM · August 2026
PORTFOLIO DESIGN LABS, LLCCRD 318127 · ENCINO, CA
$624,940,280.00Regulatory AUM · August 2026
POST ADVISORY GROUP, LLCCRD 108860 · LOS ANGELES, CA
$13,033,125,944.00Regulatory AUM · August 2026
POTENTIA RIA, LLCCRD 329135 · SAN JOSE, CA
$569,095,699.00Regulatory AUM · August 2026
POTRERO CAPITAL RESEARCH, LLCCRD 125909 · SAN FRANCISCO, CA
$419,641,644.00Regulatory AUM · August 2026